Aletheia Research and Management as of Sept. 30, 2012
Portfolio Holdings for Aletheia Research and Management
Aletheia Research and Management holds 84 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 15.7 | $23M | 34k | 667.10 | |
| Novo Nordisk A/S (NVO) | 9.4 | $14M | 87k | 157.81 | |
| 8.4 | $12M | 16k | 754.51 | ||
| Novartis (NVS) | 3.4 | $4.9M | 80k | 61.26 | |
| Golar Lng (GLNG) | 2.6 | $3.7M | 97k | 38.59 | |
| Agrium | 2.4 | $3.5M | 34k | 103.47 | |
| HSBC Holdings (HSBC) | 2.1 | $3.0M | 65k | 46.46 | |
| Canadian Natural Resources (CNQ) | 1.9 | $2.8M | 90k | 30.78 | |
| Sanofi-Aventis SA (SNY) | 1.8 | $2.7M | 62k | 43.06 | |
| Ace Limited Cmn | 1.8 | $2.6M | 34k | 75.59 | |
| China Telecom Corporation | 1.7 | $2.5M | 44k | 57.97 | |
| Verizon Communications (VZ) | 1.7 | $2.5M | 55k | 45.58 | |
| Tata Motors | 1.6 | $2.4M | 92k | 25.68 | |
| Syngenta | 1.5 | $2.2M | 30k | 74.84 | |
| America Movil Sab De Cv spon adr l | 1.5 | $2.2M | 87k | 25.43 | |
| Dominion Resources (D) | 1.5 | $2.2M | 42k | 52.95 | |
| Teva Pharmaceutical Industries (TEVA) | 1.4 | $2.1M | 50k | 41.41 | |
| BHP Billiton (BHP) | 1.4 | $2.0M | 30k | 68.63 | |
| Vornado Realty Trust (VNO) | 1.4 | $2.0M | 25k | 81.06 | |
| Plum Creek Timber | 1.4 | $2.0M | 45k | 43.85 | |
| Kraft Foods | 1.4 | $2.0M | 48k | 41.35 | |
| AngloGold Ashanti | 1.3 | $1.8M | 53k | 35.04 | |
| China Petroleum & Chemical | 1.2 | $1.8M | 20k | 92.40 | |
| India Fund (IFN) | 1.2 | $1.8M | 76k | 23.25 | |
| PetroChina Company | 1.1 | $1.7M | 13k | 129.16 | |
| Equity Residential (EQR) | 1.1 | $1.6M | 29k | 57.51 | |
| AstraZeneca (AZN) | 1.1 | $1.6M | 34k | 47.85 | |
| SJW (SJW) | 1.1 | $1.5M | 61k | 25.36 | |
| Infosys Technologies (INFY) | 1.0 | $1.5M | 30k | 48.55 | |
| Tesoro Corporation | 1.0 | $1.4M | 34k | 41.90 | |
| Southern Company (SO) | 0.9 | $1.4M | 30k | 46.08 | |
| E.I. du Pont de Nemours & Company | 0.9 | $1.3M | 26k | 50.25 | |
| Allstate Corporation (ALL) | 0.9 | $1.3M | 33k | 39.62 | |
| Ishares Silver Trust option | 0.9 | $1.3M | 38k | 33.49 | |
| Citigroup (C) | 0.9 | $1.2M | 38k | 32.70 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $1.2M | 14k | 91.46 | |
| Comcast Corporation (CMCSA) | 0.8 | $1.2M | 34k | 35.76 | |
| Cliffs Natural Resources | 0.8 | $1.2M | 30k | 39.12 | |
| United Continental Holdings In cmn | 0.8 | $1.2M | 60k | 19.50 | |
| Dow Chemical Company | 0.8 | $1.1M | 40k | 28.95 | |
| Udr (UDR) | 0.8 | $1.1M | 46k | 24.83 | |
| Dole Food Co Inc cmn | 0.8 | $1.1M | 81k | 14.02 | |
| Pfizer (PFE) | 0.8 | $1.1M | 45k | 24.85 | |
| AvalonBay Communities (AVB) | 0.8 | $1.1M | 8.0k | 135.92 | |
| Dean Foods Company | 0.7 | $1.1M | 66k | 16.35 | |
| Market Vectors Gold Miners ETF | 0.7 | $1.1M | 20k | 53.69 | |
| Campbell Soup Company (CPB) | 0.7 | $1.1M | 30k | 34.84 | |
| Titanium Metals Corporation | 0.7 | $1.0M | 82k | 12.83 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $983k | 24k | 40.48 | |
| United States Steel Corporation (X) | 0.7 | $986k | 52k | 19.06 | |
| Public Storage (PSA) | 0.6 | $925k | 6.7k | 139.10 | |
| Best Buy (BBY) | 0.6 | $909k | 53k | 17.21 | |
| Molson Coors Brewing Company (TAP) | 0.6 | $894k | 20k | 45.06 | |
| Target Corporation (TGT) | 0.6 | $842k | 13k | 63.49 | |
| H.J. Heinz Company | 0.6 | $839k | 15k | 55.98 | |
| Goodyear Tire & Rubber Company (GT) | 0.6 | $804k | 66k | 12.20 | |
| Molycorp Inc cmn | 0.4 | $518k | 45k | 11.51 | |
| Barrick Gold Corp (GOLD) | 0.3 | $514k | 12k | 41.74 | |
| Caesars Entertainment Corp C mn | 0.3 | $510k | 75k | 6.80 | |
| Fusion-io Inc cmn | 0.3 | $454k | 15k | 30.27 | |
| Molycorp, Inc. pfd conv ser a | 0.3 | $393k | 8.8k | 44.86 | |
| Annaly Capital Management | 0.2 | $335k | 20k | 16.83 | |
| Barclays Bk Plc call | 0.2 | $338k | 38k | 9.01 | |
| Chesapeake Enrgy Cvt Ppd 4.50 cv p | 0.2 | $317k | 3.9k | 81.53 | |
| Starwood Hotels & Resorts Worldwide | 0.2 | $282k | 4.9k | 58.02 | |
| Novagold Res Inc call | 0.2 | $283k | 51k | 5.60 | |
| Plains All American Pipeline (PAA) | 0.2 | $258k | 2.9k | 88.33 | |
| Peabody Energy Corporation | 0.2 | $243k | 11k | 22.24 | |
| NuStar Energy | 0.2 | $237k | 4.7k | 50.88 | |
| Starwood Property Trust (STWD) | 0.1 | $212k | 9.1k | 23.32 | |
| Bridgepoint Education Inc cmn | 0.1 | $203k | 20k | 10.15 | |
| Cytori Therapeutics | 0.1 | $169k | 38k | 4.40 | |
| Proshs Ultrashrt S&p500 Prosha etf | 0.1 | $169k | 12k | 13.63 | |
| MEMC Electronic Materials | 0.1 | $165k | 60k | 2.76 | |
| Elan Corporation | 0.1 | $126k | 12k | 10.68 | |
| Hugoton Royalty Trust (HGTXU) | 0.1 | $107k | 16k | 6.62 | |
| Barclays Bk Plc ipth s^p vix | 0.1 | $96k | 11k | 8.97 | |
| Credit Suisse Nassau Brh vix sht trm ft | 0.1 | $87k | 57k | 1.53 | |
| CYTORI THERAPEUTICS INC COMMON Stock cmn | 0.1 | $88k | 20k | 4.40 | |
| Hawaiian Holdings | 0.1 | $84k | 15k | 5.60 | |
| Sirius XM Radio | 0.0 | $52k | 20k | 2.61 | |
| Wendy's/arby's Group (WEN) | 0.0 | $55k | 12k | 4.56 | |
| Hansen Medical | 0.0 | $41k | 21k | 1.92 | |
| Valence Technology | 0.0 | $0 | 18k | 0.00 |
