Weiss Asset Management LP[1

Weiss Asset Management as of Sept. 30, 2014

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 39 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Msci Sth Kor Etf (EWY) 13.7 $14M 225k 60.51
Hf2 Finl Mgmt Cl A 12.6 $13M 1.2M 10.40
Nuveen Mult Curr St Gv Incm 11.3 $11M 1.1M 10.66
Microchip Technology SDCV 2.125%12/1 (Principal) 9.4 $9.3M 5.0M 1.86
Seabridge Gold (SA) 7.7 $7.7M 950k 8.06
Garnero Group Acquisition SHS 5.5 $5.5M 575k 9.53
Capitol Acquisition Corp Ii 4.9 $4.9M 500k 9.81
1347 Cap 3.4 $3.3M 350k 9.56
Sprott Physical Gold Trust Unit (PHYS) 3.0 $3.0M 302k 9.97
Denison Mines Corp (DNN) 2.8 $2.8M 2.5M 1.14
Firsthand Tech Value (SVVC) 2.8 $2.8M 116k 24.01
Mergeworthrx 2.7 $2.7M 325k 8.23
Nuveen Equity Premium Advantage Fund 2.6 $2.6M 196k 13.06
Vtti Energy Partners Com Unit Rp Lt 2.5 $2.5M 100k 25.06
Nuveen Global Value Opportunities Fund 2.4 $2.4M 178k 13.36
Silver Eagle Acquisition Cor 2.3 $2.3M 228k 9.94
Alibaba Group Hldg Sponsored Ads (BABA) 2.2 $2.2M 25k 88.84
Grupo Aval Acciones Y Valore Sponsored Ads (AVAL) 1.0 $1.0M 75k 13.55
Cambridge Cap Acquisition 1.0 $970k 100k 9.70
Cornerstone Total Rtrn Fd In Com New 0.8 $755k 139k 5.44
Smart & Final Stores 0.7 $722k 50k 14.44
Nuveen Maryland Premium Income Municipal 0.7 $663k 53k 12.52
Idreamsky Technology Sponsored Ads 0.6 $595k 35k 17.00
Hoegh Lng Partners Com Unit Ltd 0.5 $458k 20k 22.90
Medley Mgmt Cl A Com 0.4 $422k 25k 16.88
Nuveen Insured Quality Muncipal Fund 0.4 $405k 31k 12.94
Mountain Prov Diamonds Com New (MPVDF) 0.4 $375k 75k 5.00
Cornerstone Strategic Value Com New 0.4 $368k 63k 5.83
Vitae Pharmaceuticals 0.3 $305k 40k 7.62
Centrus Energy Corp Cl A (LEU) 0.2 $221k 22k 10.15
Nuveen Conn Prem Income Mun sh ben int 0.2 $155k 12k 12.46
1347 Cap Corp Right 07/21/2016 0.1 $126k 350k 0.36
Herzfeld Caribbean Basin (CUBA) 0.1 $122k 15k 8.03
Community Health Sys Right 01/27/2016 0.1 $90k 3.0M 0.03
1347 Cap Corp *w Exp 07/15/202 0.1 $88k 350k 0.25
Garnero Group Acquisition Right 06/25/2016 0.1 $75k 268k 0.28
Enserv 0.1 $69k 19k 3.62
Gabelli Equity Tr Right 10/20/2014 0.1 $56k 976k 0.06
Garnero Group Acquisition *w Exp 06/24/201 0.0 $40k 334k 0.12