Ancora Advisors as of Dec. 31, 2011
Portfolio Holdings for Ancora Advisors
Ancora Advisors holds 0 positions in its portfolio as reported in the December 2011 quarterly 13F filing
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
{S} {C} {C} {C} {C} {C} {C} {C}
Name of Issuer Class CUSIP No. Market Quantity Investment Other Voting
Value DiscretionManagersAuthority
3M CO COM COM 88579Y101 $ 2,250.00 27,532Sole None Sole
99 CENTS ONLY STORES COM COM 65440k106 $ 991.00 45,160Sole None Sole
ABB LTD SPONSORED ADR COM 000375204 $ 476.00 25,300Sole None Sole
ABBOTT LABS COM COM 002824100 $ 2,931.00 52,127Sole None Sole
ACCELRYS INC COM COM 00430u103 $ 192.00 28,626Sole None Sole
ACTIVE POWER INC COM COM 00504W100 $ 69.00 105,000Sole None Sole
ADVENTX PHARM INC COM NEW COM 00764x202 $ 274.00 464,365Sole None Sole
ALBANY MOLECULAR RESEARCH INC COM 012423109 $ 1,251.00 426,800Sole None Sole
ALLIANCE BANKSHARES CP COM COM 018535104 $ 142.00 41,000Sole None Sole
ALLIANCEBERNSTEIN HOLDING LIMICOM 01881G106 $ 627.00 47,950Sole None Sole
ALLOS THERAPEUTICS INC COM COM 019777101 $ 85.00 60,000Sole None Sole
ALLSTATE CORP COM COM 020002101 $ 657.00 23,979Sole None Sole
ALPHA PRO TECH LTD COM COM 020772109 $ 120.00 100,000Sole None Sole
AMERICAN EXPRESS CO COM COM 025816109 $ 410.00 8,700Sole None Sole
AMERICAN GREETINGS CP CL A COM 026375105 $ 188.00 15,000Sole None Sole
AMERIPRISE FINL INC COM COM 03076c106 $ 397.00 8,000Sole None Sole
AMERISERV FINL INC COM COM 03074a102 $ 19.00 10,000Sole None Sole
AMERISOURCEBERGEN CORP COM COM 03073e105 $ 372.00 10,000Sole None Sole
AMGEN INC COM 031162100 $ 853.00 13,284Sole None Sole
AMTECH SYS INC COM PAR $0.01N COM 032332504 $ 153.00 18,000Sole None Sole
ANADARKO PETE CORP COM COM 032511107 $ 584.00 7,650Sole None Sole
APACHE CORP COM 037411105 $ 910.00 10,050Sole None Sole
APPLE COMPUTER INC COM 037833100 $ 635.00 1,568Sole None Sole
APPLIED MATERIALS INC COM COM 038222105 $ 995.00 92,916Sole None Sole
ARCHER DANIELS MIDLAND COM COM 039483102 $ 598.00 20,900Sole None Sole
ASTA FDG INC COM COM 046220109 $ 198.00 24,800Sole None Sole
AT^T INC COM COM 00206R102 $ 2,220.00 73,429Sole None Sole
AUTHENTEC INC COM COM 052660107 $ 573.00 178,500Sole None Sole
AVIAT NETWORKS INC COM COM 05366y102 $ 433.00 236,571Sole None Sole
AXCELIS TECHNOLOGIES INC COM COM 054540109 $ 594.00 446,500Sole None Sole
AXT INC COM COM 00246w103 $ 292.00 70,000Sole None Sole
BAIDU INC SPON ADR REP A COM 056752108 $ 221.00 1,900Sole None Sole
BANK OF AMERICA CORP COM COM 060505104 $ 122.00 21,971Sole None Sole
BANK OF NEW YORK MELLON CORP COM 064058100 $ 617.00 31,012Sole None Sole
BAXTER INTERNATIONAL INC COM 071813109 $ 411.00 8,310Sole None Sole
BB^T CORP COM COM 054937107 $ 277.00 11,000Sole None Sole
BEACON POWER CORP COM NEW COM 073677205 $ 31.00 708,958Sole None Sole
BEAM INC COM COM 073730103 $ 256.00 5,000Sole None Sole
BENIHANA INC COM COM 082047101 $ 159.00 15,504Sole None Sole
BERKSHIRE HATHAWAY INC CL B NECOM 084670702 $ 2,260.00 29,624Sole None Sole
BLUEPHOENIX SOLUTIONS SHS NEW COM $ 88.00 29,750Sole None Sole
m20157117
BOSTON PRIVT FINL HLDG COM COM 101119105 $ 206.00 25,900Sole None Sole
BRISTOL-MYERS SQUIBB CO COM COM 110122108 $ 2,197.00 62,358Sole None Sole
BROWN FORMAN CORP CL A COM 115637100 $ 3,307.00 41,719Sole None Sole
CALLAWAY GOLF CO COM 131193104 $ 793.00 143,365Sole None Sole
CARLISLE COS INC COM COM 142339100 $ 425.00 9,600Sole None Sole
CARNIVAL CORP COM COM 143658300 $ 644.00 19,740Sole None Sole
CATERPILLAR INC COM 149123101 $ 380.00 4,192Sole None Sole
CBS CORP NEW CL B COM 124857202 $ 1,086.00 40,000Sole None Sole
CELGENE CORP COM COM 151020104 $ 717.00 10,600Sole None Sole
CHESAPEAKE ENERGY CORP COM COM 165167107 $ 275.00 12,322Sole None Sole
CHEVRONTEXACO CORP COM 166764100 $ 496.00 4,663Sole None Sole
CHINA KANGHUI HLDGS SPONSORED COM 16890v100 $ 154.00 10,466Sole None Sole
CHROMCRAFT REVINGTON COM COM 171117104 $ 14.00 13,031Sole None Sole
CINCINNATI FINL CORP COM COM 172062101 $ 3,245.00 106,537Sole None Sole
CISCO SYS INC COM COM 17275R102 $ 1,737.00 96,047Sole None Sole
CITIGROUP INC COM 172967424 $ 212.00 8,061Sole None Sole
COBRA ELECTRS CORP COM COM 191042100 $ 268.00 60,500Sole None Sole
COCA COLA CO COM COM 191216100 $ 3,344.00 47,794Sole None Sole
COGNIZANT TECH SOLUTNS CL A COM 192446102 $ 450.00 7,000Sole None Sole
CONAGRA FOODS INC COM COM 205887102 $ 1,535.00 58,154Sole None Sole
CONNS INC COM COM 208242107 $ 173.00 15,580Sole None Sole
CONOCOPHILLIPS COM COM 20825C104 $ 1,921.00 26,368Sole None Sole
CONSOLIDATED EDISON COM COM 209115104 $ 447.00 7,200Sole None Sole
CONSTELLATION ENERGY COM COM 210371100 $ 2,861.00 72,112Sole None Sole
CONTINENTAL MATLS CORP COM PARCOM 211615307 $ 132.00 11,000Sole None Sole
CORNING INC COM 219350105 $ 818.00 63,009Sole None Sole
COURIER CORP COM COM 222660102 $ 469.00 40,015Sole None Sole
CROSS A T CO CL A COM 227478104 $ 115.00 10,164Sole None Sole
CRYOLIFE INC COM COM 228903100 $ 333.00 69,347Sole None Sole
CSX CORP COM COM 126408103 $ 422.00 20,016Sole None Sole
DESWELL INDS INC COM COM 250639101 $ 117.00 55,123Sole None Sole
DIGIRAD CORP COM COM 253827109 $ 138.00 70,500Sole None Sole
DIGITAL ALLY INC COM COM 25382p109 $ 87.00 145,500Sole None Sole
DOLE FOOD CO INC NEW COM COM 256603101 $ 125.00 14,500Sole None Sole
DOVER MOTORSPORTS INC COM COM 260174107 $ 208.00 200,000Sole None Sole
DOW CHEMICAL CO COM COM 260543103 $ 1,200.00 41,723Sole None Sole
DU PONT E I DE NEMOURS & CO COCOM 263534109 $ 1,302.00 28,450Sole None Sole
EATON CORP COM COM 278058102 $ 464.00 10,648Sole None Sole
EBAY INC COM COM 278642103 $ 273.00 9,000Sole None Sole
EMC CORP-MASS COM 268648102 $ 736.00 34,180Sole None Sole
EMERSON ELECTRIC CO COM 291011104 $ 677.00 14,526Sole None Sole
EMERSON RADIO CORP COM NEW COM 291087203 $ 179.00 112,671Sole None Sole
EUROSEAS LTD COM NEW COM y23592200 $ 158.00 67,245Sole None Sole
EXCO RES INC COM COM 269279402 $ 781.00 74,689Sole None Sole
EXELON CORP COM COM 30161n101 $ 263.00 6,061Sole None Sole
EXPRESS SCRIPTS INC COM COM 302182100 $ 447.00 10,000Sole None Sole
EXXON MOBIL CORP COM 30231g102 $ 1,618.00 19,092Sole None Sole
FBR CAPITAL MKTS CORP COM COM 30247c301 $ 160.00 78,100Sole None Sole
FIRST MARBLEHEAD CORP COM COM 320771108 $ 663.00 567,060Sole None Sole
FIRSTENERGY CORP COM COM 337932107 $ 550.00 12,417Sole None Sole
FREIGHTCAR AMER INC COM COM 357023100 $ 228.00 10,900Sole None Sole
FREQUENCY ELECTRS INC COM COM 358010106 $ 162.00 21,048Sole None Sole
FRONTIER COMMUNICATION COM COM 35906a108 $ 52.00 10,160Sole None Sole
FROZEN FOOD EXPR INDS COM COM 359360104 $ 158.00 122,467Sole None Sole
GANNETT INC COM COM 364730101 $ 366.00 27,340Sole None Sole
GENERAL ELEC CO COM COM 369604103 $ 1,137.00 63,463Sole None Sole
GENERAL MILLS INC COM 370334104 $ 440.00 10,888Sole None Sole
GOODRICH PETE CORP COM NEW COM 382410405 $ 268.00 19,500Sole None Sole
GOOGLE INC CL A COM 38259p508 $ 1,897.00 2,937Sole None Sole
GSE SYS INC COM COM 36227k106 $ 158.00 81,084Sole None Sole
HAWAIIAN HOLDINGS INC COM COM 419879101 $ 432.00 74,500Sole None Sole
HEICO CORP NEW CL A COM 422806208 $ 4,488.00 114,052Sole None Sole
HESKA CORP COM RESTRC NEW COM 42805e306 $ 139.00 19,070Sole None Sole
HILLTOP HOLDINGS INC COM COM 432748101 $ 171.00 20,266Sole None Sole
HONEYWELL INTL INC COM COM 438516106 $ 1,690.00 31,098Sole None Sole
HOOKER FUNITURE CORP COM COM 439038100 $ 170.00 14,800Sole None Sole
HUBBELL INC CL A COM 443510102 $ 3,027.00 50,581Sole None Sole
IGO INC COM COM 449593102 $ 11.00 14,248Sole None Sole
ILLINOIS TOOL WORKS INC COM 452308109 $ 208.00 4,450Sole None Sole
IMATION CORP COM COM 45245a107 $ 464.00 80,958Sole None Sole
INSTEEL INDUSTRIES INC COM COM 45774w108 $ 121.00 11,000Sole None Sole
INTEL CORP COM COM 458140100 $ 4,568.00 188,372Sole None Sole
INTERNATIONAL BUSINESS MACHINECOM 459200101 $ 2,413.00 13,125Sole None Sole
INTERNATIONAL GAME TECHNOLOGY COM 459902102 $ 310.00 18,033Sole None Sole
INVACARE CORP COM COM 461203101 $ 987.00 64,542Sole None Sole
INX INC COM COM 46185w109 $ 2,203.00 252,100Sole None Sole
ITERIS INC COM COM 46564t107 $ 244.00 186,004Sole None Sole
IVAX DIAGNOSTICS INC COM COM 45070w109 $ 20.00 44,435Sole None Sole
JANUS CAP GROUP INC COM COM 47102x105 $ 259.00 41,000Sole None Sole
JOHNSON & JOHNSON COM 478160104 $ 2,124.00 32,391Sole None Sole
JP MORGAN CHASE & CO COM COM 46625H100 $ 2,049.00 61,618Sole None Sole
KENT FINL SVCS INC COM NEW COM 490560208 $ 36.00 31,700Sole None Sole
KEWAUNEE SCIENTIFIC CP COM COM 492854104 $ 143.00 17,693Sole None Sole
KEYCORP NEW COM 493267108 $ 262.00 34,023Sole None Sole
KIMBALL INTL INC CL B COM 494274103 $ 429.00 84,599Sole None Sole
KOPIN CORP COM COM 500600101 $ 78.00 20,000Sole None Sole
KRAFT FOODS INC CL A COM 50075n104 $ 1,315.00 35,200Sole None Sole
LAKELAND INDS INC COM COM 511795106 $ 1,173.00 126,332Sole None Sole
LANDEC CORP COM COM 514766104 $ 382.00 69,245Sole None Sole
LANNET INC COM COM 516012101 $ 372.00 84,095Sole None Sole
LAWSON PRODS INC COM COM 520776105 $ 196.00 12,702Sole None Sole
LCA-VISION INC COM PAR $.001 COM 501803308 $ 32.00 11,000Sole None Sole
LEGG MASON INC COM COM 524901105 $ 337.00 14,000Sole None Sole
LENNAR CORP CL B COM 526057302 $ 1,177.00 75,555Sole None Sole
LILLY ELI & CO COM COM 532457108 $ 208.00 5,000Sole None Sole
LNB BANCORP INC COM COM 502100100 $ 164.00 34,861Sole None Sole
LOOPNET INC COM COM 543524300 $ 1,371.00 75,000Sole None Sole
LUBYS INC COM COM 549282101 $ 318.00 70,520Sole None Sole
LYDALL INC DEL COM COM 550819106 $ 548.00 57,700Sole None Sole
MARCUS CORP COM COM 566330106 $ 284.00 22,500Sole None Sole
MARTHA STEWART LIVING CL A COM 573083102 $ 141.00 32,000Sole None Sole
MATERIAL SCIENCES CORP COM COM 576674105 $ 164.00 20,000Sole None Sole
MCCORMICK & SCHMICKS COM COM 579793100 $ 1,728.00 197,730Sole None Sole
MEDICAL ACTION IND INC COM COM 58449l100 $ 354.00 67,730Sole None Sole
MERCK & CO INC COM 58933y105 $ 890.00 23,619Sole None Sole
MICROSOFT CORP COM COM 594918104 $ 3,103.00 119,524Sole None Sole
MINE SAFETY APPLIANCES CO COM COM 602720104 $ 283.00 8,533Sole None Sole
MOSAIC CO COM COM 61945c103 $ 308.00 6,100Sole None Sole
MVC CAPITAL INC COM COM 553829102 $ 145.00 12,500Sole None Sole
MYRIAD PHARMACEUTICALS COM COM 62856h107 $ 274.00 102,360Sole None Sole
NETLOGIC MICROSYS INC COM COM 64118b100 $ 625.00 12,600Sole None Sole
NEUTRAL TANDEM INC COM COM 64128b108 $ 219.00 20,500Sole None Sole
NEW FRONTIER MEDIA INC COM COM 644398109 $ 70.00 66,833Sole None Sole
NEWMONT MINING CORP HOLDING COCOM 651639106 $ 684.00 11,397Sole None Sole
ORBIT INTL CORP COM NEW COM 685559304 $ 72.00 20,200Sole None Sole
ORCHID CELLMARK INC COM COM 68573c107 $ 1,316.00 470,000Sole None Sole
OSI SYSTEMS INC COM COM 671044105 $ 229.00 4,700Sole None Sole
PARKER HANNIFIN CORP COM 701094104 $ 584.00 7,655Sole None Sole
PENFORD CORP COM COM 707051108 $ 255.00 50,200Sole None Sole
PEPSICO INC COM 713448108 $ 1,065.00 16,049Sole None Sole
PERFECT WORLD CO LTD SPON ADR COM 71372u104 $ 209.00 20,000Sole None Sole
PFIZER INC COM COM 717081103 $ 4,855.00 224,365Sole None Sole
PHILIP MORRIS INTL INC COM COM 718172109 $ 874.00 11,142Sole None Sole
PHOENIX COS INC NEW COM COM 71902e109 $ 72.00 43,000Sole None Sole
PICO HLDGS INC COM NEW COM 693366205 $ 428.00 20,800Sole None Sole
PPL CORP COM COM 69351t106 $ 430.00 14,600Sole None Sole
PRESIDENTIAL LIFE CORP COM COM 740884101 $ 362.00 36,274Sole None Sole
PROCTER & GAMBLE CO COM COM 742718109 $ 2,043.00 30,631Sole None Sole
PROGRESSIVE CORP OHIO COM COM 743315103 $ 1,213.00 62,193Sole None Sole
PVF CAPITAL CORP COM COM 693654105 $ 1,844.00 1,254,151Sole None Sole
QUALCOMM INC COM 747525103 $ 306.00 5,590Sole None Sole
RAYTHEON CO COM NEW COM 755111507 $ 428.00 8,850Sole None Sole
RCM TECHNOLOGIES INC COM NEW COM 749360400 $ 106.00 20,475Sole None Sole
RIMAGE CORP COM COM 766721104 $ 247.00 22,000Sole None Sole
RODMAN & RENSHAW CAP COM COM 77487r100 $ 75.00 182,000Sole None Sole
RTI BIOLOGICS INC COM COM 74975n105 $ 220.00 49,500Sole None Sole
RUSH ENTERPRISES INC CL B COM 781846308 $ 5,053.00 297,248Sole None Sole
SAFEGUARD SCIENTIFICS COM COM 786449207 $ 474.00 30,000Sole None Sole
SANFILLIPPO JOHN B SON COM COM 800422107 $ 282.00 37,398Sole None Sole
SAVANNAH BANCORP INC COM COM 804748101 $ 56.00 11,300Sole None Sole
SCHLUMBERGER LTD COM 806857108 $ 731.00 10,705Sole None Sole
SILICON GRAPHICS INTL COM COM 82706l108 $ 160.00 14,000Sole None Sole
SILICON IMAGE INC COM COM 82705t102 $ 86.00 18,200Sole None Sole
SIRIUS XM RADIO INC COM 82967n108 $ 22.00 12,000Sole None Sole
SPECTRA ENERGY CORP COM COM 847560109 $ 858.00 27,912Sole None Sole
SPROTT PHYSICAL GOLD UNIT COM 85207h104 $ 2,975.00 215,594Sole None Sole
STANLEY FURNITURE INC COM NEW COM 854305208 $ 236.00 78,766Sole None Sole
STATE AUTO FINL CORP COM COM 855707105 $ 442.00 32,500Sole None Sole
STEALTHGAS INC SHS COM y81669106 $ 96.00 25,000Sole None Sole
STRATEGIC GLOBAL INCOME COM 862719101 $ 936.00 92,000Sole None Sole
STRYKER CORP COM COM 863667101 $ 259.00 5,220Sole None Sole
SURMODICS INC COM COM 868873100 $ 161.00 11,000Sole None Sole
SYNERON MEDICAL LTD ORD SHS COM m87245102 $ 264.00 23,821Sole None Sole
SYSCO CORP COM 871829107 $ 997.00 33,976Sole None Sole
TARGACEPT INC COM COM 87611r306 $ 306.00 55,000Sole None Sole
TEVA PHARMACEUTCL INDS ADR COM 881624209 $ 416.00 10,300Sole None Sole
TEXAS INSTRS INC COM COM 882508104 $ 1,110.00 38,132Sole None Sole
THERAGENICS CORP COM COM 883375107 $ 626.00 372,860Sole None Sole
TIME WARNER INC COM COM 887317303 $ 1,584.00 43,824Sole None Sole
TRANSCEPT PHARMACEUTIC COM COM 89354m106 $ 78.00 10,000Sole None Sole
TRIDENT MICROSYSTEMS INC COM COM 895919108 $ 27.00 152,500Sole None Sole
TRIO TECH INTL COM NEW COM 896712205 $ 40.00 16,722Sole None Sole
TRUSTCO BK CORP N Y COM COM 898349105 $ 97.00 17,300Sole None Sole
UNITED CONTL HLDGS INC COM COM 910047109 $ 189.00 10,000Sole None Sole
UNITED PARCEL SVC INC CL B COM 911312106 $ 273.00 3,735Sole None Sole
VAALCO ENERGY INC COM NEW COM 91851c201 $ 335.00 55,500Sole None Sole
VANDA PHARMACEUTICALS COM COM 921659108 $ 180.00 37,849Sole None Sole
VENOCO INC COM COM 92275p307 $ 548.00 81,000Sole None Sole
VERIZON COMMUNICATIONS INC COMCOM 92343V104 $ 2,404.00 59,915Sole None Sole
VICON INDS INC COM COM 925811101 $ 92.00 27,950Sole None Sole
WALGREEN COMPANY COM 931422109 $ 268.00 8,100Sole None Sole
WAL-MART STORES INC COM 931142103 $ 1,025.00 17,160Sole None Sole
WALT DISNEY CO COM COM 254687106 $ 1,237.00 32,976Sole None Sole
WELLS FARGO & CO-NEW COM 949746101 $ 1,387.00 50,315Sole None Sole
WHIRLPOOL CORP COM COM 963320106 $ 566.00 11,921Sole None Sole
WPCS INTL INC COM NEW COM 92931l203 $ 101.00 60,000Sole None Sole
WUXI PHARMATECH CAYMAN SPONS ACOM 929352102 $ 227.00 20,600Sole None Sole
XEROX CORP COM COM 984121103 $ 1,077.00 135,350Sole None Sole
ADAMS EXPRESS CO COM CLSD FD006212104 $ 1,379.00 143,000Sole None Sole
ALLIANCEBERNSTEIN GBL COM CLSD FD01879r106 $ 193.00 13,613Sole None Sole
ASIA PAC FD INC COM CLSD FD044901106 $ 192.00 20,420Sole None Sole
BLACKROCK INCOME OPPORTUNITY CLSD FD092475102 $ 327.00 32,000Sole None Sole
BOULDER GROWTH & INC COM CLSD FD101507101 $ 373.00 65,000Sole None Sole
BOULDER TOTAL RETURN COM CLSD FD101541100 $ 568.00 37,600Sole None Sole
CENTRAL FD CDA LTD CL A CLSD FD153501101 $ 1,465.00 74,698Sole None Sole
CLOUGH GLOBAL OPPORTUNITIES FDCLSD FD18914E106 $ 314.00 29,700Sole None Sole
EATON VANCE RSK MNG DV COM CLSD FD27829g106 $ 2,792.00 267,200Sole None Sole
EATON VANCE TAX MNG GB COM CLSD FD27829f108 $ 330.00 40,000Sole None Sole
GABELLI DIVD & INCM TR COM CLSD FD36242h104 $ 197.00 12,800Sole None Sole
GDL FD COM SH BEN INT CLSD FD361570104 $ 425.00 36,000Sole None Sole
JAPAN EQUITY FD INC COM CLSD FD471057109 $ 137.00 27,500Sole None Sole
JOHN HANCOCK PREMIUM DIVIDEND CLSD FD41013t105 $ 1,895.00 140,982Sole None Sole
MADISON CLAYMORE CVRD COM CLSD FD556582104 $ 1,920.00 257,005Sole None Sole
MFS CHARTER INCOME TRUST-SBI CLSD FD552727109 $ 371.00 40,500Sole None Sole
MFS INTERMEDIATE INCOME CLSD FD55273c107 $ 573.00 91,000Sole None Sole
MFS MULTIMARKET INCOME CLSD FD552737108 $ 470.00 70,000Sole None Sole
NUVEEN CORE EQTY ALPHA COM CLSD FD67090x107 $ 178.00 14,300Sole None Sole
NUVEEN OHIO QLTY INCM COM CLSD FD670980101 $ 195.00 11,669Sole None Sole
PETROLEUM & RES CORP COM CLSD FD716549100 $ 264.00 10,776Sole None Sole
PUTNAM MASTR INTR INCM SH BEN CLSD FD746909100 $ 76.00 15,000Sole None Sole
PUTNAM PREMIER INCM TR SH BEN CLSD FD746853100 $ 851.00 164,000Sole None Sole
SPECIAL OPPORTUNITIES FD INC CCLSD FD84741t104 $ 1,696.00 116,936Sole None Sole
TRI CONTL CORP COM CLSD FD895436103 $ 1,857.00 130,500Sole None Sole
WESTERN ASSET CLAYMORE INFLATICLSD FD95766r104 $ 1,257.00 99,700Sole None Sole
ZWEIG TOTAL RETURN FD COM CLSD FD989837109 $ 425.00 140,201Sole None Sole
NATUZZI S P A ADR ADUS 63905a101 $ 315.00 140,072Sole None Sole
ROYAL DUTCH SHELL PLC SPON ADRADUS 780259107 $ 1,615.00 21,250Sole None Sole
ROYAL DUTCH SHELL PLC SPONS ADADUS 780259206 $ 599.00 8,199Sole None Sole
VODAFONE GROUP PLC NEW SPONS AADUS 92857w209 $ 289.00 10,303Sole None Sole
ALPS ETF TR ALERIAN MLP INDX FD00162q866 $ 478.00 28,759Sole None Sole
BARCLAYS BK PLC IPATH S^P ETN INDX FD06740c519 $ 281.00 4,626Sole None Sole
BLDRS INDEX FDS TR DEV MK 100 INDX FD09348r201 $ 286.00 15,316Sole None Sole
BLDRS INDEX FDS TR EMER MK 50 INDX FD09348r300 $ 3,691.00 96,965Sole None Sole
CREDIT SUISSE NASSAU B ETN LKDINDX FD22542d852 $ 1,024.00 40,857Sole None Sole
DB COMMODITY INDX FUND UNIT BEINDX FD73935s105 $ 224.00 8,338Sole None Sole
FIRST TR EXCH TRD FD AMEX BIOTINDX FD33733e203 $ 775.00 23,719Sole None Sole
GUGGENHEIM MULTI ASSET INCOME INDX FD18383m506 $ 4,688.00 229,255Sole None Sole
INDEXIQ ETF TR IQ ARB GLB RES INDX FD45409b883 $ 2,063.00 73,617Sole None Sole
ISHARES INC MSCI CDA INDEX INDX FD464286509 $ 395.00 14,839Sole None Sole
ISHARES INC MSCI SWITZERLD INDX FD464286749 $ 228.00 10,070Sole None Sole
ISHARES RUSSELL 1000 VALUE INDINDX FD464287598 $ 685.00 10,790Sole None Sole
ISHARES SILVER TRUST ISHARES INDX FD46428q109 $ 544.00 20,198Sole None Sole
ISHARES TR 1-3 YR TRS BD INDX FD464287457 $ 253.00 3,000Sole None Sole
ISHARES TR EAFE MIN VOLAT INDX FD46429b689 $ 325.00 6,467Sole None Sole
ISHARES TR HIGH YLD CORP INDX FD464288513 $ 271.00 3,029Sole None Sole
ISHARES TR MSCI EAFE IDX INDX FD464287465 $ 2,020.00 40,777Sole None Sole
ISHARES TR MSCI EMERG MKT INDX FD464287234 $ 444.00 11,690Sole None Sole
ISHARES TR RUSSELL MIDCAP INDX FD464287499 $ 228.00 2,320Sole None Sole
ISHARES TR RUSSELL1000GRW INDX FD464287614 $ 405.00 7,002Sole None Sole
ISHARES TR S^P 500 INDEX INDX FD464287200 $ 1,442.00 11,445Sole None Sole
ISHARES TR S^P MIDCAP 400 INDX FD464287507 $ 4,566.00 52,120Sole None Sole
ISHARES TR US PFD STK IDX INDX FD464288687 $ 205.00 5,752Sole None Sole
JAPAN SMALLER CAPTLZTN COM INDX FD47109u104 $ 287.00 40,024Sole None Sole
JPMORGAN CHASE & CO ALERIAN MLINDX FD46625h365 $ 658.00 16,876Sole None Sole
MARKET VECTORS ETF TR AGRIBUS INDX FD57060u605 $ 1,167.00 24,744Sole None Sole
MARKET VECTORS ETF TR RVE HARDINDX FD57060u795 $ 796.00 23,607Sole None Sole
MORGAN STANLEY CHINA A SHRS FDINDX FD617468103 $ 193.00 10,000Sole None Sole
POWERSHARES ETF TR II INTL CORINDX FD73936q835 $ 487.00 18,409Sole None Sole
POWERSHARES ETF TR II S^P500 LINDX FD73937b779 $ 549.00 21,177Sole None Sole
POWERSHARES ETF TR II SENIOR LINDX FD73936q769 $ 279.00 11,703Sole None Sole
POWERSHARES ETF TRUST FTSE RAFINDX FD73935x583 $ 2,812.00 51,520Sole None Sole
POWERSHARES ETF TRUST HI YLD EINDX FD73935x302 $ 277.00 29,947Sole None Sole
POWERSHARES EXCHANGE TRADED FDINDX FD73935x104 $ 1,083.00 26,391Sole None Sole
POWERSHS GBL ETF TRUST DEV MKTINDX FD73936t789 $ 1,182.00 36,752Sole None Sole
POWERSHS GBL ETF TRUST EX US SINDX FD73936t771 $ 436.00 21,193Sole None Sole
PROSHARES TR PSHS SH MSCI EAF INDX FD74347r370 $ 592.00 11,500Sole None Sole
PROSHARES TR SHRT 20+YR TRE INDX FD74347x849 $ 324.00 10,400Sole None Sole
REVENUESHARES ETF TR SMALL CAPINDX FD761396308 $ 2,125.00 66,262Sole None Sole
ROGERS INTL COMMODITY INDEX ETINDX FD870297801 $ 2,203.00 258,839Sole None Sole
SELECT SECTOR SPDR TR SBI CONSINDX FD81369y308 $ 359.00 11,052Sole None Sole
SELECT SECTOR SPDR TR SBI MATEINDX FD81369y100 $ 256.00 7,628Sole None Sole
SPDR INDEX SHS FDS DJ GLB RL EINDX FD78463x749 $ 3,128.00 89,644Sole None Sole
STANDARD & POORS DEPOSITARY REINDX FD78462f103 $ 3,282.00 26,152Sole None Sole
STREETTRACKS GOLD TR GOLD SHS INDX FD78463v107 $ 2,894.00 19,038Sole None Sole
SWEDISH EXPT CR CORP ROG ARGI INDX FD870297603 $ 347.00 38,775Sole None Sole
UNITED STS COMM IDX FD COMM IDINDX FD911717106 $ 869.00 14,883Sole None Sole
VANGUARD BD INDEX FD INTERMED INDX FD921937819 $ 224.00 2,580Sole None Sole
VANGUARD BD INDEX FD SHORT TRMINDX FD921937827 $ 3,800.00 47,006Sole None Sole
VANGUARD INDEX FDS EXTEND MKT INDX FD922908652 $ 1,836.00 35,423Sole None Sole
VANGUARD INDEX FDS MCAP VL IDXINDX FD922908512 $ 4,727.00 91,493Sole None Sole
VANGUARD INDEX FDS REIT ETF INDX FD922908553 $ 7,057.00 121,668Sole None Sole
VANGUARD INDEX FDS S^P 500 ETFINDX FD922908413 $ 3,739.00 65,076Sole None Sole
VANGUARD INDEX FDS SM CP VAL EINDX FD922908611 $ 4,471.00 71,349Sole None Sole
VANGUARD INDEX FDS SMALL CP ETINDX FD922908751 $ 1,636.00 23,476Sole None Sole
VANGUARD INTL EQTY IDX ALLWRLDINDX FD922042775 $ 7,952.00 200,559Sole None Sole
VANGUARD INTL EQTY IDX EMR MKTINDX FD922042858 $ 11,312.00 296,053Sole None Sole
VANGUARD INTL EQTY IDX FTSE SMINDX FD922042718 $ 825.00 10,640Sole None Sole
VANGUARD INTL EQTY IDX GLB EX INDX FD922042676 $ 232.00 5,692Sole None Sole
VANGUARD SCOTTSDALE FD SHRT-TEINDX FD92206c409 $ 927.00 11,912Sole None Sole
VANGUARD SPECIALIZED DIV APP EINDX FD921908844 $ 4,204.00 76,918Sole None Sole
VANGUARD WORLD FD MEGA CAP INDINDX FD921910873 $ 5,185.00 120,565Sole None Sole
VANGUARD WORLD FDS ENERGY ETF INDX FD92204a306 $ 3,008.00 29,841Sole None Sole
VANGUARD WORLD FDS MATERIALS EINDX FD92204a801 $ 3,743.00 51,183Sole None Sole
VANGUARD WORLD FDS UTILITIES EINDX FD92204a876 $ 201.00 2,615Sole None Sole
WISDOMTREE TR EM LCL DEBT FD INDX FD97717x867 $ 867.00 17,818Sole None Sole
WISDOMTREE TRUST DEFA EQT INC INDX FD97717w802 $ 202.00 5,524Sole None Sole
WISDOMTREE TRUST DEFA FD INDX FD97717w703 $ 215.00 5,254Sole None Sole
WISDOMTREE TRUST DIV EX-FINL FINDX FD97717w406 $ 281.00 5,400Sole None Sole
WISDOMTREE TRUST EMG MKTS SMCAINDX FD97717w281 $ 856.00 20,718Sole None Sole
WISDOMTREE TRUST EMRG MKT HGHYINDX FD97717w315 $ 516.00 10,069Sole None Sole
WISDOMTREE TRUST FUTRE STRAT FINDX FD97717w125 $ 668.00 14,778Sole None Sole
WISDOMTREE TRUST LARGECAP DIVIINDX FD97717w307 $ 394.00 8,036Sole None Sole
WISDOMTREE TRUST MIDCAP DIVI FINDX FD97717w505 $ 310.00 5,963Sole None Sole
ENTERPRISE PRODS PARTN COM LP 293792107 $ 947.00 20,411Sole None Sole
KINDER MORGAN ENERGY PARTNERS LP 494550106 $ 1,111.00 13,075Sole None Sole
CHESAPEAKE ENERGY CORP PFD D 4CV PFD 165167842 $ 280.00 3,000Sole None Sole
CELGENE CORP CONTIN VAL RT RT 151020112 $ 27.00 19,200Sole None Sole
$ 305,941