Altium Capital Management

Latest statistics and disclosures from Altium Capital Management's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are ASA, RVT, PDX, NBXG, PCQ, and represent 54.42% of Altium Capital Management's stock portfolio.
  • Added to shares of these 10 stocks: ASA, RVT, PDX, NBXG, PCQ, LEO, TY, GAM, AFB, CHW.
  • Started 18 new stock positions in AFB, PDX, TY, DMA, IIF, ASA, GAM, HFRO, LEO, PCQ. MXF, JOF, RVT, RMT, DIAX, NDRA, CHW, NBXG.
  • Reduced shares in these 1 stock: PSTV (-$628M).
  • Sold out of its position in PSTV.
  • Altium Capital Management was a net seller of stock by $-603M.
  • Altium Capital Management has $25M in assets under management (AUM), dropping by -95.97%.
  • Central Index Key (CIK): 0001746382

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Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 18 positions in its portfolio as reported in the December 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Asa Gold And Precious Mtls L SHS (ASA) 12.3 $3.1M NEW 52k 59.67
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Royce Value Trust (RVT) 12.3 $3.1M NEW 193k 16.10
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Pimco Dynamic Income Strateg Com Shs Ben Int (PDX) 11.2 $2.8M NEW 151k 18.78
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Neuberger Next Generation Common Stock (NBXG) 9.7 $2.5M NEW 170k 14.44
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Pimco CA Municipal Income Fund (PCQ) 8.9 $2.3M NEW 259k 8.73
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Bny Mellon Strategic Muns (LEO) 6.6 $1.7M NEW 262k 6.36
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Tri-Continental Corporation (TY) 5.2 $1.3M NEW 41k 32.66
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General American Investors (GAM) 4.8 $1.2M NEW 21k 58.73
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AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 4.1 $1.0M NEW 97k 10.82
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Calamos Global Dynamic Income Fund (CHW) 3.9 $977k NEW 132k 7.41
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Mexico Fund (MXF) 3.8 $973k NEW 48k 20.14
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Nuveen Dow 30 Dynmc Overwrt SHS (DIAX) 3.7 $931k NEW 61k 15.26
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Royce Micro Capital Trust (RMT) 3.6 $908k NEW 87k 10.43
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Highland Opps & Income Highland Income (HFRO) 3.4 $856k NEW 143k 5.98
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Morgan Stanley India Investment Fund (IIF) 2.9 $730k NEW 29k 24.98
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Japan Smaller Capitalizaion Fund (JOF) 1.7 $441k NEW 40k 11.08
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Endra Life Sciences (NDRA) 0.9 $235k NEW 52k 4.53
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Destra Multi-alternative Common Shares (DMA) 0.9 $220k NEW 25k 8.97
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Past Filings by Altium Capital Management

SEC 13F filings are viewable for Altium Capital Management going back to 2020

View all past filings