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Financial Advocates Investment Management

Latest statistics and disclosures from Financial Advocates Investment Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are AAPL, GLD, AOA, MINT, IVV, and represent 24.71% of Financial Advocates Investment Management's stock portfolio.
Added to shares of these 10 stocks: ZROZ, IQLT, BAI, VNQ, PHM, AOM, OEF, HIMU, HELO, PSLV.
Started 3 new stock positions in PHM, IQLT, ZROZ.
Reduced shares in these 10 stocks: NVDA (-$44M), SPY (-$42M), AAPL (-$38M), VTI (-$27M), , MSFT (-$25M), GOVT (-$22M), IUSG (-$21M), QUAL (-$20M), IEMG (-$18M).
Sold out of its positions in HYFI, SBIO, T, ARKK, ARKF, ABT, ABBV, PPLT, SGOL, ADBE.
Financial Advocates Investment Management was a net seller of stock by $-1.1B.
Financial Advocates Investment Management has $178M in assets under management (AUM), dropping by -85.51%.
Central Index Key (CIK): 0001730293

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Portfolio Holdings for Financial Advocates Investment Management

Financial Advocates Investment Management holds 104 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Apple (AAPL)	10.2	$18M	-67%	71k	254.63	View chart
Spdr Gold Tr Gold Shs (GLD)	4.4	$7.8M	-59%	22k	355.46	View chart
Ishares Tr Core 80/20 Aggre (AOA)	3.5	$6.3M		72k	88.14	View chart
Pimco Etf Tr Enhan Shrt Ma Ac (MINT)	3.4	$6.0M	-18%	60k	100.69	View chart
Ishares Tr Core S&p500 Etf (IVV)	3.2	$5.7M	-63%	8.5k	669.31	View chart
Ishares Tr Core Total Usd (IUSB)	2.7	$4.7M	-20%	101k	46.71	View chart
Invesco Exchange Traded Fd T S&p 500 Top 50 (XLG)	2.6	$4.6M	-7%	80k	57.52	View chart
Pacer Fds Tr Trendp Us Lar Cp (PTLC)	2.5	$4.5M	-23%	82k	54.76	View chart
Ishares Tr Core 40/60 Moder (AOM)	2.5	$4.4M	+4%	93k	47.58	View chart
Ishares Tr Us Aer Def Etf (ITA)	2.4	$4.2M		20k	209.26	View chart
Vanguard Index Fds Total Stk Mkt (VTI)	2.3	$4.1M	-87%	12k	328.18	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	2.2	$4.0M	-91%	5.9k	666.22	View chart
J P Morgan Exchange Traded F Active Growth (JGRO)	2.2	$3.9M	-75%	41k	93.75	View chart
Vanguard Bd Index Fds Total Bnd Mrkt (BND)	2.1	$3.7M	-65%	49k	74.37	View chart
Invesco Exch Traded Fd Tr Ii S&p 500 Momntm (SPMO)	2.1	$3.7M	-13%	30k	121.06	View chart
Vanguard World Utilities Etf (VPU)	1.7	$3.1M	-7%	16k	189.41	View chart
Blackrock Etf Trust Ishares Us Equit (DYNF)	1.7	$3.0M	-2%	51k	59.20	View chart
Ishares Tr S&p 500 Grwt Etf (IVW)	1.7	$3.0M	-84%	25k	120.72	View chart
Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM)	1.7	$3.0M	-25%	12k	247.11	View chart
Ishares Tr National Mun Etf (MUB)	1.7	$2.9M	-42%	28k	106.49	View chart
Etf Ser Solutions Aam S&p 500 (SPDV)	1.6	$2.8M		80k	34.73	View chart
Ishares Tr Ishs 1-5yr Invs (IGSB)	1.5	$2.7M	-11%	51k	53.03	View chart
Ishares Tr Eafe Value Etf (EFV)	1.4	$2.5M	-7%	37k	67.83	View chart
Ishares Silver Tr Ishares (SLV)	1.4	$2.4M	-45%	58k	42.37	View chart
Microsoft Corporation (MSFT)	1.3	$2.4M	-91%	4.6k	517.93	View chart
Ishares Tr 7-10 Yr Trsy Bd (IEF)	1.3	$2.4M	-49%	24k	96.46	View chart
Ishares Tr Msci Usa Qlt Fct (QUAL)	1.3	$2.3M	-89%	12k	194.50	View chart
Ishares Tr Msci Usa Min Vol (USMV)	1.2	$2.2M	-37%	22k	102.93	View chart
Ishares Tr S&p 500 Val Etf (IVE)	1.2	$2.1M	-82%	10k	206.51	View chart
Ishares Tr S&p 100 Etf (OEF)	1.1	$2.0M	+7%	6.1k	332.82	View chart
Ishares Core Msci Emkt (IEMG)	1.1	$1.9M	-90%	30k	65.92	View chart
Meta Platforms Cl A (META)	1.0	$1.7M	-66%	2.3k	734.32	View chart
Alphabet Cap Stk Cl C (GOOG)	1.0	$1.7M	-58%	7.1k	243.56	View chart
Sprott Physical Silver Tr Tr Unit (PSLV)	0.9	$1.7M	+2%	106k	15.70	View chart
Pimco Etf Tr 25yr+ Zero U S (ZROZ)	0.9	$1.5M	NEW	23k	67.96	View chart
NVIDIA Corporation (NVDA)	0.9	$1.5M	-96%	8.2k	186.57	View chart
Ishares Tr Mbs Etf (MBB)	0.8	$1.4M	-90%	15k	95.15	View chart
Amazon (AMZN)	0.8	$1.4M	-89%	6.4k	219.57	View chart
Ishares Tr 0-5 Yr Tips Etf (STIP)	0.8	$1.4M	-42%	13k	103.36	View chart
Pacer Fds Tr Us Cash Cows 100 (COWZ)	0.7	$1.3M	-81%	23k	57.47	View chart
Vanguard Index Fds Real Estate Etf (VNQ)	0.7	$1.3M	+37%	14k	91.42	View chart
Vaneck Etf Trust Gold Miners Etf (GDX)	0.7	$1.3M	-32%	17k	76.40	View chart
Blackrock Etf Trust Ishares Us Thema (THRO)	0.7	$1.3M		33k	37.86	View chart
Vanguard Whitehall Fds High Div Yld (VYM)	0.7	$1.2M	-41%	8.3k	140.95	View chart
Blackrock Etf Trust Ii Ishares Flexible (BINC)	0.6	$1.1M	-22%	21k	53.24	View chart
Vanguard Star Fds Vg Tl Intl Stk F (VXUS)	0.6	$1.1M	-6%	14k	73.46	View chart
Select Sector Spdr Tr Sbi Healthcare (XLV)	0.6	$1.0M	-52%	7.5k	139.17	View chart
Vanguard Index Fds Small Cp Etf (VB)	0.6	$1.0M	-77%	4.1k	254.28	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.6	$1.0M	-83%	4.3k	243.10	View chart
Vanguard World Mega Grwth Ind (MGK)	0.5	$958k	-30%	2.4k	402.42	View chart
Ishares Gold Tr Ishares New (IAU)	0.5	$952k	-56%	13k	72.77	View chart
Ishares Tr 20 Yr Tr Bd Etf (TLT)	0.5	$902k	-78%	10k	89.37	View chart
Ishares Tr Core Intl Aggr (IAGG)	0.5	$893k	-30%	17k	51.23	View chart
Blackrock Etf Trust Ishares A I Inno (BAI)	0.5	$871k	+184%	26k	34.16	View chart
Capital Group Dividend Value Shs Creation Uni (CGDV)	0.5	$843k	-92%	20k	42.03	View chart
Amplify Etf Tr Amplify Cybersec (HACK)	0.5	$817k	-14%	9.4k	86.80	View chart
Tesla Motors (TSLA)	0.5	$814k	-95%	1.8k	444.72	View chart
Ishares Tr U.s. Tech Etf (IYW)	0.4	$800k	-62%	4.1k	195.84	View chart
J P Morgan Exchange Traded F Hedged Equity La (HELO)	0.4	$799k	+12%	12k	65.00	View chart
Vanguard Index Fds S&p 500 Etf Shs (VOO)	0.4	$794k	-75%	1.3k	612.42	View chart
Pacer Fds Tr Us Small Cap Cas (CALF)	0.4	$775k	-61%	18k	43.78	View chart
Capital Group Gbl Growth Eqt Shs Creation Uni (CGGO)	0.4	$750k	-49%	22k	34.17	View chart
Ishares Tr Msci Emg Mkt Etf (EEM)	0.4	$746k	-31%	14k	53.40	View chart
Goldman Sachs Etf Tr Acces Treasury (GBIL)	0.4	$731k	-47%	7.3k	100.23	View chart
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO)	0.4	$717k	-72%	13k	54.18	View chart
Vanguard Intl Equity Index F Allwrld Ex Us (VEU)	0.4	$716k	-34%	10k	71.37	View chart
Invesco Exchange Traded Fd T S&p Mdcp Momntum (XMMO)	0.4	$688k	-61%	5.1k	135.23	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	0.4	$662k	-93%	1.1k	600.63	View chart
Ishares Tr Broad Usd High (USHY)	0.4	$652k	-7%	17k	37.78	View chart
Ishares Tr Eafe Grwth Etf (EFG)	0.3	$616k	-56%	5.4k	113.88	View chart
Ishares Tr Msci Intl Qualty (IQLT)	0.3	$595k	NEW	2.3k	256.40	View chart
Costco Wholesale Corporation (COST)	0.3	$544k	-86%	588.00	925.09	View chart
Vanguard Specialized Funds Div App Etf (VIG)	0.3	$507k	-53%	2.4k	215.83	View chart
Visa Com Cl A (V)	0.3	$489k	-90%	1.4k	341.52	View chart
Schwab Strategic Tr Us Lcap Gr Etf (SCHG)	0.2	$440k	-83%	14k	31.91	View chart
Select Sector Spdr Tr Sbi Cons Stpls (XLP)	0.2	$420k	-37%	5.4k	78.36	View chart
American Centy Etf Tr Us Quality Grow (QGRO)	0.2	$418k	-29%	3.7k	114.40	View chart
Blackrock Etf Trust Ii Ishares High Yie (HIMU)	0.2	$391k	+38%	7.9k	49.19	View chart
Ishares Tr Jpmorgan Usd Emg (EMB)	0.2	$390k	-5%	4.1k	95.18	View chart
Ishares Tr Rus Tp200 Gr Etf (IWY)	0.2	$381k	-30%	1.4k	273.60	View chart
Franklin Templeton Etf Tr Franklin Dyn Mun (FLMI)	0.2	$375k	-68%	15k	24.77	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	0.2	$357k	-89%	711.00	502.74	View chart
Ishares Bitcoin Trust Etf Shs Ben Int (IBIT)	0.2	$332k	-25%	5.1k	65.00	View chart
Dimensional Etf Trust Us Core Equity 2 (DFAC)	0.2	$327k	-89%	8.5k	38.57	View chart
Select Sector Spdr Tr Energy (XLE)	0.2	$307k	-90%	3.4k	89.34	View chart
Ishares Tr Us Treas Bd Etf (GOVT)	0.2	$299k	-98%	13k	23.12	View chart
Wisdomtree Tr Intl Qulty Div (IQDG)	0.2	$289k	-96%	7.3k	39.88	View chart
Ishares Tr Glb Infrastr Etf (IGF)	0.2	$289k	-95%	5.1k	56.29	View chart
Pacer Fds Tr Us Lrg Cp Cash (COWG)	0.2	$284k	-87%	7.8k	36.30	View chart
Vanguard Bd Index Fds Short Trm Bond (BSV)	0.1	$265k	-93%	3.4k	78.91	View chart
Netflix (NFLX)	0.1	$261k	-87%	218.00	1198.92	View chart
Pimco Etf Tr Multisector Bd (PYLD)	0.1	$258k	-20%	9.6k	26.84	View chart
Schwab Strategic Tr Us Lrg Cap Etf (SCHX)	0.1	$253k	-86%	9.6k	26.34	View chart
Oracle Corporation (ORCL)	0.1	$250k	-83%	887.00	281.24	View chart
Cintas Corporation (CTAS)	0.1	$246k	-59%	1.2k	205.33	View chart
Raytheon Technologies Corp (RTX)	0.1	$234k	-77%	1.4k	167.33	View chart
Pulte (PHM)	0.1	$232k	NEW	1.8k	132.13	View chart
Marathon Petroleum Corp (MPC)	0.1	$229k	-35%	1.2k	192.74	View chart
Ishares Tr Rus 1000 Grw Etf (IWF)	0.1	$225k	-80%	480.00	468.41	View chart
American Centy Etf Tr Focused Lrg Cap (FLV)	0.1	$216k		2.9k	73.75	View chart
J P Morgan Exchange Traded F Diversfd Eqt Etf (JPSE)	0.1	$215k	-95%	4.3k	49.81	View chart
Mastercard Incorporated Cl A (MA)	0.1	$212k	-82%	373.00	568.11	View chart
Vanguard Index Fds Mid Cap Etf (VO)	0.1	$203k	-92%	691.00	293.74	View chart
Dimensional Etf Trust World Ex Us Core (DFAX)	0.1	$201k	-14%	6.4k	31.38	View chart

Past Filings by Financial Advocates Investment Management

SEC 13F filings are viewable for Financial Advocates Investment Management going back to 2017

Financial Advocates Investment Management 2025 Q3 filed Nov. 6, 2025
Financial Advocates Investment Management 2025 Q2 filed Aug. 12, 2025
Financial Advocates Investment Management 2025 Q1 filed April 28, 2025
Financial Advocates Investment Management 2024 Q4 filed Jan. 27, 2025
Financial Advocates Investment Management 2024 Q3 filed Oct. 25, 2024
Financial Advocates Investment Management 2024 Q2 filed July 29, 2024
Financial Advocates Investment Management 2024 Q1 filed May 1, 2024
Financial Advocates Investment Management 2023 Q4 filed Feb. 8, 2024
Financial Advocates Investment Management 2023 Q3 filed Oct. 27, 2023
Financial Advocates Investment Management 2023 Q2 filed Aug. 7, 2023
Financial Advocates Investment Management 2023 Q1 filed May 11, 2023
Financial Advocates Investment Management 2022 Q4 filed Feb. 15, 2023
Financial Advocates Investment Management 2022 Q3 filed Nov. 14, 2022
Financial Advocates Investment Management 2022 Q2 filed Aug. 12, 2022
Financial Advocates Investment Management 2022 Q1 filed May 11, 2022
Financial Advocates Investment Management 2021 Q4 filed Feb. 14, 2022

View all past filings

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