Brown Advisory Securities LLC

Latest statistics and disclosures from Brown Advisory Securities's latest quarterly 13F-HR filing:

Brown Advisory Securities portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Apple (AAPL) 4.32 136522 +2.00% 115.97 143.65
Amazon (AMZN) 2.55 12506 +2.00% 748.68 924.99
Exxon Mobil Corporation (XOM) 2.29 93007 +13.00% 90.26 81.65
Microsoft Corporation (MSFT) 2.08 122881 +5.00% 62.08 68.46
Alphabet Inc Class A cs 2.03 9385 794.14 0.00
Procter & Gamble Company (PG) 2.01 87612 84.11 87.33
Johnson & Johnson (JNJ) 1.98 63070 +5.00% 115.28 123.47
Rydex S&P; Equal Weight ETF (RSP) 1.84 78078 -9.00% 86.61 91.42
General Electric Company (GE) 1.83 212434 +7.00% 31.58 28.99
MasterCard Incorporated (MA) 1.68 59562 103.22 116.32
Charles Schwab Corporation (SCHW) 1.58 146694 +4.00% 39.48 38.85
iShares Lehman Aggregate Bond (AGG) 1.52 51501 +32.00% 108.00 109.25
Visa (V) 1.40 65633 +7.00% 78.04 91.22
Alphabet Inc Class C cs 1.28 6064 +5.00% 772.26 0.00
Berkshire Hathaway (BRK.B) 1.26 28368 -9.00% 162.89 0.00
Verizon Communications (VZ) 1.25 85712 -12.00% 53.32 45.91
Merck & Co (MRK) 1.23 76493 +6.00% 59.00 62.33
JPMorgan Chase & Co. (JPM) 1.22 51627 +11.00% 86.39 87.00
iShares Dow Jones Select Dividend (DVY) 1.17 48502 +23.00% 88.59 91.50
Pepsi (PEP) 1.15 40251 104.57 113.28
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.13 34627 -2.00% 119.36 122.35
iShares S&P; 500 Index (IVV) 1.12 18217 +51.00% 224.79 239.56
QUALCOMM (QCOM) 1.11 62569 +2.00% 65.29 53.74
Facebook Inc cl a 1.09 34659 +3.00% 115.50 0.00
Accenture 0.98 30571 +11.00% 117.27 0.00
Schlumberger (SLB) 0.97 42387 -2.00% 83.89 72.59
Express Scripts Holding 0.95 50601 68.67 0.00
Equifax (EFX) 0.92 28669 118.21 135.31
Intel Corporation (INTC) 0.88 88510 +9.00% 36.31 36.15
Starbucks Corporation (SBUX) 0.88 57895 55.50 60.06
AT&T; (T) 0.85 73128 42.64 39.63
International Business Machines (IBM) 0.84 18686 +8.00% 165.79 160.29
Walt Disney Company (DIS) 0.82 28806 +4.00% 103.90 115.60
iShares S&P; SmallCap 600 Index (IJR) 0.81 21617 +44.00% 137.72 69.79
iShares S&P; MidCap 400 Index (IJH) 0.79 17545 +45.00% 165.57 172.59
Abbvie 0.77 45230 +5.00% 62.68 0.00
Wells Fargo & Company (WFC) 0.73 48505 +14.00% 55.25 53.84
Danaher Corporation (DHR) 0.70 33016 +19.00% 77.81 83.33
Vanguard REIT ETF (VNQ) 0.70 31146 +66.00% 82.61 82.79
Chevron Corporation (CVX) 0.68 21136 +12.00% 117.76 106.70
Schwab U S Broad Market ETF (SCHB) 0.68 46160 +38.00% 54.18 57.63
Paypal Holdings 0.63 58298 +97.00% 39.56 0.00
Cisco Systems (CSCO) 0.60 73105 30.19 34.07
DaVita (DVA) 0.60 34421 +8.00% 64.15 69.01
American Tower Reit 0.60 20922 +5.00% 105.58 0.00
General Dynamics Corporation (GD) 0.56 11936 +11.00% 172.92 193.79
salesforce (CRM) 0.56 29754 -2.00% 68.70 86.12
T. Rowe Price (TROW) 0.54 26128 -12.00% 75.51 70.89
3M Company (MMM) 0.52 10689 178.69 195.83
Mondelez Int 0.52 43029 +5.00% 44.32 0.00
Coca-Cola Company (KO) 0.51 45398 +13.00% 41.50 43.15
Enterprise Products Partners 0.51 68957 +23.00% 27.00 0.00
Costco Wholesale Corporation (COST) 0.50 11465 +5.00% 159.97 177.52
Pfizer (PFE) 0.50 56190 +13.00% 32.46 33.92
Amgen (AMGN) 0.50 12505 +157.00% 145.94 163.32
McCormick & Company, Incorporated (MKC) 0.50 19844 93.28 99.90
Altria (MO) 0.48 25868 +6.00% 67.73 71.78
Under Armour Inc Cl C 0.47 68165 +2.00% 25.25 0.00
SPDR S&P; 500 ETF (SPY) 0.44 7178 -21.00% 223.60 238.08
Baidu (BIDU) 0.44 9817 164.51 180.23
CVS Caremark Corporation (CVS) 0.43 20027 79.24 82.44
Philip Morris International (PM) 0.43 17090 +30.00% 91.28 110.84
Stryker Corporation (SYK) 0.42 12754 119.81 136.37
Hd Supply 0.42 35845 -6.00% 42.63 0.00
Ford Motor Company (F) 0.41 124270 -11.00% 12.13 11.47
Duke Energy 0.41 19350 77.62 0.00
Under Armour (UA) 0.39 49098 -12.00% 29.17 19.41
Home Depot (HD) 0.38 10272 +11.00% 134.25 156.10
Abbott Laboratories (ABT) 0.38 36511 +18.00% 38.56 43.64
Intuitive Surgical (ISRG) 0.38 2216 +3.00% 633.57 835.87
Bristol Myers Squibb (BMY) 0.37 23223 -44.00% 58.65 56.05
Spectra Energy (SE) 0.37 33024 +10.00% 41.00 40.68
MetLife (MET) 0.37 25041 +14.00% 53.87 51.81
Ishares Core Intl Stock Etf core 0.37 26584 +50.00% 50.48 0.00
Fidelity National Information Services (FIS) 0.36 17497 75.61 84.19
McCormick & Company, Incorporated (MKC.V) 0.34 13571 93.07 0.00
iShares Russell 1000 Value Index (IWD) 0.33 10817 +26.00% 111.86 114.72
PNC Financial Services (PNC) 0.31 9617 -5.00% 116.98 119.75
Dominion Resources (D) 0.31 14796 +2.00% 76.51 77.43
iShares Russell 1000 Growth Index (IWF) 0.31 10763 104.80 116.33
Ishares High Dividend Equity F 0.31 13930 +20.00% 82.27 0.00
Vanguard Dividend Appreciation ETF (VIG) 0.30 12837 -2.00% 85.22 91.49
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.30 12906 +3.00% 84.53 84.62
Universal Display Corporation (PANL) 0.29 19000 56.32 3.28
Kinder Morgan Inc. 0.29 51471 +35.00% 20.61 0.00
Phillips 66 0.29 12394 +22.00% 86.33 0.00
United Parcel Service (UPS) 0.28 8908 -19.00% 114.62 107.46
E.I. du Pont de Nemours & Company (DD) 0.28 14118 +5.00% 73.52 79.75
Cincinnati Bell Inc 6.75% Cum pfd 0.28 21327 -2.00% 48.95 0.00
priceline.com Incorporated (PCLN) 0.27 678 1464.60 1846.82
PowerShares QQQ Trust, Series 1 (QQQQ) 0.27 8380 +58.00% 118.85 0.00
Waste Connections Inc Com stock 0.27 12725 -5.00% 78.90 0.00
M&T; Bank Corporation (MTB) 0.26 6159 -6.00% 156.19 155.41
McDonald's Corporation (MCD) 0.26 7965 121.78 139.93
Caterpillar (CAT) 0.25 9881 +2.00% 93.01 102.26
Gilead Sciences (GILD) 0.25 12580 +29.00% 71.86 68.55
Alibaba Group Holding Ltd Spon 0.25 10614 +3.00% 88.09 0.00
Xenia Hotels & Resorts 0.25 48033 NEW 19.44 0.00
iShares MSCI Emerging Markets Indx (EEM) 0.24 25000 +35.00% 35.16 40.06
American Express Company (AXP) 0.24 11725 -27.00% 74.12 79.25
Microchip Technology (MCHP) 0.24 13724 63.98 75.58
iShares Barclays TIPS Bond Fund (TIP) 0.24 7683 +66.00% 113.24 115.01
Colgate-Palmolive Company (CL) 0.23 12805 -12.00% 65.37 72.04
GameStop (GME) 0.23 32968 +4.00% 25.27 22.69
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.23 7932 +78.00% 108.30 109.33
Golub Capital BDC (GBDC) 0.23 45498 +15.00% 18.35 20.31
Vaneck Vectors Gold Miners mutual 0.23 39980 -2.00% 20.89 0.00
Brookfield Asset Management (BAM.A) 0.22 24789 -9.00% 33.00 0.00
Emerson Electric (EMR) 0.22 14533 +13.00% 55.94 60.28
Brookfield Infrastructure Part 0.22 23940 -3.00% 33.50 0.00
Fortive 0.22 14755 +12.00% 53.54 0.00
UnitedHealth (UNH) 0.21 4938 +9.00% 159.38 174.88
iShares S&P; MidCap 400 Growth (IJK) 0.21 4318 +18.00% 182.49 193.84
Kraft Heinz 0.21 8971 +4.00% 87.39 0.00
Deere & Company (DE) 0.20 7015 -2.00% 103.21 111.61
General Mills (GIS) 0.20 11674 +3.00% 61.76 57.51
Occidental Petroleum Corporation (OXY) 0.20 10519 +12.00% 70.82 61.54
United Technologies Corporation (UTX) 0.20 6809 +22.00% 109.56 118.99
Vanguard Mid-Cap ETF (VO) 0.20 5484 +9.00% 131.47 140.87
Wp Carey 0.20 12337 +2.00% 59.50 0.00
Easterly Government Properti reit 0.20 37162 +6.00% 20.02 0.00
Bank of America Corporation (BAC) 0.19 31418 +35.00% 22.12 23.34
Netflix (NFLX) 0.19 5600 -34.00% 123.93 152.20
Vanguard Total Stock Market ETF (VTI) 0.19 6000 NEW 115.33 122.61
Boeing Company (BA) 0.18 4177 +34.00% 155.61 184.83
Verisk Analytics (VRSK) 0.18 8251 +12.00% 80.72 82.81
WisdomTree Emerging Mkts Small Cp Div Fd (DGS) 0.18 16548 NEW 39.16 45.21
Bright Horizons Fam Sol In D 0.18 9224 -12.00% 70.47 0.00
Gramercy Ppty Tr 0.18 72823 9.19 0.00
Cognizant Technology Solutions (CTSH) 0.17 11370 +13.00% 56.11 60.23
Ecolab (ECL) 0.17 5248 +5.00% 117.19 129.09
Wal-Mart Stores (WMT) 0.17 8910 +11.00% 69.14 75.18
Automatic Data Processing (ADP) 0.17 6110 +23.00% 102.95 104.49
Dow Chemical Company (DOW) 0.17 10837 +20.00% 56.84 62.80
Anadarko Petroleum Corporation (APC) 0.17 8791 +3.00% 69.84 57.02
CIGNA Corporation (CI) 0.17 4778 133.11 156.37
Honeywell International (HON) 0.17 5435 +5.00% 115.55 131.14
Markel Corporation (MKL) 0.17 684 +3.00% 903.51 969.60
Energy Select Sector SPDR (XLE) 0.17 8099 +8.00% 75.44 67.84
Celgene Corporation (CELG) 0.17 5440 +48.00% 115.81 124.05
Magellan Midstream Partners (MMP) 0.17 8036 +2.00% 75.54 74.30
SPDR S&P; Dividend (SDY) 0.17 7101 +3.00% 85.34 88.66
Antares Pharma (AIS) 0.17 275000 2.33 0.00
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.17 5015 -17.00% 122.63 123.72
BP (BP) 0.16 16033 +20.00% 37.49 34.32
Canadian Natl Ry Co 0.16 8797 67.30 0.00
Eli Lilly & Co. (LLY) 0.16 7749 +7.00% 73.69 82.06
Clorox Company (CLX) 0.16 4787 119.91 133.69
AvalonBay Communities (AVB) 0.16 3323 177.25 189.84
SBA Communications Corporation (SBAC) 0.16 5673 +11.00% 103.65 126.49
Nxp Semiconductors N V 0.16 6034 -36.00% 98.28 0.00
Allergan 0.16 2708 +15.00% 210.12 0.00
Suntrust Banks Inc $1.00 Par Cmn 0.15 10166 +11.00% 54.99 0.00
Nextera Energy Inc C om 0.15 4627 119.73 0.00
Unilever N.V. (UN) 0.15 13201 +9.00% 41.06 52.24
iShares Russell 2000 Index (IWM) 0.15 4078 +68.00% 134.62 139.06
Hexcel Corporation (HXL) 0.15 10771 +10.00% 51.53 51.75
TransDigm Group Incorporated (TDG) 0.15 2198 +4.00% 248.86 246.73
iShares S&P; MidCap 400 Value Index (IJJ) 0.15 3837 +14.00% 145.43 148.23
First Trust Amex Biotech Index Fnd (FBT) 0.15 6125 -3.00% 90.78 107.41
Powershares Etf Tr Ii s^p500 low vol 0.15 13067 +18.00% 41.56 0.00
Icon 0.15 7200 75.14 0.00
Chubb 0.15 4121 -14.00% 132.49 0.00
Apache Corporation (APA) 0.14 8233 -18.00% 63.40 48.64
CarMax (KMX) 0.14 7721 -24.00% 64.37 58.50
McKesson Corporation (MCK) 0.14 3572 139.98 138.29
Target Corporation (TGT) 0.14 7357 +30.00% 71.90 55.85
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.14 4391 +3.00% 117.29 118.99
PowerShares DWA Technical Ldrs Pf (PDP) 0.14 11955 -3.00% 41.91 45.83
Acnb Corp 0.14 16746 31.23 0.00
S&p Global 0.14 4744 107.72 0.00
Yum! Brands (YUM) 0.13 7618 +5.00% 63.27 65.75
iShares Barclays Credit Bond Fund (CFT) 0.13 4401 -15.00% 109.52 110.50
iShares Barclays 10-20 Yr Tresry Bd (TLH) 0.13 3499 132.90 135.95
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) 0.13 15486 NEW 30.67 30.64
Rydex Etf Trust equity 0.13 13096 NEW 36.88 0.00
Crown Castle Intl 0.13 5436 +8.00% 86.64 0.00
Welltower Inc Com reit 0.13 7173 -13.00% 66.64 0.00
Kimberly-Clark Corporation (KMB) 0.12 3787 -15.00% 114.07 129.75
Adobe Systems Incorporated (ADBE) 0.12 4347 +15.00% 102.83 133.74
Akamai Technologies (AKAM) 0.12 6770 +7.00% 67.06 60.94
Aetna (AET) 0.12 3524 +3.00% 123.44 135.07
Air Products & Chemicals (APD) 0.12 3176 -15.00% 143.26 140.50
Novartis AG (NVS) 0.12 6279 72.78 77.03
Diageo (DEO) 0.12 4160 -9.00% 103.85 117.43
Ingersoll-rand Co Ltd-cl A 0.12 5693 75.00 0.00
iShares Gold Trust (IAU) 0.12 38020 +34.00% 11.10 12.21
Dollar General (DG) 0.12 5745 +20.00% 74.15 72.71
PowerShares Preferred Portfolio (PGX) 0.12 30999 14.19 14.95
Comcast Corporation (CMCSA) 0.11 6037 +11.00% 68.08 39.19
Avery Dennison Corporation (AVY) 0.11 5880 +43.00% 70.75 83.21
iShares MSCI EAFE Index Fund (EFA) 0.11 6855 57.77 63.80
Exelon Corporation (EXC) 0.11 11284 +11.00% 35.54 34.63
Lowe's Companies (LOW) 0.11 5923 +5.00% 70.23 84.88
Astronics Corporation (ATRO) 0.11 11500 33.83 32.51
Western Asset Municipal Hgh Incm Fnd (MHF) 0.11 55404 -20.00% 7.15 7.43
D First Tr Exchange-traded Fd 0.11 22000 +11.00% 18.95 0.00
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.11 17528 -22.00% 23.33 0.00
Hologic (HOLX) 0.10 8872 +9.00% 40.01 45.15
Amphenol Corporation (APH) 0.10 5609 +8.00% 67.04 72.31
iShares S&P; SmallCap 600 Growth (IJT) 0.10 2364 NEW 151.02 155.00
Nuveen Muni Value Fund (NUV) 0.10 39302 +34.00% 9.59 10.00
SPDR S&P; Emerging Markets Small Cap (EWX) 0.10 8883 -15.00% 40.08 46.17
Walgreen Boots Alliance 0.10 4378 +4.00% 82.69 0.00
Goldman Sachs (GS) 0.09 1406 NEW 242.53 223.80
Autodesk (ADSK) 0.09 4508 74.09 90.07
Edwards Lifesciences (EW) 0.09 3429 +102.00% 93.03 109.67
Union Pacific Corporation (UNP) 0.09 3143 -8.00% 103.72 111.96
Thermo Fisher Scientific (TMO) 0.09 2439 +2.00% 140.22 165.33
Lockheed Martin Corporation (LMT) 0.09 1302 +25.00% 249.62 269.45
Stericycle (SRCL) 0.09 4080 -50.00% 76.96 85.34
Oracle Corporation (ORCL) 0.09 8512 -13.00% 38.30 44.96
Acuity Brands (AYI) 0.09 1504 230.72 176.10
Unilever (UL) 0.09 8444 +35.00% 40.50 51.34
iShares Russell 2000 Growth Index (IWO) 0.09 2036 +2.00% 154.22 164.71
iShares Silver Trust (SLV) 0.09 22905 +65.00% 15.11 16.30
ISHARES TR MSCI Small Cap msci small cap 0.09 6626 +2.00% 49.50 0.00
Ubs Ag Jersey Brh fund 0.09 23429 14.17 0.00
Tripadvisor 0.09 7473 -2.00% 46.30 0.00
Eaton 0.09 4872 +10.00% 67.12 0.00
Ionis Pharmaceuticals 0.09 6790 -8.00% 47.72 0.00
Melco Crown Entertainment (MPEL) 0.08 18600 15.91 18.97
Northern Trust Corporation (NTRS) 0.08 3249 NEW 88.95 90.00
SYSCO Corporation (SYY) 0.08 5542 +29.00% 54.85 52.87
Newell Rubbermaid (NWL) 0.08 6343 44.62 47.74
BB&T; Corporation (BBT) 0.08 5939 +7.00% 46.98 43.18
NIKE (NKE) 0.08 5646 NEW 50.83 55.41
Texas Instruments Incorporated (TXN) 0.08 3896 -16.00% 72.90 79.18
Southern Company (SO) 0.08 5586 +15.00% 49.59 49.80
Illinois Tool Works (ITW) 0.08 2478 +15.00% 122.28 138.09
NuStar GP Holdings (NSH) 0.08 9905 28.57 27.50
Ultimate Software (ULTI) 0.08 1639 -10.00% 181.82 202.67
Exelixis (EXEL) 0.08 20000 14.90 22.40
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.08 2796 -57.00% 105.15 105.33
Kayne Anderson MLP Investment (KYN) 0.08 14585 -10.00% 19.75 19.96
Vanguard Short Term Corporate Bond ETF (VCSH) 0.08 3814 -14.00% 79.18 79.92
Vanguard Scottsdale Fds vng rus2000grw 0.08 2500 111.60 0.00
Wisdomtree Tr intl hedge eqt 0.08 4929 57.42 0.00
Quintiles Transnatio Hldgs I 0.08 4049 NEW 76.07 0.00
Twitter 0.08 18700 -26.00% 16.26 0.00
Aralez Pharmaceuticals Inc Com stock 0.08 66000 NEW 4.41 0.00
Market Vectors Etf Tr Pfd Sec 0.08 14529 +2.00% 19.41 0.00
Travelers Companies (TRV) 0.07 2082 122.00 121.66
AFLAC Incorporated (AFL) 0.07 3594 +9.00% 70.12 74.88
Valero Energy Corporation (VLO) 0.07 3790 NEW 68.34 64.61
Olin Corporation (OLN) 0.07 10370 NEW 25.36 32.13
Berkshire Hathaway (BRK.A) 0.07 1 244000.00 0.00
ConocoPhillips (COP) 0.07 4911 -15.00% 49.89 47.91
Canadian Pacific Railway Ltd 0.07 1917 NEW 142.93 0.00
Advance Auto Parts (AAP) 0.07 1435 NEW 168.64 142.14
Fair Isaac Corporation (FICO) 0.07 2006 120.14 135.48
SPDR Gold Trust (GLD) 0.07 2411 -33.00% 109.50 120.77
Masimo Corporation (MASI) 0.07 3650 66.85 102.74
iShares iBoxx $ High Yid Corp Bond (HYG) 0.07 2873 -19.00% 86.67 88.12
iShares Dow Jones US Utilities (IDU) 0.07 2133 NEW 121.43 129.26
SPDR S&P; Biotech (XBI) 0.07 4460 NEW 59.19 71.44
Argan (AGX) 0.07 3897 -14.00% 70.57 66.85
Doubleline Opportunistic Cr 0.07 11700 23.16 0.00
Palo Alto Networks 0.07 2032 NEW 126.48 0.00
Voya Financial 0.07 7000 -32.00% 39.14 0.00
First Trust Iv Enhanced Short 0.07 4000 NEW 60.00 0.00
Willis Towers Watson 0.07 2166 122.35 0.00
U.S. Ban (USB) 0.06 4394 NEW 51.43 51.28
Norfolk Southern (NSC) 0.06 2155 108.12 117.49
PPG Industries (PPG) 0.06 2245 +4.00% 94.43 109.84
Reynolds American (RAI) 0.06 4181 NEW 55.97 64.50
W.W. Grainger (GWW) 0.06 986 NEW 231.24 192.70
TJX Companies (TJX) 0.06 3094 +6.00% 75.95 78.64
Cedar Fair (FUN) 0.06 3372 NEW 64.35 71.67
iShares NASDAQ Biotechnology Index (IBB) 0.06 840 +19.00% 265.48 297.64
Estee Lauder Companies (EL) 0.06 3039 -57.00% 76.34 87.14
HCP (HCP) 0.06 6755 -12.00% 29.90 31.35
Technology SPDR (XLK) 0.06 4836 NEW 48.39 54.38
Financial Select Sector SPDR (XLF) 0.06 9540 NEW 23.27 23.53
Vanguard Europe Pacific ETF (VEA) 0.06 5964 NEW 36.38 40.17
iShares MSCI Pacific ex-Japan Idx (EPP) 0.06 5185 NEW 39.54 44.82
General Motors Company (GM) 0.06 5963 NEW 34.38 34.64
Vanguard Health Care ETF (VHT) 0.06 1754 +15.00% 126.57 140.13
John Hancock Preferred Income Fund III (HPS) 0.06 12098 17.94 18.92
Horizon Technology Fin Com 0.06 22050 -3.00% 10.57 0.00
Salient Midstream & M 0.06 14851 +7.00% 13.67 0.00
Capit Bk Fin A 0.06 6000 NEW 39.33 0.00
Anthem 0.06 1475 NEW 143.05 0.00
Nielsen Hldgs Plc Shs Eur stock 0.06 5568 41.85 0.00
Hubbell 0.06 1750 NEW 116.57 0.00
Regions Financial Corporation (RF) 0.05 12512 NEW 14.39 13.75
Huntington Bancshares Incorporated (HBAN) 0.04 10626 NEW 12.80 12.86
Fifth Street Finance (FSC) 0.04 26700 -5.00% 5.36 4.59
Nuveen Maryland Premium Income Municipal (NMY) 0.04 11977 -12.00% 12.36 12.92
WisdomTree Investments (WSDT) 0.04 13050 -13.00% 11.03 0.00
Hamilton Bancorp Inc Md 0.04 10000 14.30 0.00
Annaly Capital Management (NLY) 0.03 11027 9.98 11.81
Rite Aid Corporation (RAD) 0.03 11760 8.25 4.00
TrustCo Bank Corp NY (TRST) 0.03 12120 NEW 8.75 7.95
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.03 10245 10.35 11.28
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.03 12340 8.02 8.82
Fiat Chrysler Auto 0.03 12666 9.16 0.00
Sirius Xm Holdings 0.02 15313 +5.00% 4.44 0.00
Nymox Pharmaceutical 0.02 28000 2.68 0.00
Danaher Corp Del debt 0.01 11000 +10.00% 3.00 0.00
Teleflex Inc note 3.875% 8/0 0.01 13000 -27.00% 2.69 0.00
MFS High Income Municipal Trust (CXE) 0.01 10145 NEW 4.93 5.08
Xilinx Inc Cvt 2.625 6-15-17 convert 0.01 12000 +9.00% 2.08 0.00
Gamco Global Gold Natural Reso 0.01 10150 -52.00% 5.22 0.00
Lam Research Corp conv 0.01 12000 +9.00% 1.83 0.00
Xpo Logistics note 4.5% 10/1 0.01 11000 +10.00% 2.73 0.00
Nuance Communications Inc note 2.750%11/0 0.01 20000 +17.00% 1.00 0.00
Eclipse Resources 0.01 20000 2.65 0.00
Macquarie Infrastructure conv 0.01 19000 +11.00% 1.11 0.00
1,375% Liberty Media 15.10.2023 note 0.01 19000 +11.00% 1.05 0.00
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.01 19000 +11.00% 1.00 0.00
Illumina Inc conv 0.01 19000 +11.00% 1.00 0.00
Red Hat Inc conv 0.01 17000 +13.00% 1.12 0.00
Microchip Technology Inc note 1.625% 2/1 0.01 15000 1.33 0.00
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.01 19000 +11.00% 1.05 0.00
Inphi Corp note 1.125%12/0 0.01 15000 NEW 1.33 0.00
Teva Pharm Finance Llc Cvt cv bnd 0.00 12000 +9.00% 1.08 0.00
Newpark Res Inc note 4.000%10/0 0.00 17000 +13.00% 1.00 0.00
Athersys (ATHX) 0.00 10130 NEW 1.48 1.48
Chart Industries 2% conv 0.00 12000 +9.00% 1.00 0.00
Hologic Inc cnv 0.00 12000 +9.00% 1.25 0.00
Wabash National Corp 3.375 '18 conv 0.00 12000 +9.00% 1.25 0.00
Al Us conv 0.00 11000 +10.00% 1.27 0.00
Biomarin Pharmaceutical Inc note 0.750%10/1 0.00 17000 +13.00% 1.06 0.00
Healthsouth Corp conv 0.00 15000 NEW 1.13 0.00
Salesforce.com Inc conv 0.00 16000 +14.00% 1.12 0.00
Verint Sys Inc note 1.5% 6/1 0.00 18000 +12.00% 0.94 0.00
Molina Healthcare Inc conv 0.00 15000 +15.00% 1.13 0.00
Servicenow Inc. note 0.00 16000 +14.00% 1.12 0.00
Webmd Health Corp 1.5% cnvrtbnd 0.00 15000 NEW 1.13 0.00
Proofpoint Inc dbcv 0.750% 6/1 0.00 15000 1.07 0.00
Helix Energy Solutions Grp I note 4.250% 5/0 0.00 18000 NEW 1.00 0.00