Austin W. Marxe and David M. Greenhouse as of March 31, 2013
Portfolio Holdings for Austin W. Marxe and David M. Greenhouse
Austin W. Marxe and David M. Greenhouse holds 0 positions in its portfolio as reported in the March 2013 quarterly 13F filing
FORM
13F INFORMATION TABLE
VALUE
SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN
AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- ------
-- --- ---- ------- -------- ------- -------- ----
{S} {C} {C} {C} {C}
{C} {C} {C} {C} {C} {C} {C}
ANADIGICS, Inc. common 032515108 3300
1650000 SH SOLE 1650000
ARI Network Services, Inc(Rest)common 001930205 609
300000 SH SOLE 300000
Aastrom Bioscience, Inc. common 00253U107 350
500000 SH SOLE 500000
Active Power, Inc. common 00504W100 692
150772 SH SOLE 150772
Adept Technology, Inc. common 006854202 6375
2183057 SH SOLE 2183057
Aerovironment, Inc. common 008073108 4382
241705 SH SOLE 241705
Alco Stores, Inc. common 001600105 4378
584512 SH SOLE 584512
Allon Therapeutics, Inc. common 019774108 2
500500 SH SOLE 500500
Alphatec Holdings, Inc. common 02081G102 5882
2787691 SH SOLE 2787691
Avantair, Inc. common 05350T101 758
6315791 SH SOLE 6315791
BG Medicine, Inc. common 08861T107 3720
2000000 SH SOLE 2000000
BTU International Corp. common 056032105 2549
1123045 SH SOLE 1123045
Brightcove, Inc. common 075097042 7524
1211523 SH SOLE 1211523
Broadwind Energy Inc. common 11161T108 12767
2921544 SH SOLE 2921544
CEVA, Inc. common 157210105 19821
1270582 SH SOLE 1270582
CPI Aerostructures, Inc. common 125919308 7979
931040 SH SOLE 931040
CTPartners Executive Search common 22945C105 794
211633 SH SOLE 211633
Callidus Software common 13123E500 2134
467054 SH SOLE 467054
Carbon Natural Gas Co. common 14115T109 7078
10888889 SH SOLE 10888889
CardioNet, Inc. common 14159L103 775
318882 SH SOLE 318882
Chase Packaging Corporation common 161635107 5
684954 SH SOLE 684954
ChinaCast Education Corp common 16946T109 105
996207 SH SOLE 996207
Cimatron Ltd. (Israel) common M23798107 1675
270240 SH SOLE 270240
Clean Diesel Technologies, Inc common 18449C401 805
369196 SH SOLE 369196
Coastal Contacts,Inc. common 19044R207 2714
434200 SH SOLE 434200
Constant Contact Inc. common 210313102 4244
326927 SH SOLE 326927
Crumbs Bake Shop Inc. common 316816107 6625
2316485 SH SOLE 2316485
DSP Group, Inc. common 23332B106 4070
504334 SH SOLE 504334
Daegis Inc common 904743200 2207
1935627 SH SOLE 1935627
Destination Maternity Corp. common 25065D100 7017
299864 SH SOLE 299864
Digimarc Corporation common 25381B101 1465
66702 SH SOLE 66702
E-Ink Holdings Incorporated common Not Avail 8487
11030745 SH SOLE 11030745
Ecotality, Inc. common 27922Y202 1510
1615488 SH SOLE 1615488
Ellie Mae, Inc. common 28849P100 9855
409769 SH SOLE 409769
Endocyte, Inc. common 29269A102 11610
932559 SH SOLE 932559
Entropic Communications, Inc. common 29384R105 16953
4165446 SH SOLE 4165446
Enzo Biochem, Inc. common 294100102 4133
1640166 SH SOLE 1640166
EpiCept Corporation common 294264304 71
839038 SH SOLE 839038
Erickson Air-Crane, Inc. common 29482P100 15467
951244 SH SOLE 951244
Extreme Networks, Inc. common 30226D106 3179
943198 SH SOLE 943198
Familymeds Group, Inc. common 30706T209 24
1143889 SH SOLE 1143889
Flow International Corp common 343468104 6773
1732190 SH SOLE 1732190
Fuelcell Energy Inc. common 35952H106 2526
2676288 SH SOLE 2676288
Full House Resorts Inc. common 359678109 5046
1802140 SH SOLE 1802140
GeneNews, Ltd. (Canada) (CF) common 36870T107 2053
2397846 SH SOLE 2397846
GeneNews, Ltd. (Rest- Reg S) common 36870T107 580
689898 SH SOLE 689898
Global Power Equipment Group common 37941P306 1145
65000 SH SOLE 65000
GraphOn Corporation common 388707101 3791
6016900 SH SOLE 6016900
Graymark Healthcare Inc. common 389465303 1250
3571000 SH SOLE 3571000
Hamilton Thorne, Ltd.(Canada) common Not Avail 328
8356544 SH SOLE 8356544
Here Media, Inc. common 427105101 391
1029462 SH SOLE 1029462
Image Sensing Systems, Inc. common 45244C104 5138
1109646 SH SOLE 1109646
Incontact Inc. common 45336E109 11167
1380324 SH SOLE 1380324
Infusystem Holdings, Inc. common 45685K102 1464
841101 SH SOLE 841101
Inovio Pharmaceuticals, Inc. common 45773H102 356
598379 SH SOLE 598379
Integral Vision, Inc. common 45811H106 6
1850000 SH SOLE 1850000
Integrated Device Technology common 458118106 934
125000 SH SOLE 125000
Intermap Technologies Corp common 458977204 7033
15051204 SH SOLE 15051204
Interplay Entertainment Corp. common 460615107 100
9133000 SH SOLE 9133000
Iteris, Inc. common 46564T107 6028
3312109 SH SOLE 3312109
KMG Chemicals, Inc. common 482564101 11734
603582 SH SOLE 603582
Kalobios Pharmaceuticals, Inc. common 48344T100 2734
455669 SH SOLE 455669
Kopin Corporation common 500600101 22352
6041147 SH SOLE 6041147
LRAD Corporation common 50213V109 4145
3985271 SH SOLE 3985271
Lemaitre Vascular Inc. common 525558201 1901
311617 SH SOLE 311617
Lightbridge Corporation common 53224K104 2381
1384032 SH SOLE 1384032
MYR-Group Inc. common 55405W104 10564
430125 SH SOLE 430125
MagneTek, Inc. common 559424403 4831
345802 SH SOLE 345802
Manitex Int'l Inc. common 563420108 2457
197961 SH SOLE 197961
Market Leader Inc. common 57056R103 5022
560445 SH SOLE 560445
MaxLinear, Inc. common 57776J100 5303
855371 SH SOLE 855371
Memsic, Inc. common 586264103 2245
825495 SH SOLE 825495
MicroFinancial Incorporated common 595072109 12630
1498272 SH SOLE 1498272
Move, Inc. common 62458M207 2275
190400 SH SOLE 190400
Multiband Corporation common 62544X209 3856
1574029 SH SOLE 1574029
NeoPhotonics Corporation common 64051T100 2544
497903 SH SOLE 497903
Neonode, Inc. common 64051M402 5352
927550 SH SOLE 927550
OmniVision Technologies, Inc. common 682128103 13251
961607 SH SOLE 961607
Oncolytics Biotech, Inc. common 682310107 3090
1000000 SH SOLE 1000000
Ossen Innovation Co. Spon-ADR common 688410109 857
1098273 SH SOLE 1098273
Overland Storage, Inc. common 690310206 3741
3143459 SH SOLE 3143459
PC-Tel, Inc. common 69325Q105 8032
1131293 SH SOLE 1131293
PRGX Global, Inc. common 69357C503 7545
1085600 SH SOLE 1085600
Pacira Pharmaceuticals, Inc. common 695127100 20054
694889 SH SOLE 694889
ParkerVision, Inc. common 701354102 24780
6752060 SH SOLE 6752060
Pfsweb, Inc. common 717098206 9789
2441165 SH SOLE 2441165
Pharmacyclics, Inc. common 716933106 2251
28000 SH SOLE 28000
Plug Power, Inc. common 72919P202 228
1051620 SH SOLE 1051620
Power Solutions International common 73933G202 11343
435451 SH SOLE 435451
PowerSecure International, Inc common 73936N105 12968
1020305 SH SOLE 1020305
Precision Optics Corp common 740294301 143
350000 SH SOLE 350000
Precision Optics Corporation common 740294301 506
919213 SH SOLE 919213
Pure Technologies, Ltd. common 745915108 8702
1869300 SH SOLE 1869300
RXi Pharmaceuticals Corp. common 74979C105 187
657000 SH SOLE 657000
Regulus Therapeutics, Inc. common 75915K101 11007
1420216 SH SOLE 1420216
Remedent, Inc. (Belgium) common 75954T104 395
3951933 SH SOLE 3951933
Repligen Corporation common 759916109 9798
1417928 SH SOLE 1417928
Response Genetics, Inc. common 76123U105 4374
3313513 SH SOLE 3313513
Riverview Bancorp, Inc. common 769397100 2548
965150 SH SOLE 965150
SMART Technologies, Inc. common 83172R108 4929
3545892 SH SOLE 3545892
Saia, Inc. common 78709Y105 543
15000 SH SOLE 15000
Sangamo BioSciences, Inc. common 800677106 16859
1763503 SH SOLE 1763503
SeaChange International, Inc. common 811699107 10958
921581 SH SOLE 921581
Sequans Communications - ADR common 817323108 2999
1886239 SH SOLE 1886239
Silicon Image Inc. common 82705T102 3753
772300 SH SOLE 772300
Silicon Motion Technology Corp common 82706C108 7259
620427 SH SOLE 620427
SoundBite Communications, Inc. common 836091108 1682
546126 SH SOLE 546126
Spectral Diagnostics Inc. common 847574100 784
3188009 SH SOLE 3188009
Summer Infant, Inc. common 865646103 398
151962 SH SOLE 151962
Support.com, Inc. common 86858W101 10102
2416724 SH SOLE 2416724
Synergetics USA, Inc. common 87160G107 3314
955027 SH SOLE 955027
Tetraphase Pharmaceuticals common 88165N105 6363
900000 SH SOLE 900000
Titan Machinery, Inc. common 88830R101 11100
400000 SH SOLE 400000
Tivo, Inc. common 888706108 5521
445600 SH SOLE 445600
Transgenomic, Inc. common 89365K206 387
979300 SH SOLE 979300
U.S. Auto Parts Network, Inc. common 90343C100 1588
1323032 SH SOLE 1323032
Ultra Clean Holdings, Inc. common 90385V107 17162
2640275 SH SOLE 2640275
Unwired Planet, Inc. common 91531F103 855
385194 SH SOLE 385194
Ur-Energy, Inc. (Canada) common 91688R108 1842
1900000 SH SOLE 1900000
Verastem, Inc. common 92337C104 5715
594026 SH SOLE 594026
Verdasys, Inc. (Private Compan common Not Avail 1857
860226 SH SOLE 860226
Verenium Corporation common 92340P209 3815
1478676 SH SOLE 1478676
Waterfurnace Renewable Energy common 92923V102 2916
182900 SH SOLE 182900
World Energy Solutions, Inc. common 98145W208 3686
839652 SH SOLE 839652
XEBEC Adsorption, Inc. common 983891102 1902
12083103 SH SOLE 12083103
iCo Therapeutics, Inc. common 45107J105 2651
5085000 SH SOLE 5085000
iPass, Inc. common 46261V108 6021
3040809 SH SOLE 3040809
Verdasys Inc series A-1 cvt pf preferred Not Avail 4097
1898146 SH SOLE 1898146
Verdasys Inc series B-1 cvt pf preferred Not Avail 928
430113 SH SOLE 430113
NV5 Holding Inc. Units 62945V208 609
100000 SH SOLE 100000
ARI Network Services, @2.00 3/ warrants Not Avail 98
100000 SH SOLE 100000
Altair Nanotech @.58 5/28/16 * warrants Not Avail 5
939973 SH SOLE 939973
Avantair, Inc. @.50 11/30/17 ( warrants Not Avail 189
3956153 SH SOLE 3956153
Cerus Corporation @3.20 5/16/1 warrants Not Avail 598
421052 SH SOLE 421052
ChinaCast Education Corp (R) @ warrants Not Avail 15
500000 SH SOLE 500000
Converted Organics @1.30 12/31 warrants 21245S131 3
1500000 SH SOLE 1500000
Cyclacel Pharm @1 1/19/10-7/29 warrants Not Avail 60
670623 SH SOLE 670623
Cyclacel Phrm @1.92 RR 10/7/15 warrants Not Avail 144
2053450 SH SOLE 2053450
Cyclacel Phrm@2.85 7/24/10-1/2 warrants Not Avail 4
176250 SH SOLE 176250
CytRx Corporation R/R 8/1/16 @ warrants 232828301 120
2400000 SH SOLE 2400000
Daegis Inc. Wts (R/R) @2.75 4/ warrants Not Avail 13
190182 SH SOLE 190182
Derma Sciences, Inc. (R/R) @9. warrants Not Avail 176
60606 SH SOLE 60606
Dynavax Technologies Corp @1.5 warrants 268158102 356
360000 SH SOLE 360000
EnteroMedics, Inc (RR) @2.19 6 warrants Not Avail 585
1500000 SH SOLE 1500000
EnteroMedics, Inc. (R/R) @1.14 warrants Not Avail 193
420000 SH SOLE 420000
EnteroMedics, Inc. (R/R) @1.90 warrants Not Avail 74
180000 SH SOLE 180000
EpiCept Corporation Wts @.75 2 warrants Not Avail 25
1250000 SH SOLE 1250000
Galena Biopharma R/R @.65 4/21 warrants Not Avail 1132
750000 SH SOLE 750000
GeneNews @.24 2/1/15 Reg S (CF warrants Not Avail 249
4144638 SH SOLE 4144638
GeneNews @.24 6/1/15 Reg S (CF warrants Not Avail 48
690278 SH SOLE 690278
GraphOn Corporation @.26 9/1/1 warrants Not Avail 1210
2750000 SH SOLE 2750000
Graymark Hlth @1.40 6/20/16 F4 warrants Not Avail 678
3571000 SH SOLE 3571000
Hamilton Thorne @.16875c 5/15/ warrants Not Avail 2
244444 SH SOLE 244444
Idera Pharmaceuticals (R/R) @3 warrants Not Avail 13
216000 SH SOLE 216000
Inovio Pharm @1.40 7/26/11-1/2 warrants Not Avail 951
10565200 SH SOLE 10565200
Integral Vision, Inc. @.001 9/ warrants Not Avail 9
3600000 SH SOLE 3600000
Intermap Tech (R/R) @.48CN 4/2 warrants Not Avail 1397
10750000 SH SOLE 10750000
LRAD Corporation (R/R) @2.67 2 warrants Not Avail 71
788090 SH SOLE 788090
Lightbridge Corp R/R @9.00 1/2 warrants Not Avail 150
454546 SH SOLE 454546
Mast Therapeutics @1.10 11/16/ warrants not avail 206
1875000 SH SOLE 1875000
Opexa Therapeutic@2.55 6/15/10 warrants Not Avail 58
262500 SH SOLE 262500
Overland Storage RR@1.763 2/22 warrants Not Avail 863
4544701 SH SOLE 4544701
Palatin RR@1.00 3/2/12-3/2/17 warrants Not Avail 405
4500000 SH SOLE 4500000
Palatin(RR) @1.00 3/1/16 *.086 warrants Not Avail 45
4500000 SH SOLE 4500000
Parametric Sound R/R @.75 2/22 warrants Not Avail 2041
602000 SH SOLE 602000
Parkervision, Inc. (R/R) @.535 warrants Not Avail 3958
1229104 SH SOLE 1229104
Plug Power, Inc @1.13 5/31/16 warrants Not Avail 488
2120000 SH SOLE 2120000
Power Solutions R/R@.40625 4/2 warrants Not Avail 4013
9333333 SH SOLE 9333333
Precision Optic RR@.0472 5/11/ warrants Not Avail 145
7260000 SH SOLE 7260000
Precision Optics (Rest) @1.50 warrants Not Avail 70
350000 SH SOLE 350000
Precision Optics R/R @1.25 9/2 warrants Not Avail 116
427779 SH SOLE 427779
Remark Media @5.937 8/29/17 R/ warrants Not Avail 112
147222 SH SOLE 147222
Threshold Pharmaceutical R/R @ warrants Not Avail 465
190476 SH SOLE 190476
Transgenomic, Inc.@1.08 2/7/17 warrants Not Avail 175
1750000 SH SOLE 1750000
XEBEC Adsorption @.45C 11/1/15 warrants Not Avail 100
2500000 SH SOLE 2500000
Ziopharm Oncology Inc (R/R) @2 warrants Not Avail 181
273973 SH SOLE 273973
Ziopharm Oncology Inc (R/R) @4 warrants Not Avail 600
967500 SH SOLE 967500
Overland Storage, Inc. 20% of Right Not Avail 2250
3000000 SH SOLE 3000000