Raffles Associates
Latest statistics and disclosures from Raffles Associates's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SMBC, LCTX, IE, VZLA, EBC, and represent 40.13% of Raffles Associates's stock portfolio.
- Added to shares of these 10 stocks: UVXY, COSO, SQQQ, FCX, PEP, TIPT, PERI, SOC, MSOS, FBLA.
- Started 7 new stock positions in FCX, Mount Logan Cap, SOC, COSO, SQQQ, PEP, PERI.
- Reduced shares in these 10 stocks: IE, GLL, UUP, SDS, 180 Degree Cap Corp, PBPB, ASLE, NXE, FRBA, PKST.
- Sold out of its positions in BRBS, FRBA, IAUX, 180 Degree Cap Corp, PBPB, GLL.
- Raffles Associates was a net seller of stock by $-2.5M.
- Raffles Associates has $107M in assets under management (AUM), dropping by 11.90%.
- Central Index Key (CIK): 0001169581
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Portfolio Holdings for Raffles Associates
Raffles Associates holds 49 positions in its portfolio as reported in the September 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Southern Missouri Ban (SMBC) | 11.2 | $12M | 229k | 52.56 |
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| Lineage Cell Therapeutics In (LCTX) | 8.5 | $9.1M | 5.4M | 1.69 |
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| Ivanhoe Electric (IE) | 7.6 | $8.1M | -32% | 648k | 12.55 |
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| Vizsla Silver Corp Com New (VZLA) | 6.8 | $7.3M | 1.7M | 4.32 |
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| Eastern Bankshares (EBC) | 6.1 | $6.5M | 360k | 18.15 |
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| Provident Financial Holdings (PROV) | 5.7 | $6.2M | 392k | 15.75 |
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| Ofg Ban (OFG) | 4.9 | $5.2M | 120k | 43.49 |
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| Affinity Bancshares (AFBI) | 3.7 | $3.9M | 199k | 19.72 |
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| Proshares Tr Ii Ultra Vix Short (UVXY) | 3.4 | $3.6M | +590% | 345k | 10.44 |
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| Aersale Corp (ASLE) | 3.3 | $3.5M | -11% | 430k | 8.19 |
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| First Bancorp P R Com New (FBP) | 2.7 | $2.9M | 133k | 22.05 |
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| Viemed Healthcare (VMD) | 2.6 | $2.8M | +3% | 418k | 6.79 |
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| Coastalsouth Bancshares Com New (COSO) | 2.5 | $2.7M | NEW | 124k | 21.81 |
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| Invesco Db Us Dlr Index Tr Bullish Fd (UUP) | 2.2 | $2.3M | -46% | 85k | 27.51 |
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| Advisorshares Tr Pure Us Cannabis (MSOS) | 2.1 | $2.2M | +12% | 460k | 4.79 |
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| Nexgen Energy (NXE) | 2.0 | $2.1M | -17% | 240k | 8.95 |
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| Gee Group (JOB) | 1.8 | $2.0M | 9.5M | 0.21 |
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| Contango Ore (CTGO) | 1.7 | $1.8M | 71k | 24.93 |
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| Energy Services of America (ESOA) | 1.6 | $1.8M | 169k | 10.35 |
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| J.W. Mays (MAYS) | 1.6 | $1.7M | 44k | 38.00 |
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| Japan Smaller Capitalizaion Fund (JOF) | 1.4 | $1.6M | +6% | 147k | 10.54 |
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| Proshares Tr Ultrapro Sht Qqq (SQQQ) | 1.4 | $1.5M | NEW | 100k | 15.23 |
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| Peakstone Realty Trust Common Shares (PKST) | 1.3 | $1.4M | -13% | 107k | 13.12 |
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| Northeast Cmnty Bancorp (NECB) | 1.1 | $1.2M | 60k | 20.57 |
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| Fb Bancorp (FBLA) | 1.1 | $1.2M | +23% | 97k | 12.02 |
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| Marathon Bancorp Com New (MBBC) | 1.0 | $1.1M | 108k | 10.43 |
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| Nsts Bancorp (NSTS) | 1.0 | $1.1M | 94k | 11.54 |
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| Napco Security Systems (NSSC) | 1.0 | $1.0M | 24k | 42.95 |
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| Tiptree Finl Inc cl a (TIPT) | 0.9 | $993k | +68% | 52k | 19.17 |
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| Freeport-mcmoran CL B (FCX) | 0.9 | $981k | NEW | 25k | 39.22 |
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| Finward Bancorp (FNWD) | 0.8 | $853k | 27k | 32.09 |
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| Virginia Natl Bankshares (VABK) | 0.7 | $731k | 19k | 38.81 |
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| Proshares Tr Ultrashrt S&p500 (SDS) | 0.7 | $723k | -60% | 50k | 14.45 |
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| Pepsi (PEP) | 0.7 | $702k | NEW | 5.0k | 140.44 |
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| Kelly Svcs Cl A (KELYA) | 0.6 | $680k | 52k | 13.12 |
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| Nb Bancorp (NBBK) | 0.5 | $550k | 31k | 17.65 |
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| Siriusxm Holdings Common Stock (SIRI) | 0.4 | $447k | 19k | 23.27 |
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| Great Ajax Corp reit (RPT) | 0.4 | $445k | -14% | 177k | 2.52 |
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| Perion Network Shs New (PERI) | 0.4 | $384k | NEW | 40k | 9.60 |
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| Norwood Financial Corporation (NWFL) | 0.3 | $327k | -7% | 13k | 25.42 |
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| Sable Offshore Corp Com Shs (SOC) | 0.2 | $262k | NEW | 15k | 17.46 |
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| Harte-hanks (HHS) | 0.2 | $257k | +264% | 69k | 3.71 |
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| Ecb Bancorp (ECBK) | 0.2 | $256k | -42% | 16k | 15.87 |
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| United Ban (UBCP) | 0.2 | $247k | 18k | 13.98 |
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| Hain Celestial (HAIN) | 0.1 | $150k | -52% | 95k | 1.58 |
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| Catalyst Bancorp Common Stock (CLST) | 0.1 | $139k | 11k | 13.20 |
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| Pacific Ethanol (ALTO) | 0.1 | $108k | 100k | 1.08 |
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| Mount Logan Cap | 0.1 | $89k | NEW | 11k | 7.80 |
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| Avalon Hldgs Corp Cl A (AWX) | 0.1 | $66k | +9% | 25k | 2.61 |
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Past Filings by Raffles Associates
SEC 13F filings are viewable for Raffles Associates going back to 2010
- Raffles Associates 2025 Q3 filed Nov. 14, 2025
- Raffles Associates 2025 Q2 filed Aug. 15, 2025
- Raffles Associates 2025 Q1 filed May 15, 2025
- Raffles Associates 2024 Q4 filed Feb. 14, 2025
- Raffles Associates 2024 Q3 filed Nov. 14, 2024
- Raffles Associates 2024 Q2 filed Aug. 14, 2024
- Raffles Associates 2024 Q1 filed May 15, 2024
- Raffles Associates 2023 Q4 filed Feb. 14, 2024
- Raffles Associates 2023 Q3 filed Nov. 15, 2023
- Raffles Associates 2023 Q2 filed Aug. 14, 2023
- Raffles Associates 2023 Q1 filed May 15, 2023
- Raffles Associates 2022 Q4 filed Feb. 15, 2023
- Raffles Associates 2022 Q3 filed Nov. 14, 2022
- Raffles Associates 2022 Q2 filed Aug. 15, 2022
- Raffles Associates 2022 Q1 filed May 16, 2022
- Raffles Associates 2021 Q4 filed Feb. 15, 2022