RWC Asset Management

Latest statistics and disclosures from RWC Asset Management's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are MSFT, MRK, JNJ, AMZN, LLY. These five stock positions account for 19.79% of RWC Asset Management's total stock portfolio.
  • Added to shares of these 1 stocks: Citrix Systems Inc conv (+$23.11M).
  • Started 1 new stock positions in Citrix Systems Inc conv.
  • Reduced shares in these 1 stocks: CTXS (-$23.11M).
  • Sold out of its positions in CTXS.
  • As of Sept. 30, 2016, RWC Asset Management has $1.58B in assets under management (AUM). Assets under management dropped from a total value of $1.59B to $1.58B.
  • Independent of market fluctuations, RWC Asset Management was a net seller by $0 worth of stocks in the most recent quarter.

RWC Asset Management portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Microsoft Corporation (MSFT) 4.22 1.16M 57.60 42.00
Merck & Co (MRK) 4.13 1.05M 62.41 56.20
Johnson & Johnson (JNJ) 4.04 539963 118.13 98.55
Amazon (AMZN) 3.78 71332 837.31 372.62
Eli Lilly & Co. (LLY) 3.62 712392 80.26 68.81
Pfizer (PFE) 3.57 1.66M 33.87 33.78
Procter & Gamble Company (PG) 2.59 456580 89.75 81.31
* Red Rock Resorts Inc Cl A stock 1.98 1.33M 23.59 0.00
Brocade Communications conv 1.92 30.70M 0.99 0.00
Intel Corp sdcv 1.79 20.50M 1.38 0.00
Holx 2 12/15/43 1.71 22.00M 1.23 0.00
Wal-Mart Stores (WMT) 1.70 372914 72.12 81.06
Compania de Minas Buenaventura SA (BVN) 1.61 1.84M 13.84 10.28
Emerson Electric (EMR) 1.57 454215 54.51 55.87
Colgate-Palmolive Company (CL) 1.49 318564 74.14 68.17
3M Company (MMM) 1.47 131790 176.23 162.72
Citrix Systems Inc conv 1.46 20.45M NEW 1.13 0.00
Starwood Property Trust note 1.29 18.50M 1.10 0.00
1,375% Liberty Media 15.10.2023 note 1.29 19.36M 1.05 0.00
Microchip Technology Inc note 1.625% 2/1 1.28 15.80M 1.28 0.00
Ares Capital Corporation convertible cor 1.24 18.90M 1.04 0.00
Twitter Inc note 1.000% 9/1 1.20 20.10M 0.94 0.00
Charter Communications Inc New Cl A cl a 1.18 68796 269.97 0.00
Dover Corporation (DOV) 1.16 249551 73.64 70.44
Salesforce.com Inc conv 1.07 14.15M 1.20 0.00
Devon Energy Corporation (DVN) 1.06 379622 44.11 57.71
CME (CME) 1.04 156777 104.52 95.64
Corning Incorporated (GLW) 0.99 660299 23.65 22.80
AT&T; (T) 0.98 380772 40.61 32.70
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.98 15.05M 1.03 0.00
CVS Caremark Corporation (CVS) 0.96 170637 88.99 101.90
Standard Pacific Corp cnv 0.93 14.00M 1.05 0.00
Ciena Corporation (CIEN) 0.90 654915 21.80 20.98
Servicenow Inc. note 0.89 11.55M 1.22 0.00
Nordstrom (JWN) 0.86 261990 51.88 79.23
Grubhub 0.86 316163 42.99 0.00
American Airls 0.84 362872 36.61 0.00
Allscripts Healthcare So conv 0.84 13.00M 1.02 0.00
Integrated Device Technology note 0.875% 11/1 0.84 13.10M 1.01 0.00
On Semiconductor Corp note 2.625%12/1 0.83 11.00M 1.19 0.00
Energizer Holdings 0.83 263094 49.96 0.00
Hewlett Packard Enterprise 0.83 573555 22.75 0.00
CSX Corporation (CSX) 0.78 404370 30.50 33.62
American International (AIG) 0.78 207443 59.34 54.59
Jazz Investments I Ltd. conv 0.75 11.60M 1.02 0.00
Hp 0.74 749085 15.53 0.00
Red Hat Inc conv 0.73 9.10M 1.27 0.00
Philip Morris International (PM) 0.70 113557 97.22 77.69
Ares Capital Corp conv 0.70 10.70M 1.04 0.00
Macquarie Infrastructure Company (MIC) 0.69 130601 83.24 79.37
Huntington Bancshares Incorporated (HBAN) 0.66 1.06M 9.86 10.78
American Eagle Outfitters (AEO) 0.63 557645 17.86 16.91
Southern Company (SO) 0.63 195540 51.30 43.68
Tesla Motors Inc bond 0.63 11.10M 0.90 0.00
Dycom Inds Inc Note 0.750% 9/1 bond 0.63 9.00M 1.10 0.00
Live Nation Entertainmen conv 0.62 9.05M 1.08 0.00
Reynolds American (RAI) 0.61 204542 47.15 70.03
Consolidated Edison (ED) 0.59 124088 75.30 59.90
Lazard Ltd-cl A shs a 0.59 257066 36.36 0.00
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.59 8.65M 1.07 0.00
Sotheby's (BID) 0.57 238544 38.02 40.57
Priceline Grp Inc note 0.350% 6/1 0.57 7.00M 1.28 0.00
Eagle Materials (EXP) 0.56 115182 77.30 81.98
Scotts Miracle-Gro Company (SMG) 0.56 105837 83.27 68.34
Sherwin-Williams Company (SHW) 0.55 31184 276.65 281.82
Biomarin Pharmaceutical Inc note 0.750%10/1 0.54 7.00M 1.21 0.00
Mohawk Industries (MHK) 0.50 39731 200.35 179.34
Fireeye Series A convertible security 0.50 8.60M 0.92 0.00
Trinity Inds Inc note 3.875% 6/0 0.49 6.50M 1.20 0.00
Hldgs 0.49 147641 52.47 0.00
Gartner (IT) 0.48 85167 88.45 80.12
Restoration Hardware Hldgs I 0.48 219221 34.58 0.00
Constellation Brands (STZ) 0.44 41400 166.50 115.30
Palo Alto Networks Inc note 7/0 0.44 4.60M 1.50 0.00
On Semiconductor Corp Note 1.000%12/0 bond 0.44 7.00M 1.00 0.00
TD Ameritrade Holding (AMTD) 0.42 189464 35.24 37.51
Interpublic Group of Companies (IPG) 0.41 291220 22.35 21.34
Apple (AAPL) 0.41 57011 113.05 123.28
SPECTRUM BRANDS Hldgs 0.41 47181 137.68 0.00
Al Us conv 0.40 5.15M 1.24 0.00
Wright Med Group Inc note 2.000% 2/1 0.40 5.90M 1.07 0.00
Mgm Growth Properties 0.39 233718 26.07 0.00
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.38 5.00M 1.20 0.00
Monsanto Company (MON) 0.35 53934 102.20 117.22
Lennar Corporation (LEN) 0.35 131966 42.34 48.23
Kansas City Southern (KSU) 0.35 59020 93.32 113.81
Norfolk Southern (NSC) 0.34 55596 97.06 108.18
Verizon Communications (VZ) 0.34 104664 51.98 48.01
PACCAR (PCAR) 0.34 91962 58.79 60.73
KAR Auction Services (KAR) 0.34 125344 43.16 36.58
Cbre Group Inc Cl A 0.34 192483 27.98 0.00
Electronics For Imaging Inc note 0.750% 9/0 0.34 4.84M 1.11 0.00
Willis Towers Watson 0.33 38908 132.77 0.00
Micron Technology Inc note 2.125% 2/1 0.32 2.90M 1.77 0.00
Synchrony Financial 0.31 177304 28.00 0.00
Kroger (KR) 0.29 153432 29.68 74.09
Pampa Energia S.A. (PAM) 0.26 125783 32.40 15.37
MGM Resorts International. (MGM) 0.26 158111 26.03 19.77
Citi 0.26 86057 47.22 0.00
Costco Wholesale Corporation (COST) 0.24 24377 152.52 148.30
Hologic Inc cnv 0.24 2.80M 1.36 0.00
Expeditors International of Washington (EXPD) 0.22 66520 51.52 47.74
Depomed Inc conv 0.22 2.50M 1.38 0.00
Live Nation Entertainment (LYV) 0.21 118758 27.48 25.19
Cavco Industries (CVCO) 0.21 32788 99.06 70.10
Discovery Communications (DISCK) 0.19 112287 26.31 31.23
Bank of America Corporation (BAC) 0.18 185006 15.65 15.95
Copa Holdings Sa-class A 0.18 33046 87.94 0.00
Calatlantic 0.18 85092 33.43 0.00
United States Steel Corporation (X) 0.17 143691 18.86 22.23
Regions Financial Corporation (RF) 0.16 256795 9.87 9.54
Paypal Holdings 0.16 61717 40.98 0.00
Baker Hughes Incorporated (BHI) 0.15 45689 50.47 59.73
Illumina Inc. 0.00% June 15, 2019 ccb 0.15 2.30M 1.03 0.00
Hanesbrands (HBI) 0.14 89883 25.26 32.16
eBay (EBAY) 0.14 68503 32.90 59.78
Swift Transportation Company (SWFT) 0.14 100103 21.47 27.91
Wright Express 0.14 19887 108.11 0.00
Grupo Aval Acciones Y Valore sponsored ads 0.11 201194 8.83 0.00
* Advancepierre Foods Hldgs In Com stock 0.09 52620 27.56 0.00
Tripadvisor 0.08 19777 63.20 0.00
Liberty Media (LINTA) 0.07 59135 20.01 0.00
Newmont Mining Corp Cvt cv bnd 0.07 1000000 1.09 0.00
Amc Networks Inc Cl A 0.06 19093 51.85 0.00
Manitowoc Foodservice 0.06 58212 16.22 0.00
Molson Coors Brewing Company (TAP) 0.04 4400 140.00 73.49
Office Depot (ODP) 0.03 138143 3.57 9.28
Seagate Technology Com Stk 0.03 3000 167.00 0.00
Ipath S&p 500 Vix Short-term Futures Etn 0.03 12182 34.07 0.00
iShares NASDAQ Biotechnology Index (IBB) 0.02 1150 289.57 341.41
Toll Bros Finance Corp. convertible bond 0.02 400000 0.98 0.00
Workday Inc corporate bonds 0.02 200000 1.29 0.00
Starwood Property Trust (STWD) 0.01 4000 22.50 23.57
Ares Capital Corporation (ARCC) 0.01 6000 15.50 16.86
Goldman Sachs (GS) 0.00 239 163.18 184.67
Hartford Financial Services (HIG) 0.00 100 40.00 41.14
JPMorgan Chase & Co. (JPM) 0.00 650 66.15 60.16
Avon Products (AVP) 0.00 111 9.01 8.09
Cisco Systems (CSCO) 0.00 102 29.41 28.51
H&R; Block (HRB) 0.00 123 24.39 31.63
Newmont Mining Corporation (NEM) 0.00 200 40.00 21.67
Boston Scientific Corporation (BSX) 0.00 300 23.33 16.49
priceline.com Incorporated (PCLN) 0.00 4 0.00 1190.00
General Motors Company (GM) 0.00 81 37.04 37.89
Expedia 0.00 13 76.92 0.00
Twenty-first Century Fox 0.00 155 25.81 0.00
News 0.00 38 26.32 0.00
Sprint 0.00 858 6.99 0.00
Fireeye 0.00 40 0.00 0.00

Past 13F-HR SEC Filings for RWC Asset Management