Alethea Capital Management
Latest statistics and disclosures from Alethea Capital Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AXSM, RNA, BIL, KURA, TLT, and represent 68.68% of Alethea Capital Management's stock portfolio.
- Added to shares of these 10 stocks: KURA (+$5.8M), TLT, CTRA, RTX, WMB, VZ, OKE, PARA, KHC, HII.
- Started 22 new stock positions in DVN, WMB, GLD, C, HOOD, KHC, SLG, TXN, OKE, PARA. BBY, RTX, CTRA, TLT, ZION, KURA, RF, EOG, LUMN, HII, VZ, K.
- Reduced shares in these 10 stocks: BIL, AXSM, ODFL, , FAST, AMZN, , , NUE, AZO.
- Sold out of its positions in T, ABBV, LNT, AMZN, ANTM, ADM, AZO, AX, BGCP, BR.
- Alethea Capital Management was a net seller of stock by $-4.8M.
- Alethea Capital Management has $111M in assets under management (AUM), dropping by -3.08%.
- Central Index Key (CIK): 0001549408
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Portfolio Holdings for Alethea Capital Management
Companies in the Alethea Capital Management portfolio as of the March 2022 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Axsome Therapeutics (AXSM) | 39.1 | $43M | -7% | 1.0M | 41.39 | |
| Avidity Biosciences Ord (RNA) | 14.9 | $16M | 890k | 18.47 | ||
| Spdr Ser Tr Bloomberg 1-3 Mo (BIL) | 5.2 | $5.8M | -41% | 63k | 91.43 | |
| Kura Oncology (KURA) | 5.2 | $5.8M | NEW | 358k | 16.08 | |
| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 4.3 | $4.8M | NEW | 36k | 132.09 | |
| Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) | 1.5 | $1.6M | +65% | 1.9M | 0.83 | |
| Spectrum Pharmaceuticals (SPPI) | 1.4 | $1.5M | -28% | 1.2M | 1.29 | |
| Medtronic SHS (MDT) | 1.0 | $1.2M | +196% | 10k | 110.98 | |
| Merck & Co (MRK) | 1.0 | $1.1M | +215% | 14k | 82.05 | |
| JPMorgan Chase & Co. (JPM) | 1.0 | $1.1M | +138% | 7.7k | 136.28 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.9 | $1.0M | NEW | 38k | 26.97 | |
| Raytheon Technologies Corp (RTX) | 0.8 | $934k | NEW | 9.4k | 99.05 | |
| Williams Companies (WMB) | 0.8 | $925k | NEW | 28k | 33.43 | |
| Verizon Communications (VZ) | 0.8 | $893k | NEW | 18k | 50.94 | |
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| Oneok (OKE) | 0.8 | $865k | NEW | 12k | 70.64 | |
| Cummins (CMI) | 0.8 | $861k | +179% | 4.2k | 205.10 | |
| Paramount Global Class B Com (PARA) | 0.8 | $853k | NEW | 23k | 37.83 | |
| Kraft Heinz (KHC) | 0.7 | $801k | NEW | 20k | 39.40 | |
| Huntington Ingalls Inds (HII) | 0.7 | $776k | NEW | 3.9k | 199.49 | |
| Zions Bancorporation (ZION) | 0.7 | $743k | NEW | 11k | 65.56 | |
| Kellogg Company (K) | 0.7 | $734k | NEW | 11k | 64.47 | |
| Regions Financial Corporation (RF) | 0.6 | $717k | NEW | 32k | 22.27 | |
| Alphabet Cap Stk Cl C (GOOG) | 0.6 | $712k | -3% | 255.00 | 2792.16 | |
| Texas Instruments Incorporated (TXN) | 0.6 | $706k | NEW | 3.8k | 183.42 | |
| EOG Resources (EOG) | 0.6 | $694k | NEW | 5.8k | 119.18 | |
| Citigroup Com New (C) | 0.6 | $667k | NEW | 13k | 53.41 | |
| Best Buy (BBY) | 0.6 | $652k | NEW | 7.2k | 90.87 | |
| Lumen Technologies (LUMN) | 0.6 | $648k | NEW | 58k | 11.28 | |
| Blackstone Group Inc Com Cl A (BX) | 0.5 | $584k | 4.6k | 126.96 | ||
| Exxon Mobil Corporation (XOM) | 0.5 | $578k | 7.0k | 82.57 | ||
| Apple (AAPL) | 0.5 | $559k | -17% | 3.2k | 174.69 | |
| Procter & Gamble Company (PG) | 0.5 | $558k | -14% | 3.7k | 152.88 | |
| Bank of America Corporation (BAC) | 0.5 | $553k | -16% | 13k | 41.20 | |
| Waste Management (WM) | 0.5 | $531k | -59% | 3.4k | 158.51 | |
| Microsoft Corporation (MSFT) | 0.5 | $516k | -16% | 1.7k | 308.06 | |
| Honeywell International (HON) | 0.4 | $497k | 2.6k | 194.60 | ||
| 3M Company (MMM) | 0.4 | $492k | +10% | 3.3k | 148.82 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.4 | $476k | 1.4k | 352.59 | ||
| BlackRock (BLK) | 0.4 | $474k | 620.00 | 764.52 | ||
| Pepsi (PEP) | 0.4 | $469k | -6% | 2.8k | 167.50 | |
| Eaton Corp SHS (ETN) | 0.4 | $455k | 3.0k | 151.67 | ||
| Walt Disney Company (DIS) | 0.4 | $453k | 3.3k | 137.23 | ||
| Duke Energy Corp Com New (DUK) | 0.4 | $447k | -43% | 4.0k | 111.75 | |
| Amgen (AMGN) | 0.4 | $423k | -27% | 1.8k | 241.71 | |
| Illinois Tool Works (ITW) | 0.4 | $419k | -9% | 2.0k | 209.50 | |
| Coca-Cola Company (KO) | 0.4 | $403k | -58% | 6.5k | 62.00 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $394k | -23% | 3.2k | 123.12 | |
| Home Depot (HD) | 0.4 | $389k | -40% | 1.3k | 299.23 | |
| Robinhood Mkts Com Cl A (HOOD) | 0.4 | $388k | NEW | 29k | 13.51 | |
| Dow (DOW) | 0.3 | $338k | 5.3k | 63.77 | ||
| CVS Caremark Corporation (CVS) | 0.3 | $334k | 3.3k | 101.21 | ||
| National Fuel Gas (NFG) | 0.3 | $309k | 4.5k | 68.67 | ||
| Intel Corporation (INTC) | 0.3 | $297k | 6.0k | 49.50 | ||
| Wisdomtree Tr Europe Hedged Eq (HEDJ) | 0.3 | $295k | 4.0k | 73.57 | ||
| SYSCO Corporation (SYY) | 0.3 | $286k | 3.5k | 81.71 | ||
| Pfizer (PFE) | 0.3 | $285k | 5.5k | 51.82 | ||
| Sl Green Realty Corp (SLG) | 0.3 | $284k | NEW | 3.5k | 81.24 | |
| Devon Energy Corporation (DVN) | 0.2 | $263k | NEW | 4.5k | 59.05 | |
| Qualcomm (QCOM) | 0.2 | $245k | 1.6k | 153.12 | ||
| Enbridge (ENB) | 0.2 | $235k | 5.1k | 46.08 | ||
| Open Lending Corp Com Cl A (LPRO) | 0.2 | $227k | 12k | 18.92 | ||
| Spdr Gold Tr Gold Shs (GLD) | 0.2 | $217k | NEW | 1.2k | 180.83 | |
| Blackrock Ltd Duration Incom Com Shs (BLW) | 0.1 | $153k | 11k | 14.34 | ||
| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.1 | $136k | 14k | 10.02 | ||
| Ra Med Sys (RMED) | 0.0 | $5.0k | 12k | 0.41 | ||
Past Filings by Alethea Capital Management
SEC 13F filings are viewable for Alethea Capital Management going back to 2014
- Alethea Capital Management 2022 Q1 filed May 13, 2022
- Alethea Capital Management 2021 Q3 filed Oct. 27, 2021
- Alethea Capital Management 2021 Q2 filed Aug. 16, 2021
- Alethea Capital Management 2021 Q1 filed May 14, 2021
- Alethea Capital Management 2020 Q4 filed Feb. 12, 2021
- Alethea Capital Management 2020 Q3 filed Nov. 16, 2020
- Alethea Capital Management 2020 Q2 filed Aug. 11, 2020
- Alethea Capital Management 2020 Q1 filed May 11, 2020
- Alethea Capital Management 2019 Q4 filed Feb. 10, 2020
- Alethea Capital Management 2019 Q3 filed Nov. 14, 2019
- Alethea Capital Management 2019 Q2 filed Aug. 12, 2019
- Alethea Capital Management 2019 Q1 filed May 6, 2019
- Alethea Capital Management 2018 Q4 filed Jan. 23, 2019
- Alethea Capital Management 2018 Q3 filed Oct. 29, 2018
- Alethea Capital Management 2018 Q2 filed July 17, 2018
- Alethea Capital Management 2018 Q1 filed April 18, 2018