Associated Banc- as of Sept. 30, 2012
Portfolio Holdings for Associated Banc-
Associated Banc- holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 1
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- -------------- --------- -------- ----------------- ------------ ---- ------------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
KINDER MORGAN MGMT LLC FRACT EKE55U103 0 422,305 SH X 1 422,305
AON PLC SHS CL A G0408V102 1,067 20,399 SH X 1 20,199 200
NABORS INDUSTRIES LTD SHS G6359F103 8,489 605,080 SH X 1 596,970 5,265 2,845
NABORS INDUSTRIES LTD SHS G6359F103 662 47,189 SH X 1 7,484 39,705
ACE LTD SHS H0023R105 2,466 32,618 SH X 1 31,253 915 450
ACE LTD SHS H0023R105 194 2,565 SH X 1 1,665 900
TRANSOCEAN LTD REG SHS H8817H100 893 19,894 SH X 1 19,894
TRANSOCEAN LTD REG SHS H8817H100 113 2,528 SH X 1 1,823 705
LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 1 9
LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 1 89
HATTERAS FUNDS--MULTI STRAT MS0060264 508 5,690 SH X 1 5,690
CHECK POINT SOFTWARE TECH LT ORD M22465104 3,620 75,175 SH X 1 74,895 280
CHECK POINT SOFTWARE TECH LT ORD M22465104 247 5,130 SH X 1 5,130
AT^T INC COM 00206R102 5,407 143,410 SH X 1 142,610 250 550
AT^T INC COM 00206R102 645 17,122 SH X 1 5,288 11,834
ABBOTT LABS COM 002824100 8,775 127,997 SH X 1 121,287 2,200 4,510
ABBOTT LABS COM 002824100 636 9,270 SH X 1 3,910 2,360 3,000
AIR PRODS & CHEMS INC COM 009158106 9,739 117,757 SH X 1 115,592 685 1,480
AIR PRODS & CHEMS INC COM 009158106 385 4,660 SH X 1 2,955 1,705
ALLSTATE CORP COM 020002101 3,173 80,103 SH X 1 74,559 5,544
ALLSTATE CORP COM 020002101 167 4,217 SH X 1 60 4,157
ALTRIA GROUP INC COM 02209S103 3,506 105,009 SH X 1 104,109 900
ALTRIA GROUP INC COM 02209S103 564 16,900 SH X 1 12,800 500 3,600
AMERICAN EXPRESS CO COM 025816109 233 4,090 SH X 1 4,090
AMERICAN EXPRESS CO COM 025816109 97 1,700 SH X 1 1,700
AMGEN INC COM 031162100 1,747 20,725 SH X 1 20,690 35
AMGEN INC COM 031162100 23 275 SH X 1 200 75
ANCHOR BANCORP WIS INC COM 032839102 19 49,001 SH X 1 49,001
APACHE CORP COM 037411105 19,339 223,649 SH X 1 221,501 1,349 799
APACHE CORP COM 037411105 1,176 13,604 SH X 1 4,434 8,470 700
APPLE INC COM 037833100 47,212 70,771 SH X 1 70,224 363 184
APPLE INC COM 037833100 3,105 4,654 SH X 1 1,577 2,677 400
APPLE INC COM 037833100 1,401 2,100 SH PUT X 1
APPLIED MATLS INC COM 038222105 501 44,844 SH X 1 43,844 1,000
APPLIED MATLS INC COM 038222105 7 625 SH X 1 625
ASSOCIATED BANC CORP COM 045487105 54,953 4,175,764 SH X 1 4,004,664 171,100
ASSOCIATED BANC CORP COM 045487105 2,331 177,092 SH X 1 126,665 50,427
AUTOMATIC DATA PROCESSING IN COM 053015103 1,214 20,703 SH X 1 20,703
AUTOMATIC DATA PROCESSING IN COM 053015103 100 1,705 SH X 1 1,705
BB^T CORP COM 054937107 5,809 175,196 SH X 1 170,436 2,760 2,000
BB^T CORP COM 054937107 264 7,950 SH X 1 5,140 2,810<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 2
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- -------------- --------- -------- --------------- ------------ ---- --------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
BHP BILLITON PLC SPONSORED ADR 05545E209 449 7,185 SH X 1 7,185
BHP BILLITON PLC SPONSORED ADR 05545E209 4 70 SH X 1 70
BP PLC SPONSORED ADR 055622104 2,707 63,902 SH X 1 59,000 4,902
BP PLC SPONSORED ADR 055622104 214 5,046 SH X 1 4,168 878
BAKER HUGHES INC COM 057224107 1,218 26,921 SH X 1 26,921
BAKER HUGHES INC COM 057224107 15 330 SH X 1 135 195
BANK OF AMERICA CORPORATION COM 060505104 114 12,946 SH X 1 9,318 3,628
BANK OF AMERICA CORPORATION COM 060505104 35 4,000 SH X 1 4,000
BANK MONTREAL QUE COM 063671101 653 11,062 SH X 1 7,362 3,700
BANK MONTREAL QUE COM 063671101 93 1,571 SH X 1 1,559 12
BANK OF NEW YORK MELLON CORP COM 064058100 359 15,876 SH X 1 14,876 1,000
BANK OF NEW YORK MELLON CORP COM 064058100 12 545 SH X 1 475 70
BAXTER INTL INC COM 071813109 1,225 20,327 SH X 1 20,327
BAXTER INTL INC COM 071813109 78 1,300 SH X 1 1,300
BEHRINGER HARVARD REIT 1 INC 077997195 104 22,347 SH X 1 22,347
BEMIS INC COM 081437105 4,135 131,394 SH X 1 130,714 180 500
BEMIS INC COM 081437105 445 14,125 SH X 1 13,575 550
BERKLEY W R CORP COM 084423102 1,453 38,749 SH X 1 37,134 1,615
BERKLEY W R CORP COM 084423102 209 5,585 SH X 1 3,885 1,700
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,062 8 SH X 1 8
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9,261 105,003 SH X 1 104,578 425
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 918 10,405 SH X 1 750 8,655 1,000
BEST BUY INC COM 086516101 176 10,255 SH X 1 10,255
BHP BILLITON LTD SPONSORED ADR 088606108 8,314 121,173 SH X 1 118,573 580 2,020
BHP BILLITON LTD SPONSORED ADR 088606108 365 5,325 SH X 1 4,595 730
BIOCENTRIC ENERGY HLDGS INC COM 09060S106 0 10,000 SH X 1 10,000
BLACKROCK INC COM 09247X101 10,456 58,643 SH X 1 58,313 330
BLACKROCK INC COM 09247X101 632 3,543 SH X 1 300 3,005 238
BOEING CO COM 097023105 6,106 87,738 SH X 1 85,118 675 1,945
BOEING CO COM 097023105 291 4,175 SH X 1 2,455 1,720
BRISTOL MYERS SQUIBB CO COM 110122108 3,228 95,643 SH X 1 87,603 300 7,740
BRISTOL MYERS SQUIBB CO COM 110122108 872 25,847 SH X 1 9,995 14,652 1,200
BROWN FORMAN CORP CL B 115637209 245 3,750 SH X 1 3,750
CSX CORP COM 126408103 75 3,633 SH X 1 3,633
CSX CORP COM 126408103 231 11,145 SH X 1 10,800 345
CVS CAREMARK CORPORATION COM 126650100 2,960 61,127 SH X 1 56,620 4,507
CVS CAREMARK CORPORATION COM 126650100 127 2,623 SH X 1 2,193 430
CAPITAL ONE FINL CORP COM 14040H105 504 8,835 SH X 1 8,235 600
CAPITAL ONE FINL CORP COM 14040H105 639 11,202 SH X 1 6,642 4,560
CATERPILLAR INC DEL COM 149123101 21,216 246,583 SH X 1 239,714 1,715 5,154
CATERPILLAR INC DEL COM 149123101 3,083 35,831 SH X 1 7,110 28,121 600
CELGENE CORP COM 151020104 17,460 228,532 SH X 1 226,417 1,215 900
CELGENE CORP COM 151020104 1,237 16,185 SH X 1 3,835 12,350<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 3
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- -------------- --------- -------- --------------- ------------ ---- --------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 573 7,630 SH X 1 7,630
CHEVRON CORP NEW COM 166764100 24,179 207,437 SH X 1 200,936 1,525 4,976
CHEVRON CORP NEW COM 166764100 2,132 18,290 SH X 1 8,730 9,560
CISCO SYS INC COM 17275R102 1,403 73,497 SH X 1 73,347 150
CISCO SYS INC COM 17275R102 44 2,320 SH X 1 300 2,020
CLOROX CO DEL COM 189054109 938 13,025 SH X 1 13,025
CLOROX CO DEL COM 189054109 918 12,747 SH X 1 12,747
COCA COLA CO COM 191216100 12,364 325,978 SH X 1 317,798 2,620 5,560
COCA COLA CO COM 191216100 693 18,280 SH X 1 14,700 3,580
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11,026 157,765 SH X 1 157,155 610
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 759 10,855 SH X 1 3,040 7,815
COINSTAR INC COM 19259P300 206 4,569 SH X 1 4,569
COINSTAR INC COM 19259P300 11 250 SH X 1 250
COLGATE PALMOLIVE CO COM 194162103 6,611 61,656 SH X 1 59,196 210 2,250
COLGATE PALMOLIVE CO COM 194162103 931 8,683 SH X 1 4,430 3,053 1,200
COMCAST CORP NEW CL A 20030N101 9,055 253,321 SH X 1 253,321
COMCAST CORP NEW CL A 20030N101 729 20,395 SH X 1 20,395
CONOCOPHILLIPS COM 20825C104 8,113 141,883 SH X 1 137,035 750 4,098
CONOCOPHILLIPS COM 20825C104 426 7,451 SH X 1 1,775 5,641 35
CORNING INC COM 219350105 2,300 174,868 SH X 1 167,498 4,565 2,805
CORNING INC COM 219350105 207 15,710 SH X 1 11,340 4,075 295
COVANCE INC COM 222816100 288 6,160 SH X 1 6,160
CREE INC COM 225447101 419 16,439 SH X 1 14,259 1,150 1,030
CREE INC COM 225447101 5 200 SH X 1 200
CUMMINS INC COM 231021106 11,952 129,615 SH X 1 128,295 815 505
CUMMINS INC COM 231021106 906 9,825 SH X 1 2,315 7,510
CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 499 4,800 SH X 1 4,800
DANAHER CORP DEL COM 235851102 9,802 177,739 SH X 1 176,969 275 495
DANAHER CORP DEL COM 235851102 571 10,355 SH X 1 2,720 7,635
DARDEN RESTAURANTS INC COM 237194105 335 6,000 SH X 1 6,000
DEVON ENERGY CORP NEW COM 25179M103 2,454 40,557 SH X 1 38,440 2,117
DEVON ENERGY CORP NEW COM 25179M103 158 2,605 SH X 1 70 2,535
DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 479 9,000 SH X 1 6,300 2,700
DISNEY WALT CO COM DISNEY 254687106 10,733 205,304 SH X 1 200,771 1,903 2,630
DISNEY WALT CO COM DISNEY 254687106 607 11,604 SH X 1 9,884 1,720
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 4,781 80,224 SH X 1 79,239 360 625
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 391 6,565 SH X 1 1,875 4,690
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 6,317 112,725 SH X 1 112,725
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 460 8,200 SH X 1 145 8,055
DOW CHEM CO COM 260543103 1,468 50,716 SH X 1 50,216 500
DOW CHEM CO COM 260543103 23 800 SH X 1 500 300
DU PONT E I DE NEMOURS & CO COM 263534109 188 3,743 SH X 1 3,743<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 4
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- -------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
DU PONT E I DE NEMOURS & CO COM 263534109 146 2,906 SH X 1 500 2,406
DUKE ENERGY CORP NEW COM NEW 26441C204 425 6,558 SH X 1 6,558
DUKE ENERGY CORP NEW COM NEW 26441C204 11 167 SH X 1 167
E M C CORP MASS COM 268648102 4,397 161,235 SH X 1 160,535 700
E M C CORP MASS COM 268648102 378 13,860 SH X 1 1,360 12,500
EOG RES INC COM 26875P101 3,303 29,479 SH X 1 29,279 100 100
EOG RES INC COM 26875P101 357 3,190 SH X 1 2,980 210
ETFS PLATINUM TR SH BEN INT 26922V101 1,326 8,118 SH X 1 8,118
ETFS PLATINUM TR SH BEN INT 26922V101 41 250 SH X 1 150 100
EAST WEST BANCORP INC COM 27579R104 5,159 244,294 SH X 1 240,379 2,630 1,285
EAST WEST BANCORP INC COM 27579R104 458 21,665 SH X 1 5,095 16,570
EATON CORP COM 278058102 7,132 150,880 SH X 1 150,110 770
EATON CORP COM 278058102 716 15,155 SH X 1 3,295 11,810 50
ECOLAB INC COM 278865100 271 4,174 SH X 1 4,174
ECOLAB INC COM 278865100 4 60 SH X 1 60
EDISON INTL COM 281020107 882 19,310 SH X 1 19,310
EDISON INTL COM 281020107 221 4,832 SH X 1 2,416 2,416
EMERSON ELEC CO COM 291011104 3,376 69,942 SH X 1 29,796 40,146
EXPRESS SCRIPTS HLDG CO COM 30219G108 403 6,438 SH X 1 6,321 117
EXPRESS SCRIPTS HLDG CO COM 30219G108 10 162 SH X 1 162
EXXON MOBIL CORP COM 30231G102 22,702 248,241 SH X 1 238,569 1,759 7,913
EXXON MOBIL CORP COM 30231G102 3,274 35,803 SH X 1 21,077 11,478 3,248
F5 NETWORKS INC COM 315616102 2,682 25,635 SH X 1 25,635
F5 NETWORKS INC COM 315616102 122 1,170 SH X 1 1,170
FED AGRI MTG CORP CL A 313148108 41 2,000 SH X 2,000
FIDELITY NATL INFORMATION SV COM 31620M106 564 18,063 SH X 1 17,108 955
FIDELITY NATL INFORMATION SV COM 31620M106 166 5,314 SH X 1 3,542 44 1,728
FIRST MANITOWOC BANCRP INC N COM 32076T108 294 19,914 SH X 1 14,732 5,182
FIRST MANITOWOC BANCRP INC N COM 32076T108 1,177 79,812 SH X 1 79,812
FLUOR CORP NEW COM 343412102 1,795 31,888 SH X 1 31,728 60 100
FLUOR CORP NEW COM 343412102 100 1,770 SH X 1 1,510 260
FRANKLIN RES INC COM 354613101 1,164 9,303 SH X 1 7,903 1,400
FRANKLIN RES INC COM 354613101 625 5,000 SH X 1 2,900 2,100
FREEPORT-MCMORAN COPPER & GO COM 35671D857 10,071 254,435 SH X 1 249,729 1,825 2,881
FREEPORT-MCMORAN COPPER & GO COM 35671D857 719 18,165 SH X 1 4,234 12,785 1,146
GAMESTOP CORP NEW CL A 36467W109 349 16,615 SH X 1 16,340 275
GAMESTOP CORP NEW CL A 36467W109 32 1,500 SH X 1 1,500
GENERAL ELECTRIC CO COM 369604103 15,171 668,025 SH X 1 623,027 1,200 43,798
GENERAL ELECTRIC CO COM 369604103 1,262 55,570 SH X 1 13,055 42,515
GENERAL MLS INC COM 370334104 2,178 54,661 SH X 1 54,311 350
GENERAL MLS INC COM 370334104 796 19,980 SH X 1 1,550 18,430
GILEAD SCIENCES INC COM 375558103 1,926 29,039 SH X 1 29,039
GILEAD SCIENCES INC COM 375558103 21 320 SH X 1 70 250<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 5
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- --------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 171 3,691 SH X 1 3,691
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 123 2,655 SH X 1 2,655
GOLDMAN SACHS GROUP INC COM 38141G104 1,188 10,448 SH X 1 9,878 450 120
GOLDMAN SACHS GROUP INC COM 38141G104 10 88 SH X 1 88
GOOGLE INC CL A 38259P508 12,913 17,115 SH X 1 16,801 117 197
GOOGLE INC CL A 38259P508 861 1,141 SH X 1 341 780 20
GRAINGER W W INC COM 384802104 292 1,400 SH X 1 1,400
GUESS INC COM 401617105 876 34,475 SH X 1 32,125 1,575 775
GUESS INC COM 401617105 107 4,225 SH X 1 2,675 1,550
HALLIBURTON CO COM 406216101 2,445 72,579 SH X 1 69,882 1,807 890
HALLIBURTON CO COM 406216101 235 6,963 SH X 1 2,656 4,307
HARRIS CORP DEL COM 413875105 509 9,945 SH X 1 9,300 645
HARRIS CORP DEL COM 413875105 13 260 SH X 1 260
HARSCO CORP COM 415864107 1,703 82,954 SH X 1 82,304 650
HARSCO CORP COM 415864107 18 900 SH X 1 400 500
HEWLETT PACKARD CO COM 428236103 1,732 101,508 SH X 1 98,108 3,400
HEWLETT PACKARD CO COM 428236103 20 1,155 SH X 1 155 1,000
HOME DEPOT INC COM 437076102 235 3,890 SH X 1 3,890
HOME DEPOT INC COM 437076102 48 800 SH X 1 800
HOST HOTELS & RESORTS INC COM 44107P104 3,044 189,648 SH X 1 186,498 3,150
HOST HOTELS & RESORTS INC COM 44107P104 3 185 SH X 1 185
HUBBELL INC CL A 443510102 27 370 SH X 1 370
HUBBELL INC CL A 443510102 178 2,400 SH X 1 2,400
HUMANA INC COM 444859102 12,586 179,410 SH X 1 177,830 960 620
HUMANA INC COM 444859102 1,006 14,345 SH X 1 2,480 11,865
ILLINOIS TOOL WKS INC COM 452308109 2,738 46,039 SH X 1 41,139 4,900
ILLINOIS TOOL WKS INC COM 452308109 219 3,680 SH X 1 680 3,000
INTEL CORP COM 458140100 13,949 615,721 SH X 1 597,635 4,105 13,981
INTEL CORP COM 458140100 960 42,361 SH X 1 13,765 25,296 3,300
INTEGRYS ENERGY GROUP INC COM 45822P105 5,039 96,534 SH X 1 95,193 1,341
INTEGRYS ENERGY GROUP INC COM 45822P105 191 3,650 SH X 1 3,550 100
INTERNATIONAL BUSINESS MACHS COM 459200101 6,278 30,265 SH X 1 29,138 27 1,100
INTERNATIONAL BUSINESS MACHS COM 459200101 357 1,720 SH X 1 870 150 700
ISHARES TR BARCLYS TIPS BD 464287176 320 2,630 SH X 1 2,630
ISHARES TR BARCLYS TIPS BD 464287176 152 1,250 SH X 1 250 1,000
ISHARES TR S^P 500 INDEX 464287200 585 4,048 SH X 1 4,048
ISHARES TR MSCI EMERG MKT 464287234 1,001 24,231 SH X 1 24,231
ISHARES TR MSCI EMERG MKT 464287234 45 1,100 SH X 1 1,100
ISHARES TR MSCI EAFE INDEX 464287465 2,376 44,831 SH X 1 44,831
ISHARES TR MSCI EAFE INDEX 464287465 150 2,821 SH X 1 1,550 1,271
ISHARES TR NASDQ BIO INDX 464287556 1,882 13,200 SH X 1 13,200
ISHARES TR NASDQ BIO INDX 464287556 6 45 SH X 1 45<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 6
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- --------------- --------- -------- ----------------- ------------ ---- ----------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ISHARES TR COHEN^ST RLTY 464287564 324 4,165 SH X 1 4,165
ISHARES TR RUSSELL1000VAL 464287598 615 8,520 SH X 1 8,520
ISHARES TR RUSSELL1000VAL 464287598 58 800 SH X 1 800
ISHARES TR RUSSELL1000GRW 464287614 298 4,465 SH X 1 4,465
ISHARES TR RUSSELL 2000 464287655 958 11,476 SH X 1 11,476
ISHARES TR RUSSELL 2000 464287655 179 2,145 SH X 1 1,100 1,045
ISHARES TR S^P SMLCAP 600 464287804 1,448 18,783 SH X 1 16,983 1,800
ISHARES TR S^P SMLCAP 600 464287804 14 180 SH X 1 180
ISHARES TR S^P NTL AMTFREE 464288414 459 4,102 SH X 1 4,102
JPMORGAN CHASE & CO COM 46625H100 11,944 295,054 SH X 1 287,973 1,265 5,816
JPMORGAN CHASE & CO COM 46625H100 1,242 30,683 SH X 1 6,653 18,030 6,000
JOHNSON & JOHNSON COM 478160104 12,317 178,747 SH X 1 172,267 80 6,400
JOHNSON & JOHNSON COM 478160104 815 11,825 SH X 1 5,970 5,855
JOHNSON CTLS INC COM 478366107 9,359 341,585 SH X 1 328,785 7,890 4,910
JOHNSON CTLS INC COM 478366107 553 20,170 SH X 1 4,775 15,395
JOY GLOBAL INC COM 481165108 1,533 27,343 SH X 1 25,808 625 910
JOY GLOBAL INC COM 481165108 134 2,390 SH X 1 1,415 975
JUNIPER NETWORKS INC COM 48203R104 184 10,730 SH X 1 10,730
JUNIPER NETWORKS INC COM 48203R104 10 600 SH X 1 600
KELLOGG CO COM 487836108 123 2,380 SH X 1 2,380
KELLOGG CO COM 487836108 165 3,200 SH X 1 3,200
KIMBERLY CLARK CORP COM 494368103 95,957 1,118,643 SH X 1 589,209 715 528,719
KIMBERLY CLARK CORP COM 494368103 11,165 130,164 SH X 1 94,939 525 34,700
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 875 11,452 SH X 1 11,349 103
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 10 133 SH X 1 103 30
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 202 2,450 SH X 1 2,450
KOHLS CORP COM 500255104 160 3,131 SH X 1 2,631 500
KOHLS CORP COM 500255104 40 775 SH X 1 775
KRAFT FOODS INC CL A 50075N104 4,757 115,051 SH X 1 113,833 315 903
KRAFT FOODS INC CL A 50075N104 651 15,754 SH X 1 12,588 675 2,491
LIFESPAN INC COM 53221W101 0 50,000 SH X 1 50,000
LILLY ELI & CO COM 532457108 738 15,566 SH X 1 15,416 150
LILLY ELI & CO COM 532457108 142 3,000 SH X 1 1,400 1,600
LORILLARD INC COM 544147101 1,486 12,763 SH X 1 11,083 1,680
LORILLARD INC COM 544147101 5 40 SH X 1 40
MACYS INC COM 55616P104 708 18,809 SH X 1 18,809
MANITOWOC INC COM 563571108 1,645 123,308 SH X 1 121,936 1,372
MANITOWOC INC COM 563571108 4 312 SH X 1 312
MCDONALDS CORP COM 580135101 12,645 137,817 SH X 1 134,892 2,000 925
MCDONALDS CORP COM 580135101 746 8,135 SH X 1 3,330 4,780 25
MEDTRONIC INC COM 585055106 1,037 24,057 SH X 1 24,057
MEDTRONIC INC COM 585055106 199 4,625 SH X 1 125 4,500<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 7
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- -------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
MENASHA CORP COM 585250905 874 465 SH X 1 450 15
MERCK & CO INC NEW COM 58933Y105 7,099 157,428 SH X 1 153,757 200 3,471
MERCK & CO INC NEW COM 58933Y105 347 7,689 SH X 1 6,722 390 577
MICROSOFT CORP COM 594918104 10,467 351,717 SH X 1 331,632 410 19,675
MICROSOFT CORP COM 594918104 759 25,492 SH X 1 10,830 5,982 8,680
MICROCHIP TECHNOLOGY INC COM 595017104 3,643 111,277 SH X 1 104,312 6,965
MICROCHIP TECHNOLOGY INC COM 595017104 18 550 SH X 1 400 150
MONSANTO CO NEW COM 61166W101 205 2,248 SH X 1 2,048 200
MOODYS CORP COM 615369105 33 750 SH X 1 750
MOODYS CORP COM 615369105 380 8,600 SH X 1 200 8,400
MOSAIC CO NEW COM 61945C103 1,426 24,744 SH X 1 23,454 995 295
MOSAIC CO NEW COM 61945C103 16 280 SH X 1 80 200
MULLINS WHEY INC 625200902 632 300 SH X 1 300
NYSE EURONEXT COM 629491101 4,551 184,614 SH X 1 181,194 3,420
NYSE EURONEXT COM 629491101 127 5,160 SH X 1 3,725 1,335 100
NEENAH PAPER INC COM 640079109 326 11,382 SH X 1 11,382
NEENAH PAPER INC COM 640079109 44 1,530 SH X 1 630 900
NESTLE S A SPONSORED ADR 641069406 509 8,071 SH X 1 7,155 916
NESTLE S A SPONSORED ADR 641069406 237 3,750 SH X 1 3,750
NEWMONT MINING CORP COM 651639106 2,463 43,966 SH X 1 43,721 145 100
NEWMONT MINING CORP COM 651639106 74 1,325 SH X 1 800 525
NEXTERA ENERGY INC COM 65339F101 3,305 46,994 SH X 1 46,614 380
NEXTERA ENERGY INC COM 65339F101 58 830 SH X 1 770 60
NOKIA CORP SPONSORED ADR 654902204 26 10,100 SH X 1 10,100
NORDSTROM INC COM 655664100 7,177 130,065 SH X 1 130,065
NORDSTROM INC COM 655664100 607 11,005 SH X 1 190 9,750 1,065
NORTHERN TR CORP COM 665859104 2,898 62,432 SH X 1 61,977 80 375
NORTHERN TR CORP COM 665859104 77 1,650 SH X 1 1,325 325
NOVARTIS A G SPONSORED ADR 66987V109 3,175 51,827 SH X 1 51,552 175 100
NOVARTIS A G SPONSORED ADR 66987V109 59 960 SH X 1 780 180
NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 158 10,000 SH X 1 10,000
OSHKOSH CORP COM 688239201 1,952 71,175 SH X 1 70,850 325
OSHKOSH CORP COM 688239201 7 265 SH X 1 265
PPG INDS INC COM 693506107 6 55 SH X 1 55
PPG INDS INC COM 693506107 276 2,400 SH X 1 2,400
PENTAIR INC COM 709631105 89 2,000 SH X 1 2,000
PENTAIR INC COM 709631105 205 4,600 SH X 1 4,600
PEPSICO INC COM 713448108 9,720 137,353 SH X 1 123,861 1,042 12,450
PEPSICO INC COM 713448108 820 11,588 SH X 1 9,103 2,010 475
PETSMART INC COM 716768106 475 6,880 SH X 1 80 6,800
PFIZER INC COM 717081103 11,221 451,551 SH X 1 416,175 500 34,876
PFIZER INC COM 717081103 1,139 45,855 SH X 1 30,515 815 14,525<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 8
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- --------------- --------- -------- --------------- ------------ ---- --------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
PHILIP MORRIS INTL INC COM 718172109 23,287 258,915 SH X 1 257,242 125 1,548
PHILIP MORRIS INTL INC COM 718172109 2,570 28,575 SH X 1 15,525 9,450 3,600
PHILLIPS 66 COM 718546104 3,439 74,161 SH X 1 73,285 876
PHILLIPS 66 COM 718546104 193 4,164 SH X 1 888 3,258 18
PLEXUS CORP COM 729132100 331 10,942 SH X 1 6,628 4,314
PLUM CREEK TIMBER CO INC COM 729251108 5,997 136,786 SH X 1 133,889 664 2,233
PLUM CREEK TIMBER CO INC COM 729251108 115 2,634 SH X 1 1,815 744 75
POTASH CORP SASK INC COM 73755L107 7,006 161,346 SH X 1 159,721 1,025 600
POTASH CORP SASK INC COM 73755L107 501 11,531 SH X 1 2,951 8,580
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 14 200 SH X 1 200
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 343 5,000 SH X 1 5,000
PRICE T ROWE GROUP INC COM 74144T108 10,726 169,447 SH X 1 169,052 295 100
PRICE T ROWE GROUP INC COM 74144T108 702 11,085 SH X 1 2,730 8,355
PROCTER & GAMBLE CO COM 742718109 14,282 205,906 SH X 1 202,956 813 2,137
PROCTER & GAMBLE CO COM 742718109 1,088 15,690 SH X 1 14,005 1,685
PROSHARES TR SHRT 20+YR TRE 74347X849 349 12,000 SH X 1 12,000
PRUDENTIAL FINL INC COM 744320102 900 16,511 SH X 1 16,511
QUALCOMM INC COM 747525103 15,596 249,659 SH X 1 240,624 75 8,960
QUALCOMM INC COM 747525103 1,014 16,225 SH X 1 4,240 11,985
ROCHE HLDG LTD SPONSORED ADR 771195104 1,888 40,401 SH X 1 40,181 120 100
ROCHE HLDG LTD SPONSORED ADR 771195104 226 4,835 SH X 1 4,350 485
ROCKWELL AUTOMATION INC COM 773903109 517 7,435 SH X 1 7,435
ROCKWELL AUTOMATION INC COM 773903109 35 500 SH X 1 500
RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 625 5,830 SH X 1 5,830
SPDR S^P 500 ETF TR TR UNIT 78462F103 8,931 62,037 SH X 1 57,160 4,877
SPDR S^P 500 ETF TR TR UNIT 78462F103 884 6,138 SH X 1 3,688 2,450
SPDR GOLD TRUST GOLD SHS 78463V107 14,904 86,709 SH X 1 85,804 905
SPDR GOLD TRUST GOLD SHS 78463V107 387 2,250 SH X 1 1,150 1,100
SPX CORP COM 784635104 636 9,719 SH X 1 9,719
SPX CORP COM 784635104 34 527 SH X 1 527
SPDR SERIES TRUST S^P REGL BKG 78464A698 326 11,387 SH X 1 11,387
SPDR S^P MIDCAP 400 ETF TR UTSER1 S^PDCRP 78467Y107 2,054 11,414 SH X 1 9,931 983 500
SPDR S^P MIDCAP 400 ETF TR UTSER1 S^PDCRP 78467Y107 272 1,510 SH X 1 800 710
SCHLUMBERGER LTD COM 806857108 22,556 311,849 SH X 1 308,107 2,242 1,500
SCHLUMBERGER LTD COM 806857108 1,374 19,003 SH X 1 5,828 13,175
SCHWEITZER-MAUDUIT INTL INC COM 808541106 377 11,424 SH X 1 3,924 7,500
SCHWEITZER-MAUDUIT INTL INC COM 808541106 33 988 SH X 1 88 900
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 253 6,883 SH X 1 5,722 1,161
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 316 7,878 SH X 1 6,350 1,528
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 48 1,200 SH X 1 1,200
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,185 61,000 SH X 1 61,000
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 104 2,900 SH X 1 1,200 1,700<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 9
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- -------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,382 18,815 SH X 1 17,920 795 100
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 93 1,260 SH X 1 340 920
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 370 23,707 SH X 1 23,707
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 482 13,183 SH X 1 13,183
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 22 600 SH X 1 600
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5,490 178,111 SH X 1 176,399 1,712
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 55 1,800 SH X 1 1,800
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,108 30,435 SH X 1 30,435
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 66 1,800 SH X 1 1,500 300
SIGMA ALDRICH CORP COM 826552101 403 5,598 SH X 1 5,598
SIGMA ALDRICH CORP COM 826552101 115 1,600 SH X 1 1,600
SOUTHERN CO COM 842587107 5,117 111,023 SH X 1 108,173 1,140 1,710
SOUTHERN CO COM 842587107 149 3,240 SH X 1 2,165 1,075
STATE STR CORP COM 857477103 1,457 34,721 SH X 1 34,656 65
STATE STR CORP COM 857477103 63 1,505 SH X 1 1,130 375
SUNTRUST BKS INC COM 867914103 772 27,293 SH X 1 27,013 280
SUNTRUST BKS INC COM 867914103 3 90 SH X 1 90
SYSCO CORP COM 871829107 3,886 124,277 SH X 1 123,572 85 620
SYSCO CORP COM 871829107 112 3,575 SH X 1 3,250 325
TARGET CORP COM 87612E106 195 3,065 SH X 1 3,065
TARGET CORP COM 87612E106 38 600 SH X 1 450 150
TENARIS S A SPONSORED ADR 88031M109 954 23,407 SH X 1 23,247 60 100
TENARIS S A SPONSORED ADR 88031M109 74 1,825 SH X 1 1,660 165
TEREX CORP NEW COM 880779103 445 19,720 SH X 1 19,720
TEREX CORP NEW COM 880779103 12 550 SH X 1 550
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7,983 192,784 SH X 1 184,894 1,625 6,265
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 381 9,210 SH X 1 4,530 4,680
TEXAS INSTRS INC COM 882508104 1,164 42,240 SH X 1 41,640 600
TEXAS INSTRS INC COM 882508104 6 210 SH X 1 210
THERMO FISHER SCIENTIFIC INC COM 883556102 1,618 27,495 SH X 1 27,425 70
THERMO FISHER SCIENTIFIC INC COM 883556102 35 600 SH X 1 475 125
3M CO COM 88579Y101 7,501 81,163 SH X 1 69,503 70 11,590
3M CO COM 88579Y101 870 9,415 SH X 1 1,600 615 7,200
TIME WARNER INC COM NEW 887317303 8,469 186,806 SH X 1 184,562 150 2,094
TIME WARNER INC COM NEW 887317303 146 3,220 SH X 1 2,115 1,105
50% INTEREST IN TWEET BROS R 901160903 1,196 1 SH X 1 1
US BANCORP DEL COM NEW 902973304 14,458 421,527 SH X 1 410,316 1,600 9,611
US BANCORP DEL COM NEW 902973304 3,003 87,556 SH X 1 38,397 39,310 9,849
UNION PAC CORP COM 907818108 491 4,140 SH X 1 3,940 200
UNION PAC CORP COM 907818108 52 440 SH X 1 440
UNITED PARCEL SERVICE INC CL B 911312106 1,908 26,662 SH X 1 26,537 125
UNITED PARCEL SERVICE INC CL B 911312106 63 875 SH X 1 600 275
UNITED TECHNOLOGIES CORP COM 913017109 100 1,283 SH X 1 1,283<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 10
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------------------- ---------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
UNITED TECHNOLOGIES CORP COM 913017109 352 4,500 SH X 1 4,500
UNITEDHEALTH GROUP INC COM 91324P102 13,303 240,074 SH X 1 237,049 3,025
UNITEDHEALTH GROUP INC COM 91324P102 825 14,885 SH X 1 3,250 10,635 1,000
V F CORP COM 918204108 2,625 16,474 SH X 1 16,474
V F CORP COM 918204108 52 325 SH X 1 325
VANGUARD SPECIALIZED
PORTFOL DIV APP ETF 921908844 2,529 42,382 SH X 1 42,382
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 58 640 SH X 1 640
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 329 3,650 SH X 1 3,650
VANGUARD WORLD FDS INF TECH ETF 92204A702 127 1,725 SH X 1 1,725
VANGUARD WORLD FDS INF TECH ETF 92204A702 95 1,300 SH X 1 1,300
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2,106 50,476 SH X 1 50,476
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 13 315 SH X 1 200 115
VANGUARD INDEX FDS LARGE CAP ETF 922908637 523 7,962 SH X 1 7,962
VANGUARD INDEX FDS TOTAL STK MKT 922908769 2,409 32,702 SH X 1 32,702
VERIZON COMMUNICATIONS INC COM 92343V104 2,200 48,271 SH X 1 46,757 50 1,464
VERIZON COMMUNICATIONS INC COM 92343V104 168 3,683 SH X 1 924 2,759
VISA INC COM CL A 92826C839 1,066 7,935 SH X 1 7,935
VISA INC COM CL A 92826C839 4 30 SH X 1 30
VITAMIN SHOPPE INC COM 92849E101 1,976 33,875 SH X 1 33,875
VITAMIN SHOPPE INC COM 92849E101 23 400 SH X 1 400
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 15,846 556,017 SH X 1 548,133 3,255 4,629
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 981 34,434 SH X 1 8,710 25,624 100
WABCO HLDGS INC COM 92927K102 4,385 76,035 SH X 1 76,035
WABCO HLDGS INC COM 92927K102 348 6,040 SH X 1 100 5,940
WAL-MART STORES INC COM 931142103 822 11,141 SH X 1 10,391 750
WAL-MART STORES INC COM 931142103 192 2,600 SH X 1 600 2,000
WALGREEN CO COM 931422109 4,987 136,861 SH X 1 135,272 1,589
WALGREEN CO COM 931422109 825 22,630 SH X 1 6,660 9,570 6,400
WASTE MGMT INC DEL COM 94106L109 1,058 32,990 SH X 1 31,957 1,033
WASTE MGMT INC DEL COM 94106L109 164 5,105 SH X 1 900 4,205
WATERSTONE FINANCIAL INC COM 941888109 104 20,000 SH X 1 20,000
WELLS FARGO & CO NEW COM 949746101 7,724 223,704 SH X 1 149,579 1,705 72,420
WELLS FARGO & CO NEW COM 949746101 279 8,071 SH X 1 5,823 1,395 853
WESTERN ASSET HIGH INCM OPP COM 95766K109 67 10,000 SH X 1 10,000
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 176 13,264 SH X 1 13,264
WISCONSIN ENERGY CORP COM 976657106 469 12,439 SH X 1 11,239 900 300
WISCONSIN ENERGY CORP COM 976657106 20 530 SH X 1 200 330
XCEL ENERGY INC COM 98389B100 3,399 122,654 SH X 1 121,786 348 520
XCEL ENERGY INC COM 98389B100 97 3,496 SH X 1 2,205 1,291
YUM BRANDS INC COM 988498101 330 4,975 SH X 1 4,975
YUM BRANDS INC COM 988498101 96 1,440 SH X 1 1,440
ZIMMER HLDGS INC COM 98956P102 2,319 34,299 SH X 1 33,424 60 815<br /><br />{S} {C} {C} {C} {C}
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/02/12 PAGE 11
AS OF 09/30/12<br /><br />COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
----------------- -------------- --------- --------- --------------- ------------ ---- -----------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ZIMMER HLDGS INC COM 98956P102 264 3,911 SH X 1 2,062 1,849
FINAL TOTALS 1,155,329