Weiss Asset Management LP[1

Weiss Asset Management as of June 30, 2020

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 189 positions in its portfolio as reported in the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Crown Castle Intl Corp 6.875% Con Pfd A 6.7 $97M 65k 1485.29
Biomarin Pharmaceutical Note 1.500%10/1 (Principal) 5.3 $77M 59M 1.32
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 5.0 $72M 234k 308.36
Chegg Note 0.250% 5/1 (Principal) 3.9 $56M 23M 2.49
Zillow Group Note 2.000%12/0 (Principal) 3.7 $53M 43M 1.23
Nuvasive Note 2.250% 3/1 (Principal) 3.0 $44M 41M 1.08
Fortive Corp Note 0.875% 2/1 (Principal) 2.9 $42M 42M 0.98
Tesla Note 1.250% 3/0 (Principal) 2.9 $41M 14M 2.99
Inphi Corp Note 1.125%12/0 (Principal) 2.5 $37M 13M 2.91
Qiagen Nv Debt 1.000%11/1 (Principal) 2.4 $35M 32M 1.09
China Lodging Group Note 0.375%11/0 (Principal) 2.3 $34M 34M 1.00
Caesars Entertainment 2.2 $32M 2.6M 12.13
Seabridge Gold (SA) 2.2 $31M 1.8M 17.54
Yy Note 0.750% 6/1 (Principal) 2.1 $31M 28M 1.11
Epr Pptys Com Sh Ben Int Put Option (EPR) 2.1 $31M 920k 33.13
Ishares Tr Phlx Semicnd Etf (SOXX) 2.1 $30M 110k 270.89
Greenlight Cap Re Note 4.000% 8/0 (Principal) 1.9 $28M 34M 0.82
PG&E Corporation (PCG) 1.9 $27M 3.0M 8.87
Ishares Tr Iboxx Hi Yd Etf (HYG) 1.7 $24M 298k 81.62
CAI International 1.6 $24M 1.4M 16.66
Five9 Note 0.125% 5/0 (Principal) 1.6 $23M 8.5M 2.72
Tuscan Holdings Corp 1.6 $23M 2.2M 10.23
Yy Us Equity Ads Repstg Com A Put Option (YY) 1.5 $22M 250k 88.50
Wright Med Group N V Note 2.250%11/1 (Principal) 1.5 $22M 16M 1.42
Liberty Media Corp Deb 3.500% 1/1 (Principal) 1.4 $20M 26M 0.74
Liberty Media Corp Del Deb 2.250% 9/3 (Principal) 1.3 $18M 38M 0.48
American Electric Power Company (AEP) 1.2 $17M 214k 79.64
Silver Spike Acquisition Cor Cl A Shs 1.0 $14M 1.4M 10.10
Lf Cap Acquisition Corp Cl A 1.0 $14M 1.3M 10.70
Jazz Investments I Note 1.875% 8/1 (Principal) 0.9 $13M 14M 0.98
Workday Note 1.500% 7/1 (Principal) 0.9 $13M 5.8M 2.28
On Semiconductor Corp Note 1.000%12/0 (Principal) 0.9 $13M 11M 1.17
Silvercrest Metals (SILV) 0.9 $13M 1.4M 9.17
Sempra Energy 6% Pfd Conv A 0.8 $12M 125k 97.73
Iq Us Sponsored Ads Put Option (IQ) 0.8 $12M 516k 23.19
Iqiyi Note 3.750%12/0 (Principal) 0.8 $12M 11M 1.10
Caesars Entmt Corp Note 5.000%10/0 (Principal) 0.8 $12M 6.9M 1.68
Spartan Energy Acquisition C Cl A Com Stk 0.8 $11M 1.0M 10.72
Dominion Energy Unit 99/99/9999 0.7 $10M 100k 101.34
Super Micro Computer (SMCI) 0.6 $9.1M 322k 28.39
Spdr Index Shs Fds Euro Stoxx 50 Put Option (FEZ) 0.6 $9.0M 255k 35.53
Far Pt Acquisition Corp Com Cl A 0.6 $8.4M 818k 10.24
Gigcapital2 Acq Corp 0.6 $8.1M 800k 10.14
Switchback Energy Acquistn C Com Cl A 0.6 $8.0M 800k 10.05
Replay Acquisition Corp 0.6 $8.0M 786k 10.20
Tiffany & Co. 0.5 $7.7M 63k 121.94
Gs Acquisition Hldgs Corp Ii Unit 99/99/9999 0.5 $7.4M 700k 10.51
Amci Acquisition Corp Class A 0.5 $6.9M 678k 10.22
Leo Holdings Corp Com Cl A 0.4 $6.3M 602k 10.40
Ligand Pharmaceuticals Note 0.750% 5/1 (Principal) 0.4 $6.1M 7.0M 0.87
Linde SHS 0.4 $6.1M 29k 212.09
Coupa Software 0.4 $5.9M 21k 277.03
stock 0.4 $5.7M 29k 198.71
Gigcapital3 Unit 99/99/9999 0.4 $5.6M 562k 10.04
Mountain Crest Acquisition C Unit 03/19/2025 0.4 $5.6M 553k 10.04
Albertsons Cos Common Stock (ACI) 0.4 $5.5M 350k 15.77
Tuscan Holdings Ii Acq Corp 0.4 $5.2M 521k 10.05
East Stone Acquisition Corp SHS 0.3 $5.0M 510k 9.87
Spdr Ser Tr S&p Retail Etf Put Option (XRT) 0.3 $5.0M 117k 42.88
Zendesk 0.3 $4.9M 55k 88.53
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 0.3 $4.9M 5.5M 0.89
Bristol-myers Squibb Right 99/99/9999 0.3 $4.8M 1.4M 3.58
Wayfair Note 0.375% 9/0 (Principal) 0.3 $4.7M 2.5M 1.89
Zscaler Incorporated (ZS) 0.3 $4.5M 41k 109.49
Datadog Cl A Com (DDOG) 0.3 $4.5M 52k 86.96
Union Acquisition Corp Ii SHS 0.3 $4.5M 450k 10.00
Greenrose Acquisition Corp (GNRS) 0.3 $4.4M 450k 9.82
Alussa Energy Acquisition Shs Cl A 0.3 $4.3M 433k 9.85
Palo Alto Networks (PANW) 0.3 $4.2M 19k 229.68
Gsv Cap Corp Note 4.750% 3/2 (Principal) 0.3 $4.1M 4.0M 1.02
Prospect Cap Corp Note 6.375% 3/0 (Principal) 0.3 $3.9M 4.0M 0.97
Monocle Acquisition Corp 0.3 $3.8M 368k 10.29
Select Sector Spdr Tr Energy Put Option (XLE) 0.3 $3.8M 100k 37.85
Ego (EGO) 0.3 $3.7M 385k 9.64
Acamar Partners Acqsition Cl A 0.2 $3.6M 353k 10.25
Pure Acquisition Corp Cl A 0.2 $3.6M 335k 10.78
Vertiv Holdings *w Exp 06/12/202 0.2 $3.6M 901k 3.99
New Providence Acquisition Com Cl A 0.2 $3.6M 355k 10.08
Hl Acquisitions Corp SHS 0.2 $3.3M 274k 12.17
Triton Intl Cl A Put Option 0.2 $3.2M 105k 30.24
Air Products & Chemicals (APD) 0.2 $2.9M 12k 241.48
Ishares Tr Russell 2000 Etf Put Option (IWM) 0.2 $2.9M 20k 143.20
8i Enterprises Acquisition C SHS 0.2 $2.9M 283k 10.11
Brilliant Acquisition Corp Unit 12/31/2020 0.2 $2.8M 283k 10.03
Newmont Mining Corporation (NEM) 0.2 $2.7M 44k 61.75
Ecolab (ECL) 0.2 $2.7M 14k 198.95
Insurance Acquisition Corp Cl A 0.2 $2.7M 206k 12.96
Pae *w Exp 09/11/202 0.2 $2.7M 1.1M 2.41
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.2 $2.6M 2.5M 1.04
Sherwin-Williams Company (SHW) 0.2 $2.5M 4.4k 577.92
Legacy Acquisition Corp Com Cl A 0.2 $2.4M 255k 9.60
B Riley Prin Merger Corp Ii Cl A 0.2 $2.3M 212k 10.73
Rmg Acquisition Corp Unit 99/99/9999 0.1 $2.1M 200k 10.48
Sc Health Corp Com Cl A 0.1 $2.1M 207k 10.11
Diamondpeak Hldgs Cor Com Cl A 0.1 $2.1M 200k 10.30
Aptiv SHS (APTV) 0.1 $2.0M 26k 77.92
Longevity Acquisition Corp Ord Shs 0.1 $1.9M 181k 10.75
Retrophin Note 2.500% 9/1 (Principal) 0.1 $1.8M 2.2M 0.82
Livongo Health 0.1 $1.8M 24k 75.21
Dupont De Nemours (DD) 0.1 $1.6M 30k 53.13
Dow (DOW) 0.1 $1.5M 37k 40.77
Cincinnati Bell Pfd Cv Dep1/20 0.1 $1.5M 31k 47.76
PPG Industries (PPG) 0.1 $1.4M 13k 106.04
Sprott Physical Plat Pallad Unit (SPPP) 0.1 $1.4M 98k 14.07
Hubspot (HUBS) 0.1 $1.3M 6.0k 224.33
Ball Corporation (BALL) 0.1 $1.3M 19k 69.49
Delphi Technologies Pl SHS 0.1 $1.2M 85k 14.21
Corteva (CTVA) 0.1 $1.1M 43k 26.79
Prospect Capital Corporation Put Option (PSEC) 0.1 $1.0M 200k 5.11
Juniper Indl Hldgs Com Cl A 0.1 $997k 100k 9.97
Lyondellbasell Industries N Shs - A - (LYB) 0.1 $959k 15k 65.69
Freeport-mcmoran CL B (FCX) 0.1 $954k 83k 11.56
Pagerduty (PD) 0.1 $927k 32k 28.61
Amcor Ord (AMCR) 0.1 $913k 90k 10.21
Sk Telecom Sponsored Adr 0.1 $910k 47k 19.32
Vulcan Materials Company (VMC) 0.1 $872k 7.5k 115.90
Netfin Acquisition Corp Shs Cl A 0.1 $830k 77k 10.75
International Paper Company (IP) 0.1 $786k 22k 35.20
International Flavors & Fragrances (IFF) 0.1 $743k 6.1k 122.41
F M C Corp Com New (FMC) 0.1 $733k 7.4k 99.66
Martin Marietta Materials (MLM) 0.1 $730k 3.5k 206.45
Kb Finl Group Sponsored Adr (KB) 0.0 $710k 26k 27.82
Nucor Corporation (NUE) 0.0 $708k 17k 41.38
Cf Fin Acquisition Corp Com Cl A 0.0 $668k 62k 10.85
Sc Health Corp *w Exp 99/99/999 0.0 $593k 549k 1.08
Celanese Corporation (CE) 0.0 $580k 6.7k 86.36
Andina Acquisition Corp Iii *w Exp 07/31/202 0.0 $546k 1.3M 0.43
Trine Acquisition Corp Com Cl A 0.0 $542k 52k 10.45
Avery Dennison Corporation (AVY) 0.0 $540k 4.7k 114.09
Packaging Corporation of America (PKG) 0.0 $538k 5.4k 99.85
Eastman Chemical Company (EMN) 0.0 $537k 7.7k 69.58
Replay Acquisition Corp Unit 03/01/2024 0.0 $532k 50k 10.64
Union Acquisition Corp Ii Unit 99/99/9999 0.0 $511k 50k 10.22
Hudson Executive Invt Corp Unit 06/21/2025 0.0 $510k 50k 10.20
Tuscan Hldgs Corp Ii Unit 04/01/2026 0.0 $505k 50k 10.10
Rmg Acquisition Corp Cl A 0.0 $501k 49k 10.22
Experience Invt Corp Com Cl A 0.0 $499k 50k 9.98
Liv Cap Acquisition Corp Cl A 0.0 $492k 50k 9.84
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 0.0 $470k 1.4M 0.34
Albemarle Corporation (ALB) 0.0 $466k 6.0k 77.14
Alta Equipment Group *w Exp 02/14/202 0.0 $443k 423k 1.05
Woori Finl Group Sponsored Ads (WF) 0.0 $431k 20k 22.16
Westrock (WRK) 0.0 $416k 15k 28.24
New Frontier Health Corp *w Exp 11/30/202 0.0 $408k 300k 1.36
Grid Dynamics Hldgs *w Exp 03/05/202 0.0 $354k 221k 1.60
CF Industries Holdings (CF) 0.0 $342k 12k 28.16
Paramount Gold Nev (PZG) 0.0 $319k 257k 1.24
Tech Data Corporation 0.0 $304k 2.1k 144.76
Sealed Air (SEE) 0.0 $290k 8.8k 32.80
Interprivate Acquisition Cor Unit 10/29/2024 0.0 $254k 25k 10.16
Mosaic (MOS) 0.0 $248k 20k 12.51
Novus Cap Corp 0.0 $226k 23k 9.81
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.0 $223k 11k 20.72
Atlas Technical Consultants *w Exp 11/26/202 0.0 $218k 558k 0.39
Ciig Merger Corp *w Exp 12/31/202 0.0 $215k 226k 0.95
Biomx *w Exp 10/16/202 (PHGEW) 0.0 $190k 396k 0.48
Kt Corp Sponsored Adr (KT) 0.0 $189k 19k 9.74
Agba Acquisition *w Exp 05/10/202 0.0 $164k 575k 0.29
Tuscan Hldgs Corp Ii *w Exp 99/99/999 0.0 $162k 300k 0.54
Brooge Energy *w Exp 12/20/202 (BROGW) 0.0 $159k 325k 0.49
Switchback Energy Acquistn C *w Exp 07/25/202 0.0 $144k 182k 0.79
Accel Entertainment *w Exp 11/20/202 (ACEL.WS) 0.0 $143k 61k 2.35
Greenvision Acquisition Corp *w Exp 10/28/202 0.0 $126k 450k 0.28
Arya Sciences Acquisition *w Exp 10/10/202 0.0 $114k 21k 5.33
Software Acquisition Group I *w Exp 10/01/202 0.0 $113k 100k 1.13
Aberdeen Global Premier Ppty Com Sh Ben Int (AWP) 0.0 $112k 24k 4.64
Orisun Acquisition Corp *w Exp 05/31/202 0.0 $110k 290k 0.38
Agba Acquisition Right 05/10/2024 0.0 $98k 575k 0.17
Orisun Acquisition Corp Right 05/31/2024 0.0 $93k 290k 0.32
Liv Cap Acquisition Corp *w Exp 12/13/202 0.0 $86k 277k 0.31
Healthcare Merger Corp *w Exp 12/17/202 0.0 $85k 74k 1.15
Gabelli Equity Trust (GAB) 0.0 $57k 11k 5.00
Ranpak Hldgs Corp *w Exp 06/03/202 0.0 $55k 35k 1.55
Conyers Pk Ii Acquisition *w Exp 07/18/202 0.0 $52k 25k 2.08
Longevity Acquisition Corp *w Exp 07/31/202 0.0 $42k 212k 0.20
Greenrose Acquisition Corp Unit 02/28/2024 (GNRSU) 0.0 $39k 3.9k 10.02
Lion Group Holding *w Exp 06/17/202 (LGHLW) 0.0 $38k 227k 0.17
Leisure Acquisition Corp *w Exp 12/05/201 0.0 $32k 34k 0.93
Meten Edtechx Ed Group *w Exp 03/31/202 (BTCTW) 0.0 $28k 51k 0.55
Haymaker Acquisition Corp Ii *w Exp 10/31/202 0.0 $26k 17k 1.56
Monocle Acquisition Corp *w Exp 12/06/202 0.0 $16k 25k 0.64
Andina Acquisition Corp Iii Right 07/31/2020 0.0 $9.0k 38k 0.24
Far Pt Acquisition Corp *w Exp 06/01/202 0.0 $8.0k 17k 0.48
Alberton Acquisition Corp *w Exp 04/26/202 0.0 $6.0k 22k 0.28
Software Acquisition Group I Com Class A 0.0 $5.0k 500.00 10.00
Agba Acquistion SHS 0.0 $3.0k 307.00 9.77
Liberty Media Corp Del Com C Sirius Xm 0.0 $2.0k 50.00 40.00
Haymaker Acquisition Corp Unit 10/31/2026 0.0 $0 2.00 0.00
Sc Health Corp Unit 99/99/9999 0.0 $0 1.00 0.00