Water Island Capital as of Dec. 31, 2012
Portfolio Holdings for Water Island Capital
Water Island Capital holds 0 positions in its portfolio as reported in the December 2012 quarterly 13F filing
NAME OF TITLE OF VALUE SHRS/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP (x $1000) SH/PRN PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ALTERRA CAPITAL HOLDINGS LIM COM G0229R109 15,448 552,889 SH Sole 552,889
VALIDUS HOLDINGS LTD COM SHS G9319H102 3,316 97,642 SH Sole 97,642
RETALIX LTD ORD M8215W109 10,428 351,713 SH Sole 351,713
ALPHA NATURAL RESOURCES INC COM 02076X102 72 7,729 SH Sole 7,729
ARBITRON INC COM 03875Q108 30,455 652,849 SH Sole 652,849
BEST BUY INC COM 086516101 17 2,264 SH CALL Sole 2,264
BEST BUY INC COM 086516101 8 386 SH PUT Sole 386
BEST BUY INC COM 086516101 90 3,438 SH PUT Sole 3,438
BEST BUY INC COM 086516101 717 1,510 SH PUT Sole 1,510
BIOMIMETIC THERAPEUTICS INC COM 09064M204 153 21,424 SH Sole 21,424
CARIBOU COFFEE INC COM 142042209 4,955 307,216 SH Sole 307,216
CARIBOU COFFEE INC COM 142042209 0 20 SH PUT Sole 20
CARIBOU COFFEE INC COM 142042209 0 50 SH PUT Sole 50
CASCADE CORP COM 147195101 13,103 204,546 SH Sole 204,546
Chicago Bridge & Iron Co NV N Y REGISTRY SH 167250109 12 2,310 SH PUT Sole 2,310
Chicago Bridge & Iron Co NV N Y REGISTRY SH 167250109 4 779 SH PUT Sole 779
CH ENERGY GROUP INC COM 12541M109 9,990 153,426 SH Sole 153,426
CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 13,857 737,052 SH Sole 737,052
CLEARWIRE CORP NEW CL A 18538Q105 14,861 5,159,998 SH Sole 5,159,998
COMERICA INC COM 200340107 133 4,400 SH Sole 4,400
COVENTRY HEALTH CARE INC COM 222862107 126,716 2,851,404 SH Sole 2,851,404
CYMER INC COM 232572107 12,393 140,000 SH Sole 140,000
ELOQUA INC COM 290139104 7,759 328,783 SH Sole 328,783
EPOCH HOLDING CORP COM 29428R103 24,449 878,498 SH Sole 878,498
FIRSTMERIT CORP COM 337915102 2,392 169,400 SH Sole 169,400
FREEPORT-MCMORAN COPPER & GO COM 34671D857 30 399 SH CALL Sole 399
FREEPORT-MCMORAN COPPER & GO COM 34671D857 89 997 SH PUT Sole 997
FREEPORT-MCMORAN COPPER & GO COM 34671D857 116 651 SH CALL Sole 651
FREEPORT-MCMORAN COPPER & GO COM 34671D857 188 1,305 SH CALL Sole 1,305
GENWORTH FINANCIAL INC COM CL A 37247D106 299 41,438 SH Sole 41,438
GENWORTH FINANCIAL INC COM CL A 37247D106 5 198 SH PUT Sole 198
GENWORTH FINANCIAL INC COM CL A 37247D106 11 197 SH PUT Sole 197
HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 2,096 1,715,000 SH Sole 1,715,000
HUDSON CITY BANCORP INC COM 443683107 79,969 9,946,420 SH Sole 9,946,420
INTERMUNE INC COM 45884X103 161 16,849 SH Sole 16,849
KBW INC COM 482423100 3,986 259,666 SH Sole 259,666
MANITOWOC COMPANY INC COM 563571108 60 3,900 SH Sole 3,900
MCMORAN EXPLORATION CO COM 582411104 8,440 535,845 SH Sole 535,845
MCMORAN EXPLORATION CO COM 582411104 9 1,642 SH Sole 1,642
MEDICIS PHARMACEUTICAL CORP NOTE 1.375% 6/0 584690AC5 3,303 3,021,000 SH Sole 3,021,000
METROPCS COMMUNICATIONS INC COM 591708102 61,162 6,234,687 SH Sole 6,234,687
METROPCS COMMUNICATIONS INC COM 591708102 68 5,479 SH CALL Sole 5,479
METROPCS COMMUNICATIONS INC COM 591708102 12 4,995 SH CALL Sole 4,995
METROPCS COMMUNICATIONS INC COM 591708102 71 1,488 SH PUT Sole 1,488
METROPCS COMMUNICATIONS INC COM 591708102 4,842 37,245 SH PUT Sole 37,245
MIPS TECHNOLOGIES INC COM 604567107 13,578 1,752,030 SH Sole 1,752,030
NRG ENERGY INC COM NEW 629377508 68,823 3,046,635 SH Sole 3,046,635
NEXEN INC COM 65334H102 230,116 8,570,427 SH Sole 1,094,399
NEXEN INC COM 65334H102 2 250 SH PUT Sole 250
NEXEN INC COM 65334H102 7 908 SH PUT Sole 908
NEXEN INC COM 65334H102 2 318 SH PUT Sole 318
NEXEN INC COM 65334H102 15 1,477 SH PUT Sole 1,477
NYSE EURONEXT COM 629491101 34,616 1,094,399 SH Sole 1,094,399
PSS WORLD MED INC COM 69366A100 23,807 824,620 SH Sole 824,620
PEP BOYS-MANNY MOE & JACK COM 713278109 10,712 1,114,659 SH Sole 1,114,659
PLAINS EXPL & PRODTN CO COM 726505100 69,207 1,502,218 SH Sole 1,502,218
RALCORP HLDGS INC NEW COM 751028101 89,268 999,308 SH Sole 999,308
RAMBUS INC DEL NOTE 5.000% 6/1 750917AC0 320 320,000 SH Sole 320,000
ROBBINS & MYERS INC COM 770196103 116,641 1,965,966 SH Sole 1,965,966
SCBT FINANCIAL CORP COM 78401V102 1,468 37,043 SH Sole 37,043
SEABRIGHT HOLDINGS INC COM 811656107 20,260 1,833,525 SH Sole 1,833,525
SEALY CORP SR SECD 3RD 8% 812139400 2,778 38,027 SH Sole 38,027
SHAW GROUP THE COM 820280105 165,333 3,579,419 SH Sole 3,579,419
SHAW GROUP THE COM 820280105 20 7,873 SH PUT Sole 7,873
SPARTECH CORP COM NEW 847220209 16,135 1,819,028 SH Sole 1,819,028
SPRINT NEXTEL CORP COM SER 1 852061100 48,913 8,734,545 SH Sole 8,734,545
STIFEL FINL CORP COM 860630102 5 35 SH PUT Sole 35
STILLWATER MNG CO COM 86074Q102 317 25,400 SH Sole 25,400
SUNRISE SENIOR LIVING COM 86768K106 57,753 4,013,384 SH Sole 4,013,384
SUPERIOR ENERGY SVCS INC COM 868157108 505 25,094 SH Sole 25,094
SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 3,010 2,832,000 SH Sole 2,832,000
UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 2,752 2,562,000 SH Sole 2,562,000
VULCAN MATLS CO COM 929160109 143 377 SH CALL Sole 377
WALTER ENERGY INC COM 93317Q105 113 3,354 SH Sole 3,354
WARNACO GROUP INC COM NEW 934390402 83,833 1,182,080 SH Sole 1,182,080
WEST COAST BANCORP ORE NEW COM NEW 952145209 20,974 949,905 SH Sole 949,905
YM BIOSCIENCES INC COM 984238105 12,762 4,446,740 SH Sole 4,446,740