Aviance Capital Partners as of Sept. 30, 2012
Portfolio Holdings for Aviance Capital Partners
Aviance Capital Partners holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
{S} {C} {C} {C} {C} {C} {C}
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------------------------------------------------------------------------------------------------
1/100 BERKSHIRE HATHAWAY CL A COMMON 084990175 2654 2000SH SOLE 2000
3M CO COMMON 88579Y101 811 9854SH SOLE 9854
ABBOTT LABORATORIES COMMON 002824100 374 5450SH SOLE 5450
ACCENTURE PLC COMMON G1151C101 3035 43334SH SOLE 43334
ADVANCE AUTO PARTS INC COMMON 00751Y106 881 12875SH SOLE 12875
AETNA INC COMMON 00817Y108 218 5497SH SOLE 5497
AFFILIATED MNAGRS GROUP INC 6.375 PFD 008252876 245 9500SH SOLE 9500
AFLAC INC COMMON 001055102 1163 24294SH SOLE 24294
ALLIANCEBERNSTEIN GLBL HIINC FD COMMON 01879R106 892 56195SH SOLE 56195
ALTRIA GROUP INC COMMON 02209S103 645 19325SH SOLE 19325
AMEDISYS INC COMMON 023436108 185 13351SH SOLE 13351
AMERICAN ELEC PWR JR SUB 8.75 PFD 02557T208 472 17500SH SOLE 17500
AMERICAN ELEC POWER CO INC COMMON 025537101 281 6400SH SOLE 6400
AMERICAN GREETINGS CORP COMMON 026375105 216 12830SH SOLE 12830
AMERICAN NATIONAL INSURANCE CO COMMON 028591105 216 3005SH SOLE 3005
AMGEN INC COMMON 031162100 851 10100SH SOLE 10100
ANADARKO PETROLEUM CORP COMMON 032511107 329 4700SH SOLE 4700
ANNALY CAPITAL MANAGEMENT INC COMMON 035710409 670 39800SH SOLE 39800
APACHE CORP COMMON 037411105 1332 15401SH SOLE 15401
APPLE INC COMMON 037833100 11471 17195SH SOLE 17195
ARCHER DANIELS MIDLAND CO COMMON 039483102 216 7939SH SOLE 7939
ASSURANT INC COMMON 04621X108 209 5595SH SOLE 5595
AT^T INC COMMON 00206R102 2354 62440SH SOLE 62440
AUTOLIV INC COMMON 052800109 521 8400SH SOLE 8400
AUTOMATIC DATA PROCESSING INC COMMON 053015103 434 7400SH SOLE 7400
BANK OF MONTREAL COMMON 063671101 1323 22401SH SOLE 22401
BAXTER INTL INC COMMON 071813109 210 3480SH SOLE 3480
BECTON DICKINSON & CO COMMON 075887109 471 6000SH SOLE 6000
BERKSHIRE HATHAWAY INC CL B COMMON 084670702 719 8156SH SOLE 8156
BLACKROCK CRT ALL INCOME TRUST II COMMON 09255H105 185 16025SH SOLE 16025
BLACKROCK GLOBAL OPP EQUITY TR COMMON 092501105 1122 82328SH SOLE 82328
BLACKROCK INC COMMON 09247X101 1582 8875SH SOLE 8875
BLACKROCK INCOME OPP TR INC COMMON 092475102 142 12318SH SOLE 12318
BLACKROCK INCOME TR INC COMMON 09247F100 90 11713SH SOLE 11713
BOEING CO COMMON 097023105 2770 39797SH SOLE 39797
BP PLC ADR 055622104 429 10120SH SOLE 10120
BP PRUDHOE BAY ROYALTY TRUST COMMON 055630107 391 4200SH SOLE 4200
BRISTOL MYERS SQUIBB CO COMMON 110122108 1782 52802SH SOLE 52802
BSB BANCORP INC COMMON 05573H108 129 10000SH SOLE 10000
BUNGE LTD COMMON G16962105 272 4057SH SOLE 4057
CALUMET SPECIALTY PROD PRTNR LP COMMON 131476103 1488 46500SH SOLE 46500
CAPITAL ONE FINANCIAL CORP COMMON 14040H105 849 14900SH SOLE 14900
CATERPILLAR INC COMMON 149123101 724 8420SH SOLE 8420
CENTURY COMMUN NV PEND FUT DIS COMMON 156ESCAF2 0 10000SH SOLE 10000
CHESAPEAKE GRANITE WASH COMMON 165185109 927 45800SH SOLE 45800
CHEVRON CORP COMMON 166764100 1438 12339SH SOLE 12339
CHINA PETROLEUM & CHEMICAL CORP ADR 16941R108 795 8600SH SOLE 8600
CHINA YUCHAI INTL LTD ADR G21082105 221 17300SH SOLE 17300
CINCINNATI FINANCIAL CORP COMMON 172062101 833 22000SH SOLE 22000
CLOUGH GLOBAL EQUITY FUND COMMON 18914C100 983 76200SH SOLE 76200
CME GROUP INC COMMON 12572Q105 728 12700SH SOLE 12700
CNOOC LTD ADR 126132109 892 4400SH SOLE 4400
COACH INC COMMON 189754104 891 15900SH SOLE 15900
COCA COLA CO COMMON 191216100 430 11334SH SOLE 11334
COLGATE PALMOLIVE CO COMMON 194162103 397 3700SH SOLE 3700
CONOCOPHILLIPS COMMON 20825C104 1351 23623SH SOLE 23623
CONSTELLATION ENERGY JR SUB 8.625 PFD 210387205 209 8000SH SOLE 8000
CORNING INC COMMON 219350105 466 35404SH SOLE 35404
COVIDIEN PLC ADR G2554F105 1243 20925SH SOLE 20925
CSS INDUSTRIES INC COMMON 125906107 208 10112SH SOLE 10112
CUMMINS INC COMMON 231021106 1962 21273SH SOLE 21273
DEVON ENERGY CORP COMMON 25179M103 706 11662SH SOLE 11662
DIREXION DAILY SM CAP BEAR 3X SHRS COMMON 25459W110 446 30000SH SOLE 30000
DNP SELECT INCOME FUND INC COMMON 23325P104 1386 140532SH SOLE 140532
DORCHESTER MINERALS LP COMMON 25820R105 759 34400SH SOLE 34400
DOW 30 ENHANCED PREMIUM & INC COMMON 260537105 188 16900SH SOLE 16900
DOW CHEMICAL CO COMMON 260543103 261 9000SH SOLE 9000
DUKE ENERGY CORP COMMON 26441C105 326 5024SH SOLE 5024
EATON VANCE LTD DURATN INC FD COMMON 27828H105 438 25800SH SOLE 25800
EATON VANCE RISK MANAGED COMMON 27829G106 305 28968SH SOLE 28968
EMC CORP COMMON 268648102 2125 77925SH SOLE 77925
ENERGY TRANSFER PARTNERS LP COMMON 29273R109 206 4850SH SOLE 4850
ENTERPRISE PRODUCTS PARTNERS LP COMMON 293792107 1733 32334SH SOLE 32334
EXXON MOBIL CORP COMMON 30231G102 5176 56596SH SOLE 56596
FIFTH THIRD BANCORP COMMON 316773100 157 10110SH SOLE 10110
FIRST TRUST ACTIVE DIV INCOME COMMON 33731L100 1209 142700SH SOLE 142700
FOREST LABS INC COMMON 345838106 12642 355000SH SOLE 355000
FRANKLIN RESOURCES INC COMMON 354613101 453 3620SH SOLE 3620
FRANKLIN UNIVERSAL TRUST COMMON 355145103 108 14582SH SOLE 14582
FREEPORT MCMORAN COPPER^GOLD INC COMMON 35671D857 629 15900SH SOLE 15900
GENERAL ELECTRIC CO COMMON 369604103 965 42484SH SOLE 42484
GENUINE PARTS CO COMMON 372460105 348 5700SH SOLE 5700
GOLDMAN SACHS GROUP INC 6.50 PFD 38144G184 231 8500SH SOLE 8500
GOOGLE INC COMMON 38259P508 2260 2995SH SOLE 2995
H J HEINZ CO COMMON 423074103 1176 21015SH SOLE 21015
HALLIBURTON CO COMMON 406216101 1049 31150SH SOLE 31150
HANOVER INSURANCE GROUP INC COMMON 410867105 204 5469SH SOLE 5469
HARTFORD FINANCIAL SERV GRP PFD 416515708 323 16897SH SOLE 16897
HARTFORD FINANCIAL SERV GRP INC COMMON 416515104 1513 77850SH SOLE 77850
HCC INSURANCE HOLDINGS INC COMMON 404132102 311 9170SH SOLE 9170
HUMANA INC COMMON 444859102 1110 15825SH SOLE 15825
INTEL CORP COMMON 458140100 208 9166SH SOLE 9166
INTL BUSINESS MACHINES CORP COMMON 459200101 3748 18066SH SOLE 18066
ISHARES BARCLAYS AGGR BD IDX COMMON 464287226 248 2204SH SOLE 2204
ISHARES BARCLAYS TIPS BD IDX COMMON 464287176 396 3256SH SOLE 3256
ISHARES GOLD TRUST IDX COMMON 464285105 707 40930SH SOLE 40930
ISHARES IBOXX INVEST GRDE CORP BD COMMON 464287242 238 1958SH SOLE 1958
ISHARES S^P US PREFER STK IDX COMMON 464288687 1126 28238SH SOLE 28238
ISHARES SILVER TRUST COMMON 46428Q109 283 8450SH SOLE 8450
JAZZ PHARMACEUTICALS PLC COMMON 472147107 963 16900SH SOLE 16900
JOHNSON & JOHNSON COMMON 478160104 1380 20032SH SOLE 20032
JOHNSON CONTROLS INC COMMON 478366107 200 7300SH SOLE 7300
JP MORGAN CHASE & CO COMMON 46625H100 2410 59540SH SOLE 59540
KINDER MORGAN ENERGY PTNER COMMON 494550106 2242 27171SH SOLE 27171
KOHLS CORP COMMON 500255104 217 4230SH SOLE 4230
KROGER CO COMMON 501044101 219 9296SH SOLE 9296
LINEAR TECHNOLOGY CORP COMMON 535678106 550 17300SH SOLE 17300
LINN ENERGY LLC COMMON 536020100 1759 42651SH SOLE 42651
MCDONALDS CORP COMMON 580135101 419 4564SH SOLE 4564
MERCK & CO INC COMMON 58933Y105 907 20121SH SOLE 20121
MESABI TRUST COMMON 590672101 466 17400SH SOLE 17400
MFS INTERMARKET INCOME TRUST COMMON 59318R103 202 22250SH SOLE 22250
MICROSOFT CORP COMMON 594918104 669 22476SH SOLE 22476
MS STRUC ASST CUMMINS ENGINE 7.375 PFD 86360Y207 280 10700SH SOLE 10700
MURPHY OIL CORP COMMON 626717102 288 5361SH SOLE 5361
NOKIA CORP ADR 654902204 44 17021SH SOLE 17021
NOFOLK SOUTHRN CORP COMMON 655844108 248 3899SH SOLE 3899
NORTHSTAR REALTY FINANCE CORP COMMON 66704R100 142 22370SH SOLE 22370
NYSE EURONEXT INC COMMON 629491101 1802 73100SH SOLE 73100
OCCIDENTAL PETROLEUM CORP COMMON 674599105 459 5330SH SOLE 5330
ORACLE CORP COMMON 68389X105 2464 78330SH SOLE 78330
PACER INTERNATIONAL INC COMMON 69373H106 124 31089SH SOLE 31089
PARKER HANNIFIN CORP COMMON 701094104 1137 13604SH SOLE 13604
PEBBLEBROOK HOTEL TR SER B 8.00 PFD 70509V308 356 13600SH SOLE 13600
PENGROWTH ENERGY CORP COMMON 70706P104 126 18700SH SOLE 18700
PEPSICO INC COMMON 713448108 1135 16036SH SOLE 16036
PERMIAN BASIN ROYALTY TRUST COMMON 714236106 206 13400SH SOLE 13400
PFIZER INC COMMON 717081103 2747 110561SH SOLE 110561
PHILIP MORRIS INTL INC COMMON 718172109 1398 15544SH SOLE 15544
PHILLIPS 66 COMMON 718546104 301 6496SH SOLE 6496
PLAINS ALL AMERICAN PIPELINE LP COMMON 726503105 834 9456SH SOLE 9456
PNC FINANCIAL SERVICES GROUP INC COMMON 693475105 857 13580SH SOLE 13580
POWERSHARES FINCL PREF COMMON 73935X229 882 47800SH SOLE 47800
POWERSHARES QQQ COMMON 73935A104 269 3930SH SOLE 3930
PROCTER & GAMBLE CO COMMON 742718109 804 11592SH SOLE 11592
PROSHARES ULTRASHRT S^P 500 COMMON 74347R883 136 10000SH SOLE 10000
PUBLIX SUPER MARKETS INC COMMON 744663105 222 10075SH SOLE 10075
PUTNAM PREMIER INCOME TRUST COMMON 746853100 61 10575SH SOLE 10575
QUAKER CHEMICAL CORP COMMON 747316107 247 5300SH SOLE 5300
QUALCOMM INC COMMON 747525103 1206 19308SH SOLE 19308
QUESTCOR PHARMACEUTICALS INC COMMON 74835Y101 1008 54550SH SOLE 54550
REGENERON PHARMACEUTICALS INC COMMON 75886F107 611 4000SH SOLE 4000
REINSURANCE GROUP OF AMERICA INC COMMON 759351604 212 3669SH SOLE 3669
REYNOLDS AMERICAN INC COMMON 761713106 559 12900SH SOLE 12900
RPC INC COMMON 749660106 348 29300SH SOLE 29300
SAN JUAN BASIN ROYALTY TRUST COMMON 798241105 191 13450SH SOLE 13450
SANDISK CORP COMMON 80004C101 843 19400SH SOLE 19400
SCHLUMBERGER LTD ADR 806857108 555 7675SH SOLE 7675
SIEMENS AG COMMON 826197501 501 5000SH SOLE 5000
SKYWEST INC COMMON 830879102 218 21140SH SOLE 21140
SL GREEN REALTY CORP PFD 78440X507 238 9500SH SOLE 9500
SOUTHERN CO COMMON 842587107 515 11180SH SOLE 11180
SOUTHWEST AIRLINES CO COMMON 844741108 187 21280SH SOLE 21280
SPDR GOLD SHARES COMMON 78463V107 641 3732SH SOLE 3732
SPDR S^P 500 COMMON 78462F103 454 3150SH SOLE 3150
STATE AUTO FINANCIAL CORP COMMON 855707105 291 17764SH SOLE 17764
T.ROWE PRICE GROUP INC COMMON 74144T108 380 6000SH SOLE 6000
TARGA RESOURCES PARTNERS LP COMMON 87611X105 238 5550SH SOLE 5550
TASEKO MINES LTD COMMON 876511106 84 25000SH SOLE 25000
TAUBMAN CENTERS INC 6.50 PFD 876664608 230 9000SH SOLE 9000
TECHNOLOGY SELECT SECTOR SPDR COMMON 81369Y803 247 8022SH SOLE 8022
TELEFONICA SA ADR 879382208 1173 88358SH SOLE 88358
TEVA PHARMACEUTICAL IND LTD ADR 881624209 210 5062SH SOLE 5062
TORCHMARK CORP COMMON 891027104 323 6293SH SOLE 6293
TOTAL SA COMMON 89151E109 501 10000SH SOLE 10000
UNION PACIFIC CORP COMMON 907818108 380 3200SH SOLE 3200
UNITED TECHNOLOGIES CORP COMMON 913017109 801 10225SH SOLE 10225
VALE SA ADR 91912E105 204 11385SH SOLE 11385
VALERO ENERGY CORP COMMON 91913Y100 335 10566SH SOLE 10566
VANGUARD NATURAL RES LLC COMMON 92205F106 802 27700SH SOLE 27700
VERIZON COMM INC COMMON 92343V104 352 7719SH SOLE 7719
VODAFONE GROUP PLC ADR 92857W209 823 28886SH SOLE 28886
WALGREEN CO COMMON 931422109 244 6707SH SOLE 6707
WELLS FARGO & CO COMMON 949746101 518 14998SH SOLE 14998
WESTERN ASSET CLAYMORE INFLTN COMMON 95766R104 168 12523SH SOLE 12523
WESTERN ASSET INTER MUNI FD INC COMMON 958435109 183 16932SH SOLE 16932
WINDSTREAM CORP COMMON 97381W104 963 95400SH SOLE 95400
Total market value: $ 152933 (thousands)