Weiss Asset Management LP[1

Weiss Asset Management as of Sept. 30, 2020

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 246 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 8.8 $215M 643k 334.89
Zillow Group Note 2.000%12/0 (Principal) 6.3 $154M 80M 1.93
Workday Note 0.250%10/0 (Principal) 6.2 $151M 98M 1.54
On Semiconductor Corp Note 1.000%12/0 (Principal) 5.2 $127M 106M 1.20
Foley Trasimene Acquisition Unit 99/99/9999 3.0 $74M 7.3M 10.20
Biomarin Pharmaceutical Note 1.500%10/1 (Principal) 2.6 $64M 66M 0.98
Pfenex 2.2 $54M 4.2M 12.75
Caesars Entmt Corp Note 5.000%10/0 (Principal) 2.2 $53M 27M 1.96
Churchill Capital Corp Iv Cl A 2.1 $53M 5.4M 9.78
Iqiyi Note 3.750%12/0 (Principal) 2.0 $49M 46M 1.07
China Lodging Group Note 0.375%11/0 (Principal) 1.9 $47M 42M 1.13
Inphi Corp Note 1.125%12/0 (Principal) 1.9 $47M 17M 2.78
Iqiyi Sponsored Ads Put Option (IQ) 1.8 $44M 2.0M 22.58
Reinvent Technology Partners Unit 99/99/9999 1.8 $44M 3.8M 11.49
Twc Tech Hldgs Ii Corp Unit 09/10/2025 1.8 $43M 4.3M 10.13
Ishares Tr Russell 2000 Etf Put Option (IWM) 1.6 $40M 265k 149.79
Nuvasive Note 2.250% 3/1 (Principal) 1.6 $39M 38M 1.03
CAI International 1.4 $35M 1.3M 27.53
Yy Note 0.750% 6/1 (Principal) 1.3 $32M 30M 1.09
Wright Med Group N V Note 2.250%11/1 (Principal) 1.3 $32M 22M 1.44
Yum China Holdings (YUMC) 1.2 $29M 550k 52.95
Burgundy Technology Acqu Cor Unit 08/26/2025 1.1 $28M 2.8M 9.97
Greenlight Cap Re Note 4.000% 8/0 (Principal) 1.1 $28M 34M 0.81
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 1.1 $27M 31M 0.85
Pra Group Note 3.500% 6/0 (Principal) 1.1 $26M 24M 1.10
Liberty Media Corp Del Deb 2.250% 9/3 (Principal) 1.0 $26M 54M 0.47
American Electric Power Company (AEP) 1.0 $25M 306k 81.73
Seabridge Gold (SA) 1.0 $24M 1.3M 18.78
Arclight Clean Transition Unit 09/21/2025 0.9 $22M 2.2M 10.00
Ttm Technologies Note 1.750%12/1 (Principal) 0.8 $20M 17M 1.19
Joyy Ads Repstg Com A Put Option (YY) 0.8 $20M 250k 80.67
Acon S2 Acquisition Corp Unit 09/15/2027 0.8 $20M 2.0M 10.02
Momo Note 1.250% 7/0 (Principal) 0.8 $20M 25M 0.79
Sandbridge Acquisition Corp Unit 99/99/9999 0.7 $17M 1.7M 9.98
E Merge Technology Acquisiti Com Cl A 0.7 $17M 1.7M 9.79
Tiffany & Co. 0.6 $16M 136k 115.85
International Flavors&fragra Unit 09/15/2021 0.6 $16M 350k 44.30
Broadstone Acquisition Corp Unit 99/99/9999 0.6 $16M 1.5M 9.97
Sempra Energy 6% Pfd Conv A 0.6 $15M 150k 98.45
Software Acquisitn Grup Unit 99/99/9999 0.6 $15M 1.5M 9.95
Tailwind Acquisition Corp Unit 09/07/2027 0.6 $15M 1.5M 10.05
Dmy Technology Group Inc Ii Unit 99/99/9999 0.6 $14M 1.4M 10.23
Cc Neuberger Prin Hldgs Ii Unit 99/99/9999 0.6 $14M 1.3M 10.33
Extra Space Storage (EXR) 0.5 $13M 125k 106.99
Chegg Note 0.250% 5/1 (Principal) 0.5 $13M 5.0M 2.66
Vector Acquisition Corp Unit 09/30/2027 0.5 $13M 1.3M 10.14
Ace Convergence Acqu Corp Cl A 0.5 $13M 1.3M 9.76
Twitter Note 1.000% 9/1 (Principal) 0.5 $13M 13M 1.00
Cf Finance Acquisition Corp Unit 08/01/2027 0.5 $12M 1.2M 10.02
Qell Acquisition Corp Unit 10/01/2025 0.5 $12M 1.2M 10.16
Lf Cap Acquisition Corp Cl A 0.5 $11M 1.1M 10.54
Ligand Pharmaceuticals Note 0.750% 5/1 (Principal) 0.4 $11M 12M 0.91
Epr Pptys Com Sh Ben Int Put Option (EPR) 0.4 $11M 394k 27.50
Fortive Corp Note 0.875% 2/1 (Principal) 0.4 $11M 11M 1.01
Cohn Robbins Holdings Corp Unit 08/11/2025 0.4 $11M 1.1M 10.09
Prime Impact Acquisition I Unit 10/01/2030 0.4 $11M 1.1M 10.02
Cm Life Sciences Unit 09/01/2025 0.4 $11M 1.0M 10.47
Oaktree Acquisition Corp Ii Unit 09/15/2027 0.4 $10M 1.0M 10.29
Triton Intl Cl A Call Option 0.4 $10M 255k 40.67
Fortress Value Acquisition I Unit 08/10/2027 0.4 $10M 1.0M 10.30
Baozun Note 1.625% 5/0 (Principal) 0.4 $10M 11M 0.94
Gigcapital2 Acq Corp 0.4 $10M 1.0M 10.16
Navsight Hldgs Unit 99/99/9999 0.4 $10M 1.0M 10.06
Vpc Impact Acquisition Hldng Unit 09/22/2025 0.4 $10M 1.0M 10.00
Select Sector Spdr Tr Energy Put Option (XLE) 0.4 $9.9M 330k 29.95
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 0.4 $9.7M 11M 0.93
Ftac Olympus Acquisition Cor Unit 08/24/2025 0.4 $9.6M 964k 10.00
Super Micro Computer (SMCI) 0.4 $9.1M 343k 26.40
Stanley Black & Decker (SWK) 0.4 $8.8M 54k 162.21
Booking Holdings (BKNG) 0.3 $8.5M 5.0k 1710.69
Vesper Healthcare Acqstn Cor Unit 99/99/9999 0.3 $8.2M 800k 10.26
Kkr & Co (KKR) 0.3 $8.2M 239k 34.34
Redball Acquisition Corp Unit 99/99/9999 0.3 $7.9M 750k 10.57
Spdr Index Shs Fds Euro Stoxx 50 Put Option (FEZ) 0.3 $7.7M 212k 36.35
Executive Network Partnering Unit 99/99/9999 0.3 $7.6M 300k 25.25
Climate Change Crisis Real I Unit 99/99/9999 0.3 $7.5M 750k 10.05
Pmv Consumer Acquisition Cor Unit 08/31/2027 0.3 $7.5M 750k 9.99
Tuscan Holdings Corp 0.3 $7.4M 730k 10.18
Ego (EGO) 0.3 $7.3M 696k 10.55
Equity Distr Acquisition Cor Unit 99/99/9999 0.3 $7.1M 690k 10.30
Tortoise Acquisition Corp Ii Unit 06/14/2027 0.3 $6.5M 600k 10.88
Industrial Tech Acqu Unit 08/31/2025 0.3 $6.5M 650k 10.00
Falcon Capital Acquisitn Cor Unit 08/20/2027 0.3 $6.2M 600k 10.29
Mountain Crest Acquisition C Unit 03/19/2025 0.2 $6.0M 553k 10.80
Vertiv Holdings *w Exp 06/12/202 0.2 $5.8M 901k 6.48
Spdr Ser Tr S&p Retail Etf Put Option (XRT) 0.2 $5.8M 117k 49.66
Ptk Acquisition Corp 0.2 $5.6M 570k 9.76
Insu Acquisition Corp Ii Unit 09/04/2025 0.2 $5.2M 500k 10.36
Fintech Acquisition Corp Iv Unit 12/31/2025 0.2 $5.1M 500k 10.24
North Mountain Merger Corp Unit 09/16/2025 0.2 $5.1M 500k 10.20
Gsv Cap Corp Note 4.750% 3/2 (Principal) 0.2 $4.7M 4.0M 1.17
Delphi Technologies Pl SHS 0.2 $4.7M 283k 16.71
Highcape Cap Acquisition Cor Unit 09/30/2027 0.2 $4.7M 467k 10.10
Fusion Acquisition Corp Cl A 0.2 $4.3M 439k 9.83
Starboard Value Acquisitn Unit 09/10/2025 0.2 $4.1M 406k 10.09
Gores Hldgs V Com Cl A 0.2 $4.0M 395k 10.10
Ishares Tr Msci Emg Mkt Etf Put Option (EEM) 0.2 $4.0M 90k 44.09
One Unit 99/99/9999 0.2 $3.8M 350k 10.90
Monocle Acquisition Corp 0.2 $3.8M 368k 10.24
Galileo Acquisition Corp SHS 0.1 $3.6M 362k 9.90
Artius Acquisition Com Cl A 0.1 $3.6M 360k 9.94
Brilliant Acquisition Corp SHS 0.1 $3.5M 355k 9.80
Rmg Acquisition Corp Cl A 0.1 $3.4M 321k 10.69
Ribbit Leap Unit 99/99/9999 0.1 $3.3M 250k 13.00
Vistas Media Acquisition Com Cl A 0.1 $3.2M 324k 9.90
Becton, Dickinson and (BDX) 0.1 $3.2M 14k 232.69
Replay Acquisition Corp 0.1 $3.1M 304k 10.18
Collective Growth Corp Com Cl A 0.1 $3.1M 312k 9.86
Baozun Sponsored Adr (BZUN) 0.1 $3.0M 93k 32.50
Malacca Straits Acquisition Com Cl A 0.1 $3.0M 307k 9.79
Apex Technology Acquisition Com Cl A 0.1 $2.9M 274k 10.60
Bristol-myers Squibb Right 99/99/9999 0.1 $2.9M 1.3M 2.25
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.1 $2.7M 2.5M 1.10
Legacy Acquisition Corp Com Cl A 0.1 $2.6M 255k 10.37
Holicity Unit 08/05/2025 0.1 $2.6M 250k 10.35
Fast Acquisition Corp Unit 99/99/9999 0.1 $2.5M 250k 9.97
East Stone Acquisition Corp SHS 0.1 $2.5M 251k 9.85
American Airls Put Option (AAL) 0.1 $2.5M 200k 12.29
Cc Neuberger Principal Hldng Unit 99/99/9999 0.1 $2.4M 223k 10.84
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $2.4M 8.2k 294.02
Chp Merger Corp Com Cl A 0.1 $2.0M 200k 10.19
Greenrose Acquisition Corp (GNRS) 0.1 $2.0M 207k 9.77
Pae *w Exp 09/11/202 0.1 $2.0M 906k 2.20
Alpha Healthcare Acquistn Unit 09/21/2027 0.1 $2.0M 200k 9.92
8i Enterprises Acquisition C SHS 0.1 $2.0M 218k 9.00
Longevity Acquisition Corp Ord Shs 0.1 $2.0M 181k 10.77
Hudson Executive Invt Corp Com Cl A 0.1 $1.9M 195k 9.83
Retrophin Note 2.500% 9/1 (Principal) 0.1 $1.9M 2.2M 0.86
Immunomedics 0.1 $1.9M 22k 85.02
South Mtn Merger Corp Com Cl A 0.1 $1.8M 173k 10.45
Novus Cap Corp 0.1 $1.7M 148k 11.76
Hpx Corp Shs Cl A 0.1 $1.7M 168k 9.84
B Riley Prin Merger Corp Ii Cl A 0.1 $1.6M 162k 10.01
Ciig Merger Corp Unit 12/31/2026 0.1 $1.6M 150k 10.35
Omnicell (OMCL) 0.1 $1.5M 21k 74.67
Zto Express Cayman Sponsored Ads A (ZTO) 0.0 $1.2M 40k 29.93
Kt Corp Sponsored Adr (KT) 0.0 $1.1M 112k 9.61
Arya Sciences Acquisition Com Cl A 0.0 $1.1M 100k 10.72
Churchill Capital Corp Iv *w Exp 08/04/202 0.0 $1.1M 724k 1.48
Juniper Indl Hldgs Com Cl A 0.0 $1.0M 100k 10.46
Bowx Acquisition Corp Unit 08/03/2025 0.0 $1.0M 100k 10.26
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $965k 70k 13.83
Dragoneer Growth Opportun Unit 08/18/2027 0.0 $919k 75k 12.25
Cohen & Steers infrastucture Fund (UTF) 0.0 $910k 41k 22.22
Sc Health Corp Com Cl A 0.0 $908k 90k 10.08
Experience Invt Corp Com Cl A 0.0 $905k 90k 10.04
Amci Acquisition Corp Class A 0.0 $810k 78k 10.33
Netfin Acquisition Corp Shs Cl A 0.0 $801k 77k 10.37
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 0.0 $775k 1.4M 0.56
Alta Equipment Group *w Exp 02/14/202 0.0 $740k 423k 1.75
Fusion Acquisition Corp Unit 99/99/9999 0.0 $703k 68k 10.30
Silver Spike Acquisition Cor Cl A Shs 0.0 $662k 65k 10.12
Sc Health Corp *w Exp 99/99/999 0.0 $632k 549k 1.15
Ace Convergence Acqu Corp *w Exp 09/30/202 0.0 $573k 674k 0.85
Ishares Msci Sth Kor Etf Put Option (EWY) 0.0 $562k 8.6k 65.35
D8 Holdings Corp *w Exp 08/05/202 0.0 $540k 751k 0.72
Tuscan Hldgs Corp Ii Unit 04/01/2026 0.0 $530k 50k 10.60
Union Acquisition Corp Ii Unit 99/99/9999 0.0 $530k 50k 10.60
New Frontier Health Corp *w Exp 11/30/202 0.0 $528k 300k 1.76
Replay Acquisition Corp Unit 03/01/2024 0.0 $526k 50k 10.52
Ascendant Digital Acquisitio Unit 99/99/9999 0.0 $526k 50k 10.52
Northern Genesis Acquisition Unit 07/31/2027 0.0 $525k 53k 10.00
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $513k 54k 9.56
Go Acquisition Corp Unit 08/31/2027 0.0 $504k 50k 10.08
Colonnade Acquisition Corp Unit 99/99/9999 0.0 $498k 50k 9.96
Liv Cap Acquisition Corp Cl A 0.0 $490k 50k 9.80
Hl Acquisitions Corp SHS 0.0 $457k 41k 11.13
Fs Dev Corp Com Cl A 0.0 $448k 40k 11.20
AllianceBernstein Global Hgh Incm (AWF) 0.0 $437k 42k 10.50
Nuveen Dow 30 Dynamic Overwr SHS (DIAX) 0.0 $407k 30k 13.52
Grid Dynamics Hldgs *w Exp 03/05/202 0.0 $393k 221k 1.78
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $359k 25k 14.62
Alussa Energy Acquisition Shs Cl A 0.0 $352k 35k 9.94
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $336k 35k 9.57
Cc Neuberger Principal Hldng *w Exp 99/99/999 0.0 $336k 186k 1.80
Legg Mason Bw Global Income (BWG) 0.0 $308k 27k 11.49
Blackrock Enhanced Intl Div Com Bene Inter (BGY) 0.0 $290k 55k 5.26
Kb Finl Group Sponsored Adr (KB) 0.0 $289k 9.0k 32.10
Atlas Technical Consultants *w Exp 11/26/202 0.0 $287k 558k 0.51
E Merge Technology Acquisiti *w Exp 07/30/202 0.0 $285k 304k 0.94
Biomx *w Exp 10/16/202 (PHGEW) 0.0 $281k 396k 0.71
Gigcapital3 *w Exp 05/18/202 0.0 $270k 422k 0.64
Property Solutions Acquisiti *w Exp 03/20/202 0.0 $267k 722k 0.37
Ptk Acquisition Corp *w Exp 12/12/202 0.0 $264k 529k 0.50
Andina Acquisition Corp Iii *w Exp 07/31/202 0.0 $259k 784k 0.33
Interprivate Acquisition Cor Unit 10/29/2024 0.0 $258k 25k 10.32
Paramount Gold Nev (PZG) 0.0 $248k 218k 1.14
Sk Telecom Sponsored Adr 0.0 $246k 11k 22.42
Columbia Seligm Prem Tech Gr (STK) 0.0 $245k 11k 21.88
Korea Electric Pwr Sponsored Adr (KEP) 0.0 $239k 27k 8.72
Lionheart Acquisition Corp I Unit 08/13/2025 0.0 $215k 22k 9.98
Tuscan Holdings Ii Acq Corp 0.0 $209k 21k 10.06
Zai Lab Adr (ZLAB) 0.0 $208k 2.5k 83.20
Ciig Merger Corp *w Exp 12/31/202 0.0 $195k 226k 0.86
Interprivate Acquisition Cor 0.0 $193k 19k 10.00
Orisun Acquisition Corp Right 05/31/2024 0.0 $174k 290k 0.60
Digital Media Solutions *w Exp 07/15/202 (DMSIW) 0.0 $172k 200k 0.86
Brooge Energy *w Exp 12/20/202 (BROGW) 0.0 $163k 325k 0.50
Newborn Acquisition Corp SHS 0.0 $160k 16k 9.95
Agba Acquisition *w Exp 05/10/202 0.0 $159k 569k 0.28
Thunder Brdg Acquistion Ii L Cl A Shs 0.0 $158k 16k 10.22
Nuveen Equity Premium and Growth Fund (SPXX) 0.0 $152k 11k 13.30
Brilliant Acquisition Corp Unit 12/31/2020 0.0 $150k 15k 10.14
New Providence Acquisition Com Cl A 0.0 $147k 15k 10.10
Rmg Acquisition Corp *w Exp 02/21/202 0.0 $143k 67k 2.15
Nuveen Equity Premium Income Fund (BXMX) 0.0 $137k 12k 11.26
Tuscan Hldgs Corp Ii *w Exp 99/99/999 0.0 $135k 300k 0.45
Agba Acquisition Right 05/10/2024 0.0 $132k 575k 0.23
Healthcare Merger Corp *w Exp 12/17/202 0.0 $130k 74k 1.75
Liv Cap Acquisition Corp *w Exp 12/13/202 0.0 $130k 277k 0.47
Gx Acquisition Corp Com Cl A 0.0 $128k 12k 10.52
Stable Rd Acquisition Corp Com Cl A 0.0 $126k 13k 10.11
Vistas Media Acquisition *w Exp 08/01/202 0.0 $126k 500k 0.25
Gigcapital3 0.0 $122k 12k 9.97
Greenvision Acquisition Corp *w Exp 10/28/202 0.0 $119k 230k 0.52
Citic Capital Acquisition Com Cl A 0.0 $117k 12k 9.83
Union Acquisition Corp Ii SHS 0.0 $100k 10k 9.95
Gores Hldgs V *w Exp 08/05/202 0.0 $99k 79k 1.25
Hpx Corp *w Exp 07/14/202 0.0 $76k 84k 0.90
WisdomTree Investments (WT) 0.0 $76k 24k 3.21
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $75k 21k 3.50
Brilliant Acquisition Corp *w Exp 03/31/202 0.0 $71k 283k 0.25
Gamco Nat Res Gold & Income Sh Ben Int (GNT) 0.0 $62k 13k 4.90
Brilliant Acquisition Corp Right 99/99/9999 0.0 $58k 283k 0.20
Longevity Acquisition Corp *w Exp 07/31/202 0.0 $53k 212k 0.25
Orisun Acquisition Corp *w Exp 05/31/202 0.0 $48k 158k 0.30
Software Acquisition Group I *w Exp 10/01/202 0.0 $46k 50k 0.92
Conyers Pk Ii Acquisition *w Exp 07/18/202 0.0 $43k 25k 1.72
Greenrose Acquisition Corp Unit 02/28/2024 (GNRSU) 0.0 $39k 3.9k 10.02
Haymaker Acquisition Corp Ii *w Exp 10/31/202 0.0 $17k 17k 1.02
Leisure Acquisition Corp *w Exp 12/05/201 0.0 $15k 34k 0.44
Monocle Acquisition Corp *w Exp 12/06/202 0.0 $12k 25k 0.48
Global Blue Group Holding *w Exp 08/28/202 (GB.WS) 0.0 $11k 17k 0.66
Meten Edtechx Ed Group *w Exp 03/31/202 (BTCTW) 0.0 $11k 51k 0.22
Agba Acquisition SHS 0.0 $4.0k 418.00 9.57
Liberty Media Corp Del Com C Siriusxm 0.0 $4.0k 100.00 40.00
Andina Acquisition Corp Iii Right 10/01/2025 0.0 $4.0k 15k 0.27
Alberton Acquisition Corp *w Exp 04/26/202 0.0 $4.0k 22k 0.19
Rmg Acquisition Corp Unit 99/99/9999 0.0 $0 2.00 0.00
Sc Health Corp Unit 99/99/9999 0.0 $0 1.00 0.00
Gigcapital3 Unit 99/99/9999 0.0 $0 2.00 0.00
Churchill Capital Corp Iv Unit 99/99/9999 0.0 $0 4.00 0.00
Gores Hldgs V Unit 99/99/9999 0.0 $0 3.00 0.00
E Merge Technology Acquisiti Unit 07/30/2025 0.0 $0 4.00 0.00
Hpx Corp Unit 99/99/9999 0.0 $0 2.00 0.00
Ace Convergence Acqu Corp Unit 99/99/9999 0.0 $0 1.00 0.00