Ascend Capital as of Sept. 30, 2013
Portfolio Holdings for Ascend Capital
Ascend Capital holds 196 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Cemex Sab conv | 3.2 | $85M | 72M | 1.18 | |
| Libertyinteractivecorp lbtventcoma | 2.7 | $73M | 830k | 88.16 | |
| Altria (MO) | 2.3 | $62M | 1.8M | 34.35 | |
| JPMorgan Chase & Co. (JPM) | 2.2 | $59M | 1.1M | 51.68 | |
| Citigroup (C) | 2.2 | $59M | 1.2M | 48.51 | |
| Perrigo Company | 2.2 | $59M | 474k | 123.38 | |
| Wyndham Worldwide Corporation | 2.1 | $56M | 919k | 60.97 | |
| Air Products & Chemicals (APD) | 2.0 | $54M | 507k | 106.57 | |
| Zoetis Inc Cl A (ZTS) | 2.0 | $53M | 1.7M | 31.12 | |
| Crown Holdings (CCK) | 1.7 | $47M | 1.1M | 42.28 | |
| Eagle Materials (EXP) | 1.7 | $45M | 623k | 72.56 | |
| Ocwen Financial Corporation | 1.6 | $44M | 791k | 55.77 | |
| CareFusion Corporation | 1.5 | $41M | 1.1M | 36.90 | |
| Constellation Brands (STZ) | 1.4 | $39M | 673k | 57.40 | |
| Community Health Systems (CYH) | 1.4 | $38M | 918k | 41.50 | |
| Starwood Hotels & Resorts Worldwide | 1.4 | $38M | 564k | 66.45 | |
| Marriott International (MAR) | 1.3 | $35M | 830k | 42.06 | |
| Comcast Corporation (CMCSA) | 1.2 | $33M | 730k | 45.12 | |
| Beam | 1.2 | $33M | 507k | 64.65 | |
| Albemarle Corporation (ALB) | 1.2 | $32M | 510k | 62.94 | |
| MetLife (MET) | 1.2 | $31M | 670k | 46.95 | |
| Celanese Corporation (CE) | 1.1 | $30M | 575k | 52.79 | |
| Huntsman Corporation (HUN) | 1.1 | $29M | 1.4M | 20.61 | |
| Liberty Global Inc Com Ser A | 1.1 | $29M | 370k | 79.34 | |
| Elan Corporation | 1.1 | $29M | 1.8M | 15.58 | |
| American International (AIG) | 1.1 | $29M | 591k | 48.62 | |
| CBS Corporation | 1.0 | $28M | 500k | 55.16 | |
| Prudential Financial (PRU) | 1.0 | $26M | 337k | 77.99 | |
| Onyx Pharmaceuticals | 1.0 | $26M | 212k | 124.71 | |
| Microsoft Corporation (MSFT) | 0.9 | $25M | 762k | 33.28 | |
| Best Buy (BBY) | 0.9 | $24M | 650k | 37.51 | |
| Impax Laboratories | 0.9 | $25M | 1.2M | 20.47 | |
| Jarden Corporation | 0.9 | $24M | 499k | 48.40 | |
| Valspar Corporation | 0.8 | $22M | 351k | 63.45 | |
| Coca-cola Enterprises | 0.8 | $22M | 551k | 40.20 | |
| Berkshire Hathaway (BRK.B) | 0.8 | $22M | 193k | 113.52 | |
| Companhia de Bebidas das Americas | 0.8 | $22M | 562k | 38.35 | |
| Tyson Foods (TSN) | 0.8 | $21M | 748k | 28.28 | |
| Vanguard REIT ETF (VNQ) | 0.8 | $21M | 323k | 66.14 | |
| Biogen Idec (BIIB) | 0.8 | $21M | 87k | 240.76 | |
| Nationstar Mortgage | 0.8 | $21M | 370k | 56.24 | |
| American Water Works (AWK) | 0.8 | $21M | 504k | 41.28 | |
| NetApp (NTAP) | 0.8 | $20M | 479k | 42.62 | |
| Whirlpool Corporation (WHR) | 0.8 | $21M | 140k | 146.42 | |
| Cytec Industries | 0.7 | $20M | 240k | 81.36 | |
| Union Pacific Corporation (UNP) | 0.7 | $19M | 124k | 155.31 | |
| Avatar Hldgs Inc note 7.500% 2/1 | 0.7 | $19M | 18M | 1.07 | |
| Michael Kors Holdings | 0.7 | $19M | 259k | 74.53 | |
| Conn's (CONNQ) | 0.7 | $19M | 375k | 50.02 | |
| Facebook Inc cl a (META) | 0.6 | $17M | 344k | 50.22 | |
| Northstar Realty Finance | 0.6 | $17M | 1.8M | 9.28 | |
| Cogent Comm Group Inc note 1.000% 6/1 | 0.6 | $16M | 16M | 1.00 | |
| Quanta Services (PWR) | 0.6 | $16M | 571k | 27.51 | |
| Gnc Holdings Inc Cl A | 0.6 | $16M | 284k | 54.63 | |
| Dow Chemical Company | 0.6 | $15M | 400k | 38.40 | |
| Lamar Advertising Company | 0.6 | $15M | 315k | 47.03 | |
| Broadcom Corporation | 0.6 | $15M | 565k | 26.02 | |
| Te Connectivity Ltd for | 0.6 | $15M | 284k | 51.80 | |
| Johnson Controls | 0.5 | $15M | 350k | 41.48 | |
| Mosaic (MOS) | 0.5 | $15M | 337k | 43.03 | |
| Asml Holding (ASML) | 0.5 | $14M | 143k | 98.75 | |
| Restoration Hardware Hldgs I | 0.5 | $14M | 220k | 63.33 | |
| Sherwin-Williams Company (SHW) | 0.5 | $14M | 75k | 182.16 | |
| Potash Corp. Of Saskatchewan I | 0.5 | $14M | 436k | 31.28 | |
| Amgen (AMGN) | 0.5 | $14M | 122k | 111.93 | |
| Lincoln National Corporation (LNC) | 0.5 | $13M | 319k | 42.00 | |
| New Residential Invt | 0.5 | $13M | 2.0M | 6.62 | |
| CF Industries Holdings (CF) | 0.5 | $13M | 62k | 210.73 | |
| Hca Holdings (HCA) | 0.5 | $13M | 310k | 42.76 | |
| Cognizant Technology Solutions (CTSH) | 0.5 | $12M | 151k | 82.09 | |
| Discover Financial Services | 0.5 | $12M | 244k | 50.54 | |
| Unum (UNM) | 0.5 | $12M | 408k | 30.44 | |
| Seagate Technology Com Stk | 0.5 | $12M | 274k | 43.78 | |
| Dryships Inc. note 5.000%12/0 | 0.4 | $12M | 12M | 0.97 | |
| Warner Chilcott Plc - | 0.4 | $12M | 509k | 22.95 | |
| Cameron International Corporation | 0.4 | $12M | 200k | 58.38 | |
| Dean Foods Company | 0.4 | $12M | 597k | 19.30 | |
| Trex Company (TREX) | 0.4 | $11M | 230k | 49.55 | |
| Flowers Foods (FLO) | 0.4 | $11M | 525k | 21.44 | |
| McKesson Corporation (MCK) | 0.4 | $11M | 86k | 128.25 | |
| Abbvie (ABBV) | 0.4 | $11M | 243k | 44.72 | |
| Dick's Sporting Goods (DKS) | 0.4 | $11M | 200k | 53.39 | |
| Allergan | 0.4 | $11M | 120k | 90.43 | |
| TiVo | 0.4 | $11M | 854k | 12.44 | |
| BlackRock | 0.4 | $10M | 39k | 270.67 | |
| Pfizer (PFE) | 0.4 | $11M | 368k | 28.71 | |
| Host Hotels & Resorts (HST) | 0.4 | $11M | 600k | 17.67 | |
| Verisign (VRSN) | 0.4 | $11M | 206k | 50.91 | |
| British American Tobac (BTI) | 0.4 | $11M | 100k | 105.11 | |
| Garmin (GRMN) | 0.4 | $10M | 230k | 45.19 | |
| Ingram Micro | 0.4 | $10M | 438k | 23.05 | |
| Clean Harbors (CLH) | 0.4 | $9.9M | 169k | 58.65 | |
| Five Below (FIVE) | 0.4 | $9.8M | 225k | 43.71 | |
| Symantec Corporation | 0.4 | $9.6M | 389k | 24.76 | |
| Krispy Kreme Doughnuts | 0.4 | $9.6M | 499k | 19.34 | |
| American Tower Reit (AMT) | 0.3 | $9.3M | 126k | 74.15 | |
| Chiquita Brands International | 0.3 | $9.2M | 723k | 12.66 | |
| OSI Systems (OSIS) | 0.3 | $9.2M | 124k | 74.32 | |
| Industries N shs - a - (LYB) | 0.3 | $9.1M | 125k | 73.27 | |
| Harley-Davidson (HOG) | 0.3 | $9.0M | 140k | 64.25 | |
| Church & Dwight (CHD) | 0.3 | $9.0M | 150k | 60.00 | |
| Arris | 0.3 | $8.9M | 525k | 17.05 | |
| BE Aerospace | 0.3 | $8.5M | 115k | 73.84 | |
| Bpz Resources Inc bond | 0.3 | $8.2M | 8.9M | 0.92 | |
| Jones Energy Inc A | 0.3 | $8.2M | 499k | 16.42 | |
| Valeant Pharmaceuticals Int | 0.3 | $8.1M | 77k | 104.36 | |
| Fifth & Pac Cos | 0.3 | $8.2M | 325k | 25.13 | |
| Vantiv Inc Cl A | 0.3 | $7.9M | 283k | 27.94 | |
| Actavis | 0.3 | $7.9M | 55k | 143.95 | |
| Brown & Brown (BRO) | 0.3 | $7.6M | 238k | 32.10 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.3 | $7.4M | 224k | 33.09 | |
| Home Loan Servicing Solution ord | 0.3 | $7.0M | 317k | 22.02 | |
| Eaton (ETN) | 0.3 | $6.9M | 100k | 68.89 | |
| Newell Rubbermaid (NWL) | 0.2 | $6.8M | 248k | 27.49 | |
| Pinnacle Foods Inc De | 0.2 | $6.6M | 250k | 26.47 | |
| Emerson Electric (EMR) | 0.2 | $6.5M | 100k | 64.68 | |
| Hd Supply | 0.2 | $6.5M | 294k | 21.97 | |
| Gilead Sciences (GILD) | 0.2 | $6.3M | 100k | 62.81 | |
| TRW Automotive Holdings | 0.2 | $6.3M | 88k | 71.33 | |
| Hldgs (UAL) | 0.2 | $6.1M | 200k | 30.70 | |
| General Motors Company (GM) | 0.2 | $5.9M | 165k | 35.99 | |
| Assured Guaranty (AGO) | 0.2 | $5.6M | 301k | 18.77 | |
| iShares Russell 2000 Index (IWM) | 0.2 | $5.4M | 51k | 106.52 | |
| Genworth Financial (GNW) | 0.2 | $5.1M | 397k | 12.80 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $5.1M | 55k | 93.47 | |
| Nelnet (NNI) | 0.2 | $5.2M | 136k | 38.51 | |
| Atmel Corporation | 0.2 | $5.2M | 698k | 7.44 | |
| Shutterfly | 0.2 | $5.2M | 94k | 55.85 | |
| Pandora Media | 0.2 | $5.0M | 200k | 25.13 | |
| Silver Bay Rlty Tr | 0.2 | $5.2M | 334k | 15.65 | |
| PennyMac Mortgage Investment Trust (PMT) | 0.2 | $4.9M | 217k | 22.68 | |
| CarMax (KMX) | 0.2 | $4.8M | 100k | 48.45 | |
| Morgan Stanley (MS) | 0.2 | $4.8M | 178k | 26.97 | |
| Goldman Sachs (GS) | 0.2 | $4.7M | 29k | 158.34 | |
| Acorda Therapeutics | 0.2 | $4.6M | 134k | 34.21 | |
| Green Plains Renewable Energy (GPRE) | 0.2 | $4.6M | 287k | 16.04 | |
| American Capital Mortgage In | 0.2 | $4.5M | 226k | 19.77 | |
| Ingredion Incorporated (INGR) | 0.2 | $4.6M | 70k | 66.23 | |
| Cobalt Intl Energy Inc note | 0.2 | $4.6M | 4.4M | 1.05 | |
| Arthur J. Gallagher & Co. (AJG) | 0.2 | $4.3M | 99k | 43.66 | |
| Medtronic | 0.2 | $4.2M | 80k | 53.20 | |
| Schlumberger (SLB) | 0.2 | $4.4M | 50k | 88.37 | |
| Brown Shoe Company | 0.2 | $4.2M | 180k | 23.44 | |
| Raymond James Financial (RJF) | 0.2 | $4.2M | 101k | 41.68 | |
| Fly Leasing | 0.2 | $4.2M | 306k | 13.87 | |
| Eli Lilly & Co. (LLY) | 0.1 | $4.0M | 80k | 50.26 | |
| Varian Medical Systems | 0.1 | $4.1M | 55k | 74.82 | |
| iShares MSCI Japan Index | 0.1 | $4.0M | 336k | 11.92 | |
| AVANIR Pharmaceuticals | 0.1 | $4.1M | 979k | 4.23 | |
| Air Lease Corp (AL) | 0.1 | $4.0M | 147k | 27.64 | |
| Hubbell Incorporated | 0.1 | $3.6M | 35k | 104.72 | |
| Newcastle Investment | 0.1 | $3.9M | 690k | 5.62 | |
| Amphenol Corporation (APH) | 0.1 | $3.9M | 50k | 77.26 | |
| CONMED Corporation (CNMD) | 0.1 | $3.8M | 111k | 33.91 | |
| Kythera Biopharmaceuticals I | 0.1 | $3.8M | 83k | 45.58 | |
| Aegon | 0.1 | $3.4M | 464k | 7.41 | |
| McDermott International | 0.1 | $3.5M | 471k | 7.44 | |
| Momenta Pharmaceuticals | 0.1 | $3.5M | 244k | 14.38 | |
| Time Warner | 0.1 | $3.3M | 50k | 65.76 | |
| Hologic (HOLX) | 0.1 | $3.3M | 160k | 20.67 | |
| Huntington Ingalls Inds (HII) | 0.1 | $3.3M | 49k | 67.23 | |
| Interxion Holding | 0.1 | $3.3M | 150k | 22.28 | |
| First Nbc Bank Holding | 0.1 | $3.2M | 133k | 24.39 | |
| Cit | 0.1 | $3.0M | 62k | 48.81 | |
| Ubs Ag Cmn | 0.1 | $2.9M | 143k | 20.52 | |
| Brunswick Corporation (BC) | 0.1 | $2.8M | 70k | 40.00 | |
| Rosetta Resources | 0.1 | $2.7M | 50k | 54.42 | |
| Teck Resources Ltd cl b (TECK) | 0.1 | $2.7M | 100k | 26.81 | |
| Knight Capital Group Inc. 3.50% dbcv | 0.1 | $2.8M | 2.8M | 1.00 | |
| Stock Bldg Supply Hldgs | 0.1 | $2.8M | 214k | 13.12 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $2.5M | 83k | 30.20 | |
| Via | 0.1 | $2.4M | 28k | 83.60 | |
| Cabot Corporation (CBT) | 0.1 | $2.3M | 55k | 42.76 | |
| Avis Budget (CAR) | 0.1 | $2.3M | 79k | 28.83 | |
| Wright Medical | 0.1 | $2.3M | 88k | 26.07 | |
| Time Warner Cable | 0.1 | $2.2M | 20k | 111.66 | |
| Mohawk Industries (MHK) | 0.1 | $2.1M | 16k | 130.31 | |
| hhgregg (HGGG) | 0.1 | $2.1M | 120k | 17.85 | |
| Moneygram International | 0.1 | $2.2M | 113k | 19.59 | |
| Protective Life | 0.1 | $1.9M | 44k | 42.55 | |
| Acelrx Pharmaceuticals | 0.1 | $2.0M | 187k | 10.76 | |
| Meta Financial (CASH) | 0.1 | $1.6M | 41k | 38.12 | |
| Synageva Biopharma | 0.1 | $1.6M | 25k | 63.45 | |
| Pentair | 0.1 | $1.5M | 24k | 65.00 | |
| Aon | 0.1 | $1.3M | 18k | 74.43 | |
| Sunedison | 0.1 | $1.3M | 168k | 7.98 | |
| Halliburton Company (HAL) | 0.0 | $1.2M | 25k | 48.16 | |
| Hologic Inc frnt 2.000%12/1 | 0.0 | $887k | 887k | 1.00 | |
| Graphic Packaging Holding Company (GPK) | 0.0 | $840k | 97k | 8.64 | |
| Progenics Pharmaceuticals | 0.0 | $795k | 160k | 4.98 | |
| Novavax | 0.0 | $819k | 260k | 3.15 | |
| Evertec (EVTC) | 0.0 | $710k | 32k | 22.11 | |
| Orexigen Therapeutics | 0.0 | $577k | 93k | 6.19 | |
| Linn | 0.0 | $587k | 20k | 29.33 | |
| Banco Bilbao Vizcaya Argentaria SA (BBVA) | 0.0 | $193k | 17k | 11.18 | |
| Cinemark Holdings (CNK) | 0.0 | $377k | 12k | 31.98 |
