Polygon Management
Latest statistics and disclosures from TFG Asset Management GP's latest quarterly 13F-HR filing:
- Top 5 stock holdings are PATH, Alibaba Group 0.500 01-Jun-2031, HYG, KGEI, Lithium Amers Corp, and represent 70.93% of TFG Asset Management GP's stock portfolio.
- Added to shares of these 10 stocks: PATH (+$43M), Cable One (+$21M), Progress Software Corp (+$21M), Lithium Amers Corp (+$9.5M), Celcuity (+$7.4M), MBX, ARWR, ABVX, ALKS, DYN.
- Started 12 new stock positions in NXE, LAR, FOLD, ARWR, Celcuity, WaterBridge Infrastructure, KRYS, Progress Software Corp, MBX, RARE. Cable One, ABVX.
- Reduced shares in these 10 stocks: JD.com 0.250 01-Jun-2029 (-$21M), Trip Com Group (-$11M), Alibaba Group 0.500 01-Jun-2031 (-$9.2M), TARS (-$7.4M), HYG (-$7.4M), Cytokinetics (-$5.4M), RLAY, ANNX, ACAD, KROS.
- Sold out of its positions in Cytokinetics, JD.com 0.250 01-Jun-2029, SQM, Trip Com Group, VYNE.
- TFG Asset Management GP was a net buyer of stock by $51M.
- TFG Asset Management GP has $748M in assets under management (AUM), dropping by 20.44%.
- Central Index Key (CIK): 0001515070
Tip: Access up to 7 years of quarterly data
Positions held by Polygon Management consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for TFG Asset Management GP
TFG Asset Management GP holds 43 positions in its portfolio as reported in the September 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Uipath Cl A (PATH) | 30.3 | $227M | +23% | 17M | 13.38 |
|
| Alibaba Group Hldg Note 0.500% 6/0 (Principal) | 23.4 | $175M | -5% | 95M | 1.84 |
|
| Ishares Tr Iboxx Hi Yd Etf (HYG) | 8.7 | $65M | -10% | 800k | 81.19 |
|
| Kolibri Global Energy Com New (KGEI) | 5.2 | $39M | 7.1M | 5.54 |
|
|
| Lithium Argentina Note 1.750% 1/1 (Principal) | 3.3 | $25M | +63% | 27M | 0.91 |
|
| Lyft Cl A Com (LYFT) | 2.9 | $22M | 1.0M | 22.01 |
|
|
| Cable One Note 3/1 (Principal) | 2.8 | $21M | NEW | 21M | 0.98 |
|
| Progress Software Corp Note 1.000% 4/1 (Principal) | 2.8 | $21M | NEW | 21M | 1.00 |
|
| Oatly Group Ab Note 9.250% 9/1 (Principal) | 2.5 | $18M | 20M | 0.92 |
|
|
| Sprinklr Cl A (CXM) | 2.3 | $17M | 2.2M | 7.72 |
|
|
| Autolus Therapeutics Spon Ads (AUTL) | 2.1 | $16M | 9.5M | 1.63 |
|
|
| Workiva Com Cl A (WK) | 1.7 | $13M | 150k | 86.08 |
|
|
| First Majestic Silver Corp Note 0.375% 1/1 (Principal) | 1.1 | $8.0M | 7.5M | 1.06 |
|
|
| Celldex Therapeutics Com New (CLDX) | 1.1 | $7.9M | -3% | 304k | 25.87 |
|
| Celcuity Note 2.750% 8/0 (Principal) | 1.0 | $7.4M | NEW | 5.6M | 1.34 |
|
| Tarsus Pharmaceuticals (TARS) | 1.0 | $7.4M | -50% | 125k | 59.43 |
|
| Annexon (ANNX) | 0.9 | $6.4M | -24% | 2.1M | 3.05 |
|
| Axsome Therapeutics (AXSM) | 0.8 | $5.6M | +11% | 47k | 121.45 |
|
| Pharvaris N V (PHVS) | 0.6 | $4.9M | +3% | 195k | 24.95 |
|
| Scholar Rock Hldg Corp (SRRK) | 0.6 | $4.4M | +13% | 118k | 37.24 |
|
| Tectonic Therapeutic (TECX) | 0.5 | $3.8M | +6% | 244k | 15.69 |
|
| Amylyx Pharmaceuticals (AMLX) | 0.5 | $3.5M | +18% | 258k | 13.59 |
|
| Mbx Biosciences (MBX) | 0.4 | $3.1M | NEW | 178k | 17.50 |
|
| Immunovant (IMVT) | 0.4 | $3.0M | +27% | 188k | 16.12 |
|
| Dyne Therapeutics (DYN) | 0.4 | $2.8M | +61% | 223k | 12.65 |
|
| Arrowhead Pharmaceuticals (ARWR) | 0.4 | $2.8M | NEW | 82k | 34.49 |
|
| Alkermes SHS (ALKS) | 0.4 | $2.7M | +473% | 90k | 30.00 |
|
| Abivax Sa Sponsored Ads (ABVX) | 0.3 | $2.5M | NEW | 30k | 84.90 |
|
| Snowflake Com Shs (SNOW) | 0.3 | $2.3M | 10k | 225.55 |
|
|
| ACADIA Pharmaceuticals (ACAD) | 0.2 | $1.8M | -46% | 86k | 21.34 |
|
| HudBay Minerals (HBM) | 0.2 | $1.8M | +9% | 118k | 15.15 |
|
| Cameco Corporation (CCJ) | 0.2 | $1.3M | -16% | 16k | 83.91 |
|
| Relay Therapeutics (RLAY) | 0.2 | $1.2M | -68% | 223k | 5.22 |
|
| Amicus Therapeutics (FOLD) | 0.1 | $955k | NEW | 121k | 7.88 |
|
| Krystal Biotech (KRYS) | 0.1 | $860k | NEW | 4.9k | 176.53 |
|
| Teck Resources CL B (TECK) | 0.1 | $793k | +183% | 18k | 43.89 |
|
| Keros Therapeutics (KROS) | 0.1 | $680k | -66% | 43k | 15.82 |
|
| Lithium Argentina Com Shs (LAR) | 0.1 | $668k | NEW | 200k | 3.34 |
|
| Ultragenyx Pharmaceutical (RARE) | 0.1 | $533k | NEW | 18k | 30.08 |
|
| Waterbridge Infrastructure L Cl A Shs Repstg | 0.1 | $504k | NEW | 20k | 25.22 |
|
| Nexgen Energy (NXE) | 0.1 | $376k | NEW | 42k | 8.95 |
|
| Diana Shipping *w Exp 12/14/202 (DSX.WS) | 0.0 | $23k | -22% | 233k | 0.10 |
|
| Sonder Holdings *w Exp 01/18/202 (SONDW) | 0.0 | $204.098400 | 19k | 0.01 |
|
Past Filings by TFG Asset Management GP
SEC 13F filings are viewable for TFG Asset Management GP going back to 2012
- TFG Asset Management GP 2025 Q3 filed Nov. 14, 2025
- TFG Asset Management GP 2025 Q2 filed Aug. 14, 2025
- TFG Asset Management GP 2025 Q1 filed May 15, 2025
- TFG Asset Management GP 2024 Q4 restated filed Feb. 21, 2025
- TFG Asset Management GP 2024 Q4 filed Feb. 14, 2025
- TFG Asset Management GP 2024 Q3 filed Nov. 14, 2024
- TFG Asset Management GP 2024 Q2 filed Aug. 14, 2024
- TFG Asset Management GP 2024 Q1 filed May 15, 2024
- TFG Asset Management GP 2023 Q4 filed Feb. 14, 2024
- TFG Asset Management GP 2023 Q3 filed Nov. 14, 2023
- TFG Asset Management GP 2023 Q2 filed Aug. 14, 2023
- TFG Asset Management GP 2023 Q1 filed May 15, 2023
- TFG Asset Management GP 2022 Q4 filed Feb. 14, 2023
- TFG Asset Management GP 2022 Q3 filed Nov. 14, 2022
- TFG Asset Management GP 2022 Q2 filed Aug. 15, 2022
- TFG Asset Management GP 2022 Q1 filed May 16, 2022