Raffles Associates
Latest statistics and disclosures from Raffles Associates's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SMBC, LCTX, EBC, CBK, PROV, and represent 37.49% of Raffles Associates's stock portfolio.
- Added to shares of these 10 stocks: JETS, TMF, MSOS, SCO, OFG, PERI, EBC, GLIBK, TIPT, FMNB.
- Started 5 new stock positions in JETS, AP, TMF, SCO, FMNB.
- Reduced shares in these 10 stocks: UVXY, UUP, FBP, GLL, DUST, NXE, PKST, VXX, JDST, VG.
- Sold out of its positions in ALTO, VXX, DUST, JDST, GFR, PKST, UUP, UVXY, Proshares Tr Ii, VG.
- Raffles Associates was a net seller of stock by $-14M.
- Raffles Associates has $115M in assets under management (AUM), dropping by -13.54%.
- Central Index Key (CIK): 0001169581
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Portfolio Holdings for Raffles Associates
Raffles Associates holds 49 positions in its portfolio as reported in the March 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Southern Missouri Ban (SMBC) | 12.4 | $14M | 223k | 63.94 |
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| Lineage Cell Therapeutics In (LCTX) | 7.4 | $8.5M | 5.4M | 1.58 |
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| Eastern Bankshares (EBC) | 6.7 | $7.7M | +9% | 395k | 19.56 |
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| Commercial Bancgroup (CBK) | 5.6 | $6.5M | 248k | 26.02 |
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| Provident Financial Holdings (PROV) | 5.5 | $6.3M | 391k | 16.12 |
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| Ivanhoe Electric (IE) | 5.5 | $6.3M | -7% | 532k | 11.82 |
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| Ofg Ban (OFG) | 4.9 | $5.7M | +16% | 140k | 40.46 |
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| Gci Liberty Com Ser C (GLIBK) | 4.7 | $5.4M | +5% | 146k | 37.21 |
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| Vizsla Silver Corp Com New (VZLA) | 4.3 | $5.0M | -9% | 1.5M | 3.30 |
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| Affinity Bancshares (AFBI) | 3.8 | $4.4M | 199k | 22.26 |
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| Viemed Healthcare (VMD) | 3.3 | $3.8M | 414k | 9.21 |
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| Coastalsouth Bancshares Com New (COSO) | 2.6 | $3.0M | 121k | 24.59 |
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| Aersale Corp (ASLE) | 2.5 | $2.9M | -4% | 460k | 6.22 |
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| Proshares Tr Ii Ultrashort Gold (GLL) | 2.3 | $2.6M | -42% | 130k | 20.18 |
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| Advisorshares Tr Pure Us Cannabis (MSOS) | 2.0 | $2.3M | +62% | 640k | 3.55 |
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| Gee Group (JOB) | 2.0 | $2.3M | 9.4M | 0.24 |
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| Energy Services of America (ESOA) | 1.9 | $2.2M | -14% | 170k | 13.13 |
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| Etf Ser Solutions Us Glb Jets (JETS) | 1.6 | $1.8M | NEW | 75k | 24.63 |
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| Direxion Shares Etf Trust Dly 20 Yr Tresur (TMF) | 1.6 | $1.8M | NEW | 50k | 36.06 |
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| J.W. Mays (MAYS) | 1.5 | $1.8M | 44k | 39.77 |
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| Perion Network Shs New (PERI) | 1.5 | $1.7M | +79% | 170k | 9.99 |
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| Mach Natural Resources Com Unit Ltd Par (MNR) | 1.4 | $1.6M | 115k | 14.00 |
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| Marathon Bancorp Com New (MBBC) | 1.3 | $1.5M | 108k | 13.53 |
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| Northeast Cmnty Bancorp (NECB) | 1.2 | $1.4M | 60k | 23.80 |
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| Contango Ore (CTGO) | 1.2 | $1.3M | 71k | 18.75 |
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| Fb Bancorp (FBLA) | 1.2 | $1.3M | 97k | 13.74 |
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| Japan Smaller Capitalizaion Fund (JOF) | 1.0 | $1.2M | -20% | 111k | 10.90 |
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| Nsts Bancorp (NSTS) | 0.9 | $1.1M | 94k | 11.66 |
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| Finward Bancorp (FNWD) | 0.8 | $965k | 27k | 36.30 |
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| Napco Security Systems (NSSC) | 0.8 | $962k | 24k | 39.39 |
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| Tiptree Finl Inc cl a (TIPT) | 0.8 | $944k | +36% | 56k | 16.92 |
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| Proshares Tr Ii Ulsht Bloomb Oil (SCO) | 0.7 | $832k | NEW | 100k | 8.32 |
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| Virginia Natl Bankshares (VABK) | 0.6 | $719k | 19k | 38.20 |
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| First Bancorp Corporation Com New (FBP) | 0.6 | $681k | -76% | 32k | 21.36 |
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| Nexgen Energy (NXE) | 0.5 | $580k | -71% | 50k | 11.60 |
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| American Bitcoin Corp. Com Cl A (ABTC) | 0.4 | $513k | -20% | 555k | 0.92 |
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| Siriusxm Holdings Common Stock (SIRI) | 0.4 | $443k | 19k | 23.08 |
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| Kelly Svcs Cl A (KELYA) | 0.4 | $443k | -42% | 50k | 8.85 |
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| Norwood Financial Corporation (NWFL) | 0.3 | $366k | 12k | 29.42 |
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| Hoyne Bancorp (HYNE) | 0.3 | $346k | 24k | 14.47 |
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| Nb Bancorp (NBBK) | 0.3 | $313k | -47% | 15k | 21.07 |
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| I-80 Gold Corp (IAUX) | 0.3 | $296k | 195k | 1.52 |
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| United Ban (UBCP) | 0.2 | $269k | 18k | 15.21 |
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| Ecb Bancorp (ECBK) | 0.2 | $224k | -5% | 13k | 16.73 |
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| Harte-hanks (HHS) | 0.2 | $199k | 88k | 2.27 |
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| Farmers Natl Banc Corp (FMNB) | 0.2 | $197k | NEW | 15k | 13.16 |
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| Catalyst Bancorp Common Stock (CLST) | 0.2 | $175k | 11k | 16.56 |
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| Ampco-Pittsburgh (AP) | 0.1 | $101k | NEW | 15k | 6.72 |
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| Avalon Hldgs Corp Cl A (AWX) | 0.1 | $65k | 25k | 2.59 |
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Past Filings by Raffles Associates
SEC 13F filings are viewable for Raffles Associates going back to 2010
- Raffles Associates 2026 Q1 filed May 15, 2026
- Raffles Associates 2025 Q4 filed Feb. 17, 2026
- Raffles Associates 2025 Q3 filed Nov. 14, 2025
- Raffles Associates 2025 Q2 filed Aug. 15, 2025
- Raffles Associates 2025 Q1 filed May 15, 2025
- Raffles Associates 2024 Q4 filed Feb. 14, 2025
- Raffles Associates 2024 Q3 filed Nov. 14, 2024
- Raffles Associates 2024 Q2 filed Aug. 14, 2024
- Raffles Associates 2024 Q1 filed May 15, 2024
- Raffles Associates 2023 Q4 filed Feb. 14, 2024
- Raffles Associates 2023 Q3 filed Nov. 15, 2023
- Raffles Associates 2023 Q2 filed Aug. 14, 2023
- Raffles Associates 2023 Q1 filed May 15, 2023
- Raffles Associates 2022 Q4 filed Feb. 15, 2023
- Raffles Associates 2022 Q3 filed Nov. 14, 2022
- Raffles Associates 2022 Q2 filed Aug. 15, 2022