Caldwell Investment Management
Latest statistics and disclosures from Caldwell Investment Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are MS, CBOE, MIAX, KKR, BAC, and represent 51.95% of Caldwell Investment Management's stock portfolio.
- Added to shares of these 10 stocks: MS (+$40M), BAC (+$17M), C (+$8.1M), SII (+$7.7M), KGC, CVE, LHX, RY, OVV, PFE.
- Started 36 new stock positions in OVV, KGC, CAE, GOOGL, WCN, LRCX, PFE, TJX, HWM, FISV.
- Reduced shares in these 10 stocks: , BABA, MIAX, JPM, AEM, TFII, AVGO, , TKO, .
- Sold out of its positions in BABA, AVGO, META, IDCC, MFC, PWR, TFII, TKO.
- Caldwell Investment Management was a net buyer of stock by $101M.
- Caldwell Investment Management has $255M in assets under management (AUM), dropping by 56.88%.
- Central Index Key (CIK): 0001904373
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Portfolio Holdings for Caldwell Investment Management
Caldwell Investment Management holds 57 positions in its portfolio as reported in the March 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Morgan Stanley Com New (MS) | 15.5 | $40M | NEW | 250k | 158.56 |
|
| CBOE Holdings (CBOE) | 13.1 | $33M | 118k | 282.64 |
|
|
| Miami Intl Hldgs (MIAX) | 9.8 | $25M | -10% | 664k | 37.55 |
|
| Kkr & Co (KKR) | 7.1 | $18M | 200k | 90.47 |
|
|
| Bank of America Corporation (BAC) | 6.5 | $17M | NEW | 350k | 47.29 |
|
| Intercontinental Exchange (ICE) | 6.2 | $16M | 100k | 157.13 |
|
|
| Enerflex (EFXT) | 3.3 | $8.4M | 411k | 20.56 |
|
|
| Citigroup Com New (C) | 3.2 | $8.1M | NEW | 75k | 107.40 |
|
| Cenovus Energy (CVE) | 3.0 | $7.7M | +162% | 291k | 26.62 |
|
| Sprott Com New (SII) | 3.0 | $7.7M | NEW | 57k | 134.36 |
|
| Agnico (AEM) | 2.8 | $7.1M | -21% | 37k | 191.88 |
|
| Kinross Gold Corp (KGC) | 1.9 | $4.9M | NEW | 170k | 28.63 |
|
| Cameco Corporation (CCJ) | 1.7 | $4.2M | 41k | 102.90 |
|
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| Electrovaya Com New (ELVA) | 1.1 | $2.9M | 398k | 7.22 |
|
|
| L3harris Technologies (LHX) | 1.0 | $2.6M | NEW | 7.6k | 340.34 |
|
| Rbc Cad (RY) | 1.0 | $2.5M | NEW | 16k | 157.99 |
|
| Celestica (CLS) | 0.9 | $2.3M | 8.9k | 257.60 |
|
|
| Encana Corporation (OVV) | 0.8 | $2.1M | NEW | 35k | 60.72 |
|
| Pfizer (PFE) | 0.8 | $2.1M | NEW | 75k | 27.80 |
|
| Comfort Systems USA (FIX) | 0.8 | $2.0M | NEW | 1.6k | 1274.73 |
|
| McKesson Corporation (MCK) | 0.7 | $1.9M | 2.2k | 861.24 |
|
|
| Amazon (AMZN) | 0.7 | $1.9M | 9.3k | 201.19 |
|
|
| Motorola Solutions Com New (MSI) | 0.7 | $1.8M | NEW | 4.2k | 427.30 |
|
| TJX Companies (TJX) | 0.7 | $1.7M | NEW | 11k | 155.98 |
|
| Cae (CAE) | 0.7 | $1.7M | NEW | 66k | 25.52 |
|
| Kla Corp Com New (KLAC) | 0.7 | $1.7M | NEW | 1.2k | 1384.26 |
|
| Ats (ATS) | 0.6 | $1.6M | 61k | 27.11 |
|
|
| Microsoft Corporation (MSFT) | 0.6 | $1.6M | NEW | 4.5k | 359.40 |
|
| Thermo Fisher Scientific (TMO) | 0.6 | $1.6M | NEW | 3.3k | 480.63 |
|
| Visa Com Cl A (V) | 0.6 | $1.5M | +4% | 5.1k | 299.90 |
|
| Curtiss-Wright (CW) | 0.6 | $1.5M | NEW | 2.4k | 632.83 |
|
| Stantec (STN) | 0.6 | $1.5M | NEW | 18k | 84.71 |
|
| Howmet Aerospace (HWM) | 0.6 | $1.4M | NEW | 6.4k | 223.26 |
|
| Jacobs Engineering Group (J) | 0.5 | $1.4M | 11k | 124.95 |
|
|
| Quanta Svcs | 0.5 | $1.2M | NEW | 2.2k | 534.43 |
|
| Rollins (ROL) | 0.5 | $1.2M | NEW | 22k | 53.10 |
|
| JPMorgan Chase & Co. (JPM) | 0.5 | $1.2M | -67% | 4.1k | 284.12 |
|
| Canadian Natl Ry (CNI) | 0.4 | $1.1M | NEW | 11k | 101.49 |
|
| Archrock (AROC) | 0.4 | $1.1M | NEW | 32k | 34.53 |
|
| Lam Research Corp Com New (LRCX) | 0.4 | $1.1M | NEW | 5.4k | 200.17 |
|
| Woodward Governor Company (WWD) | 0.4 | $1.0M | NEW | 3.0k | 341.94 |
|
| Williams Companies (WMB) | 0.4 | $1.0M | NEW | 14k | 72.56 |
|
| Cgi Cl A Sub Vtg (GIB) | 0.4 | $937k | 13k | 72.60 |
|
|
| Interactive Brokers Group In Com Cl A (IBKR) | 0.3 | $886k | -48% | 14k | 63.77 |
|
| ResMed (RMD) | 0.3 | $881k | NEW | 4.0k | 220.30 |
|
| Vertiv Holdings Com Cl A (VRT) | 0.3 | $844k | NEW | 3.6k | 234.50 |
|
| Waste Connections (WCN) | 0.3 | $827k | NEW | 5.1k | 162.06 |
|
| Amphenol Corp Cl A (APH) | 0.3 | $811k | NEW | 6.8k | 119.30 |
|
| Caci Intl Cl A (CACI) | 0.3 | $783k | NEW | 1.4k | 559.16 |
|
| Servicenow (NOW) | 0.3 | $736k | 7.0k | 105.10 |
|
|
| NVIDIA Corporation (NVDA) | 0.3 | $728k | NEW | 4.4k | 165.37 |
|
| Alphabet Cap Stk Cl A (GOOGL) | 0.3 | $685k | NEW | 2.5k | 273.83 |
|
| Accenture Plc Ireland Shs Class A (ACN) | 0.2 | $633k | 3.2k | 197.79 |
|
|
| Synopsys (SNPS) | 0.2 | $626k | NEW | 1.6k | 383.61 |
|
| Hca Holdings (HCA) | 0.2 | $562k | NEW | 1.2k | 468.40 |
|
| Fiserv (FISV) | 0.2 | $399k | NEW | 7.3k | 54.60 |
|
| Amentum Holdings (AMTM) | 0.1 | $294k | 12k | 25.20 |
|
Past Filings by Caldwell Investment Management
SEC 13F filings are viewable for Caldwell Investment Management going back to 2021
- Caldwell Investment Management 2026 Q1 filed May 14, 2026
- Caldwell Investment Management 2025 Q4 filed Feb. 11, 2026
- Caldwell Investment Management 2025 Q3 filed Oct. 27, 2025
- Caldwell Investment Management 2025 Q2 filed Aug. 14, 2025
- Caldwell Investment Management 2025 Q1 filed May 13, 2025
- Caldwell Investment Management 2024 Q4 filed Jan. 14, 2025
- Caldwell Investment Management 2024 Q3 filed Nov. 7, 2024
- Caldwell Investment Management 2024 Q2 filed July 22, 2024
- Caldwell Investment Management 2024 Q1 filed April 26, 2024
- Caldwell Investment Management 2023 Q4 filed Jan. 11, 2024
- Caldwell Investment Management 2023 Q3 filed Oct. 25, 2023
- Caldwell Investment Management 2023 Q2 filed July 19, 2023
- Caldwell Investment Management 2023 Q1 filed May 16, 2023
- Caldwell Investment Management 2022 Q4 filed Feb. 1, 2023
- Caldwell Investment Management 2022 Q3 filed Oct. 27, 2022
- Caldwell Investment Management 2022 Q2 filed July 25, 2022