Altium Capital Management
Latest statistics and disclosures from Altium Capital Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are PDX, ASA, RVT, PCQ, GAM, and represent 37.18% of Altium Capital Management's stock portfolio.
- Added to shares of these 10 stocks: SPXX, RMT, MXF, GAM, CHW, AFB, TY, JOF, LEO, IIF.
- Started 2 new stock positions in GF, SPXX.
- Reduced shares in these 1 stock: Nuveen Dow 30 Dyn Overwrite.
- Sold out of its position in Nuveen Dow 30 Dyn Overwrite.
- Altium Capital Management was a net buyer of stock by $17M.
- Altium Capital Management has $42M in assets under management (AUM), dropping by 66.12%.
- Central Index Key (CIK): 0001746382
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Portfolio Holdings for Altium Capital Management
Altium Capital Management holds 19 positions in its portfolio as reported in the March 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Pimco Dynamic Income Strateg Com Shs Ben Int (PDX) | 8.3 | $3.5M | +4% | 158k | 22.06 |
|
| Asa Gold And Precious Mtls L SHS (ASA) | 7.7 | $3.2M | 52k | 62.03 |
|
|
| Royce Value Trust (RVT) | 7.6 | $3.2M | 193k | 16.60 |
|
|
| Pimco CA Municipal Income Fund (PCQ) | 6.8 | $2.9M | +28% | 333k | 8.58 |
|
| General American Investors (GAM) | 6.8 | $2.9M | +133% | 49k | 58.47 |
|
| Bny Mellon Strategic Muns (LEO) | 6.6 | $2.8M | +67% | 439k | 6.29 |
|
| Royce Micro Capital Trust (RMT) | 6.5 | $2.7M | +179% | 243k | 11.31 |
|
| Mexico Fund (MXF) | 6.4 | $2.7M | +165% | 128k | 20.93 |
|
| Neuberger Next Generation Common Stock (NBXG) | 6.3 | $2.6M | +20% | 205k | 12.87 |
|
| Nuveen Equity Premium and Growth Fund (SPXX) | 6.0 | $2.5M | NEW | 157k | 16.07 |
|
| Tri-Continental Corporation (TY) | 5.9 | $2.5M | +95% | 79k | 31.59 |
|
| Calamos Global Dynamic Income Fund (CHW) | 5.7 | $2.4M | +149% | 329k | 7.26 |
|
| AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) | 5.7 | $2.4M | +129% | 222k | 10.69 |
|
| Japan Smaller Capitalizaion Fund (JOF) | 3.9 | $1.6M | +278% | 150k | 10.90 |
|
| Morgan Stanley India Investment Fund (IIF) | 3.9 | $1.6M | +170% | 79k | 20.58 |
|
| Highland Opps & Income Highland Income (HFRO) | 3.8 | $1.6M | +93% | 277k | 5.71 |
|
| Destra Multi-alternative Common Shares (DMA) | 1.1 | $444k | +122% | 55k | 8.11 |
|
| New Germany Fund (GF) | 0.6 | $255k | NEW | 25k | 10.22 |
|
| Endra Life Sciences (NDRA) | 0.6 | $241k | 52k | 4.65 |
|
Past Filings by Altium Capital Management
SEC 13F filings are viewable for Altium Capital Management going back to 2020
- Altium Capital Management 2026 Q1 filed May 1, 2026
- Altium Capital Management 2025 Q4 filed Feb. 6, 2026
- Altium Capital Management 2025 Q3 filed Nov. 4, 2025
- Altium Capital Management 2025 Q2 filed Aug. 7, 2025
- Altium Capital Management 2025 Q1 restated filed May 13, 2025
- Altium Capital Management 2025 Q1 filed May 9, 2025
- Altium Capital Management 2024 Q4 filed Feb. 13, 2025
- Altium Capital Management 2024 Q3 filed Nov. 14, 2024
- Altium Capital Management 2024 Q2 filed Aug. 15, 2024
- Altium Capital Management 2024 Q1 filed May 15, 2024
- Altium Capital Management 2023 Q3 filed Nov. 14, 2023
- Altium Capital Management 2023 Q2 filed Aug. 14, 2023
- Altium Capital Management 2023 Q1 filed May 15, 2023
- Altium Capital Management 2022 Q4 filed Feb. 14, 2023
- Altium Capital Management 2022 Q3 filed Nov. 14, 2022
- Altium Capital Management 2022 Q2 filed Aug. 15, 2022