Altium Capital Management

Latest statistics and disclosures from Altium Capital Management's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are BOXX, ASA, RMT, RVT, NBXG, and represent 57.10% of Altium Capital Management's stock portfolio.
  • Added to shares of these 3 stocks: BOXX (+$25M), RMT, RVT.
  • Started 1 new stock position in BOXX.
  • Reduced shares in these 3 stocks: AFB, JOF, NDRA.
  • Altium Capital Management was a net buyer of stock by $24M.
  • Altium Capital Management has $69M in assets under management (AUM), dropping by 44.95%.
  • Central Index Key (CIK): 0001746382

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Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 20 positions in its portfolio as reported in the September 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ea Series Trust Alpha Arch 1-3 (BOXX) 36.3 $25M NEW 211k 118.39
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Asa Gold And Precious Mtls L SHS (ASA) 5.7 $3.9M 70k 55.75
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Royce Micro Capital Trust (RMT) 5.5 $3.8M 283k 13.44
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Royce Value Trust (RVT) 4.9 $3.4M 196k 17.13
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Neuberger Next Generation Common Stock (NBXG) 4.7 $3.2M 205k 15.69
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Pimco Dynamic Income Strateg Com Shs Ben Int (PDX) 4.7 $3.2M 158k 20.30
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General American Investors (GAM) 4.5 $3.1M 49k 63.44
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Tri-Continental Corporation (TY) 4.3 $3.0M 87k 34.34
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Nuveen Equity Premium and Growth Fund (SPXX) 4.2 $2.9M 157k 18.49
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Calamos Global Dynamic Income Fund (CHW) 3.9 $2.7M 329k 8.07
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Mexico Fund (MXF) 3.8 $2.6M 128k 20.39
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Pimco CA Municipal Income Fund (PCQ) 3.7 $2.6M 333k 7.71
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Bny Mellon Strategic Muns (LEO) 3.5 $2.4M 439k 5.56
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Highland Opps & Income Highland Income (HFRO) 3.1 $2.1M 317k 6.66
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Japan Smaller Capitalizaion Fund (JOF) 2.5 $1.7M -9% 136k 12.60
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Morgan Stanley India Investment Fund (IIF) 2.5 $1.7M 79k 21.49
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AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.7 $458k -72% 48k 9.53
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Destra Multi-alternative Common Shares (DMA) 0.6 $413k 55k 7.54
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New Germany Fund (GF) 0.5 $352k 33k 10.64
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Endra Life Sciences (NDRA) 0.5 $325k -8% 55k 5.96
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Past Filings by Altium Capital Management

SEC 13F filings are viewable for Altium Capital Management going back to 2020

View all past filings