Birch Grove Capital

Birch Grove Capital as of Sept. 30, 2022

Portfolio Holdings for Birch Grove Capital

Birch Grove Capital holds 41 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 9.9 $25M 31M 0.81
Herbalife Note 2.625% 3/1 (Principal) 8.0 $21M 23M 0.91
Kaman Corp Note 3.250% 5/0 (Principal) 6.3 $16M 17M 0.95
Jazz Investments I Note 1.500% 8/1 (Principal) 6.0 $16M 16M 0.96
Uber Technologies Note 12/1 (Principal) 5.3 $14M 17M 0.83
Spotify Usa Note 3/1 (Principal) 5.1 $13M 16M 0.79
Mitek Sys Note 0.750% 2/0 (Principal) 5.0 $13M 16M 0.82
Jetblue Airways Corp Note 0.500% 4/0 (Principal) 4.6 $12M 17M 0.72
Magnite Note 0.250% 3/1 (Principal) 4.6 $12M 16M 0.76
Splunk Note 1.125% 6/1 (Principal) 4.0 $10M 13M 0.79
The Realreal Note 1.000% 3/0 (Principal) 3.6 $9.2M 20M 0.45
Aerie Pharmaceuticals Note 1.500% 10/0 (Principal) 3.5 $8.9M 9.1M 0.98
Ringcentral Note 3/1 (Principal) 3.3 $8.5M 11M 0.77
Karyopharm Therapeutics Note 3.000% 10/1 (Principal) 3.2 $8.1M 10M 0.81
Nuvasive Note 1.000% 6/0 (Principal) 3.0 $7.8M 8.0M 0.97
Nuvasive Note 0.375% 3/1 (Principal) 2.7 $7.0M 8.0M 0.87
Invesco Qqq Tr Unit Ser 1 Put Option (QQQ) 2.4 $6.3M 430k 14.57
Starry Group Holdings Cl A Com (STRYQ) 2.4 $6.2M 671k 9.19
1life Healthcare Note 3.000% 6/1 (Principal) 2.3 $5.8M 6.0M 0.97
Inotiv (NOTV) 1.9 $5.0M 296k 16.85
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 1.8 $4.6M 1.5M 3.05
Precigen Note 3.500% 7/1 (Principal) 1.7 $4.4M 4.5M 0.98
The Realreal Note 3.000% 6/1 (Principal) 1.2 $3.1M 5.0M 0.62
Splunk Note 1.125% 9/1 (Principal) 1.0 $2.7M 3.0M 0.89
Evolent Health Note 3.500% 10/1 (Principal) 0.8 $2.2M 1.1M 2.06
8X8 Note 0.500% 2/0 (Principal) 0.8 $2.1M 2.5M 0.84
Brink's Company (BCO) 0.7 $1.8M 38k 48.45
Ishares Tr Russell 2000 Etf Put Option (IWM) 0.7 $1.8M 300k 6.06
Kaman Corporation 0.7 $1.8M 64k 27.93
Lyft Note 1.500% 5/1 (Principal) 0.7 $1.7M 2.0M 0.86
Spirit Aerosystems Hldgs Com Cl A (SPR) 0.6 $1.6M 73k 21.92
Championx Corp (CHX) 0.6 $1.5M 77k 19.57
Okta Note 0.375% 6/1 (Principal) 0.5 $1.3M 1.7M 0.79
Ringcentral Note 3/0 (Principal) 0.3 $844k 1.0M 0.84
Churchill Capital Corp Iii-a (MPLN) 0.2 $578k 202k 2.86
Okta Note 0.125% 9/0 (Principal) 0.2 $420k 500k 0.84
Multiplan Corporation *w Exp 02/13/202 (MPLNW) 0.0 $18k 75k 0.24
Churchill Capital Corp Vi *w Exp 10/17/202 0.0 $11k 80k 0.14
Churchill Capital Corp Vii *w Exp 02/29/202 (CVIIW) 0.0 $11k 80k 0.14
Churchill Capital Corp V *w Exp 10/29/202 0.0 $9.0k 100k 0.09
Skillsoft Corp *w Exp 06/11/202 (SKILW) 0.0 $7.0k 33k 0.21