Winch Advisory Services as of Sept. 30, 2014
Portfolio Holdings for Winch Advisory Services
Winch Advisory Services holds 256 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Berkshire Hathaway Inc - Class B Cl B New | 9.1 | $14M | 102k | 138.14 | |
| Google, Inc. - Class C Com - Cl C | 7.8 | $12M | 21k | 577.37 | |
| Walt Disney Company (DIS) | 5.5 | $8.5M | 96k | 89.03 | |
| 3M Company (MMM) | 5.2 | $8.1M | 57k | 141.68 | |
| Apple (AAPL) | 4.7 | $7.3M | 72k | 100.75 | |
| Guggenheim S&P 500 Eq Weight Technology ETF Tech Etf | 4.1 | $6.3M | 75k | 85.03 | |
| Vanguard Health Care ETF Health Care Etf (VHT) | 3.8 | $5.9M | 51k | 116.99 | |
| At&t Corp | 3.4 | $5.2M | 149k | 35.24 | |
| Verizon Communications (VZ) | 3.2 | $5.0M | 101k | 49.99 | |
| Glaxosmithkline Spon Adr | 3.2 | $5.0M | 109k | 45.97 | |
| E.I. du Pont de Nemours & Company | 3.1 | $4.8M | 67k | 71.76 | |
| Microsoft Corporation (MSFT) | 3.0 | $4.7M | 101k | 46.36 | |
| Merck & Co | 2.8 | $4.3M | 73k | 59.27 | |
| Bristol Myers Squibb (BMY) | 2.1 | $3.3M | 65k | 51.18 | |
| ConocoPhillips (COP) | 2.1 | $3.3M | 43k | 76.51 | |
| Berkshire Hathaway Inc - Class A Cl A (BRK.A) | 2.0 | $3.1M | 15.00 | 206933.33 | |
| Johnson & Johnson (JNJ) | 1.9 | $3.0M | 29k | 106.61 | |
| Blackstone | 1.8 | $2.7M | 87k | 31.48 | |
| SPDR Technology Select Sector Smi Tech (XLK) | 1.6 | $2.5M | 64k | 39.92 | |
| SPDR S&P 500 Index ETF Tr Unit (SPY) | 1.6 | $2.5M | 13k | 197.01 | |
| SPDR Dow Jones Indusrial Average ETF Etf (DIA) | 1.6 | $2.4M | 14k | 170.10 | |
| Dow Chemical Company | 1.4 | $2.2M | 42k | 52.43 | |
| Market Vectors Semiconductor ETF Semi Etf | 1.4 | $2.1M | 42k | 51.09 | |
| General Electric Company | 1.3 | $2.1M | 82k | 25.62 | |
| Citrix Systems | 1.3 | $2.1M | 29k | 71.36 | |
| WellPoint | 1.2 | $1.9M | 16k | 119.62 | |
| Intel Corporation (INTC) | 1.1 | $1.7M | 50k | 34.82 | |
| Wells Fargo & Company (WFC) | 1.1 | $1.7M | 33k | 51.88 | |
| Google, Inc. - Class A Com - Cl A | 1.1 | $1.7M | 2.8k | 588.28 | |
| Procter & Gamble Company (PG) | 1.1 | $1.7M | 20k | 83.73 | |
| iShares DJ US Transportation ETF Trans Avg Etf (IYT) | 1.0 | $1.6M | 11k | 150.93 | |
| Exxon Mobil Corporation (XOM) | 1.0 | $1.6M | 17k | 94.04 | |
| Coca-Cola Company (KO) | 1.0 | $1.5M | 36k | 42.67 | |
| Pepsi (PEP) | 0.9 | $1.4M | 16k | 93.06 | |
| Marriott International (MAR) | 0.8 | $1.2M | 17k | 69.89 | |
| Chevron Corporation (CVX) | 0.7 | $1.1M | 9.5k | 119.29 | |
| AstraZeneca (AZN) | 0.7 | $1.1M | 15k | 71.45 | |
| Kellogg Company (K) | 0.7 | $1.0M | 17k | 61.58 | |
| Yahoo! | 0.5 | $833k | 20k | 40.77 | |
| iShares Nasdaq Biotechnology ETF Biotech Etf (IBB) | 0.5 | $822k | 3.0k | 273.64 | |
| Alibaba Group Holding (BABA) | 0.5 | $801k | 9.0k | 88.89 | |
| PowerShares QQQ ETF Etf | 0.5 | $797k | 8.1k | 98.83 | |
| Medtronic | 0.5 | $795k | 13k | 61.96 | |
| Alcoa | 0.5 | $758k | 47k | 16.09 | |
| Eli Lilly & Co. (LLY) | 0.4 | $638k | 9.8k | 64.87 | |
| Costco Wholesale Corporation (COST) | 0.4 | $603k | 4.8k | 125.36 | |
| Sector SPDR Materials Select Sector ETF Sbi Materials (XLB) | 0.3 | $524k | 11k | 49.59 | |
| EMC Corporation | 0.3 | $520k | 18k | 29.27 | |
| Avnet | 0.3 | $514k | 6.2k | 83.04 | |
| First Trust ISE Cloud Computing Etf (SKYY) | 0.3 | $503k | 18k | 27.37 | |
| General Motors Company (GM) | 0.3 | $482k | 15k | 31.93 | |
| Qualcomm (QCOM) | 0.3 | $462k | 6.2k | 74.70 | |
| Integrys Energy | 0.2 | $323k | 5.0k | 64.91 | |
| Gilead Sciences (GILD) | 0.1 | $232k | 2.2k | 106.52 | |
| Micron Technology (MU) | 0.1 | $226k | 6.6k | 34.21 | |
| Associated Banc- (ASB) | 0.1 | $225k | 13k | 17.44 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $211k | 2.0k | 107.76 | |
| Xcel Energy (XEL) | 0.1 | $171k | 5.6k | 30.36 | |
| SPDR Consumer Discretionary ETF Etf (XLY) | 0.1 | $147k | 2.2k | 66.85 | |
| McDonald's Corporation (MCD) | 0.1 | $147k | 1.6k | 94.59 | |
| Associated Banc-Corp Pref With Exp | 0.1 | $138k | 5.0k | 27.60 | |
| Fidelity National Information Services (FIS) | 0.1 | $125k | 2.2k | 56.15 | |
| Bank Of Montreal Cadcom (BMO) | 0.1 | $109k | 1.5k | 73.50 | |
| Pfizer (PFE) | 0.1 | $100k | 3.4k | 29.66 | |
| iShares S&P 500 Index ETF S&p 500 Etf (IVV) | 0.1 | $95k | 477.00 | 199.16 | |
| Illinois Tool Works (ITW) | 0.1 | $82k | 976.00 | 84.02 | |
| Alliant Energy Corporation (LNT) | 0.0 | $73k | 1.3k | 55.05 | |
| Ashland | 0.0 | $71k | 679.00 | 104.57 | |
| Inland American Real Estate | 0.0 | $69k | 10k | 6.90 | |
| Colgate-Palmolive Company (CL) | 0.0 | $62k | 944.00 | 65.68 | |
| Hewlett-Packard Company | 0.0 | $61k | 1.7k | 35.55 | |
| KLA-Tencor Corporation (KLAC) | 0.0 | $57k | 728.00 | 78.30 | |
| Honeywell International (HON) | 0.0 | $55k | 587.00 | 93.70 | |
| Ford Motor Company (F) | 0.0 | $53k | 3.6k | 14.88 | |
| Wisconsin Energy Corporation | 0.0 | $48k | 1.1k | 43.17 | |
| Home Depot (HD) | 0.0 | $45k | 488.00 | 92.21 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $39k | 648.00 | 60.19 | |
| McCormick & Company, Incorporated (MKC) | 0.0 | $39k | 588.00 | 66.33 | |
| St. Jude Medical | 0.0 | $37k | 608.00 | 60.86 | |
| Wp Carey (WPC) | 0.0 | $37k | 585.00 | 63.25 | |
| MasterCard Incorporated (MA) | 0.0 | $37k | 502.00 | 73.71 | |
| Boeing Company (BA) | 0.0 | $35k | 274.00 | 127.74 | |
| Waste Management (WM) | 0.0 | $35k | 728.00 | 48.08 | |
| Bank of America Corporation (BAC) | 0.0 | $35k | 2.1k | 16.83 | |
| Target Corporation (TGT) | 0.0 | $34k | 540.00 | 62.96 | |
| Royal Gold (RGLD) | 0.0 | $34k | 518.00 | 65.64 | |
| Hershey Company (HSY) | 0.0 | $34k | 357.00 | 95.24 | |
| PowerShares Buyback Achievers ETF Dyna Buybk Ach | 0.0 | $34k | 757.00 | 44.91 | |
| Vodafone Group Spon Adr | 0.0 | $33k | 1.0k | 32.67 | |
| Mead Johnson Nutrition | 0.0 | $33k | 343.00 | 96.21 | |
| Visa (V) | 0.0 | $32k | 151.00 | 211.92 | |
| Cabela's Incorporated | 0.0 | $29k | 500.00 | 58.00 | |
| Textainer Group Holdings | 0.0 | $27k | 856.00 | 31.54 | |
| Facebook Inc cl a (META) | 0.0 | $27k | 345.00 | 78.26 | |
| FirstMerit Corporation | 0.0 | $27k | 1.6k | 17.39 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $26k | 267.00 | 97.38 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $24k | 4.1k | 5.81 | |
| iShares MSCI ACWI Msci Acwi Etf (ACWI) | 0.0 | $23k | 383.00 | 60.05 | |
| Annaly Capital Management | 0.0 | $22k | 2.1k | 10.65 | |
| Schlumberger (SLB) | 0.0 | $22k | 220.00 | 100.00 | |
| Halliburton Company (HAL) | 0.0 | $20k | 315.00 | 63.49 | |
| Ishares Tr Russell 1000 Value Index Rsl 1000 V Etf (IWD) | 0.0 | $20k | 203.00 | 98.52 | |
| Walgreen Company | 0.0 | $19k | 312.00 | 60.90 | |
| Vanguard FTSE Emerging Markets ETF Ftse Emerg Mkt (VWO) | 0.0 | $19k | 445.00 | 42.70 | |
| Ameriprise Financial (AMP) | 0.0 | $18k | 144.00 | 125.00 | |
| Philip Morris International (PM) | 0.0 | $17k | 206.00 | 82.52 | |
| Statoil ASA Spon Adr | 0.0 | $17k | 625.00 | 27.20 | |
| Columbia Ppty Tr | 0.0 | $17k | 722.00 | 23.55 | |
| Vanguard World Stock Index ETF Tt Wrld St Etf (VT) | 0.0 | $17k | 285.00 | 59.65 | |
| iShares India 50 ETF Etf (INDY) | 0.0 | $17k | 582.00 | 29.21 | |
| Silver Wheaton Corp | 0.0 | $16k | 796.00 | 20.10 | |
| Zimmer Holdings (ZBH) | 0.0 | $15k | 151.00 | 99.34 | |
| Agilent Technologies | 0.0 | $14k | 246.00 | 56.91 | |
| Manitowoc Company | 0.0 | $14k | 600.00 | 23.33 | |
| Air Products & Chemicals (APD) | 0.0 | $13k | 102.00 | 127.45 | |
| SYSCO Corporation (SYY) | 0.0 | $13k | 333.00 | 39.04 | |
| Silver Bullion Trust | 0.0 | $13k | 1.5k | 8.97 | |
| Fortuna Silver Mines (FSM) | 0.0 | $13k | 3.3k | 3.99 | |
| Kate Spade & Co | 0.0 | $12k | 475.00 | 25.26 | |
| CurrencyShares Australian Dollar Trust ETF Australian Dol | 0.0 | $12k | 140.00 | 85.71 | |
| AFLAC Incorporated (AFL) | 0.0 | $12k | 201.00 | 59.70 | |
| Harley-Davidson (HOG) | 0.0 | $12k | 203.00 | 59.11 | |
| Vanguard Small Cap Small Cp Etf (VB) | 0.0 | $12k | 108.00 | 111.11 | |
| iShares Silver Trust ETF Silver Etf (SLV) | 0.0 | $11k | 650.00 | 16.92 | |
| EDGAR Online | 0.0 | $11k | 638.00 | 17.24 | |
| Transcanada Corp | 0.0 | $11k | 204.00 | 53.92 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $11k | 128.00 | 85.94 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $11k | 60.00 | 183.33 | |
| Estee Lauder Companies (EL) | 0.0 | $11k | 152.00 | 72.37 | |
| EOG Resources (EOG) | 0.0 | $11k | 109.00 | 100.92 | |
| Volvo Aktiebolaget Spon Adr | 0.0 | $11k | 1.0k | 10.73 | |
| Continental Resources | 0.0 | $10k | 146.00 | 68.49 | |
| Altria (MO) | 0.0 | $10k | 207.00 | 48.31 | |
| Two Harbors Investment | 0.0 | $10k | 1.1k | 9.40 | |
| Marathon Oil Corporation (MRO) | 0.0 | $10k | 255.00 | 39.22 | |
| General Dynamics Corporation (GD) | 0.0 | $10k | 80.00 | 125.00 | |
| Pacira Pharmaceuticals (PCRX) | 0.0 | $10k | 100.00 | 100.00 | |
| Skyworks Solutions (SWKS) | 0.0 | $10k | 168.00 | 59.52 | |
| Tesla Motors (TSLA) | 0.0 | $10k | 41.00 | 243.90 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $10k | 308.00 | 32.47 | |
| Inland Real Estate Corporation | 0.0 | $9.0k | 941.00 | 9.56 | |
| Devon Energy Corporation (DVN) | 0.0 | $9.0k | 134.00 | 67.16 | |
| Ducommun Incorporated (DCO) | 0.0 | $9.0k | 320.00 | 28.12 | |
| Cummins (CMI) | 0.0 | $9.0k | 70.00 | 128.57 | |
| Oshkosh Corporation (OSK) | 0.0 | $9.0k | 212.00 | 42.45 | |
| DNP Select Income Fund (DNP) | 0.0 | $9.0k | 913.00 | 9.86 | |
| Ja Solar Holdings Co Ltd spon adr rep5ord | 0.0 | $9.0k | 937.00 | 9.61 | |
| MV Oil Trust (MVO) | 0.0 | $8.0k | 300.00 | 26.67 | |
| Comcast Corporation (CMCSA) | 0.0 | $8.0k | 152.00 | 52.63 | |
| Express Scripts | 0.0 | $8.0k | 108.00 | 74.07 | |
| Choice Bank | 0.0 | $8.0k | 1.0k | 8.00 | |
| Roche Holdings Spon Adr | 0.0 | $8.0k | 226.00 | 35.40 | |
| Hartford Financial Services (HIG) | 0.0 | $8.0k | 351.00 | 22.79 | |
| Motorola Solutions (MSI) | 0.0 | $7.0k | 107.00 | 65.42 | |
| Health Care Select Sector SPDR ETF Sbi Health (XLV) | 0.0 | $7.0k | 110.00 | 63.64 | |
| Cisco Systems (CSCO) | 0.0 | $7.0k | 266.00 | 26.32 | |
| Deere & Company (DE) | 0.0 | $7.0k | 80.00 | 87.50 | |
| Synaptics, Incorporated (SYNA) | 0.0 | $7.0k | 100.00 | 70.00 | |
| Michael Kors Holdings | 0.0 | $7.0k | 100.00 | 70.00 | |
| Wisconsin Electric Power Preferred Pref With Exp (WELPM) | 0.0 | $7.0k | 66.00 | 106.06 | |
| Advent Claymore Convertible Secs & Income Fund Etf (AVK) | 0.0 | $7.0k | 381.00 | 18.37 | |
| Government Properties Income Trust | 0.0 | $7.0k | 300.00 | 23.33 | |
| Bank of America Corporation Preferred Shares Pref With Exp | 0.0 | $7.0k | 275.00 | 25.45 | |
| Nabors Industries | 0.0 | $7.0k | 310.00 | 22.58 | |
| Windstream Corporation | 0.0 | $7.0k | 650.00 | 10.77 | |
| Paychex (PAYX) | 0.0 | $6.0k | 133.00 | 45.11 | |
| iShares Russell 2000 Growth Index ETF Rsl 2000 G Etf (IWO) | 0.0 | $6.0k | 43.00 | 139.53 | |
| iShares S&P Global Technology ETF Tech Etf (IXN) | 0.0 | $6.0k | 67.00 | 89.55 | |
| Northern Oil & Gas | 0.0 | $6.0k | 425.00 | 14.12 | |
| Dreyfus Municipal Income | 0.0 | $5.0k | 502.00 | 9.96 | |
| Enerplus Resources Fund | 0.0 | $5.0k | 266.00 | 18.80 | |
| PennantPark Investment (PNNT) | 0.0 | $5.0k | 500.00 | 10.00 | |
| Travelers Companies (TRV) | 0.0 | $5.0k | 56.00 | 89.29 | |
| Neenah Paper | 0.0 | $5.0k | 85.00 | 58.82 | |
| Hydrogenics | 0.0 | $5.0k | 268.00 | 18.66 | |
| iShares MSCI Emerging Markets Index ETF Msci Emg Mkt Etf (EEM) | 0.0 | $5.0k | 110.00 | 45.45 | |
| CenterPoint Energy (CNP) | 0.0 | $4.0k | 163.00 | 24.54 | |
| Duke Energy Corp | 0.0 | $4.0k | 55.00 | 72.73 | |
| Royal Dutch Shell Spon Adr | 0.0 | $4.0k | 51.00 | 78.43 | |
| Chipotle Mexican Grill (CMG) | 0.0 | $4.0k | 6.00 | 666.67 | |
| SPDR Gold Shares Trust ETF Gold Etf | 0.0 | $4.0k | 32.00 | 125.00 | |
| Realty Income (O) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $4.0k | 400.00 | 10.00 | |
| American Capital Agency | 0.0 | $4.0k | 200.00 | 20.00 | |
| Pacific Coast Oil Tr unit ben int (ROYTL) | 0.0 | $4.0k | 400.00 | 10.00 | |
| Revance Therapeutics (RVNC) | 0.0 | $4.0k | 200.00 | 20.00 | |
| Netflix (NFLX) | 0.0 | $4.0k | 9.00 | 444.44 | |
| Abbvie (ABBV) | 0.0 | $4.0k | 68.00 | 58.82 | |
| Modine Manufacturing (MOD) | 0.0 | $4.0k | 330.00 | 12.12 | |
| Trina Solar | 0.0 | $4.0k | 300.00 | 13.33 | |
| Ivanhoe Energy | 0.0 | $4.0k | 2.4k | 1.70 | |
| FirstEnergy (FE) | 0.0 | $3.0k | 82.00 | 36.59 | |
| American Intl Group | 0.0 | $3.0k | 47.00 | 63.83 | |
| Market Vectors Solar Energy ETF TRUST Solar Etf | 0.0 | $3.0k | 33.00 | 90.91 | |
| Lincoln National Corporation (LNC) | 0.0 | $3.0k | 50.00 | 60.00 | |
| Caterpillar (CAT) | 0.0 | $3.0k | 25.00 | 120.00 | |
| Harman International Industries | 0.0 | $3.0k | 30.00 | 100.00 | |
| Amazon (AMZN) | 0.0 | $3.0k | 10.00 | 300.00 | |
| Abbott Laboratories (ABT) | 0.0 | $3.0k | 67.00 | 44.78 | |
| Yum! Brands (YUM) | 0.0 | $3.0k | 41.00 | 73.17 | |
| Spectra Energy | 0.0 | $3.0k | 81.00 | 37.04 | |
| Global X Silver Miners ETF Silver M Etf | 0.0 | $3.0k | 297.00 | 10.10 | |
| Silver Bay Rlty Tr | 0.0 | $2.0k | 104.00 | 19.23 | |
| Bemis Company | 0.0 | $2.0k | 58.00 | 34.48 | |
| General Motors Company Warrent A Warrent | 0.0 | $2.0k | 88.00 | 22.73 | |
| BreitBurn Energy Partners | 0.0 | $2.0k | 100.00 | 20.00 | |
| Fifth Street Finance | 0.0 | $2.0k | 200.00 | 10.00 | |
| Just Energy Group | 0.0 | $2.0k | 400.00 | 5.00 | |
| Phillips 66 (PSX) | 0.0 | $2.0k | 20.00 | 100.00 | |
| J.M. Smucker Company (SJM) | 0.0 | $2.0k | 15.00 | 133.33 | |
| Varian Medical Systems | 0.0 | $2.0k | 31.00 | 64.52 | |
| Level 3 Communications | 0.0 | $2.0k | 53.00 | 37.74 | |
| Cemex, S.A.B. de C.V. Spon Adr (CX) | 0.0 | $2.0k | 124.00 | 16.13 | |
| Csr Corporation | 0.0 | $1.0k | 1.4k | 0.71 | |
| Credit Suisse High Yield Bond ETF Sh Ben Int (DHY) | 0.0 | $1.0k | 260.00 | 3.85 | |
| KEMET Corporation | 0.0 | $1.0k | 220.00 | 4.55 | |
| Lion Biotechnologies | 0.0 | $1.0k | 172.00 | 5.81 | |
| Motors Liquidation | 0.0 | $1.0k | 23.00 | 43.48 | |
| MetLife (MET) | 0.0 | $1.0k | 11.00 | 90.91 | |
| Aol Time Warner | 0.0 | $1.0k | 8.00 | 125.00 | |
| Dynex Capital | 0.0 | $1.0k | 125.00 | 8.00 | |
| Gas Nat | 0.0 | $1.0k | 100.00 | 10.00 | |
| Sandridge Miss Trust (SDTTU) | 0.0 | $1.0k | 200.00 | 5.00 | |
| American Realty Capital Prop | 0.0 | $1.0k | 100.00 | 10.00 | |
| Gamco Global Gold Natural Reso (GGN) | 0.0 | $1.0k | 100.00 | 10.00 | |
| Gcl-poly Energy Holdings | 0.0 | $1.0k | 4.0k | 0.25 | |
| Gasfrac Energy Services | 0.0 | $1.0k | 1.0k | 1.00 | |
| General Motors Company Warrent B Warrent | 0.0 | $999.996800 | 88.00 | 11.36 | |
| Frontier Communications | 0.0 | $999.992700 | 153.00 | 6.54 | |
| Time Warner Cable | 0.0 | $0 | 2.00 | 0.00 | |
| CenturyLink | 0.0 | $0 | 49.00 | 0.00 | |
| Federal National Mortgage Association (FNMA) | 0.0 | $0 | 442.00 | 0.00 | |
| Exelon Corporation (EXC) | 0.0 | $0 | 169.00 | 0.00 | |
| Starbucks Corporation (SBUX) | 0.0 | $0 | 120.00 | 0.00 | |
| Federal Home Loan Mortgage (FMCC) | 0.0 | $0 | 609.00 | 0.00 | |
| Visteon Corp | 0.0 | $0 | 1.00 | 0.00 | |
| Walter Energy | 0.0 | $0 | 11.00 | 0.00 | |
| OSI Pharmaceuticals (OSIP) | 0.0 | $0 | 200.00 | 0.00 | |
| LDK Solar Spon Adr | 0.0 | $0 | 400.00 | 0.00 | |
| JDS Uniphase Corporation | 0.0 | $0 | 2.00 | 0.00 | |
| Alcatel-Lucent Spon Adr | 0.0 | $0 | 116.00 | 0.00 | |
| Thompson Creek Metals | 0.0 | $0 | 200.00 | 0.00 | |
| iShares Barclays Aggregate Bond ETF Core Totusbd Etf (AGG) | 0.0 | $0 | 298.00 | 0.00 | |
| Zagg | 0.0 | $0 | 100.00 | 0.00 | |
| Visteon Wts Exp 10/1/2015 | 0.0 | $0 | 2.00 | 0.00 | |
| Goldsands Development | 0.0 | $0 | 14k | 0.00 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $0 | 201.00 | 0.00 | |
| CLEANTECH SOLUTIONS Intl | 0.0 | $0 | 12.00 | 0.00 | |
| Fed Mogal Wts Exp 12/27/2014 Warrent | 0.0 | $0 | 146.00 | 0.00 | |
| Bay Commercial Bank | 0.0 | $0 | 2.4k | 0.00 | |
| Clarent | 0.0 | $0 | 100.00 | 0.00 | |
| Golden Minerals Company | 0.0 | $0 | 20.00 | 0.00 | |
| Pulse Beverage Corporation | 0.0 | $0 | 175.00 | 0.00 | |
| Time | 0.0 | $0 | 1.00 | 0.00 | |
| Avantair | 0.0 | $0 | 300.00 | 0.00 | |
| H & Q Healthcare Investors Fund | 0.0 | $0 | 13.00 | 0.00 |
