Waterfall Asset Management
Latest statistics and disclosures from Waterfall Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are Pennymac Corp, CPT, AVB, APLE, Redwood Trust, and represent 65.84% of Waterfall Asset Management's stock portfolio.
- Added to shares of these 10 stocks: Pennymac Corp (+$74M), AVB (+$12M), CPT (+$8.4M), NSA (+$8.4M), ARI (+$5.6M), RITM, MRP, PK, APLE, DX.
- Started 4 new stock positions in MRP, ARI, NSA, AVB.
- Reduced shares in these 8 stocks: , Redwood Trust (-$18M), RPT.PC (-$5.5M), ELME, UDR, LINE, FPAYQ, FVR.
- Sold out of its positions in FPAYQ, RPT.PC, SPY, UDR, ELME.
- Waterfall Asset Management was a net seller of stock by $-710M.
- Waterfall Asset Management has $186M in assets under management (AUM), dropping by -79.41%.
- Central Index Key (CIK): 0001570717
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Portfolio Holdings for Waterfall Asset Management
Waterfall Asset Management holds 17 positions in its portfolio as reported in the December 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Pennymac Corp Note 8.500% 6/0 (Principal) | 42.9 | $80M | +1240% | 79M | 1.01 |
|
| Camden Ppty Tr Sh Ben Int (CPT) | 6.4 | $12M | +250% | 107k | 110.31 |
|
| AvalonBay Communities (AVB) | 6.3 | $12M | NEW | 64k | 182.65 |
|
| Apple Hospitality Reit Com New (APLE) | 5.6 | $11M | +20% | 882k | 11.89 |
|
| Redwood Trust Note 7.750% 6/1 (Principal) | 4.7 | $8.7M | -67% | 8.7M | 1.00 |
|
| Ready Cap Corp Com reit (RC) | 4.6 | $8.5M | 3.9M | 2.17 |
|
|
| National Storage Affiliates Com Shs Ben In (NSA) | 4.5 | $8.4M | NEW | 298k | 28.29 |
|
| American Assets Trust Inc reit (AAT) | 4.1 | $7.7M | +29% | 406k | 18.97 |
|
| Rithm Capital Corp Com New (RITM) | 4.1 | $7.7M | +94% | 700k | 10.96 |
|
| Apollo Commercial Real Est. Finance (ARI) | 3.0 | $5.6M | NEW | 569k | 9.77 |
|
| Brightspire Capital Com Cl A (BRSP) | 2.5 | $4.7M | +27% | 823k | 5.65 |
|
| Park Hotels & Resorts Inc-wi (PK) | 2.1 | $3.9M | +201% | 368k | 10.58 |
|
| Dynex Cap (DX) | 2.1 | $3.9M | +84% | 277k | 13.98 |
|
| Lineage (LINE) | 2.0 | $3.7M | -35% | 105k | 35.19 |
|
| Global Net Lease Com New (GNL) | 2.0 | $3.6M | +23% | 422k | 8.60 |
|
| Millrose Pptys Com Cl A (MRP) | 1.7 | $3.1M | NEW | 105k | 29.92 |
|
| Frontview Reit (FVR) | 1.5 | $2.8M | -5% | 184k | 14.93 |
|
Past Filings by Waterfall Asset Management
SEC 13F filings are viewable for Waterfall Asset Management going back to 2023
- Waterfall Asset Management 2025 Q4 filed Feb. 13, 2026
- Waterfall Asset Management 2025 Q3 filed Nov. 12, 2025
- Waterfall Asset Management 2025 Q2 filed Aug. 12, 2025
- Waterfall Asset Management 2025 Q1 filed May 15, 2025
- Waterfall Asset Management 2024 Q4 filed Feb. 13, 2025
- Waterfall Asset Management 2024 Q3 filed Nov. 13, 2024
- Waterfall Asset Management 2024 Q2 restated filed Aug. 15, 2024
- Waterfall Asset Management 2024 Q2 filed Aug. 13, 2024
- Waterfall Asset Management 2024 Q1 filed May 14, 2024
- Waterfall Asset Management 2023 Q4 restated filed May 2, 2024