Waterfall Asset Management
Latest statistics and disclosures from Waterfall Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SPY, Redwood Trust, RC, APLE, AAT, and represent 95.01% of Waterfall Asset Management's stock portfolio.
- Added to shares of these 10 stocks: SPY (+$648M), AAT (+$6.4M), LINE (+$6.3M), Redwood Trust (+$5.9M), APLE, CPT, FVR, RITM, BRSP, UDR.
- Started 6 new stock positions in UDR, FVR, LINE, CPT, DX, AAT.
- Reduced shares in these 1 stock: Pennymac Corp (-$21M).
- Waterfall Asset Management was a net buyer of stock by $667M.
- Waterfall Asset Management has $903M in assets under management (AUM), dropping by 300.23%.
- Central Index Key (CIK): 0001570717
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Portfolio Holdings for Waterfall Asset Management
Waterfall Asset Management holds 18 positions in its portfolio as reported in the September 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) | 88.7 | $801M | +422% | 1.2M | 666.18 |
|
| Redwood Trust Note 7.750% 6/1 (Principal) | 2.9 | $27M | +28% | 27M | 1.00 |
|
| Ready Cap Corp Com reit (RC) | 1.7 | $15M | 3.9M | 3.87 |
|
|
| Apple Hospitality Reit Com New (APLE) | 1.0 | $8.8M | +82% | 730k | 12.01 |
|
| American Assets Trust Inc reit (AAT) | 0.7 | $6.4M | NEW | 315k | 20.32 |
|
| Lineage (LINE) | 0.7 | $6.3M | NEW | 162k | 38.64 |
|
| Pennymac Corp Note 8.500% 6/0 (Principal) | 0.7 | $6.0M | -77% | 5.9M | 1.03 |
|
| Rithm Ppty Tr 9.875 FXD-FLT C (Principal) (RPT.PC) | 0.6 | $5.5M | 219k | 25.22 |
|
|
| Elme Communities Sh Ben Int (ELME) | 0.5 | $4.3M | +56% | 255k | 16.86 |
|
| Rithm Capital Corp Com New (RITM) | 0.5 | $4.1M | +169% | 361k | 11.41 |
|
| Brightspire Capital Com Cl A (BRSP) | 0.4 | $3.5M | +225% | 644k | 5.43 |
|
| Camden Ppty Tr Sh Ben Int (CPT) | 0.4 | $3.3M | NEW | 31k | 106.78 |
|
| Global Net Lease Com New (GNL) | 0.3 | $2.8M | +71% | 342k | 8.13 |
|
| Frontview Reit (FVR) | 0.3 | $2.7M | NEW | 195k | 13.71 |
|
| Udr (UDR) | 0.3 | $2.3M | NEW | 62k | 37.26 |
|
| Dynex Cap (DX) | 0.2 | $1.8M | NEW | 150k | 12.28 |
|
| Park Hotels & Resorts Inc-wi (PK) | 0.1 | $1.4M | +11% | 122k | 11.08 |
|
| Flexshopper Com New (FPAY) | 0.1 | $1.0M | 1.6M | 0.64 |
|
Past Filings by Waterfall Asset Management
SEC 13F filings are viewable for Waterfall Asset Management going back to 2023
- Waterfall Asset Management 2025 Q3 filed Nov. 12, 2025
- Waterfall Asset Management 2025 Q2 filed Aug. 12, 2025
- Waterfall Asset Management 2025 Q1 filed May 15, 2025
- Waterfall Asset Management 2024 Q4 filed Feb. 13, 2025
- Waterfall Asset Management 2024 Q3 filed Nov. 13, 2024
- Waterfall Asset Management 2024 Q2 restated filed Aug. 15, 2024
- Waterfall Asset Management 2024 Q2 filed Aug. 13, 2024
- Waterfall Asset Management 2024 Q1 filed May 14, 2024
- Waterfall Asset Management 2023 Q4 restated filed May 2, 2024