Altium Capital Management

Latest statistics and disclosures from Altium Capital Management's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are RMT, ASA, RVT, NBXG, PDX, and represent 37.83% of Altium Capital Management's stock portfolio.
  • Added to shares of these 6 stocks: ASA, RMT, HFRO, TY, GF, NDRA.
  • Reduced shares in these 1 stock: AFB.
  • Altium Capital Management was a net buyer of stock by $1.6M.
  • Altium Capital Management has $48M in assets under management (AUM), dropping by 12.97%.
  • Central Index Key (CIK): 0001746382

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Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 19 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Royce Micro Capital Trust (RMT) 8.6 $4.1M +14% 278k 14.64
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Asa Gold And Precious Mtls L SHS (ASA) 7.7 $3.7M +34% 70k 52.04
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Royce Value Trust (RVT) 7.5 $3.6M 193k 18.47
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Neuberger Next Generation Common Stock (NBXG) 7.1 $3.4M 205k 16.54
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Pimco Dynamic Income Strateg Com Shs Ben Int (PDX) 6.9 $3.3M 158k 20.82
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General American Investors (GAM) 6.5 $3.1M 49k 63.75
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Pimco CA Municipal Income Fund (PCQ) 6.3 $3.0M 333k 8.97
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Tri-Continental Corporation (TY) 6.3 $3.0M +9% 87k 34.42
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Nuveen Equity Premium and Growth Fund (SPXX) 6.2 $2.9M 157k 18.64
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Calamos Global Dynamic Income Fund (CHW) 6.2 $2.9M 329k 8.91
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Bny Mellon Strategic Muns (LEO) 6.0 $2.8M 439k 6.46
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Mexico Fund (MXF) 5.9 $2.8M 128k 21.87
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Highland Opps & Income Highland Income (HFRO) 4.8 $2.3M +14% 317k 7.13
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AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 4.2 $2.0M -21% 175k 11.41
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Morgan Stanley India Investment Fund (IIF) 3.8 $1.8M 79k 22.82
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Japan Smaller Capitalizaion Fund (JOF) 3.7 $1.8M 150k 11.78
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Destra Multi-alternative Common Shares (DMA) 0.9 $409k 55k 7.48
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New Germany Fund (GF) 0.8 $379k +32% 33k 11.46
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Endra Life Sciences (NDRA) 0.7 $316k +14% 59k 5.33
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Past Filings by Altium Capital Management

SEC 13F filings are viewable for Altium Capital Management going back to 2020

View all past filings