Weiss Asset Management LP[1

Weiss Asset Management as of Sept. 30, 2013

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 28 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI South Korea Index Fund (EWY) 19.2 $32M 516k 61.53
Omnicare Cap Tr Ii pfd b tr 4.00% 16.2 $27M 394k 68.27
Taiwan Semiconductor Mfg (TSM) 14.3 $24M 1.4M 16.96
North Amern Palladium 10.0 $17M 17M 0.96
Hf2 Financial Management 7.4 $12M 1.2M 10.18
Sprott Physical Gold Trust (PHYS) 5.5 $9.1M 824k 11.01
United Microelectronics (UMC) 4.5 $7.4M 3.6M 2.06
Pretium Res Inc Com Isin# Ca74 4.1 $6.8M 990k 6.90
Jp Morgan Alerian Mlp Index (AMJ) 3.1 $5.2M 116k 44.60
Ipath S&p 500 Vix Short Term F 2.7 $4.4M 300k 14.70
Sprott Phys Platinum & Palladi (SPPP) 1.8 $3.0M 342k 8.91
Affordable Residential Cmnty note 7.500% 8/1 1.7 $2.8M 2.0M 1.38
Vanguard Total World Stock Idx (VT) 1.6 $2.6M 48k 55.56
Medworth Acquisition 1.6 $2.6M 325k 8.08
Infinity Cross Bo 1.5 $2.5M 320k 7.86
Market Vectors Vietnam ETF. 1.1 $1.9M 105k 17.91
Velocity Shares Daily 2x Vix Short Term 0.7 $1.2M 80k 15.23
Quinpario Acquisition Corp unit 99/99/9999 0.6 $1.0M 98k 10.17
Cornerstone Strategic Value 0.5 $780k 109k 7.16
Eunits 2 Yr Us Eqty Mkt Ptnt unit 0.4 $723k 64k 11.34
Allianzgi Intl & Prem Strate 0.4 $693k 66k 10.55
Clearbridge Amern Energ M 0.3 $504k 27k 18.81
Bank Of Ireland Spons 0.2 $346k 31k 11.28
Infinity Cross Bo 0.1 $208k 320k 0.65
Dividend & Income Fund (BXSY) 0.1 $172k 12k 14.35
Gold Std Ventures 0.1 $145k 250k 0.58
New Gold Inc Cda (NGD) 0.1 $75k 13k 5.99
Barclays Bank Plc Ipathdow Jones Aig etf 0.1 $85k 37k 2.29