Caldwell Investment Management
Latest statistics and disclosures from Caldwell Investment Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are CBOE, MIAX, BAC, KKR, ICE, and represent 66.12% of Caldwell Investment Management's stock portfolio.
- Added to shares of these 10 stocks: MFC (+$9.9M), AMAT, AAMI, BAC, BEPC, RBA, KRE, RHP, LIN, AIT.
- Started 11 new stock positions in BEPC, AIT, DRS, MFC, KRE, LIN, AMAT, EQX, RBA, RHP. AAMI.
- Reduced shares in these 10 stocks: MS (-$40M), C (-$8.1M), SII (-$7.7M), CVE (-$5.3M), AEM (-$5.3M), KGC, , LHX, RY, MIAX.
- Sold out of its positions in GOOGL, AMTM, APH, AROC, Quanta Svcs, CAE, CACI, CCJ, CNI, CLS.
- Caldwell Investment Management was a net seller of stock by $-100M.
- Caldwell Investment Management has $152M in assets under management (AUM), dropping by -40.32%.
- Central Index Key (CIK): 0001904373
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Portfolio Holdings for Caldwell Investment Management
Caldwell Investment Management holds 33 positions in its portfolio as reported in the June 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| CBOE Holdings (CBOE) | 17.5 | $27M | -6% | 110k | 242.49 |
|
| Miami Intl Hldgs (MIAX) | 14.6 | $22M | -9% | 600k | 37.13 |
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| Bank of America Corporation (BAC) | 13.8 | $21M | +5% | 370k | 56.94 |
|
| Kkr & Co (KKR) | 12.0 | $18M | 200k | 91.71 |
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| Intercontinental Exchange (ICE) | 8.1 | $12M | 100k | 123.02 |
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| Enerflex (EFXT) | 6.6 | $10M | 411k | 24.51 |
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| Manulife Finl Corp (MFC) | 6.5 | $9.9M | NEW | 244k | 40.48 |
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| Electrovaya Com New (ELVA) | 2.7 | $4.2M | 398k | 10.49 |
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| Amazon (AMZN) | 1.5 | $2.2M | 9.3k | 238.16 |
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| Cenovus Energy (CVE) | 1.2 | $1.9M | -74% | 75k | 24.76 |
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| Ats (ATS) | 1.1 | $1.7M | 61k | 28.77 |
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| Visa Com Cl A (V) | 1.1 | $1.7M | 5.1k | 342.83 |
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| Applied Materials (AMAT) | 1.0 | $1.6M | NEW | 2.2k | 722.46 |
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| Vertiv Holdings Com Cl A (VRT) | 1.0 | $1.5M | +22% | 4.4k | 334.57 |
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| JPMorgan Chase & Co. (JPM) | 0.9 | $1.3M | 4.1k | 327.09 |
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| Brightsphere Investment Group (AAMI) | 0.8 | $1.3M | NEW | 18k | 71.47 |
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| Interactive Brokers Group In Com Cl A (IBKR) | 0.8 | $1.2M | 14k | 86.97 |
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| Brookfield Renewable Corp Cl A Ex Sub Vtg (BEPC) | 0.8 | $1.2M | NEW | 31k | 37.10 |
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| Rb Global (RBA) | 0.8 | $1.2M | NEW | 9.9k | 116.19 |
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| SPDR KBW Regional Banking (KRE) | 0.7 | $1.1M | NEW | 14k | 74.78 |
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| Ryman Hospitality Pptys (RHP) | 0.6 | $912k | NEW | 7.1k | 128.45 |
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| Linde SHS (LIN) | 0.6 | $882k | NEW | 1.7k | 518.55 |
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| NVIDIA Corporation (NVDA) | 0.6 | $880k | 4.4k | 199.94 |
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| Applied Industrial Technologies (AIT) | 0.6 | $879k | NEW | 2.6k | 337.90 |
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| Jacobs Engineering Group (J) | 0.6 | $869k | -37% | 6.9k | 125.91 |
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| Waste Connections (WCN) | 0.6 | $850k | 5.1k | 166.57 |
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| Cgi Cl A Sub Vtg (GIB) | 0.5 | $833k | 13k | 64.51 |
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| Leonardo Drs Com New (DRS) | 0.5 | $810k | NEW | 19k | 42.64 |
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| Servicenow (NOW) | 0.5 | $694k | 7.0k | 99.21 |
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| Stantec (STN) | 0.4 | $647k | -47% | 9.4k | 68.84 |
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| Equinox Gold Corp equities (EQX) | 0.4 | $545k | NEW | 56k | 9.73 |
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| Agnico (AEM) | 0.3 | $465k | -91% | 3.0k | 155.07 |
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| Accenture Cl A New (ACN) | 0.3 | $398k | 3.2k | 124.35 |
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Past Filings by Caldwell Investment Management
SEC 13F filings are viewable for Caldwell Investment Management going back to 2021
- Caldwell Investment Management 2026 Q2 filed Aug. 11, 2026
- Caldwell Investment Management 2026 Q1 filed May 14, 2026
- Caldwell Investment Management 2025 Q4 filed Feb. 11, 2026
- Caldwell Investment Management 2025 Q3 filed Oct. 27, 2025
- Caldwell Investment Management 2025 Q2 filed Aug. 14, 2025
- Caldwell Investment Management 2025 Q1 filed May 13, 2025
- Caldwell Investment Management 2024 Q4 filed Jan. 14, 2025
- Caldwell Investment Management 2024 Q3 filed Nov. 7, 2024
- Caldwell Investment Management 2024 Q2 filed July 22, 2024
- Caldwell Investment Management 2024 Q1 filed April 26, 2024
- Caldwell Investment Management 2023 Q4 filed Jan. 11, 2024
- Caldwell Investment Management 2023 Q3 filed Oct. 25, 2023
- Caldwell Investment Management 2023 Q2 filed July 19, 2023
- Caldwell Investment Management 2023 Q1 filed May 16, 2023
- Caldwell Investment Management 2022 Q4 filed Feb. 1, 2023
- Caldwell Investment Management 2022 Q3 filed Oct. 27, 2022