AWM Investment Company as of Sept. 30, 2016
Portfolio Holdings for AWM Investment Company
AWM Investment Company holds 99 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Ceva (CEVA) | 7.1 | $39M | 1.1M | 35.07 | |
| Neophotonics Corp | 5.2 | $29M | 1.8M | 16.34 | |
| Vitae Pharmaceuticals | 4.1 | $22M | 1.1M | 20.92 | |
| Vocera Communications | 3.9 | $21M | 1.3M | 16.90 | |
| 1123045 Brightcove | 3.6 | $20M | 1.5M | 13.05 | |
| LivePerson (LPSN) | 3.2 | $18M | 2.1M | 8.41 | |
| LeMaitre Vascular (LMAT) | 3.0 | $17M | 837k | 19.84 | |
| inContact, Inc . | 2.9 | $16M | 1.1M | 13.98 | |
| Kopin Corporation (KOPN) | 2.6 | $14M | 6.6M | 2.18 | |
| PFSweb | 2.5 | $14M | 1.5M | 8.93 | |
| Sequans Communications Adr adr usd.02 | 2.4 | $13M | 7.3M | 1.77 | |
| AeroVironment (AVAV) | 2.2 | $12M | 485k | 24.41 | |
| Aqua Metals (AQMS) | 2.1 | $11M | 1.3M | 8.86 | |
| Colucid Pharmaceuticals | 2.0 | $11M | 289k | 38.15 | |
| Ultra Clean Holdings (UCTT) | 2.0 | $11M | 1.5M | 7.41 | |
| Tactile Systems Technology, In (TCMD) | 1.9 | $10M | 550k | 18.70 | |
| Aratana Therapeutics | 1.7 | $9.4M | 1.0M | 9.36 | |
| DSP | 1.6 | $8.9M | 744k | 12.01 | |
| American Superconductor (AMSC) | 1.6 | $8.7M | 1.2M | 7.01 | |
| Ideal Power | 1.6 | $8.7M | 1.7M | 5.17 | |
| Pfenex | 1.5 | $8.4M | 938k | 8.95 | |
| Impinj (PI) | 1.5 | $8.3M | 221k | 37.42 | |
| LRAD Corporation | 1.4 | $7.8M | 4.2M | 1.87 | |
| Aldeyra Therapeutics (ALDX) | 1.3 | $7.2M | 918k | 7.85 | |
| Netlist (NLST) | 1.3 | $7.0M | 5.7M | 1.24 | |
| Atomera (ATOM) | 1.2 | $6.7M | 853k | 7.80 | |
| Tree | 1.2 | $6.6M | 68k | 96.91 | |
| Broadwind Energy | 1.2 | $6.4M | 1.5M | 4.40 | |
| MaxLinear (MXL) | 1.1 | $6.1M | 300k | 20.27 | |
| Revolution Lighting Tech | 1.1 | $6.0M | 950k | 6.31 | |
| Izea | 1.1 | $6.0M | 1.0M | 5.87 | |
| Mcbc Holdings | 1.0 | $5.5M | 484k | 11.40 | |
| Neonode | 0.9 | $5.0M | 4.4M | 1.14 | |
| Essa Pharma | 0.9 | $4.8M | 1.7M | 2.82 | |
| Tearlab Corp | 0.9 | $4.7M | 7.3M | 0.65 | |
| Loxo Oncology | 0.9 | $4.7M | 180k | 26.18 | |
| MoSys | 0.8 | $4.4M | 5.8M | 0.75 | |
| Bazaarvoice | 0.8 | $4.4M | 739k | 5.91 | |
| Manitex International (MNTX) | 0.8 | $4.3M | 781k | 5.51 | |
| ardmore Shipping (ASC) | 0.8 | $4.3M | 604k | 7.04 | |
| CPI Aerostructures (CVU) | 0.8 | $4.2M | 603k | 6.93 | |
| Five Prime Therapeutics | 0.8 | $4.2M | 80k | 52.49 | |
| Channeladvisor | 0.8 | $4.1M | 319k | 12.93 | |
| InfuSystem Holdings (INFU) | 0.7 | $3.9M | 1.4M | 2.77 | |
| Opko Health (OPK) | 0.7 | $3.7M | 350k | 10.59 | |
| Citi Trends (CTRN) | 0.7 | $3.6M | 183k | 19.93 | |
| Boingo Wireless | 0.7 | $3.6M | 355k | 10.28 | |
| Repligen Corporation (RGEN) | 0.7 | $3.6M | 120k | 30.19 | |
| SeaChange International | 0.6 | $3.4M | 1.2M | 2.99 | |
| Earthstone Energy | 0.6 | $3.4M | 398k | 8.60 | |
| Intellicheck Mobilisa (IDN) | 0.6 | $3.4M | 2.0M | 1.72 | |
| Extreme Networks (EXTR) | 0.6 | $3.2M | 702k | 4.49 | |
| Trillium Therapeutics | 0.6 | $3.1M | 209k | 14.78 | |
| Digimarc Corporation (DMRC) | 0.6 | $3.1M | 80k | 38.35 | |
| Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) | 0.6 | $3.0M | 263k | 11.45 | |
| Sensus Healthcare (SRTS) | 0.6 | $3.0M | 492k | 6.15 | |
| Energous | 0.5 | $2.9M | 150k | 19.61 | |
| Immersion Corporation (IMMR) | 0.5 | $2.7M | 337k | 8.16 | |
| Smtp | 0.5 | $2.7M | 531k | 5.15 | |
| Streamline Health Solutions (STRM) | 0.5 | $2.6M | 1.4M | 1.84 | |
| Aehr Test Systems (AEHR) | 0.5 | $2.6M | 1.1M | 2.43 | |
| Nv5 Holding (NVEE) | 0.5 | $2.5M | 78k | 32.31 | |
| Cvd Equipment Corp equity (CVV) | 0.4 | $2.4M | 289k | 8.38 | |
| QuinStreet (QNST) | 0.4 | $2.2M | 740k | 3.02 | |
| Invuity | 0.4 | $2.1M | 150k | 13.72 | |
| Biotelemetry | 0.4 | $2.0M | 109k | 18.57 | |
| Iteris (ITI) | 0.4 | $1.9M | 535k | 3.64 | |
| Avinger | 0.3 | $1.9M | 391k | 4.77 | |
| Xcel Brands Inc Com Stk (XELB) | 0.3 | $1.8M | 360k | 4.93 | |
| Pctel | 0.3 | $1.7M | 316k | 5.29 | |
| Radcom (RDCM) | 0.3 | $1.7M | 82k | 20.41 | |
| Verastem | 0.3 | $1.7M | 1.3M | 1.33 | |
| Presbia | 0.3 | $1.7M | 358k | 4.70 | |
| Castlight Health | 0.3 | $1.7M | 400k | 4.16 | |
| ARI Network Services | 0.2 | $1.3M | 300k | 4.44 | |
| Ardelyx (ARDX) | 0.2 | $1.3M | 100k | 12.94 | |
| Determine | 0.2 | $1.3M | 716k | 1.80 | |
| NTN Buzztime | 0.2 | $1.2M | 182k | 6.81 | |
| ParkerVision | 0.2 | $1.1M | 264k | 4.26 | |
| Corium Intl | 0.2 | $1.1M | 199k | 5.62 | |
| Concert Pharmaceuticals I equity | 0.2 | $1.0M | 100k | 10.11 | |
| Trevena | 0.2 | $971k | 144k | 6.75 | |
| Xplore Technologies Corporation | 0.2 | $885k | 369k | 2.40 | |
| Clearside Biomedical (CLSD) | 0.2 | $867k | 50k | 17.34 | |
| Iradimed (IRMD) | 0.1 | $801k | 47k | 17.00 | |
| Cipher Pharmaceuticals | 0.1 | $708k | 185k | 3.82 | |
| Xactly | 0.1 | $691k | 47k | 14.72 | |
| Saia (SAIA) | 0.1 | $674k | 23k | 29.96 | |
| Motorola Inc Old | 0.1 | $634k | 495k | 1.28 | |
| HEALTH INSURANCE Common equity Innovations shares | 0.1 | $630k | 120k | 5.25 | |
| Syros Pharmaceuticals | 0.1 | $660k | 48k | 13.88 | |
| Turtle Beach | 0.1 | $524k | 400k | 1.31 | |
| Aptevo Therapeutics | 0.1 | $530k | 207k | 2.56 | |
| Rand Logistics | 0.1 | $485k | 647k | 0.75 | |
| Scynexis | 0.1 | $484k | 125k | 3.87 | |
| Ovascience | 0.1 | $358k | 50k | 7.16 | |
| Support | 0.0 | $228k | 272k | 0.84 | |
| Eyegate Pharmaceuticals @10.62 warrants | 0.0 | $48k | 137k | 0.35 | |
| Cellectar Biosciences | 0.0 | $27k | 107k | 0.25 |
