Smith Affiliated Capital
Latest statistics and disclosures from Smith Affiliated Capital Corp.'s latest quarterly 13F-HR filing:
- Top 5 stock holdings are Central Fd Cda Ltd cl a, PHYS, Enterprise Produ 5.250 8/16 a-share, EMP, U.s. Bancorp 5.300 a-share, and represent 76.39% of Smith Affiliated Capital Corp.'s stock portfolio.
- Added to shares of these 10 stocks: Enterprise Produ 5.250 8/16 a-share, PSA.PG, SCE.PL, EMP, Bank Of Ny Mellon Perp Pfd 4.6 convertible bond, Jpmorgan Chase & Co preferred, Southern Co., 5.25%, National Rural U 5.250 4/20/46 a-share, Transcanada Trus 5.300 a-share, Dominion Resources Inc p.
- Started 10 new stock positions in SCE.PL, Southern Co., 5.25%, Navios Maritime Partners L P a-share, Enterprise Produ 5.250 8/16 a-share, Bank Of Ny Mellon Perp Pfd 4.6 convertible bond, VHT, PSA.PG, VDC, VFH, VGT.
- Reduced shares in these 10 stocks: IWB, , Southern Co./the, 6.25%, , Pnc 5.375% Preferred preferred, Charles Schwab Corp./the, Series C, 6.00%, PHYS, Vz 5.9 02/15/54, GLD, Central Fd Cda Ltd cl a.
- Sold out of its positions in Agritek Hldgs, Annaly Cap Mgmt Inc a-share, EFX, Pnc 5.375% Preferred preferred, Petrogress Inc a-share, Public Stor 5.375%, Ctl 6 7/8 10/1/54, Charles Schwab Corp./the, Series C, 6.00%, Southern Co./the, 6.25%, Us Bancorp 6.5% Pfd preferred. Vz 5.9 02/15/54, Wells Fargo Fix-float, Navios Maritime Partners.
- Smith Affiliated Capital Corp. was a net seller of stock by $-17k.
- Smith Affiliated Capital Corp. has $87M in assets under management (AUM), dropping by 2.30%.
- Central Index Key (CIK): 0001540138
Portfolio Holdings for Smith Affiliated Capital Corp.
Smith Affiliated Capital Corp. holds 119 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Central Fd Cda Ltd cl a | 67.0 | $58M | 4.6M | 12.67 |
|
|
| Sprott Physical Gold Trust (PHYS) | 4.0 | $3.5M | -6% | 333k | 10.44 |
|
| Enterprise Produ 5.250 8/16 a-share | 2.2 | $1.9M | NEW | 1.9M | 1.01 |
|
| Entergy Mississippi, Inc., 4.90%, 10/1/66 (EMP) | 1.6 | $1.4M | +49% | 56k | 24.94 |
|
| U.s. Bancorp 5.300 a-share | 1.5 | $1.3M | 1.2M | 1.09 |
|
|
| Public Storage, Series G, 5.05 Percent (PSA.PG) | 1.3 | $1.2M | NEW | 46k | 25.24 |
|
| Transcanada Trus 5.300 a-share | 1.3 | $1.1M | +7% | 1.1M | 1.02 |
|
| National Rural U 5.250 4/20/46 a-share | 1.2 | $1.0M | +18% | 965k | 1.06 |
|
| Dominion Resourc 5.750 10/01+54 preferred | 1.1 | $955k | 884k | 1.08 |
|
|
| Prudential Finan 5.200 a-share | 1.0 | $904k | 850k | 1.06 |
|
|
| Sce Trust Vi 5 Cum Red Pfd Secs Series L equity (SCE.PL) | 1.0 | $843k | NEW | 33k | 25.38 |
|
| Northern Trust C 4.600 a-share | 0.9 | $769k | 750k | 1.02 |
|
|
| Jpmorgan Chase & Co preferred | 0.8 | $674k | +62% | 650k | 1.04 |
|
| Charles Schwab | 0.7 | $615k | 600k | 1.02 |
|
|
| Jpmorgan Chase Fix-float | 0.7 | $567k | -15% | 550k | 1.03 |
|
| American Express Co preferred | 0.7 | $564k | 550k | 1.03 |
|
|
| Bnsf Funding Tru 6.613 12/15+55 a-shares | 0.7 | $566k | 493k | 1.15 |
|
|
| Allstate Corp. note | 0.6 | $549k | 500k | 1.10 |
|
|
| State Street Corp preferred | 0.6 | $526k | 500k | 1.05 |
|
|
| Sce Trust Vpfd 5.450% Cumulati p (SCE.PK) | 0.6 | $530k | -14% | 19k | 27.90 |
|
| Dominion Resources Inc p | 0.6 | $531k | +13% | 21k | 25.79 |
|
| Bank Of New York Mellon | 0.6 | $519k | 500k | 1.04 |
|
|
| Chubb Corpor 6.375 a-share | 0.6 | $492k | -7% | 495k | 0.99 |
|
| Bank Of Ny Mellon Perp Pfd 4.6 convertible bond | 0.5 | $408k | NEW | 400k | 1.02 |
|
| Southern Co., 5.25% | 0.3 | $255k | NEW | 10k | 25.51 |
|
| General Electric Company | 0.3 | $224k | 9.2k | 24.18 |
|
|
| Franco-Nevada Corporation (FNV) | 0.3 | $224k | 2.9k | 77.48 |
|
|
| American Express | 0.2 | $204k | 200k | 1.02 |
|
|
| Pnc Financial Servicesvar Rt p | 0.2 | $210k | 200k | 1.05 |
|
|
| American Electric Power Company (AEP) | 0.2 | $190k | 2.7k | 70.24 |
|
|
| Visa (V) | 0.2 | $189k | 1.8k | 105.24 |
|
|
| Texas Instruments Incorporated (TXN) | 0.2 | $174k | 1.9k | 89.64 |
|
|
| Royal Gold (RGLD) | 0.2 | $172k | 2.0k | 86.04 |
|
|
| PPG Industries (PPG) | 0.2 | $157k | 1.4k | 108.66 |
|
|
| Aetna | 0.2 | $157k | 986.00 | 159.01 |
|
|
| iShares Russell 1000 Index (IWB) | 0.2 | $159k | -88% | 1.1k | 139.88 |
|
| Bristol Myers Squibb (BMY) | 0.2 | $147k | 2.3k | 63.74 |
|
|
| Coca-Cola Company (KO) | 0.2 | $136k | 3.0k | 45.01 |
|
|
| Newmont Mining Corporation (NEM) | 0.2 | $143k | 3.8k | 37.51 |
|
|
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.2 | $139k | 1.1k | 123.93 |
|
|
| Mortgage Reit Index real (REM) | 0.2 | $142k | 3.0k | 46.84 |
|
|
| Amgen (AMGN) | 0.1 | $131k | 705.00 | 186.45 |
|
|
| ConocoPhillips (COP) | 0.1 | $130k | 2.6k | 50.05 |
|
|
| Randgold Resources | 0.1 | $128k | 1.3k | 97.66 |
|
|
| Annaly Capital Management | 0.1 | $122k | 10k | 12.19 |
|
|
| Kraft Heinz (KHC) | 0.1 | $124k | 1.6k | 77.55 |
|
|
| Southwest Airlines (LUV) | 0.1 | $115k | 2.1k | 55.98 |
|
|
| Boeing Company (BA) | 0.1 | $102k | 400.00 | 254.21 |
|
|
| Mcewen Mining | 0.1 | $105k | +3% | 54k | 1.95 |
|
| BP (BP) | 0.1 | $96k | 2.5k | 38.43 |
|
|
| Procter & Gamble Company (PG) | 0.1 | $91k | 1.0k | 90.98 |
|
|
| Rockwell Automation (ROK) | 0.1 | $95k | 532.00 | 178.21 |
|
|
| WGL Holdings | 0.1 | $96k | 1.1k | 84.20 |
|
|
| Altria (MO) | 0.1 | $82k | 1.3k | 63.42 |
|
|
| Pepsi (PEP) | 0.1 | $89k | 800.00 | 111.43 |
|
|
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $84k | 6.0k | 14.04 |
|
|
| Gilead Sciences (GILD) | 0.1 | $89k | +21% | 1.1k | 81.02 |
|
| Lowe's Companies (LOW) | 0.1 | $88k | 1.1k | 79.94 |
|
|
| Colgate-Palmolive Company (CL) | 0.1 | $80k | 1.1k | 72.85 |
|
|
| Diageo (DEO) | 0.1 | $79k | 600.00 | 132.13 |
|
|
| United Technologies Corporation | 0.1 | $80k | 688.00 | 116.08 |
|
|
| TJX Companies (TJX) | 0.1 | $74k | 1.0k | 73.73 |
|
|
| Clorox Company (CLX) | 0.1 | $79k | 600.00 | 131.91 |
|
|
| Delta Air Lines (DAL) | 0.1 | $82k | 1.7k | 48.22 |
|
|
| 3M Company (MMM) | 0.1 | $68k | 325.00 | 209.90 |
|
|
| Kimberly-Clark Corporation (KMB) | 0.1 | $73k | 624.00 | 117.68 |
|
|
| Agnico (AEM) | 0.1 | $70k | 1.5k | 45.21 |
|
|
| Oasis Petroleum | 0.1 | $73k | 8.0k | 9.12 |
|
|
| Duke Energy (DUK) | 0.1 | $73k | 870.00 | 83.92 |
|
|
| Cincinnati Financial Corporation (CINF) | 0.1 | $61k | 800.00 | 76.57 |
|
|
| Air Products & Chemicals (APD) | 0.1 | $61k | 400.00 | 151.22 |
|
|
| Sanofi-Aventis SA (SNY) | 0.1 | $62k | 1.3k | 49.79 |
|
|
| American Express Company (AXP) | 0.1 | $52k | 575.00 | 90.46 |
|
|
| Honeywell International (HON) | 0.1 | $54k | 380.00 | 141.74 |
|
|
| SPDR Gold Trust (GLD) | 0.1 | $51k | -76% | 422.00 | 121.58 |
|
| DTE Energy Company (DTE) | 0.1 | $54k | 500.00 | 107.36 |
|
|
| Wheaton Precious Metals Corp (WPM) | 0.1 | $50k | 2.6k | 19.09 |
|
|
| Waste Management (WM) | 0.1 | $43k | 550.00 | 78.27 |
|
|
| Johnson & Johnson (JNJ) | 0.1 | $39k | 300.00 | 130.01 |
|
|
| Rockwell Collins | 0.1 | $42k | 320.00 | 130.71 |
|
|
| Thermo Fisher Scientific (TMO) | 0.1 | $47k | 250.00 | 189.20 |
|
|
| NiSource (NI) | 0.1 | $41k | 1.6k | 25.59 |
|
|
| International Business Machines (IBM) | 0.1 | $44k | 300.00 | 145.08 |
|
|
| Hldgs (UAL) | 0.1 | $46k | 750.00 | 60.88 |
|
|
| Carlyle Group | 0.1 | $47k | 2.0k | 23.60 |
|
|
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $39k | 40.00 | 973.73 |
|
|
| Comcast Corporation (CMCSA) | 0.0 | $39k | 1.0k | 38.48 |
|
|
| Microsoft Corporation (MSFT) | 0.0 | $37k | 500.00 | 74.49 |
|
|
| Ecolab (ECL) | 0.0 | $32k | 250.00 | 128.61 |
|
|
| Pfizer (PFE) | 0.0 | $36k | 1.0k | 35.70 |
|
|
| Emerson Electric (EMR) | 0.0 | $35k | 550.00 | 62.84 |
|
|
| JetBlue Airways Corporation (JBLU) | 0.0 | $32k | 1.7k | 18.53 |
|
|
| Biogen Idec (BIIB) | 0.0 | $31k | 100.00 | 313.12 |
|
|
| Mplx (MPLX) | 0.0 | $38k | 1.1k | 35.01 |
|
|
| Alphabet Inc Class C cs (GOOG) | 0.0 | $38k | 40.00 | 959.10 |
|
|
| Devon Energy Corporation (DVN) | 0.0 | $29k | 800.00 | 36.71 |
|
|
| Paychex (PAYX) | 0.0 | $30k | 500.00 | 59.96 |
|
|
| General Motors Company (GM) | 0.0 | $27k | 675.00 | 40.38 |
|
|
| Navios Maritime Partners L P a-share | 0.0 | $23k | NEW | 11k | 2.05 |
|
| Verizon Communications (VZ) | 0.0 | $20k | 400.00 | 49.49 |
|
|
| Apple (AAPL) | 0.0 | $15k | -50% | 100.00 | 154.12 |
|
| Philip Morris International (PM) | 0.0 | $17k | 150.00 | 111.01 |
|
|
| BorgWarner (BWA) | 0.0 | $21k | 400.00 | 51.23 |
|
|
| Vanguard Financials ETF (VFH) | 0.0 | $21k | NEW | 325.00 | 65.36 |
|
| BlackRock Corporate High Yield Fund VI (HYT) | 0.0 | $20k | 1.8k | 11.30 |
|
|
| Eaton (ETN) | 0.0 | $21k | 274.00 | 76.79 |
|
|
| Tpg Specialty Lnding Inc equity | 0.0 | $21k | 1.0k | 20.96 |
|
|
| United Parcel Service (UPS) | 0.0 | $12k | 100.00 | 120.09 |
|
|
| Unilever | 0.0 | $12k | 200.00 | 59.04 |
|
|
| Starbucks Corporation (SBUX) | 0.0 | $8.1k | 150.00 | 53.71 |
|
|
| Vanguard Information Technology ETF (VGT) | 0.0 | $12k | NEW | 80.00 | 151.99 |
|
| Vanguard Health Care ETF (VHT) | 0.0 | $12k | NEW | 81.00 | 152.28 |
|
| Vanguard Consumer Staples ETF (VDC) | 0.0 | $8.3k | NEW | 60.00 | 138.57 |
|
| Ishares Tr cmn (STIP) | 0.0 | $12k | 120.00 | 100.38 |
|
|
| L Brands | 0.0 | $9.2k | 220.00 | 41.61 |
|
|
| Medtronic (MDT) | 0.0 | $11k | 143.00 | 77.77 |
|
|
| Revlon | 0.0 | $2.5k | 100.00 | 24.55 |
|
|
| iShares Lehman Aggregate Bond (AGG) | 0.0 | $1.4k | 13.00 | 109.62 |
|
|
| Siebert Financial (SIEB) | 0.0 | $2.0k | 500.00 | 3.90 |
|
Past Filings by Smith Affiliated Capital Corp.
SEC 13F filings are viewable for Smith Affiliated Capital Corp. going back to 2011
- Smith Affiliated Capital Corp. 2017 Q3 restated filed Oct. 26, 2017
- Smith Affiliated Capital Corp. 2017 Q3 filed Oct. 25, 2017
- Smith Affiliated Capital 2017 Q2 filed July 28, 2017
- Smith Affiliated Capital 2017 Q1 filed May 4, 2017
- Smith Affiliated Capital 2016 Q4 filed Feb. 13, 2017
- Smith Affiliated Capital 2016 Q3 filed Oct. 25, 2016
- Smith Affiliated Capital 2016 Q2 filed July 11, 2016
- Smith Affiliated Capital 2016 Q1 restated filed April 12, 2016
- Smith Affiliated Capital 2016 Q1 filed April 12, 2016
- Smith Affiliated Capital 2015 Q4 filed Jan. 14, 2016
- Smith Affiliated Capital 2015 Q1 restated filed Nov. 9, 2015
- Smith Affiliated Capital 2015 Q3 restated filed Nov. 9, 2015
- Smith Affiliated Capital 2015 Q2 restated filed Nov. 9, 2015
- Smith Affiliated Capital 2014 Q2 restated filed Nov. 6, 2015
- Smith Affiliated Capital 2014 Q3 restated filed Nov. 6, 2015
- Smith Affiliated Capital 2014 Q4 restated filed Nov. 6, 2015