Polygon Management

TFG Asset Management GP as of Sept. 30, 2023

Portfolio Holdings for TFG Asset Management GP

TFG Asset Management GP holds 46 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Palo Alto Networks Note 0.375% 6/0 (Principal) 10.7 $59M 25M 2.36
Uipath Cl A (PATH) 10.3 $57M 3.3M 17.11
Lyft Cl A Com (LYFT) 6.5 $36M 3.4M 10.54
Cytokinetics Note 3.500% 7/0 (Principal) 5.5 $30M 35M 0.86
Takeda Pharmaceutical Sponsored Ads (TAK) 5.4 $29M 1.9M 15.47
Autolus Therapeutics Spon Ads (AUTL) 5.1 $28M 12M 2.33
Nice Sys Note 1.250% 1/1 (Principal) 5.0 $28M 14M 2.04
Sprinklr Cl A (CXM) 4.8 $26M 1.9M 13.84
Lithium Amers Corp Note 1.750% 1/1 (Principal) 3.5 $19M 26M 0.75
Chart Inds Note 1.000%11/1 (Principal) 3.5 $19M 6.6M 2.92
Alteryx Com Cl A 3.4 $19M 500k 37.69
Crowdstrike Hldgs Cl A (CRWD) 3.4 $18M 110k 167.38
Microstrategy Note 0.750%12/1 (Principal) 3.4 $18M 17M 1.08
Ncl Corp Note 6.000% 5/1 (Principal) 3.3 $18M 13M 1.35
Bally's Corp (BALY) 2.6 $14M 1.1M 13.11
Cutera Note 2.250% 6/0 (Principal) 2.5 $14M 23M 0.60
Oatly Group Ab Debt 9.250% 9/1 (Principal) 2.4 $13M 17M 0.76
Guardant Health Note 11/1 (Principal) 2.2 $12M 18M 0.69
Tarsus Pharmaceuticals (TARS) 2.0 $11M 615k 17.77
Ati Note 3.500% 6/1 (Principal) 2.0 $11M 4.0M 2.70
Informatica Com Cl A (INFA) 1.9 $10M 484k 21.07
Eagle Bulk Shipping Note 5.000% 8/0 (Principal) 1.8 $9.9M 7.0M 1.41
Corenergy Infrastructure Tr Note 5.875% 8/1 (Principal) 1.5 $8.2M 9.8M 0.84
Ishares Tr Iboxx Hi Yd Etf (HYG) 1.3 $7.0M 95k 73.72
Spotify Usa Note 3/1 (Principal) 1.1 $6.2M 7.3M 0.85
Bridgebio Pharma Note 2.500% 3/1 (Principal) 1.0 $5.6M 5.9M 0.96
Cutera Note 2.250% 3/1 (Principal) 1.0 $5.5M 7.8M 0.72
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 0.8 $4.4M 725k 6.12
2u Note 2.250% 5/0 (Principal) 0.7 $3.6M 6.0M 0.61
Oatly Group Ab Sponsored Ads (OTLY) 0.3 $1.9M 2.1M 0.90
Snowflake Cl A (SNOW) 0.3 $1.5M 10k 152.77
Teck Resources CL B (TECK) 0.2 $1.2M 28k 43.09
Freeline Therapeutics Hldgs Sponsored Ads 0.2 $1.1M 267k 4.30
Albemarle Corporation (ALB) 0.2 $833k 4.9k 170.04
Inseego Corp Note 3.250% 5/0 (Principal) 0.1 $421k 1.0M 0.42
Senseonics Hldgs (SENS) 0.1 $361k 597k 0.60
Livent Corp 0.1 $287k 16k 18.41
Cazoo Group Cl A 0.0 $224k 410k 0.55
Allego NV *w Exp 03/16/202 0.0 $10k 24k 0.42
Ross Acquisition Corp Ii *w Exp 02/01/202 0.0 $5.6k 50k 0.11
Skillsoft Corp *w Exp 06/11/202 (SKILW) 0.0 $5.0k 451k 0.01
Slam Corp *w Exp 02/23/202 (SLMWF) 0.0 $3.1k 25k 0.13
Apollo Strategic Grwt Cptl I *w Exp 02/12/202 0.0 $2.3k 30k 0.08
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSWF) 0.0 $964.840000 24k 0.04
Blueriver Acquisition Corp *w Exp 01/04/202 (BLUAW) 0.0 $890.186500 17k 0.05
Sonder Holdings *w Exp 01/18/202 (SONDW) 0.0 $302.368000 19k 0.02