Vertex One Asset Management

Vertex One Asset Management as of Sept. 30, 2011

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 84 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Anglogold Ashanti Holdings Fin pfd cv 18.0 $91M 1.9M 48.97
Motorola Mobility Holdings 15.4 $78M 2.1M 37.78
Apple (AAPL) 6.6 $34M 88k 381.18
Agnico (AEM) 5.4 $27M 455k 60.12
Goodrich Corporation 5.3 $27M 224k 120.68
Iron Mountain Incorporated 4.5 $23M 722k 31.62
Nalco Holding Company 3.5 $18M 508k 34.98
NetLogic Microsystems 2.4 $12M 248k 48.11
Marathon Oil Corporation (MRO) 2.2 $11M 514k 21.58
Google 2.0 $10M 20k 514.38
Southern Union Company 2.0 $10M 247k 40.57
Montpelier Re Holdings/mrh 1.9 $9.8M 552k 17.68
Platinum Underwriter/ptp 1.7 $8.7M 284k 30.75
Mattel (MAT) 1.7 $8.5M 327k 25.89
Kinetic Concepts 1.6 $8.2M 125k 65.89
Student Transn 1.6 $7.8M 1.4M 5.70
Partner Re 1.4 $7.2M 138k 52.27
Pfizer (PFE) 1.4 $7.0M 398k 17.68
Greenlight Capital Re Ltd cl a (GLRE) 1.3 $6.4M 307k 20.74
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.2 $6.1M 5.9k 1033.08
Goodyear Tire Rubr Pfd 5.875% p 1.2 $6.1M 156k 38.95
Tellabs 1.1 $5.4M 1.3M 4.29
Constellation Energy 0.9 $4.8M 125k 38.06
Xl Group 0.9 $4.4M 236k 18.80
Liberty Media 0.7 $3.7M 250k 14.77
Aspen Insurance Holdings 0.7 $3.5M 151k 23.04
Ingersoll-rand Co Ltd-cl A 0.6 $3.3M 116k 28.09
Valeant Pharmaceuticals Int 0.6 $3.2M 84k 37.48
Telephone & Data Sys Inc spl 0.6 $2.9M 147k 19.77
Qlt 0.6 $2.8M 382k 7.33
Genworth Financial (GNW) 0.5 $2.7M 471k 5.74
Merck & Co (MRK) 0.5 $2.6M 78k 32.70
Celestica (CLS) 0.5 $2.5M 311k 8.15
Bristol Myers Squibb (BMY) 0.5 $2.5M 79k 31.38
Medco Health Solutions 0.5 $2.3M 50k 46.90
Banco Santander (SAN) 0.4 $2.2M 268k 8.04
Plum Creek Timber 0.4 $2.1M 62k 34.72
Central European Media sr nt cv 5%15 0.4 $2.1M 3.0M 0.71
Sandisk Corp note 1.000% 5/1 0.4 $2.0M 2.1M 0.97
Key (KEY) 0.4 $2.0M 341k 5.93
Pan American Silver Corp Can (PAAS) 0.4 $2.0M 74k 27.10
Zions Bancorporation (ZION) 0.3 $1.6M 116k 14.07
Citigroup Inc unit 0.3 $1.5M 19k 79.62
Beazer Homes 7.5% 01/15/1 3 nt sub 7.5% 0.3 $1.3M 135k 9.61
Citigroup (C) 0.3 $1.3M 51k 25.62
Regions Financial Corporation (RF) 0.2 $1.2M 367k 3.33
Level 3 Communications 0.2 $1.2M 819k 1.49
Cibc Cad (CM) 0.2 $1.1M 16k 70.43
Alexco Resource Corp 0.2 $1.2M 172k 6.85
Sonde Resources 0.2 $1.1M 496k 2.31
Seadrill 0.2 $1.1M 41k 27.54
Eli Lilly & Co. (LLY) 0.2 $1.0M 28k 36.98
Aspen Insurance Holdings Ltd pfd prp inc eq 0.2 $985k 20k 50.00
Microsoft Corporation (MSFT) 0.2 $976k 39k 24.90
Bank Of Montreal Cadcom (BMO) 0.2 $946k 17k 56.31
Suntrust Banks Inc $1.00 Par Cmn 0.2 $905k 50k 17.96
Bce (BCE) 0.2 $860k 23k 37.72
Fibertower Corp note 9.000%11/1 0.1 $757k 1.3M 0.58
Old Republic International Corporation (ORI) 0.1 $758k 85k 8.92
Rogers Communications -cl B (RCI) 0.1 $757k 22k 34.41
JPMorgan Chase & Co. (JPM) 0.1 $700k 23k 30.11
Pitney Bowes (PBI) 0.1 $692k 37k 18.80
Bank of America Corporation (BAC) 0.1 $654k 107k 6.12
Synovus Finl Corp unit 99/99/9999 0.1 $613k 55k 11.19
Sun Life Financial (SLF) 0.1 $620k 26k 24.03
ROYAL BK SCOTLAND Group Plc sp adr pref t 0.1 $611k 51k 12.06
Revett Minerals 0.1 $584k 150k 3.89
Louisiana-Pacific Corporation (LPX) 0.1 $561k 110k 5.10
Primero Mining Corporation 0.1 $544k 200k 2.72
Seaspan Corp 0.1 $486k 42k 11.46
Manulife Finl Corp (MFC) 0.1 $513k 45k 11.45
Whiting Petroleum Corp. Perp. pfd cv 0.1 $504k 3.0k 168.00
Wells Fargo & Company (WFC) 0.1 $432k 18k 24.11
Oncolytics Biotech 0.1 $458k 130k 3.52
General Electric Company 0.1 $372k 24k 15.25
Keycorp New pfd 7.75% sr a 0.1 $325k 3.2k 101.56
Cheniere Energy Partners (CQP) 0.1 $305k 23k 13.56
Synovus Financial 0.0 $193k 180k 1.07
Tekelec 0.0 $193k 32k 6.03
Validus Holdings 0.0 $108k 4.3k 24.91
Metropolitan Health Networks 0.0 $38k 8.3k 4.59
Hovnanian Enterprises Inc unit 99/99/9999 0.0 $74k 10k 7.40
Weyerhaeuser Company (WY) 0.0 $19k 1.2k 15.50
Sanofi Aventis Wi Conval Rt 0.0 $4.0k 3.9k 1.03