Raffles Associates
Latest statistics and disclosures from Raffles Associates's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SMBC, SMBC, GLIBK, GLIBK, EBC, and represent 28.53% of Raffles Associates's stock portfolio.
- Added to shares of these 10 stocks: GLIBK (+$9.1M), UVXY, CTGO, MSOX, PERI, Trulieve Cannabis Corporatio, NXE, NBBK, TZA, BRBS.
- Started 5 new stock positions in TZA, BRBS, Trulieve Cannabis Corporatio, UVXY, MSOX.
- Reduced shares in these 10 stocks: AFBI, GLL, OFG, JETS, TMF, MSOS, MNR, SMBC, SCO, FBP.
- Sold out of its positions in TMF, JETS, FBP, HYNE, MNR, SCO.
- Raffles Associates was a net seller of stock by $-4.8M.
- Raffles Associates has $228M in assets under management (AUM), dropping by 97.69%.
- Central Index Key (CIK): 0001169581
Tip: Access up to 7 years of quarterly data
Positions held by Raffles Associates consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for Raffles Associates
Raffles Associates holds 95 positions in its portfolio as reported in the June 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Southern Missouri Ban (SMBC) | 7.1 | $16M | -5% | 211k | 76.21 |
|
| Southern Missouri Ban (SMBC) | 7.1 | $16M | -5% | 211k | 76.21 |
|
| Liberty Cap Corp Ser C Gci Group (GLIBK) | 5.4 | $12M | +288% | 568k | 21.56 |
|
| Liberty Cap Corp Ser C Gci Group (GLIBK) | 5.4 | $12M | +288% | 568k | 21.56 |
|
| Eastern Bankshares (EBC) | 3.7 | $8.3M | -5% | 375k | 22.24 |
|
| Eastern Bankshares (EBC) | 3.7 | $8.3M | -5% | 375k | 22.24 |
|
| Commercial Bancgroup (CBK) | 3.3 | $7.5M | -6% | 233k | 32.29 |
|
| Commercial Bancgroup (CBK) | 3.3 | $7.5M | -6% | 233k | 32.29 |
|
| Lineage Cell Therapeutics In (LCTX) | 3.0 | $6.8M | -3% | 5.2M | 1.31 |
|
| Provident Financial Holdings (PROV) | 3.0 | $6.7M | 391k | 17.20 |
|
|
| Provident Financial Holdings (PROV) | 3.0 | $6.7M | 391k | 17.20 |
|
|
| Ofg Ban (OFG) | 2.2 | $5.0M | -27% | 102k | 49.07 |
|
| Ofg Ban (OFG) | 2.2 | $5.0M | -27% | 102k | 49.07 |
|
| Vizsla Silver Corp Com New (VZLA) | 2.1 | $4.8M | -3% | 1.5M | 3.30 |
|
| Vizsla Silver Corp Com New (VZLA) | 2.1 | $4.8M | -3% | 1.5M | 3.30 |
|
| Viemed Healthcare (VMD) | 2.0 | $4.6M | -2% | 404k | 11.40 |
|
| Viemed Healthcare (VMD) | 2.0 | $4.6M | -2% | 404k | 11.40 |
|
| Ivanhoe Electric (IE) | 2.0 | $4.6M | -10% | 477k | 9.61 |
|
| Ivanhoe Electric (IE) | 2.0 | $4.6M | -10% | 477k | 9.61 |
|
| Proshares Tr Ii Ultra Vix Short (UVXY) | 1.5 | $3.5M | NEW | 140k | 24.89 |
|
| Proshares Tr Ii Ultra Vix Short (UVXY) | 1.5 | $3.5M | NEW | 140k | 24.89 |
|
| Coastalsouth Bancshares Com New (COSO) | 1.3 | $3.0M | -7% | 112k | 26.85 |
|
| Coastalsouth Bancshares Com New (COSO) | 1.3 | $3.0M | -7% | 112k | 26.85 |
|
| Aersale Corp (ASLE) | 1.3 | $2.9M | 460k | 6.32 |
|
|
| Aersale Corp (ASLE) | 1.3 | $2.9M | 460k | 6.32 |
|
|
| Energy Services of America (ESOA) | 1.2 | $2.8M | -15% | 144k | 19.34 |
|
| Energy Services of America (ESOA) | 1.2 | $2.8M | -15% | 144k | 19.34 |
|
| Perion Network Shs New (PERI) | 1.0 | $2.3M | +38% | 236k | 9.71 |
|
| Perion Network Shs New (PERI) | 1.0 | $2.3M | +38% | 236k | 9.71 |
|
| Gee Group (JOB) | 0.9 | $2.0M | 9.4M | 0.21 |
|
|
| Gee Group (JOB) | 0.9 | $2.0M | 9.4M | 0.21 |
|
|
| Contango Ore (CTGO) | 0.8 | $1.8M | +58% | 113k | 15.79 |
|
| Contango Ore (CTGO) | 0.8 | $1.8M | +58% | 113k | 15.79 |
|
| J.W. Mays (MAYS) | 0.8 | $1.7M | 44k | 39.00 |
|
|
| J.W. Mays (MAYS) | 0.8 | $1.7M | 44k | 39.00 |
|
|
| Northeast Cmnty Bancorp (NECB) | 0.7 | $1.7M | 60k | 27.74 |
|
|
| Northeast Cmnty Bancorp (NECB) | 0.7 | $1.7M | 60k | 27.74 |
|
|
| Marathon Bancorp Com New (MBBC) | 0.7 | $1.6M | 108k | 15.28 |
|
|
| Marathon Bancorp Com New (MBBC) | 0.7 | $1.6M | 108k | 15.28 |
|
|
| Advisorshares Tr Pure Us Cann Etf (MSOS) | 0.7 | $1.5M | -53% | 295k | 5.08 |
|
| Advisorshares Tr Pure Us Cann Etf (MSOS) | 0.7 | $1.5M | -53% | 295k | 5.08 |
|
| Fb Bancorp (FBLA) | 0.6 | $1.5M | 97k | 15.06 |
|
|
| Fb Bancorp (FBLA) | 0.6 | $1.5M | 97k | 15.06 |
|
|
| Japan Smaller Capitalizaion Fund (JOF) | 0.6 | $1.3M | 111k | 11.78 |
|
|
| Japan Smaller Capitalizaion Fund (JOF) | 0.6 | $1.3M | 111k | 11.78 |
|
|
| Proshares Tr Ii Ultrashort Gold (GLL) | 0.5 | $1.1M | -69% | 40k | 26.98 |
|
| Proshares Tr Ii Ultrashort Gold (GLL) | 0.5 | $1.1M | -69% | 40k | 26.98 |
|
| Tiptree Finl Inc cl a (TIPT) | 0.4 | $1000k | 56k | 17.92 |
|
|
| Tiptree Finl Inc cl a (TIPT) | 0.4 | $1000k | 56k | 17.92 |
|
|
| Finward Bancorp (FNWD) | 0.4 | $978k | 27k | 36.78 |
|
|
| Finward Bancorp (FNWD) | 0.4 | $978k | 27k | 36.78 |
|
|
| Nexgen Energy (NXE) | 0.4 | $939k | +100% | 100k | 9.39 |
|
| Nexgen Energy (NXE) | 0.4 | $939k | +100% | 100k | 9.39 |
|
| Affinity Bancshares (AFBI) | 0.4 | $932k | -79% | 41k | 22.60 |
|
| Affinity Bancshares (AFBI) | 0.4 | $932k | -79% | 41k | 22.60 |
|
| Napco Security Systems (NSSC) | 0.4 | $928k | 24k | 37.98 |
|
|
| Napco Security Systems (NSSC) | 0.4 | $928k | 24k | 37.98 |
|
|
| Virginia Natl Bankshares (VABK) | 0.4 | $834k | 19k | 44.38 |
|
|
| Virginia Natl Bankshares (VABK) | 0.4 | $834k | 19k | 44.38 |
|
|
| Nsts Bancorp (NSTS) | 0.3 | $779k | -39% | 57k | 13.76 |
|
| Nsts Bancorp (NSTS) | 0.3 | $779k | -39% | 57k | 13.76 |
|
| Nb Bancorp (NBBK) | 0.3 | $674k | +114% | 32k | 21.13 |
|
| Nb Bancorp (NBBK) | 0.3 | $674k | +114% | 32k | 21.13 |
|
| Advisorshares Tr Msos Daily Lvrgd (MSOX) | 0.3 | $656k | NEW | 196k | 3.35 |
|
| Advisorshares Tr Msos Daily Lvrgd (MSOX) | 0.3 | $656k | NEW | 196k | 3.35 |
|
| Kelly Svcs Cl A (KELYA) | 0.3 | $614k | 50k | 12.28 |
|
|
| Kelly Svcs Cl A (KELYA) | 0.3 | $614k | 50k | 12.28 |
|
|
| Siriusxm Holdings Common Stock (SIRI) | 0.2 | $567k | 19k | 29.54 |
|
|
| Siriusxm Holdings Common Stock (SIRI) | 0.2 | $567k | 19k | 29.54 |
|
|
| Trulieve Cannabis Corp Sub Vtg Shs | 0.2 | $492k | NEW | 50k | 9.83 |
|
| Trulieve Cannabis Corp Sub Vtg Shs | 0.2 | $492k | NEW | 50k | 9.83 |
|
| Norwood Financial Corporation (NWFL) | 0.2 | $352k | -12% | 11k | 32.15 |
|
| Norwood Financial Corporation (NWFL) | 0.2 | $352k | -12% | 11k | 32.15 |
|
| American Bitcoin Corp. Com Cl A (ABTC) | 0.1 | $327k | -13% | 480k | 0.68 |
|
| American Bitcoin Corp. Com Cl A (ABTC) | 0.1 | $327k | -13% | 480k | 0.68 |
|
| Direxion Shares Etf Trust Daily Small Cap (TZA) | 0.1 | $284k | NEW | 75k | 3.79 |
|
| Direxion Shares Etf Trust Daily Small Cap (TZA) | 0.1 | $284k | NEW | 75k | 3.79 |
|
| United Ban (UBCP) | 0.1 | $281k | 18k | 15.88 |
|
|
| United Ban (UBCP) | 0.1 | $281k | 18k | 15.88 |
|
|
| I-80 Gold Corp (IAUX) | 0.1 | $281k | 195k | 1.44 |
|
|
| I-80 Gold Corp (IAUX) | 0.1 | $281k | 195k | 1.44 |
|
|
| Ecb Bancorp (ECBK) | 0.1 | $266k | 13k | 20.08 |
|
|
| Ecb Bancorp (ECBK) | 0.1 | $266k | 13k | 20.08 |
|
|
| Farmers Natl Banc Corp (FMNB) | 0.1 | $219k | 15k | 14.60 |
|
|
| Farmers Natl Banc Corp (FMNB) | 0.1 | $219k | 15k | 14.60 |
|
|
| Harte-hanks (HHS) | 0.1 | $190k | 88k | 2.16 |
|
|
| Harte-hanks (HHS) | 0.1 | $190k | 88k | 2.16 |
|
|
| Catalyst Bancorp Common Stock (CLST) | 0.1 | $174k | 11k | 16.51 |
|
|
| Catalyst Bancorp Common Stock (CLST) | 0.1 | $174k | 11k | 16.51 |
|
|
| Ampco-Pittsburgh (AP) | 0.1 | $130k | 15k | 8.65 |
|
|
| Ampco-Pittsburgh (AP) | 0.1 | $130k | 15k | 8.65 |
|
|
| Avalon Hldgs Corp Cl A (AWX) | 0.0 | $65k | +2% | 26k | 2.49 |
|
| Avalon Hldgs Corp Cl A (AWX) | 0.0 | $65k | +2% | 26k | 2.49 |
|
| Blue Ridge Bank (BRBS) | 0.0 | $40k | NEW | 11k | 3.53 |
|
| Blue Ridge Bank (BRBS) | 0.0 | $40k | NEW | 11k | 3.53 |
|
Past Filings by Raffles Associates
SEC 13F filings are viewable for Raffles Associates going back to 2010
- Raffles Associates 2026 Q2 amended filed Aug. 17, 2026
- Raffles Associates 2026 Q2 filed Aug. 14, 2026
- Raffles Associates 2026 Q1 filed May 15, 2026
- Raffles Associates 2025 Q4 filed Feb. 17, 2026
- Raffles Associates 2025 Q3 filed Nov. 14, 2025
- Raffles Associates 2025 Q2 filed Aug. 15, 2025
- Raffles Associates 2025 Q1 filed May 15, 2025
- Raffles Associates 2024 Q4 filed Feb. 14, 2025
- Raffles Associates 2024 Q3 filed Nov. 14, 2024
- Raffles Associates 2024 Q2 filed Aug. 14, 2024
- Raffles Associates 2024 Q1 filed May 15, 2024
- Raffles Associates 2023 Q4 filed Feb. 14, 2024
- Raffles Associates 2023 Q3 filed Nov. 15, 2023
- Raffles Associates 2023 Q2 filed Aug. 14, 2023
- Raffles Associates 2023 Q1 filed May 15, 2023
- Raffles Associates 2022 Q4 filed Feb. 15, 2023