Ascend Capital as of Dec. 31, 2016
Portfolio Holdings for Ascend Capital
Ascend Capital holds 134 positions in its portfolio as reported in the December 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Facebook Inc cl a (META) | 4.1 | $82M | 716k | 115.05 | |
| Alphabet Inc Class A cs (GOOGL) | 3.4 | $68M | 86k | 792.47 | |
| Roper Industries (ROP) | 2.8 | $56M | 306k | 183.08 | |
| Dollar Tree (DLTR) | 2.8 | $56M | 719k | 77.18 | |
| Waste Connections (WCN) | 2.7 | $55M | 699k | 78.59 | |
| Electronic Arts (EA) | 2.4 | $47M | 602k | 78.76 | |
| Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 | 2.1 | $43M | 44M | 0.97 | |
| Amazon (AMZN) | 2.1 | $41M | 55k | 749.86 | |
| Ametek (AME) | 2.1 | $41M | 851k | 48.60 | |
| 90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter | 2.0 | $41M | 44M | 0.93 | |
| Praxair | 1.9 | $37M | 319k | 117.20 | |
| Berry Plastics (BERY) | 1.8 | $36M | 739k | 48.73 | |
| Tyson Foods (TSN) | 1.7 | $35M | 564k | 61.68 | |
| SLM Corporation (SLM) | 1.7 | $34M | 3.1M | 11.02 | |
| Assured Guaranty (AGO) | 1.7 | $33M | 886k | 37.77 | |
| AstraZeneca (AZN) | 1.6 | $33M | 1.2M | 27.32 | |
| Verizon Communications (VZ) | 1.6 | $32M | 596k | 53.38 | |
| Csra | 1.5 | $31M | 958k | 31.84 | |
| Dover Corporation (DOV) | 1.4 | $29M | 388k | 74.93 | |
| Visa (V) | 1.4 | $28M | 352k | 78.02 | |
| Energous | 1.4 | $27M | 1.6M | 16.85 | |
| Johnson Controls International Plc equity (JCI) | 1.4 | $27M | 660k | 41.19 | |
| Microsoft Corporation (MSFT) | 1.4 | $27M | 435k | 62.13 | |
| Marriott International (MAR) | 1.3 | $26M | 311k | 82.68 | |
| Servicemaster Global | 1.3 | $25M | 670k | 37.67 | |
| Whirlpool Corporation (WHR) | 1.2 | $25M | 137k | 181.79 | |
| Parsley Energy Inc-class A | 1.2 | $24M | 666k | 35.24 | |
| Activision Blizzard | 1.1 | $22M | 597k | 36.11 | |
| iShares MSCI EMU Index (EZU) | 1.1 | $22M | 622k | 34.60 | |
| Annaly Capital Management | 1.1 | $21M | 2.1M | 9.97 | |
| Halliburton Company (HAL) | 1.1 | $21M | 391k | 54.09 | |
| Zimmer Holdings (ZBH) | 1.1 | $21M | 205k | 103.20 | |
| Expedia (EXPE) | 1.0 | $21M | 183k | 113.29 | |
| Imax Corp Cad (IMAX) | 1.0 | $20M | 638k | 31.40 | |
| Advanced Disposal Services I | 1.0 | $20M | 891k | 22.22 | |
| O'reilly Automotive (ORLY) | 1.0 | $20M | 70k | 278.41 | |
| Bank of America Corporation (BAC) | 1.0 | $19M | 872k | 22.10 | |
| Royal Caribbean Cruises (RCL) | 0.9 | $19M | 232k | 82.05 | |
| Sherwin-Williams Company (SHW) | 0.9 | $18M | 68k | 268.76 | |
| Golar Lng (GLNG) | 0.9 | $18M | 797k | 22.94 | |
| Shire | 0.9 | $17M | 102k | 170.40 | |
| Pfizer (PFE) | 0.9 | $17M | 533k | 32.48 | |
| At&t (T) | 0.8 | $16M | 386k | 42.53 | |
| PPG Industries (PPG) | 0.8 | $16M | 172k | 94.76 | |
| CVS Caremark Corporation (CVS) | 0.8 | $16M | 205k | 78.91 | |
| Fairmount Santrol Holdings | 0.8 | $16M | 1.4M | 11.79 | |
| Altria (MO) | 0.8 | $16M | 238k | 67.62 | |
| Echostar Corporation (SATS) | 0.8 | $16M | 311k | 51.40 | |
| Beacon Roofing Supply (BECN) | 0.8 | $16M | 337k | 46.07 | |
| Bunge | 0.8 | $15M | 207k | 72.25 | |
| Honeywell International (HON) | 0.8 | $15M | 130k | 115.87 | |
| Tesoro Corporation | 0.7 | $15M | 170k | 87.46 | |
| Ashland (ASH) | 0.7 | $15M | 136k | 109.30 | |
| Oasis Petroleum | 0.7 | $15M | 958k | 15.14 | |
| Laboratory Corp. of America Holdings (LH) | 0.7 | $14M | 110k | 128.39 | |
| Symantec Corporation | 0.7 | $14M | 582k | 23.89 | |
| Citigroup (C) | 0.7 | $13M | 222k | 59.42 | |
| Cyrusone | 0.7 | $13M | 297k | 44.73 | |
| Platform Specialty Prods Cor | 0.7 | $13M | 1.3M | 9.81 | |
| Cummins (CMI) | 0.6 | $13M | 94k | 136.68 | |
| MetLife (MET) | 0.6 | $12M | 215k | 53.90 | |
| Amgen (AMGN) | 0.6 | $11M | 78k | 146.18 | |
| Qualcomm (QCOM) | 0.6 | $11M | 172k | 65.20 | |
| MGM Resorts International. (MGM) | 0.6 | $11M | 389k | 28.83 | |
| ConocoPhillips (COP) | 0.6 | $11M | 221k | 50.15 | |
| Metropcs Communications (TMUS) | 0.6 | $11M | 193k | 57.51 | |
| Cdk Global Inc equities | 0.6 | $11M | 186k | 59.69 | |
| Diebold Incorporated | 0.5 | $11M | 430k | 25.14 | |
| Siteone Landscape Supply (SITE) | 0.5 | $11M | 309k | 34.74 | |
| Sealed Air (SEE) | 0.5 | $10M | 225k | 45.33 | |
| IBERIABANK Corporation | 0.5 | $10M | 120k | 83.74 | |
| Invensense Inc note 1.750%11/0 | 0.5 | $10M | 10M | 1.00 | |
| Autodesk (ADSK) | 0.5 | $9.7M | 131k | 73.99 | |
| Pacira Pharmaceuticals (PCRX) | 0.4 | $8.4M | 259k | 32.31 | |
| Axalta Coating Sys (AXTA) | 0.4 | $8.4M | 310k | 27.19 | |
| Mohawk Industries (MHK) | 0.4 | $8.3M | 41k | 199.67 | |
| Nuance Communications | 0.4 | $8.1M | 542k | 14.90 | |
| Pioneer Natural Resources (PXD) | 0.4 | $7.9M | 44k | 180.06 | |
| Mondelez Int (MDLZ) | 0.4 | $8.0M | 180k | 44.32 | |
| Lockheed Martin Corporation (LMT) | 0.4 | $7.7M | 31k | 249.93 | |
| C.R. Bard | 0.4 | $7.5M | 34k | 224.73 | |
| Godaddy Inc cl a (GDDY) | 0.4 | $7.7M | 221k | 34.94 | |
| BioMarin Pharmaceutical (BMRN) | 0.3 | $7.1M | 86k | 82.84 | |
| General Electric Company | 0.3 | $6.7M | 213k | 31.60 | |
| Pinnacle Foods Inc De | 0.3 | $6.7M | 125k | 53.46 | |
| Gaslog | 0.3 | $6.4M | 396k | 16.10 | |
| Illumina (ILMN) | 0.3 | $6.3M | 49k | 128.05 | |
| Celanese Corporation (CE) | 0.3 | $5.9M | 75k | 78.72 | |
| Servicesource Intl | 0.3 | $6.0M | 6.3M | 0.96 | |
| Red Rock Resorts Inc Cl A (RRR) | 0.3 | $6.0M | 260k | 23.19 | |
| Liberty Media Corp Delaware Com C Siriusxm | 0.3 | $5.8M | 172k | 33.92 | |
| Nice Systems (NICE) | 0.3 | $5.6M | 82k | 68.74 | |
| Southwestern Energy Company (SWN) | 0.3 | $5.3M | 493k | 10.82 | |
| Lithia Motors (LAD) | 0.3 | $5.4M | 56k | 96.86 | |
| Deckers Outdoor Corporation (DECK) | 0.3 | $5.3M | 97k | 55.38 | |
| Fenix Parts | 0.3 | $5.4M | 1.9M | 2.82 | |
| Ansys (ANSS) | 0.3 | $5.2M | 56k | 92.46 | |
| Yandex N V debt 1.125%12/1 | 0.3 | $5.2M | 5.5M | 0.95 | |
| Masco Corporation (MAS) | 0.2 | $4.7M | 150k | 31.61 | |
| TJX Companies (TJX) | 0.2 | $4.9M | 65k | 75.13 | |
| Crown Holdings (CCK) | 0.2 | $4.5M | 86k | 52.59 | |
| Intercept Pharmaceuticals In | 0.2 | $4.6M | 42k | 108.66 | |
| Silver Standard Resources Inc note 2.875 2/0 | 0.2 | $4.6M | 5.0M | 0.92 | |
| Titan Machy Inc note 3.750% 5/0 | 0.2 | $4.5M | 5.0M | 0.89 | |
| Intercept Pharmas conv | 0.2 | $4.5M | 5.0M | 0.89 | |
| Abbott Laboratories (ABT) | 0.2 | $4.2M | 109k | 38.41 | |
| Boston Scientific Corporation (BSX) | 0.2 | $4.3M | 197k | 21.62 | |
| Tech Data Corporation | 0.2 | $4.2M | 50k | 84.68 | |
| Constellation Brands (STZ) | 0.2 | $3.8M | 25k | 153.39 | |
| Green Dot Corporation (GDOT) | 0.2 | $3.8M | 162k | 23.55 | |
| Kansas City Southern | 0.2 | $3.3M | 39k | 84.88 | |
| Toll Bros Finance Corp. convertible bond | 0.2 | $3.5M | 3.5M | 0.98 | |
| Ross Stores (ROST) | 0.2 | $3.3M | 50k | 65.62 | |
| Celgene Corporation | 0.2 | $3.2M | 28k | 115.72 | |
| Macy's (M) | 0.1 | $2.9M | 82k | 35.81 | |
| Starbucks Corporation (SBUX) | 0.1 | $2.8M | 50k | 55.56 | |
| Arena Pharmaceuticals | 0.1 | $2.6M | 1.8M | 1.42 | |
| AutoZone (AZO) | 0.1 | $2.0M | 2.5k | 790.29 | |
| Methanex Corp (MEOH) | 0.1 | $2.1M | 48k | 43.82 | |
| Cornerstone Ondemand | 0.1 | $2.0M | 48k | 42.29 | |
| Insys Therapeutics | 0.1 | $2.1M | 225k | 9.20 | |
| Target Corporation (TGT) | 0.1 | $1.8M | 25k | 72.21 | |
| Coherus Biosciences (CHRS) | 0.1 | $1.7M | 60k | 28.13 | |
| Computer Sciences Corporation | 0.1 | $1.4M | 24k | 59.49 | |
| Live Nation Entertainment (LYV) | 0.1 | $1.3M | 50k | 26.56 | |
| Wyndham Worldwide Corporation | 0.1 | $1.1M | 15k | 76.30 | |
| Nektar Therapeutics (NKTR) | 0.1 | $1.2M | 97k | 12.29 | |
| Amarin Corporation (AMRN) | 0.1 | $1.2M | 375k | 3.08 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $1.1M | 3.0k | 366.29 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.1 | $948k | 28k | 34.45 | |
| First Nbc Bank Holding | 0.0 | $705k | 97k | 7.29 | |
| Nexeo Solutions | 0.0 | $787k | 85k | 9.31 | |
| Nexeo Solutions Inc *w exp 06/09/202 | 0.0 | $891k | 1.3M | 0.70 | |
| California Res Corp | 0.0 | $510k | 24k | 21.29 |
