Raffles Associates
Latest statistics and disclosures from Raffles Associates's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SMBC, IE, VZLA, LCTX, EBC, and represent 35.34% of Raffles Associates's stock portfolio.
- Added to shares of these 10 stocks: CBK (+$6.1M), GLL (+$5.9M), GLIBK (+$5.1M), UVXY, DUST, VXX, MNR, ABTC, JDST, UUP.
- Started 14 new stock positions in Proshares Tr Ii, ABTC, UVXY, MNR, GFR, VG, DUST, JDST, CBK, GLIBK. VXX, HYNE, GLL, IAUX.
- Reduced shares in these 10 stocks: Proshares Tr Ii, Proshares Tr Ultrapro Sht Qqq, IE, , Proshares UltraShort S&P500 ET, PEP, NXE, Great Ajax Corp reit, MSOS, SOC.
- Sold out of its positions in FCX, Great Ajax Corp reit, HAIN, MLCI, PEP, Proshares Tr Ultrapro Sht Qqq, Proshares UltraShort S&P500 ET, Proshares Tr Ii, SOC.
- Raffles Associates was a net buyer of stock by $20M.
- Raffles Associates has $133M in assets under management (AUM), dropping by 24.11%.
- Central Index Key (CIK): 0001169581
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Portfolio Holdings for Raffles Associates
Raffles Associates holds 54 positions in its portfolio as reported in the December 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Southern Missouri Ban (SMBC) | 10.0 | $13M | 225k | 59.12 |
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| Ivanhoe Electric (IE) | 6.9 | $9.2M | -11% | 573k | 15.98 |
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| Vizsla Silver Corp Com New (VZLA) | 6.8 | $9.0M | -2% | 1.7M | 5.47 |
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| Lineage Cell Therapeutics In (LCTX) | 6.7 | $9.0M | 5.4M | 1.67 |
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| Eastern Bankshares (EBC) | 5.0 | $6.6M | 360k | 18.43 |
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| Provident Financial Holdings (PROV) | 4.7 | $6.2M | 391k | 15.91 |
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| Commercial Bancgroup (CBK) | 4.6 | $6.1M | NEW | 250k | 24.56 |
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| Proshares Tr Ii Ultrashort Gold (GLL) | 4.4 | $5.9M | NEW | 225k | 26.15 |
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| Gci Liberty Com Ser C (GLIBK) | 3.9 | $5.1M | NEW | 138k | 37.21 |
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| Ofg Ban (OFG) | 3.7 | $4.9M | 120k | 40.98 |
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| Affinity Bancshares (AFBI) | 3.1 | $4.1M | 199k | 20.47 |
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| Proshares Tr Ii Ultra Vix Short (UVXY) | 3.0 | $4.0M | NEW | 110k | 35.93 |
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| Aersale Corp (ASLE) | 2.6 | $3.4M | +11% | 480k | 7.11 |
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| Invesco Db Us Dlr Index Tr Bullish Fd (UUP) | 2.5 | $3.4M | +47% | 125k | 27.03 |
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| Viemed Healthcare (VMD) | 2.3 | $3.1M | 418k | 7.43 |
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| Coastalsouth Bancshares Com New (COSO) | 2.1 | $2.8M | -2% | 121k | 23.25 |
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| First Bancorp P R Com New (FBP) | 2.1 | $2.8M | 133k | 20.73 |
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| Contango Ore (CTGO) | 1.4 | $1.9M | 71k | 26.41 |
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| Advisorshares Tr Pure Us Cannabis (MSOS) | 1.4 | $1.9M | -14% | 395k | 4.72 |
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| Gee Group (JOB) | 1.4 | $1.9M | 9.5M | 0.20 |
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| J.W. Mays (MAYS) | 1.3 | $1.8M | 44k | 39.94 |
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| Energy Services of America (ESOA) | 1.2 | $1.6M | +17% | 199k | 8.17 |
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| Nexgen Energy (NXE) | 1.2 | $1.6M | -27% | 175k | 9.20 |
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| Japan Smaller Capitalizaion Fund (JOF) | 1.2 | $1.5M | -5% | 140k | 11.08 |
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| Direxion Shs Etf Tr Daily Gold Miner (DUST) | 1.1 | $1.5M | NEW | 200k | 7.44 |
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| Peakstone Realty Trust Common Shares (PKST) | 1.0 | $1.4M | -9% | 97k | 14.35 |
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| Northeast Cmnty Bancorp (NECB) | 1.0 | $1.3M | 60k | 22.61 |
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| Barclays Bank Ipath S&p 500 Sh (VXX) | 1.0 | $1.3M | NEW | 50k | 26.47 |
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| Marathon Bancorp Com New (MBBC) | 1.0 | $1.3M | 108k | 12.16 |
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| Mach Natural Resources Com Unit Ltd Par (MNR) | 1.0 | $1.3M | NEW | 115k | 11.04 |
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| Fb Bancorp (FBLA) | 0.9 | $1.2M | 97k | 12.85 |
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| Nsts Bancorp (NSTS) | 0.9 | $1.2M | 94k | 12.95 |
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| American Bitcoin Corp. Com Cl A (ABTC) | 0.9 | $1.2M | NEW | 700k | 1.70 |
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| Direxion Shs Etf Tr Daily Jr Gold Mi (JDST) | 0.8 | $1.1M | NEW | 425k | 2.63 |
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| Napco Security Systems (NSSC) | 0.8 | $1.0M | 24k | 41.70 |
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| Finward Bancorp (FNWD) | 0.7 | $935k | 27k | 35.19 |
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| Perion Network Shs New (PERI) | 0.7 | $910k | +137% | 95k | 9.58 |
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| Kelly Svcs Cl A (KELYA) | 0.6 | $764k | +67% | 87k | 8.80 |
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| Virginia Natl Bankshares (VABK) | 0.6 | $751k | 19k | 39.85 |
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| Tiptree Finl Inc cl a (TIPT) | 0.6 | $745k | -21% | 41k | 18.27 |
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| Venture Global Com Cl A (VG) | 0.5 | $682k | NEW | 100k | 6.82 |
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| Nb Bancorp (NBBK) | 0.4 | $562k | -8% | 28k | 19.82 |
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| Siriusxm Holdings Common Stock (SIRI) | 0.3 | $384k | 19k | 20.00 |
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| Norwood Financial Corporation (NWFL) | 0.3 | $349k | -3% | 12k | 28.05 |
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| Hoyne Bancorp (HYNE) | 0.3 | $346k | NEW | 24k | 14.49 |
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| Pacific Ethanol (ALTO) | 0.2 | $288k | 100k | 2.88 |
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| I-80 Gold Corp (IAUX) | 0.2 | $285k | NEW | 195k | 1.46 |
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| Proshares Tr Ii Ultra Short Silv | 0.2 | $267k | NEW | 50k | 5.34 |
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| Harte-hanks (HHS) | 0.2 | $264k | +26% | 88k | 3.01 |
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| United Ban (UBCP) | 0.2 | $254k | 18k | 14.35 |
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| Ecb Bancorp (ECBK) | 0.2 | $248k | -11% | 14k | 17.39 |
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| Catalyst Bancorp Common Stock (CLST) | 0.1 | $166k | 11k | 15.75 |
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| Avalon Hldgs Corp Cl A (AWX) | 0.1 | $68k | 25k | 2.69 |
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| Greenfire Res Com Shs (GFR) | 0.0 | $50k | NEW | 10k | 4.76 |
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Past Filings by Raffles Associates
SEC 13F filings are viewable for Raffles Associates going back to 2010
- Raffles Associates 2025 Q4 filed Feb. 17, 2026
- Raffles Associates 2025 Q3 filed Nov. 14, 2025
- Raffles Associates 2025 Q2 filed Aug. 15, 2025
- Raffles Associates 2025 Q1 filed May 15, 2025
- Raffles Associates 2024 Q4 filed Feb. 14, 2025
- Raffles Associates 2024 Q3 filed Nov. 14, 2024
- Raffles Associates 2024 Q2 filed Aug. 14, 2024
- Raffles Associates 2024 Q1 filed May 15, 2024
- Raffles Associates 2023 Q4 filed Feb. 14, 2024
- Raffles Associates 2023 Q3 filed Nov. 15, 2023
- Raffles Associates 2023 Q2 filed Aug. 14, 2023
- Raffles Associates 2023 Q1 filed May 15, 2023
- Raffles Associates 2022 Q4 filed Feb. 15, 2023
- Raffles Associates 2022 Q3 filed Nov. 14, 2022
- Raffles Associates 2022 Q2 filed Aug. 15, 2022
- Raffles Associates 2022 Q1 filed May 16, 2022