Ascend Capital as of Sept. 30, 2014
Portfolio Holdings for Ascend Capital
Ascend Capital holds 173 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Honeywell International (HON) | 2.6 | $87M | 936k | 93.12 | |
| Pentair cs (PNR) | 2.1 | $72M | 1.1M | 65.49 | |
| Pfizer (PFE) | 2.1 | $71M | 2.4M | 29.57 | |
| Microsoft Corporation (MSFT) | 2.0 | $69M | 1.5M | 46.36 | |
| DISH Network | 1.7 | $59M | 912k | 64.58 | |
| Tesoro Corporation | 1.7 | $58M | 948k | 60.98 | |
| Liberty Media Corp Del Com Ser C | 1.5 | $51M | 1.1M | 46.99 | |
| Liberty Media | 1.5 | $51M | 1.1M | 47.18 | |
| Eastman Chemical Company (EMN) | 1.5 | $50M | 615k | 80.89 | |
| Brunswick Corporation (BC) | 1.5 | $50M | 1.2M | 42.14 | |
| Williams Companies (WMB) | 1.4 | $46M | 824k | 55.35 | |
| Hubbell Incorporated | 1.3 | $44M | 366k | 120.53 | |
| Chipotle Mexican Grill (CMG) | 1.3 | $44M | 66k | 666.58 | |
| Crown Holdings (CCK) | 1.3 | $43M | 973k | 44.52 | |
| Dryships Inc. note 5.000%12/0 | 1.2 | $42M | 43M | 0.99 | |
| Polaris Industries (PII) | 1.2 | $41M | 276k | 149.79 | |
| Phillips 66 (PSX) | 1.2 | $41M | 501k | 81.31 | |
| Berkshire Hathaway (BRK.B) | 1.2 | $41M | 295k | 138.14 | |
| Tyson Foods (TSN) | 1.2 | $41M | 1.0M | 39.37 | |
| Salix Pharmaceuticals | 1.2 | $41M | 259k | 156.24 | |
| Asml Holding (ASML) | 1.2 | $40M | 407k | 98.82 | |
| Liberty Global Inc C | 1.2 | $40M | 979k | 41.01 | |
| Methanex Corp (MEOH) | 1.2 | $39M | 586k | 66.80 | |
| Northstar Rlty Fin | 1.2 | $39M | 2.2M | 17.67 | |
| Verisign (VRSN) | 1.1 | $39M | 706k | 55.12 | |
| VeriFone Systems | 1.1 | $39M | 1.1M | 34.38 | |
| Allergan | 1.1 | $38M | 211k | 178.19 | |
| Ingram Micro | 1.1 | $37M | 1.4M | 25.81 | |
| Actavis | 1.1 | $37M | 153k | 241.28 | |
| Walt Disney Company (DIS) | 1.1 | $36M | 401k | 89.03 | |
| Garmin (GRMN) | 1.1 | $36M | 686k | 51.99 | |
| Broadcom Corporation | 1.0 | $35M | 867k | 40.42 | |
| Poly | 1.0 | $35M | 2.9M | 12.28 | |
| Rockwood Holdings | 1.0 | $35M | 452k | 76.45 | |
| Hd Supply | 1.0 | $34M | 1.3M | 27.26 | |
| Hanesbrands (HBI) | 1.0 | $33M | 311k | 107.44 | |
| Ingersoll-rand Co Ltd-cl A | 1.0 | $33M | 583k | 56.36 | |
| Chemtura Corporation | 1.0 | $33M | 1.4M | 23.33 | |
| Valeant Pharmaceuticals Int | 1.0 | $33M | 248k | 131.20 | |
| Deckers Outdoor Corporation (DECK) | 0.9 | $32M | 331k | 97.18 | |
| Biogen Idec (BIIB) | 0.9 | $32M | 95k | 330.81 | |
| Archer Daniels Midland Company (ADM) | 0.9 | $30M | 588k | 51.10 | |
| Molson Coors Brewing Company (TAP) | 0.9 | $30M | 402k | 74.44 | |
| Infoblox | 0.9 | $30M | 2.0M | 14.75 | |
| Liberty Global Inc Com Ser A | 0.9 | $30M | 702k | 42.54 | |
| Jarden Corporation | 0.9 | $29M | 487k | 60.11 | |
| BE Aerospace | 0.8 | $29M | 342k | 83.94 | |
| Facebook Inc cl a (META) | 0.8 | $29M | 364k | 79.04 | |
| McDonald's Corporation (MCD) | 0.8 | $28M | 300k | 94.81 | |
| Bristol Myers Squibb (BMY) | 0.8 | $28M | 551k | 51.18 | |
| Delphi Automotive | 0.8 | $28M | 452k | 61.34 | |
| Spirit AeroSystems Holdings (SPR) | 0.8 | $28M | 722k | 38.06 | |
| Industries N shs - a - (LYB) | 0.8 | $27M | 246k | 108.66 | |
| Advance Auto Parts (AAP) | 0.8 | $26M | 201k | 130.30 | |
| Halliburton Company (HAL) | 0.8 | $26M | 400k | 64.51 | |
| 0.7 | $25M | 42k | 588.41 | ||
| Mallinckrodt Pub | 0.7 | $24M | 261k | 90.15 | |
| Berry Plastics (BERY) | 0.7 | $23M | 905k | 25.24 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $23M | 375k | 60.24 | |
| Boeing Company (BA) | 0.7 | $22M | 176k | 127.37 | |
| Flowserve Corporation (FLS) | 0.6 | $21M | 301k | 70.52 | |
| Motorola Solutions (MSI) | 0.6 | $21M | 338k | 63.28 | |
| Liberty Tripadvisor Hldgs (LTRPA) | 0.6 | $21M | 625k | 33.90 | |
| American Express Company (AXP) | 0.6 | $21M | 235k | 87.54 | |
| Hormel Foods Corporation (HRL) | 0.6 | $21M | 402k | 51.39 | |
| United Parcel Service (UPS) | 0.6 | $20M | 204k | 98.28 | |
| Prudential Financial (PRU) | 0.6 | $20M | 227k | 87.94 | |
| FleetCor Technologies | 0.6 | $20M | 139k | 142.12 | |
| Alliance Data Systems Corporation (BFH) | 0.6 | $19M | 78k | 248.28 | |
| Yandex Nv-a (YNDX) | 0.6 | $19M | 689k | 27.79 | |
| Men's Wearhouse | 0.6 | $19M | 400k | 47.22 | |
| Celgene Corporation | 0.6 | $19M | 201k | 94.78 | |
| Avatar Hldgs Inc note 7.500% 2/1 | 0.6 | $19M | 18M | 1.04 | |
| General Electric Company | 0.5 | $18M | 718k | 25.62 | |
| Navient Corporation equity (NAVI) | 0.5 | $18M | 1000k | 17.71 | |
| Arthur J. Gallagher & Co. (AJG) | 0.5 | $17M | 380k | 45.36 | |
| Invesco (IVZ) | 0.5 | $17M | 438k | 39.48 | |
| Pinnacle Foods Inc De | 0.5 | $17M | 525k | 32.65 | |
| Assured Guaranty (AGO) | 0.5 | $17M | 745k | 22.16 | |
| PacWest Ban | 0.5 | $16M | 398k | 41.23 | |
| Aon | 0.5 | $17M | 190k | 87.67 | |
| priceline.com Incorporated | 0.5 | $16M | 14k | 1158.65 | |
| Cobalt Intl Energy Inc note | 0.5 | $16M | 19M | 0.83 | |
| Swift Transportation Company | 0.5 | $16M | 750k | 20.98 | |
| CF Industries Holdings (CF) | 0.5 | $15M | 55k | 279.22 | |
| Hldgs (UAL) | 0.5 | $15M | 326k | 46.79 | |
| Golar Lng (GLNG) | 0.4 | $15M | 226k | 66.40 | |
| Harley-Davidson (HOG) | 0.4 | $15M | 251k | 58.20 | |
| Arris | 0.4 | $15M | 510k | 28.35 | |
| New Residential Invt | 0.4 | $14M | 2.4M | 5.83 | |
| Weatherford Intl Plc ord | 0.4 | $14M | 654k | 20.80 | |
| Orion Engineered Carbons (OEC) | 0.4 | $13M | 754k | 17.62 | |
| WESCO International (WCC) | 0.4 | $13M | 160k | 78.26 | |
| G-III Apparel (GIII) | 0.4 | $12M | 150k | 82.87 | |
| Northstar Asset Management C | 0.4 | $12M | 673k | 18.42 | |
| HSBC Holdings (HSBC) | 0.3 | $12M | 231k | 50.88 | |
| GATX Corporation (GATX) | 0.3 | $12M | 204k | 58.37 | |
| BioMarin Pharmaceutical (BMRN) | 0.3 | $12M | 161k | 72.17 | |
| Belden (BDC) | 0.3 | $11M | 175k | 64.02 | |
| Rockwell Automation (ROK) | 0.3 | $11M | 102k | 109.89 | |
| Bank of America Corporation (BAC) | 0.3 | $11M | 628k | 17.05 | |
| Papa John's Int'l (PZZA) | 0.3 | $10M | 253k | 39.99 | |
| Aaron's | 0.3 | $10M | 419k | 24.32 | |
| Evercore Partners (EVR) | 0.3 | $10M | 215k | 47.00 | |
| ARM Holdings | 0.3 | $10M | 229k | 43.69 | |
| IBERIABANK Corporation | 0.3 | $10M | 160k | 62.51 | |
| Invesco Mortgage Capital | 0.3 | $10M | 654k | 15.72 | |
| WisdomTree Investments (WT) | 0.3 | $10M | 905k | 11.38 | |
| Webmd Health Corp note | 0.3 | $10M | 10M | 1.01 | |
| Air Lease Corp (AL) | 0.3 | $9.7M | 298k | 32.50 | |
| Knowles (KN) | 0.3 | $9.9M | 373k | 26.50 | |
| Graphic Packaging Holding Company (GPK) | 0.3 | $9.3M | 750k | 12.43 | |
| Capital One Financial (COF) | 0.3 | $8.7M | 107k | 81.62 | |
| Beacon Roofing Supply (BECN) | 0.3 | $8.8M | 347k | 25.48 | |
| BofI Holding | 0.3 | $8.7M | 120k | 72.70 | |
| Pacific Ethanol | 0.3 | $8.7M | 620k | 13.96 | |
| Owens Corning (OC) | 0.2 | $8.6M | 270k | 31.75 | |
| Sonic Corporation | 0.2 | $8.4M | 375k | 22.36 | |
| Avnet (AVT) | 0.2 | $8.3M | 201k | 41.51 | |
| Johnson Controls | 0.2 | $8.3M | 188k | 44.00 | |
| Zimmer Holdings (ZBH) | 0.2 | $8.1M | 80k | 100.54 | |
| Lennox International (LII) | 0.2 | $8.0M | 105k | 76.86 | |
| T. Rowe Price (TROW) | 0.2 | $7.8M | 100k | 78.39 | |
| Michaels Cos Inc/the | 0.2 | $7.9M | 450k | 17.48 | |
| KB Home (KBH) | 0.2 | $7.4M | 494k | 14.94 | |
| Wright Express (WEX) | 0.2 | $7.3M | 66k | 110.31 | |
| Red Robin Gourmet Burgers (RRGB) | 0.2 | $7.1M | 125k | 56.89 | |
| C&j Energy Services | 0.2 | $7.0M | 228k | 30.55 | |
| First Nbc Bank Holding | 0.2 | $7.2M | 219k | 32.75 | |
| Fastenal Company (FAST) | 0.2 | $6.8M | 151k | 44.90 | |
| Cemex SAB de CV (CX) | 0.2 | $6.6M | 505k | 13.04 | |
| Investment Technology | 0.2 | $6.5M | 411k | 15.76 | |
| Zions Bancorporation (ZION) | 0.2 | $6.3M | 218k | 29.06 | |
| Eaton (ETN) | 0.2 | $6.4M | 101k | 63.37 | |
| H&R Block (HRB) | 0.2 | $6.2M | 202k | 31.01 | |
| Green Plains Renewable Energy (GPRE) | 0.2 | $6.2M | 167k | 37.40 | |
| Tuesday Morning Corporation | 0.2 | $5.9M | 305k | 19.41 | |
| Synageva Biopharma | 0.2 | $5.8M | 85k | 68.77 | |
| Life Time Fitness | 0.2 | $5.3M | 105k | 50.45 | |
| Avis Budget (CAR) | 0.2 | $5.5M | 100k | 54.89 | |
| Ashland | 0.2 | $5.3M | 51k | 104.09 | |
| BlackRock (BLK) | 0.1 | $5.2M | 16k | 328.30 | |
| Office Depot | 0.1 | $5.1M | 1.0M | 5.14 | |
| Bpz Resources Inc note 8.500%10/0 | 0.1 | $5.0M | 5.0M | 1.00 | |
| Cdk Global Inc equities | 0.1 | $5.0M | 165k | 30.60 | |
| GlaxoSmithKline | 0.1 | $4.3M | 93k | 45.97 | |
| United Technologies Corporation | 0.1 | $4.4M | 41k | 105.62 | |
| Gnc Holdings Inc Cl A | 0.1 | $4.5M | 116k | 38.75 | |
| AK Steel Holding Corporation | 0.1 | $4.0M | 500k | 8.01 | |
| Christopher & Banks Corporation (CBKCQ) | 0.1 | $3.8M | 385k | 9.89 | |
| Copa Holdings Sa-class A (CPA) | 0.1 | $3.7M | 34k | 107.27 | |
| Green Dot Corporation (GDOT) | 0.1 | $3.4M | 160k | 21.14 | |
| Axiall | 0.1 | $3.3M | 92k | 35.81 | |
| Bluebird Bio (BLUE) | 0.1 | $3.2M | 90k | 35.88 | |
| Kythera Biopharmaceuticals I | 0.1 | $2.9M | 89k | 32.76 | |
| Now (DNOW) | 0.1 | $3.1M | 103k | 30.41 | |
| Knight Capital Group Inc. 3.50% dbcv | 0.1 | $2.8M | 2.8M | 1.00 | |
| Blackhawk Network Hldgs Inc cl a | 0.1 | $2.8M | 85k | 32.40 | |
| Retrophin | 0.1 | $2.6M | 285k | 9.02 | |
| Carlisle Companies (CSL) | 0.1 | $2.5M | 31k | 80.39 | |
| Century Communities (CCS) | 0.1 | $2.4M | 140k | 17.35 | |
| XenoPort | 0.1 | $2.2M | 400k | 5.38 | |
| Thoratec Corporation | 0.1 | $2.0M | 75k | 26.73 | |
| Meta Financial (CASH) | 0.1 | $2.2M | 62k | 35.25 | |
| Platform Specialty Prods Cor | 0.1 | $1.6M | 65k | 25.01 | |
| Magellan Health Services | 0.0 | $1.4M | 25k | 54.75 | |
| Cooper Tire & Rubber Company | 0.0 | $1.5M | 51k | 28.70 | |
| Jones Energy Inc A | 0.0 | $1.5M | 81k | 18.77 | |
| United States Steel Corporation (X) | 0.0 | $1.0M | 27k | 39.19 | |
| TransDigm Group Incorporated (TDG) | 0.0 | $935k | 5.1k | 184.28 | |
| Momenta Pharmaceuticals | 0.0 | $1.2M | 101k | 11.34 | |
| Prudential Public Limited Company (PUK) | 0.0 | $520k | 12k | 44.50 | |
| Flamel Technologies | 0.0 | $333k | 23k | 14.31 |
