Vertex One Asset Management

Vertex One Asset Management as of Dec. 31, 2012

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 88 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Anglogold Ashanti Holdings Fin pfd cv 10.2 $58M 1.5M 37.22
ROYAL BK SCOTLAND Group Plc sp adr pref t 8.1 $45M 1.9M 23.82
PHH Corporation 5.2 $29M 1.3M 22.66
Deckers Outdoor Corporation (DECK) 4.8 $27M 675k 40.11
Nexen 4.4 $25M 923k 26.83
Research In Motion 4.0 $22M 1.9M 11.80
Apple (AAPL) 4.0 $22M 42k 530.13
Sprint Nextel Corporation 3.4 $19M 3.4M 5.65
American Rlty Cap Tr 2.9 $16M 1.4M 11.50
Shaw 2.6 $14M 311k 46.43
Greenlight Capital Re Ltd cl a (GLRE) 2.5 $14M 611k 22.99
Platinum Underwriter/ptp 2.2 $13M 274k 45.82
Montpelier Re Holdings/mrh 2.2 $12M 535k 22.77
Central European Media sr nt cv 5%15 2.0 $11M 13M 0.91
Partner Re 2.0 $11M 139k 80.18
Gran Tierra Energy 2.0 $11M 2.0M 5.50
Crexus Investment 1.9 $11M 900k 12.20
MetroPCS Communications 1.8 $10M 1.0M 9.90
Mattel (MAT) 1.8 $10M 280k 36.48
Pfizer (PFE) 1.8 $10M 403k 24.98
Warna 1.8 $10M 140k 71.29
Lloyds TSB (LYG) 1.7 $9.6M 3.0M 3.19
NYSE Euronext 1.5 $8.6M 275k 31.42
Genworth Financial (GNW) 1.4 $7.9M 1.1M 7.48
Coventry Health Care 1.3 $7.6M 169k 44.65
Amarin Corporation (AMRN) 1.3 $7.3M 900k 8.06
Xl Group 1.1 $6.2M 247k 24.96
Ym Biosciences 1.1 $6.1M 2.1M 2.86
Hudson City Ban 1.1 $6.0M 742k 8.10
Western Union Company (WU) 1.0 $5.5M 405k 13.56
Aspen Insurance Holdings 0.9 $4.8M 151k 31.96
Liberty Media Corp lcpad 0.8 $4.6M 40k 115.55
Citigroup (C) 0.8 $4.5M 124k 36.24
Qlt 0.8 $4.5M 571k 7.81
Merck & Co (MRK) 0.6 $3.6M 89k 40.78
Banco Santander (SAN) 0.6 $3.5M 426k 8.14
Alterra Capital Holdings Lim 0.6 $3.5M 125k 28.08
Royal Bank of Scotland 0.6 $3.2M 295k 10.75
Plum Creek Timber 0.6 $3.1M 70k 44.19
Bristol Myers Squibb (BMY) 0.5 $3.1M 94k 32.47
Key (KEY) 0.5 $3.0M 360k 8.39
Regions Financial Corporation (RF) 0.5 $2.9M 407k 7.09
Celestica (CLS) 0.5 $2.9M 354k 8.09
Liberty Media 4.000 11/15/29 deb 4.000% 0.5 $2.8M 4.3M 0.67
Plains Exploration & Production Company 0.5 $2.8M 60k 46.76
Zions Bancorporation (ZION) 0.5 $2.5M 119k 21.32
Student Transn 0.4 $2.5M 406k 6.13
PSS World Medical 0.4 $2.4M 83k 28.76
Suntrust Banks Inc $1.00 Par Cmn 0.4 $2.2M 79k 28.24
Mcmoran Exploration note 4.000%12/3 0.4 $2.3M 2.0M 1.13
Louisiana-Pacific Corporation (LPX) 0.3 $1.9M 101k 19.25
Beazer Homes Usa (BZH) 0.3 $1.9M 114k 16.83
Annaly Capital Management 0.3 $1.7M 125k 13.98
Mission West Properties 0.3 $1.8M 194k 9.07
Validus Holdings 0.3 $1.7M 50k 34.45
Manulife Finl Corp (MFC) 0.3 $1.5M 113k 13.52
Eli Lilly & Co. (LLY) 0.2 $1.4M 29k 49.14
Sun Life Financial (SLF) 0.2 $1.4M 54k 26.39
Bank of America Corporation (BAC) 0.2 $1.3M 114k 11.55
Aspen Insurance Holdings Ltd pfd prp inc eq 0.2 $1.2M 42k 28.51
Hovnanian Enterprises 0.2 $1.0M 150k 6.97
Seadrill 0.2 $1.1M 29k 36.66
Bce (BCE) 0.2 $961k 23k 42.64
Old Republic International Corporation (ORI) 0.2 $902k 85k 10.61
Tor Dom Bk Cad (TD) 0.2 $922k 11k 83.82
Warner Chilcott Plc - 0.1 $846k 71k 12.00
Bank of New York Mellon Corporation (BK) 0.1 $768k 30k 25.60
Synovus Financial 0.1 $763k 313k 2.44
Chubb Corporation 0.1 $735k 9.8k 75.00
Goodyear Tire Rubr Pfd 5.875% p 0.1 $734k 16k 47.05
General Motors Company (GM) 0.1 $658k 23k 28.73
Wells Fargo & Company (WFC) 0.1 $610k 18k 34.04
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $634k 13k 48.42
Synovus Finl Corp unit 99/99/9999 0.1 $548k 25k 21.92
American International (AIG) 0.1 $559k 16k 35.16
Apollo Residential Mortgage 0.1 $503k 12k 43.74
Trust Spanish (SBSAA) 0.1 $446k 181k 2.46
Keycorp New pfd 7.75% sr a 0.1 $399k 30k 13.48
Hovnanian Enterprises Inc unit 99/99/9999 0.1 $343k 8.3k 41.45
Huntington Bancshares Inc pfd conv ser a 0.1 $254k 3.2M 0.08
Invesco Mortgage Capital 0.1 $298k 15k 19.41
Resource Capital 0.0 $223k 24k 9.45
Ingersoll-rand Co Ltd-cl A 0.0 $233k 4.9k 47.79
Cisco Systems (CSCO) 0.0 $137k 7.0k 19.57
Dell 0.0 $132k 13k 10.15
Microsoft Corporation (MSFT) 0.0 $80k 3.0k 26.67
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.0 $60k 2.6k 23.08
Cys Investments 0.0 $76k 3.6k 21.11