Alethea Capital Management
Latest statistics and disclosures from Alethea Capital Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AXSM, RNA, KURA, TLT, CDTX, and represent 80.19% of Alethea Capital Management's stock portfolio.
- Added to shares of these 10 stocks: ABBV, CME, GRMN, GILD, KR, ED, T, SO, XEL, WEC.
- Started 19 new stock positions in SO, ED, ABBV, KR, XEL, LMT, CHRW, BMY, NEM, GRMN. CLX, GILD, CME, DRI, CPB, WEC, GIS, ASRT, T.
- Reduced shares in these 10 stocks: BIL, PFE, , AIG, VTR, , NSC, BBY, HRL, OKE.
- Sold out of its positions in ARE, AIG, BBY, CFG, EXC, PEAK, HRL, KHC, NWL, NSC. GEN, OKE, PFE, RTX, BIL, Spectrum Pharmaceuticals, STT, VTR, ZION.
- Alethea Capital Management was a net seller of stock by $-4.8M.
- Alethea Capital Management has $81M in assets under management (AUM), dropping by -12.94%.
- Central Index Key (CIK): 0001549408
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Portfolio Holdings for Alethea Capital Management
Alethea Capital Management holds 51 positions in its portfolio as reported in the September 2023 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Axsome Therapeutics (AXSM) | 65.1 | $53M | 759k | 69.89 |
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| Avidity Biosciences Ord (RNA) | 6.7 | $5.5M | 855k | 6.38 |
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| Kura Oncology (KURA) | 3.9 | $3.2M | +5% | 350k | 9.12 |
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| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 2.5 | $2.1M | 23k | 88.69 |
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| Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) | 1.9 | $1.5M | 1.6M | 0.94 |
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| Merck & Co (MRK) | 0.7 | $587k | -31% | 5.7k | 102.95 |
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| Abbvie (ABBV) | 0.6 | $517k | NEW | 3.5k | 149.06 |
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| Cme (CME) | 0.6 | $505k | NEW | 2.5k | 200.22 |
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| Garmin SHS (GRMN) | 0.6 | $472k | NEW | 4.5k | 105.20 |
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| Gilead Sciences (GILD) | 0.6 | $455k | NEW | 6.1k | 74.94 |
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| Kroger (KR) | 0.5 | $445k | NEW | 10k | 44.75 |
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| Consolidated Edison (ED) | 0.5 | $443k | NEW | 5.2k | 85.53 |
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| At&t (T) | 0.5 | $441k | NEW | 29k | 15.02 |
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| Southern Company (SO) | 0.5 | $431k | NEW | 6.7k | 64.72 |
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| Xcel Energy (XEL) | 0.5 | $431k | NEW | 7.5k | 57.22 |
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| Wec Energy Group (WEC) | 0.5 | $427k | NEW | 5.3k | 80.55 |
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| Bristol Myers Squibb (BMY) | 0.5 | $425k | NEW | 7.3k | 58.04 |
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| Campbell Soup Company (CPB) | 0.5 | $420k | NEW | 10k | 41.08 |
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| Lockheed Martin Corporation (LMT) | 0.5 | $415k | NEW | 1.0k | 408.96 |
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| Newmont Mining Corporation (NEM) | 0.5 | $405k | NEW | 11k | 36.95 |
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| Apple (AAPL) | 0.5 | $403k | 2.4k | 171.21 |
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| Darden Restaurants (DRI) | 0.5 | $401k | NEW | 2.8k | 143.22 |
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| General Mills (GIS) | 0.5 | $390k | NEW | 6.1k | 63.99 |
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| Clorox Company (CLX) | 0.5 | $386k | NEW | 2.9k | 131.06 |
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| JPMorgan Chase & Co. (JPM) | 0.4 | $363k | -16% | 2.5k | 145.02 |
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| Home Depot (HD) | 0.4 | $348k | 1.2k | 302.16 |
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| Honeywell International (HON) | 0.4 | $344k | 1.9k | 184.70 |
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| Cummins (CMI) | 0.4 | $343k | 1.5k | 228.46 |
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| Assertio Holdings Com New (ASRT) | 0.4 | $343k | NEW | 134k | 2.56 |
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| Alphabet Cap Stk Cl C (GOOG) | 0.4 | $336k | -21% | 2.6k | 131.85 |
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| Waste Management (WM) | 0.4 | $335k | 2.2k | 152.44 |
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| Procter & Gamble Company (PG) | 0.4 | $321k | 2.2k | 145.86 |
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| Wisdomtree Tr Europe Hedged Eq (HEDJ) | 0.4 | $317k | +100% | 8.0k | 39.50 |
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| Exxon Mobil Corporation (XOM) | 0.4 | $306k | -35% | 2.6k | 117.58 |
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| Illinois Tool Works (ITW) | 0.4 | $305k | 1.3k | 230.31 |
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| Pepsi (PEP) | 0.4 | $305k | 1.8k | 169.44 |
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| Coca-Cola Company (KO) | 0.4 | $300k | 5.4k | 55.98 |
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| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.4 | $298k | -22% | 850.00 | 350.30 |
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| Microsoft Corporation (MSFT) | 0.4 | $292k | -13% | 925.00 | 315.75 |
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| Bank of America Corporation (BAC) | 0.4 | $290k | 11k | 27.38 |
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| Eaton Corp SHS (ETN) | 0.4 | $288k | -27% | 1.4k | 213.28 |
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| Kimberly-Clark Corporation (KMB) | 0.3 | $284k | -14% | 2.4k | 120.85 |
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| BlackRock (BLK) | 0.3 | $275k | 425.00 | 646.49 |
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| Medtronic SHS (MDT) | 0.3 | $274k | -15% | 3.5k | 78.36 |
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| C H Robinson Worldwide Com New (CHRW) | 0.3 | $274k | NEW | 3.2k | 86.13 |
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| Dow (DOW) | 0.3 | $273k | -66% | 5.3k | 51.56 |
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| Duke Energy Corp Com New (DUK) | 0.3 | $265k | -66% | 3.0k | 88.26 |
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| Intel Corporation (INTC) | 0.3 | $249k | -18% | 7.0k | 35.55 |
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| CVS Caremark Corporation (CVS) | 0.3 | $230k | -69% | 3.3k | 69.82 |
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| Open Lending Corp (LPRO) | 0.1 | $88k | 12k | 7.32 |
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| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.1 | $87k | -18% | 11k | 8.12 |
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Past Filings by Alethea Capital Management
SEC 13F filings are viewable for Alethea Capital Management going back to 2014
- Alethea Capital Management 2023 Q3 filed Nov. 15, 2023
- Alethea Capital Management 2023 Q2 filed Aug. 15, 2023
- Alethea Capital Management 2023 Q1 filed May 16, 2023
- Alethea Capital Management 2022 Q4 filed Feb. 14, 2023
- Alethea Capital Management 2022 Q3 filed Nov. 14, 2022
- Alethea Capital Management 2022 Q2 filed Aug. 15, 2022
- Alethea Capital Management 2022 Q1 filed May 13, 2022
- Alethea Capital Management 2021 Q4 filed Feb. 14, 2022
- Alethea Capital Management 2021 Q3 filed Oct. 27, 2021
- Alethea Capital Management 2021 Q2 filed Aug. 16, 2021
- Alethea Capital Management 2021 Q1 filed May 14, 2021
- Alethea Capital Management 2020 Q4 filed Feb. 12, 2021
- Alethea Capital Management 2020 Q3 filed Nov. 16, 2020
- Alethea Capital Management 2020 Q2 filed Aug. 11, 2020
- Alethea Capital Management 2020 Q1 filed May 11, 2020
- Alethea Capital Management 2019 Q4 filed Feb. 10, 2020