Weiss Asset Management LP[1

Weiss Asset Management as of March 31, 2017

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 72 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nvidia Corp note 1.000 12/0 15.5 $119M 22M 5.43
Intel Corp sdcv 9.3 $72M 53M 1.36
Novellus Systems, Inc. note 2.625% 5/1 8.7 $67M 18M 3.80
Brocade Communications conv 8.1 $62M 62M 1.01
Mgic Investment Corp note 6.7 $52M 35M 1.46
Micron Technology Inc bond 5.9 $45M 15M 2.97
Xilinx Inc Cvt 2.625 6-15-17 convert 4.9 $38M 19M 2.00
Nxp Semiconductors N V dbcv 1.000% 12/0 3.8 $29M 25M 1.16
Envision Healthcare Corp pfd cnv 5.25% a1 3.4 $26M 229k 114.02
American Tower Corp New Pfd Co p 3.2 $25M 220k 114.22
Key (KEY) 3.0 $24M 1.3M 17.78
Array Biopharma Inc note 3.000% 6/0 2.6 $20M 14M 1.44
Electrum Spl Acquisition Cor 2.4 $18M 1.8M 9.95
Healthsouth Corp conv 2.2 $17M 14M 1.23
T Mobile Us Inc conv pfd ser a 1.7 $13M 125k 105.81
Gp Invts Acquisition Cor 1.5 $12M 1.2M 9.97
Microchip Technology Inc note 1.625% 2/1 1.4 $11M 7.5M 1.44
M Iii Acquisition Corp equities 1.3 $10M 1.1M 9.80
Universal American 1.3 $10M 1.0M 9.97
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 1.3 $9.8M 496k 19.78
Klr Energy Acquisition Corp cl a 1.1 $8.4M 814k 10.33
Kayne Anderson Acquisition unit 06/30/2022 1.0 $7.5M 750k 10.02
Wpx Energy Inc p 0.9 $7.3M 121k 60.44
Black Hills Corp unit 99/99/9999 0.9 $7.3M 100k 73.38
Alibaba Group Holding (BABA) 0.8 $6.5M 60k 107.83
Exelon Corp 6.5% 01-jun-2017 convprf 0.8 $6.0M 121k 49.36
Silver Run Acquisition unit 99/99/9999 0.7 $5.2M 500k 10.44
M I Acquisitions 0.5 $4.0M 400k 10.00
Cenovus Energy (CVE) 0.5 $4.0M 350k 11.30
Theravance Biopharma Inc note 3.250%11/0 0.5 $3.8M 3.0M 1.28
Easterly Acquisition 0.4 $2.9M 290k 10.00
Arbor Realty Trust note 6.500 10/0 0.4 $2.9M 2.8M 1.05
Seabridge Gold (SA) 0.4 $2.8M 254k 10.99
Pacific Spl Acquisition Corp 0.3 $2.5M 246k 10.35
Sprott Phys Platinum & Palladi (SPPP) 0.3 $2.5M 317k 7.75
Jpmorgan China Region 0.3 $2.1M 113k 18.30
Barington Hilco Acquisition 0.2 $1.9M 186k 10.35
Korea Equity Fund 0.2 $1.8M 208k 8.78
Advent/Claymore Enhanced Growth & Income 0.2 $1.7M 197k 8.44
Herbalife Ltd Com Stk (HLF) 0.2 $1.4M 25k 58.12
Origo Acquisition Corp 0.2 $1.3M 127k 10.45
Arconic 0.1 $1.0M 25k 41.04
Matlin & Partners Acquisitio unit 05/28/2021a 0.1 $853k 85k 10.03
Gty Technology Holdings Inc. unit 99/99/9999 0.1 $769k 75k 10.32
Ares Capital Corporation (ARCC) 0.1 $673k 39k 17.39
Brocade Communications Systems 0.1 $479k 38k 12.47
Turkish Investment Fund 0.1 $388k 47k 8.33
Templeton Emerging Markets Income Fund (TEI) 0.0 $293k 26k 11.24
North Amern Energy Partners 0.0 $266k 54k 4.95
Brookfield Real Assets Incom shs ben int (RA) 0.0 $262k 12k 22.77
Two Harbors Investment 0.0 $149k 16k 9.60
Anworth Mortgage Asset Corporation 0.0 $152k 27k 5.56
Capstead Mortgage Corporation 0.0 $151k 14k 10.54
Finish Line 0.0 $157k 11k 14.22
MFA Mortgage Investments 0.0 $148k 18k 8.07
CBL & Associates Properties 0.0 $159k 17k 9.55
FutureFuel (FF) 0.0 $158k 11k 14.20
Wendy's/arby's Group (WEN) 0.0 $150k 11k 13.64
Cys Investments 0.0 $151k 19k 7.95
Zweig Fund 0.0 $124k 11k 11.12
Investors Ban 0.0 $148k 10k 14.40
Navient Corporation equity (NAVI) 0.0 $155k 11k 14.80
New Senior Inv Grp 0.0 $156k 15k 10.18
Northstar Realty Europe 0.0 $151k 13k 11.57
Donnelley R R & Sons Co when issued 0.0 $159k 13k 12.12
Chesapeake Energy Corp note 2.250%12/1 0.0 $69k 70k 0.99
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $62k 12k 5.04
Credit Suisse High Yield Bond Fund (DHY) 0.0 $48k 18k 2.65
Guggenheim Enhanced Equity Income Fund. 0.0 $115k 14k 8.08
Axar Acquisition Corp *w exp 12/31/2022 0.0 $100k 125k 0.80
Community Health Sys Inc New right 01/27/2016 0.0 $30k 3.0M 0.01
Axar Acquisition Corp *w exp 12/31/202 0.0 $14k 195k 0.07