Ascend Capital as of Sept. 30, 2017
Portfolio Holdings for Ascend Capital
Ascend Capital holds 161 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Liberty Ventures - Ser A | 4.3 | $115M | 2.0M | 57.55 | |
| Puma Biotechnology (PBYI) | 3.2 | $86M | 717k | 119.75 | |
| Mylan Nv | 3.1 | $82M | 2.6M | 31.37 | |
| Jack in the Box (JACK) | 2.7 | $73M | 711k | 101.92 | |
| Halliburton Company (HAL) | 2.6 | $70M | 1.5M | 46.03 | |
| Prudential Financial (PRU) | 2.4 | $64M | 602k | 106.32 | |
| Host Hotels & Resorts (HST) | 2.4 | $63M | 3.4M | 18.49 | |
| Solarcity Corp note 1.625%11/0 | 2.3 | $61M | 64M | 0.95 | |
| Andeavor | 1.9 | $52M | 499k | 103.15 | |
| Amazon (AMZN) | 1.9 | $51M | 53k | 961.36 | |
| Rwt 4 5/8 04/15/18 | 1.8 | $47M | 47M | 1.01 | |
| Xylem (XYL) | 1.7 | $46M | 727k | 62.63 | |
| Ptc (PTC) | 1.6 | $44M | 777k | 56.28 | |
| Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 | 1.6 | $44M | 44M | 1.00 | |
| Autodesk (ADSK) | 1.6 | $44M | 389k | 112.26 | |
| 90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter | 1.6 | $41M | 44M | 0.94 | |
| Facebook Inc cl a (META) | 1.5 | $39M | 228k | 170.86 | |
| Martin Marietta Materials (MLM) | 1.4 | $38M | 186k | 206.23 | |
| Extended Stay America | 1.4 | $38M | 1.9M | 20.00 | |
| Mohawk Industries (MHK) | 1.4 | $36M | 146k | 247.51 | |
| ConocoPhillips (COP) | 1.3 | $35M | 706k | 50.05 | |
| Vulcan Materials Company (VMC) | 1.2 | $33M | 274k | 119.60 | |
| Spirit Realty Capital Inc convertible cor | 1.2 | $32M | 32M | 1.01 | |
| Berry Plastics (BERY) | 1.2 | $32M | 566k | 56.65 | |
| Bristol Myers Squibb (BMY) | 1.2 | $31M | 485k | 63.74 | |
| Arconic | 1.1 | $31M | 1.2M | 24.88 | |
| Electronic Arts (EA) | 1.1 | $30M | 256k | 118.06 | |
| Microsoft Corporation (MSFT) | 1.1 | $30M | 402k | 74.49 | |
| Alphabet Inc Class A cs (GOOGL) | 1.1 | $30M | 31k | 973.67 | |
| ConAgra Foods (CAG) | 1.1 | $29M | 863k | 33.74 | |
| Vantiv Inc Cl A | 1.1 | $29M | 408k | 70.47 | |
| Pinnacle Foods Inc De | 1.1 | $29M | 505k | 57.17 | |
| Marriott International (MAR) | 1.1 | $28M | 258k | 110.27 | |
| Csra | 1.0 | $28M | 851k | 32.27 | |
| Citrix Systems | 1.0 | $27M | 353k | 76.82 | |
| Aegean Marine Petroleum Network note 4.000 11/0 | 1.0 | $26M | 28M | 0.94 | |
| Parsley Energy Inc-class A | 1.0 | $26M | 969k | 26.34 | |
| DISH Network | 0.9 | $24M | 442k | 54.23 | |
| Golar Lng (GLNG) | 0.9 | $24M | 1.0M | 22.61 | |
| Activision Blizzard | 0.9 | $23M | 356k | 64.52 | |
| Monsanto Company | 0.8 | $23M | 189k | 119.82 | |
| Verizon Communications (VZ) | 0.8 | $22M | 447k | 49.49 | |
| Ansys (ANSS) | 0.8 | $22M | 176k | 122.74 | |
| Waste Connections (WCN) | 0.8 | $22M | 310k | 69.96 | |
| NRG Energy (NRG) | 0.8 | $20M | 793k | 25.59 | |
| Energous | 0.8 | $21M | 1.6M | 12.66 | |
| IBERIABANK Corporation | 0.8 | $20M | 243k | 82.15 | |
| World Wrestling Entertainment | 0.7 | $20M | 835k | 23.55 | |
| Bank of the Ozarks | 0.7 | $19M | 395k | 48.05 | |
| Dell Technologies Inc Class V equity | 0.7 | $19M | 245k | 77.21 | |
| Tyson Foods (TSN) | 0.7 | $19M | 264k | 70.45 | |
| Nuance Communications | 0.7 | $18M | 1.2M | 15.72 | |
| Brookdale Senior Living note | 0.7 | $18M | 18M | 0.99 | |
| Costco Wholesale Corporation (COST) | 0.7 | $17M | 104k | 164.30 | |
| At&t (T) | 0.6 | $17M | 425k | 39.17 | |
| Symantec Corporation | 0.6 | $17M | 504k | 32.81 | |
| Hilton Worldwide Holdings (HLT) | 0.6 | $16M | 235k | 69.45 | |
| Starwood Ppty Tr Inc 3.750 oct 15 17 c | 0.6 | $15M | 15M | 1.00 | |
| Xpo Logistics Inc equity (XPO) | 0.6 | $15M | 220k | 67.79 | |
| Eastman Chemical Company (EMN) | 0.5 | $14M | 159k | 90.48 | |
| Air Products & Chemicals (APD) | 0.5 | $14M | 96k | 151.20 | |
| Stericycle (SRCL) | 0.5 | $14M | 199k | 71.62 | |
| Ametek (AME) | 0.5 | $14M | 215k | 66.04 | |
| Dxc Technology (DXC) | 0.5 | $14M | 164k | 85.89 | |
| iShares MSCI EMU Index (EZU) | 0.5 | $14M | 319k | 43.32 | |
| Godaddy Inc cl a (GDDY) | 0.5 | $14M | 314k | 43.51 | |
| Global Blood Therapeutics In | 0.5 | $14M | 442k | 31.05 | |
| Novocure Ltd ord (NVCR) | 0.5 | $13M | 654k | 19.85 | |
| Compass Minerals International (CMP) | 0.5 | $12M | 190k | 64.89 | |
| Constellium Holdco B V cl a | 0.5 | $13M | 1.2M | 10.25 | |
| Electronics For Imaging | 0.5 | $12M | 281k | 42.68 | |
| Regenxbio Inc equity us cm (RGNX) | 0.4 | $11M | 344k | 32.96 | |
| Dentsply Sirona (XRAY) | 0.4 | $12M | 192k | 59.81 | |
| Comcast Corporation (CMCSA) | 0.4 | $11M | 285k | 38.48 | |
| Onemain Holdings (OMF) | 0.4 | $11M | 381k | 28.19 | |
| Tableau Software Inc Cl A | 0.4 | $11M | 143k | 74.90 | |
| Calithera Biosciences | 0.4 | $10M | 658k | 15.75 | |
| Electronics For Imaging Inc note 0.750% 9/0 | 0.4 | $10M | 10M | 1.04 | |
| Brighthouse Finl (BHF) | 0.4 | $9.7M | 160k | 60.80 | |
| Citigroup (C) | 0.4 | $9.6M | 132k | 72.75 | |
| Visa (V) | 0.3 | $9.4M | 89k | 105.25 | |
| Dover Corporation (DOV) | 0.3 | $9.2M | 101k | 91.37 | |
| Bank of America Corporation (BAC) | 0.3 | $9.0M | 354k | 25.34 | |
| Seattle Genetics | 0.3 | $9.0M | 165k | 54.41 | |
| Pq Group Hldgs | 0.3 | $9.0M | 524k | 17.25 | |
| Eaton (ETN) | 0.3 | $8.4M | 110k | 76.79 | |
| Dunkin' Brands Group | 0.3 | $8.2M | 154k | 53.07 | |
| Kraft Heinz (KHC) | 0.3 | $8.3M | 107k | 77.56 | |
| Zogenix | 0.3 | $8.2M | 234k | 35.06 | |
| Dowdupont | 0.3 | $8.2M | 119k | 69.23 | |
| Stanley Black & Decker (SWK) | 0.3 | $7.8M | 52k | 150.99 | |
| W.R. Grace & Co. | 0.3 | $7.6M | 105k | 72.15 | |
| Clovis Oncology | 0.3 | $7.6M | 93k | 82.39 | |
| Macquarie Infrastructure Company | 0.3 | $7.3M | 101k | 72.18 | |
| Prothena (PRTA) | 0.3 | $7.5M | 116k | 64.76 | |
| Avexis | 0.3 | $7.4M | 77k | 96.71 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.3 | $7.0M | 46k | 151.99 | |
| Ionis Pharmaceuticals (IONS) | 0.3 | $6.8M | 135k | 50.70 | |
| Education Rlty Tr New ret | 0.2 | $6.4M | 177k | 35.92 | |
| Monster Beverage Corp (MNST) | 0.2 | $6.3M | 114k | 55.24 | |
| Meta Financial (CASH) | 0.2 | $6.1M | 78k | 78.40 | |
| Gw Pharmaceuticals Plc ads | 0.2 | $6.2M | 61k | 101.50 | |
| Alder Biopharmaceuticals | 0.2 | $6.2M | 504k | 12.25 | |
| Minerva Neurosciences | 0.2 | $5.9M | 782k | 7.60 | |
| Alexion Pharmaceuticals | 0.2 | $5.5M | 39k | 140.25 | |
| Solarcity Corp note 2.750%11/0 | 0.2 | $5.5M | 5.5M | 0.99 | |
| Raytheon Company | 0.2 | $5.2M | 28k | 186.62 | |
| Tech Data Corporation | 0.2 | $5.2M | 58k | 88.84 | |
| MetLife (MET) | 0.2 | $4.7M | 90k | 51.96 | |
| AEGEAN MARINE PETROLEUM Networ Com Stk | 0.2 | $4.5M | 909k | 4.95 | |
| Gcp Applied Technologies | 0.2 | $4.6M | 149k | 30.71 | |
| Servicesource Intl | 0.2 | $4.1M | 4.3M | 0.97 | |
| Audentes Therapeutics | 0.2 | $4.3M | 152k | 28.02 | |
| Boyd Gaming Corporation (BYD) | 0.1 | $4.0M | 152k | 26.06 | |
| Virtus Investment Partners (VRTS) | 0.1 | $3.6M | 31k | 116.07 | |
| Amicus Therapeutics (FOLD) | 0.1 | $3.8M | 253k | 15.08 | |
| Celldex Therapeutics | 0.1 | $3.6M | 1.3M | 2.86 | |
| Nexeo Solutions | 0.1 | $3.8M | 522k | 7.30 | |
| Molina Healthcare (MOH) | 0.1 | $3.5M | 51k | 68.80 | |
| Hubbell (HUBB) | 0.1 | $3.3M | 29k | 116.01 | |
| Siteone Landscape Supply (SITE) | 0.1 | $3.5M | 60k | 58.08 | |
| Safety, Income And Growth | 0.1 | $3.3M | 179k | 18.63 | |
| Madrigal Pharmaceuticals (MDGL) | 0.1 | $3.3M | 74k | 44.96 | |
| E TRADE Financial Corporation | 0.1 | $2.9M | 66k | 43.63 | |
| Bunge | 0.1 | $3.0M | 44k | 69.46 | |
| First Horizon National Corporation (FHN) | 0.1 | $2.9M | 152k | 19.15 | |
| Aquinox Pharmaceuticals | 0.1 | $3.0M | 215k | 14.20 | |
| Irhythm Technologies (IRTC) | 0.1 | $3.0M | 58k | 51.90 | |
| Jounce Therapeutics | 0.1 | $2.8M | 181k | 15.58 | |
| Dollar Tree (DLTR) | 0.1 | $2.8M | 32k | 86.82 | |
| Zimmer Holdings (ZBH) | 0.1 | $2.8M | 24k | 117.16 | |
| Cheniere Engy Ptnrs | 0.1 | $2.6M | 103k | 25.09 | |
| Pfizer (PFE) | 0.1 | $2.3M | 64k | 35.68 | |
| Roper Industries (ROP) | 0.1 | $2.5M | 10k | 243.43 | |
| DepoMed | 0.1 | $2.5M | 433k | 5.79 | |
| Delphi Automotive | 0.1 | $2.5M | 25k | 98.44 | |
| Masimo Corporation (MASI) | 0.1 | $2.2M | 25k | 86.61 | |
| Mallinckrodt Pub | 0.1 | $2.2M | 59k | 37.36 | |
| Five Prime Therapeutics | 0.1 | $2.1M | 51k | 40.87 | |
| Foamix Pharmaceuticals | 0.1 | $2.2M | 399k | 5.55 | |
| Netflix (NFLX) | 0.1 | $1.8M | 10k | 181.37 | |
| Chimerix (CMRX) | 0.1 | $1.9M | 355k | 5.25 | |
| Westrock (WRK) | 0.1 | $1.7M | 31k | 56.75 | |
| Anaptysbio Inc Common (ANAB) | 0.1 | $1.6M | 44k | 34.94 | |
| Howard Hughes | 0.1 | $1.4M | 12k | 117.93 | |
| Versartis | 0.1 | $1.3M | 526k | 2.45 | |
| BioMarin Pharmaceutical (BMRN) | 0.0 | $944k | 10k | 93.21 | |
| Sealed Air (SEE) | 0.0 | $1.1M | 27k | 42.76 | |
| Take-Two Interactive Software (TTWO) | 0.0 | $1.0M | 10k | 102.18 | |
| Rigel Pharmaceuticals | 0.0 | $1.0M | 403k | 2.54 | |
| Veracyte (VCYT) | 0.0 | $1.1M | 123k | 8.77 | |
| Aduro Biotech | 0.0 | $1.1M | 101k | 10.65 | |
| Viking Therapeutics (VKTX) | 0.0 | $933k | 488k | 1.91 | |
| Oxford Immunotec Global | 0.0 | $868k | 52k | 16.80 | |
| Pentair cs (PNR) | 0.0 | $681k | 10k | 67.94 | |
| Ashland (ASH) | 0.0 | $664k | 10k | 65.52 | |
| Methanex Corp (MEOH) | 0.0 | $509k | 10k | 50.31 | |
| Southwestern Energy Company | 0.0 | $565k | 92k | 6.12 | |
| First Republic Bank/san F (FRCB) | 0.0 | $454k | 4.4k | 104.23 | |
| Nexeo Solutions Inc *w exp 06/09/202 | 0.0 | $557k | 1.3M | 0.44 | |
| Tocagen | 0.0 | $463k | 37k | 12.43 |
