Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2013

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 71 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Liberty All-Star Equity Fund (USA) 19.4 $38M 7.1M 5.41
General American Investors (GAM) 10.8 $21M 626k 34.14
Thai Fund 5.8 $12M 583k 19.87
Clough Global Equity Fund closed-end fund (GLQ) 5.2 $10M 682k 15.03
Adams Express Company (ADX) 4.3 $8.6M 691k 12.39
Alpine Total Dynamic Dividend Fund 4.2 $8.4M 2.1M 4.02
Tri-Continental Corporation (TY) 3.6 $7.1M 389k 18.32
Gladstone Investment Corporation (GAIN) 3.4 $6.7M 954k 7.05
Boulder Growth & Income Fund (STEW) 3.1 $6.2M 807k 7.63
Royce Micro Capital Trust (RMT) 2.7 $5.4M 463k 11.71
Nuveen Mult Curr St Gv Incm 2.6 $5.1M 487k 10.48
Capitol Acquisition Corp Ii 2.4 $4.8M 500k 9.66
AllianceBernstein Income Fund 2.3 $4.6M 647k 7.04
India Fund (IFN) 2.2 $4.5M 233k 19.15
Boulder Total Return Fund 2.2 $4.3M 198k 21.80
Royce Value Trust (RVT) 2.1 $4.2M 262k 16.11
Central Securities (CET) 1.9 $3.7M 158k 23.43
Quinpario Acquisition Corp unit 99/99/9999 1.6 $3.1M 300k 10.26
First Opportunity Fund 1.4 $2.7M 327k 8.28
Aberdeen Israel Fund 1.3 $2.5M 165k 15.36
Western Asset Inflation Mgnt Fnd 1.3 $2.5M 155k 16.42
Bancroft Fund (BCV) 1.2 $2.4M 132k 17.92
American Select Portfolio 1.2 $2.3M 243k 9.61
Independence Realty Trust In (IRT) 1.1 $2.3M 275k 8.25
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.1 $2.2M 175k 12.87
Paragon Shipping Inc cl a 1.0 $1.9M 335k 5.78
Dcp Midstream Partners 0.9 $1.9M 38k 49.66
Ellsworth Fund (ECF) 0.9 $1.8M 229k 7.87
Neuberger Berman Real Estate Sec (NRO) 0.9 $1.7M 382k 4.52
Chart Acquisition 0.7 $1.4M 141k 9.95
Infinity Cross Bo 0.6 $1.1M 143k 7.84
Zweig Fund 0.6 $1.1M 80k 13.52
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.5 $1.0M 53k 19.65
Pennantpark Floating Rate Capi (PFLT) 0.4 $785k 57k 13.77
Monroe Cap (MRCC) 0.4 $727k 56k 12.98
New Ireland Fund 0.3 $697k 59k 11.77
Medworth Acquisition 0.3 $605k 75k 8.07
Roberts Realty Investors 0.3 $597k 656k 0.91
Central Europe and Russia Fund (CEE) 0.3 $526k 16k 32.41
DWS Global High Income Fund 0.3 $532k 66k 8.01
Advent/Claymore Enhanced Growth & Income 0.2 $491k 50k 9.77
Thai Capital Fund 0.2 $489k 137k 3.57
Allianzgi Intl & Prem Strate 0.2 $495k 47k 10.56
DWS Dreman Value Income Edge Fund 0.2 $424k 30k 14.14
European Equity Fund (EEA) 0.2 $354k 44k 8.14
Jetpay 0.2 $356k 103k 3.46
Arc Capital Hldgs Ord Shs Usd0 0.2 $356k 726k 0.49
U S GEOTHERMAL INC COM Stk 0.2 $330k 732k 0.45
Lennar Corporation (LEN.B) 0.1 $300k 11k 28.68
Silver Eagle Acquisition Cor Unit 99/99/9999 0.1 $295k 29k 10.12
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $247k 19k 12.86
Asia Tigers Fund 0.1 $231k 20k 11.60
Delaware Investments Dividend And Income 0.1 $234k 26k 8.88
Box Ships 0.1 $229k 56k 4.09
Wheeler Real Estate Investme 0.1 $211k 49k 4.27
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.1 $205k 20k 10.27
Infinity Cross Bo 0.1 $191k 319k 0.60
Federated Enhanced Treasury 0.1 $153k 12k 12.83
Virtus Total Return Fund Cef 0.1 $152k 39k 3.95
SandRidge Energy 0.1 $147k 25k 5.88
Resource Capital 0.1 $119k 20k 5.95
Aquasition Corp *w exp 99/99/999 0.1 $110k 438k 0.25
Chart Acquisition Co *w exp 12/1 0.0 $75k 141k 0.53
Promotora De Informaciones Adr adr cl a 0.0 $66k 39k 1.70
Global Eagle Acquisition Cor *w exp 05/13/201 0.0 $63k 42k 1.50
Andina Acquisition Corp *w exp 99/99/999 0.0 $64k 111k 0.58
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $64k 230k 0.28
Cis Acquisition Ltd-class A wrt 0.0 $57k 163k 0.35
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $54k 90k 0.60
Prime Acquisition Corp *w exp 99/99/999 0.0 $46k 58k 0.79
Bgs Acquisition Corp *w exp 99/99/999 0.0 $30k 142k 0.21