Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2014

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 63 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
General American Investors (GAM) 19.0 $47M 1.3M 37.06
Liberty All-Star Equity Fund (USA) 13.1 $32M 5.5M 5.83
Stewart Information Services Corporation (STC) 11.6 $28M 969k 29.35
AllianceBernstein Income Fund 6.1 $15M 2.0M 7.50
Clough Global Equity Fund closed-end fund (GLQ) 4.5 $11M 763k 14.33
Imperial Hldgs Inc debt 8.500% 2/1 4.1 $10M 8.7M 1.16
Adams Express Company (ADX) 3.8 $9.3M 665k 13.94
Tri-Continental Corporation (TY) 3.3 $8.2M 393k 20.87
Central Securities (CET) 3.0 $7.3M 318k 22.98
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 3.0 $7.2M 529k 13.67
Boulder Growth & Income Fund (STEW) 2.7 $6.5M 738k 8.84
Garnero Group Acquisition Co unit 99/99/9999 2.4 $6.0M 596k 10.00
Nuveen Insd Dividend Advantage (NVG) 2.2 $5.5M 387k 14.11
Boulder Total Return Fund 2.1 $5.1M 192k 26.34
Capitol Acquisition Corp Ii 1.9 $4.7M 475k 9.81
MFS InterMarket Income Trust I 1.3 $3.2M 379k 8.35
Preferred Apartment Communitie 1.2 $2.9M 347k 8.32
1347 Cap Corp unit 99/99/9999 1.1 $2.6M 254k 10.10
Royce Value Trust (RVT) 0.9 $2.2M 151k 14.50
Bancroft Fund (BCV) 0.8 $2.0M 102k 19.76
Terrapin 3 Acquisition Corp unit 06/27/2019 0.8 $2.0M 200k 10.05
Hennessy Cap Acquisition Cor 0.8 $2.0M 200k 9.80
DWS Global High Income Fund 0.8 $1.9M 239k 8.10
Levy Acquisition 0.8 $1.9M 200k 9.68
Roi Acquisition Corp Ii 0.8 $1.9M 191k 9.85
Nuveen Municipal Advantage Fund 0.7 $1.8M 135k 13.49
Fifth Str Sr Floating Rate 0.7 $1.8M 149k 11.84
Neuberger Berman Real Estate Sec (NRO) 0.7 $1.7M 360k 4.82
Aberdeen Israel Fund 0.6 $1.5M 85k 17.38
Ellsworth Fund (ECF) 0.5 $1.3M 149k 8.65
Bdca Venture 0.5 $1.2M 222k 5.25
Cambridge Cap Acquisition 0.5 $1.1M 116k 9.78
Clough Global Allocation Fun (GLV) 0.3 $778k 54k 14.31
Mergeworthrx 0.3 $706k 86k 8.23
Nuveen Quality Income Municipal Fund 0.3 $694k 51k 13.68
THE GDL FUND Closed-End fund (GDL) 0.3 $667k 63k 10.55
Herzfeld Caribbean Basin (CUBA) 0.3 $631k 79k 8.00
Five Oaks Investment 0.2 $578k 55k 10.51
Quartet Merger Corp right 99/99/9999 0.2 $595k 700k 0.85
Gabelli Equity Trust (GAB) 0.2 $518k 81k 6.38
Madison Strategic Sector Premium Fund 0.2 $492k 40k 12.38
Roberts Realty Investors 0.2 $461k 607k 0.76
Nuveen Flexible Invt Income 0.2 $472k 27k 17.52
Quest Resource Hldg 0.1 $370k 215k 1.72
Alpine Total Dynamic Dividend Fund 0.1 $311k 37k 8.52
Quad Graphics 0.1 $294k 15k 19.27
Central Europe and Russia Fund (CEE) 0.1 $260k 11k 24.80
Silver Eagle Acquisition Cor 0.1 $278k 28k 9.93
Winthrop Realty Trust 0.1 $200k 13k 15.08
Chart Acquisition Co *w exp 12/1 0.1 $203k 368k 0.55
Aquasition Corp *w exp 99/99/999 0.1 $150k 885k 0.17
Jetpay 0.1 $142k 93k 1.53
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.1 $136k 200k 0.68
Resource Capital 0.0 $97k 20k 4.85
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $110k 578k 0.19
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $97k 238k 0.41
Cis Acquisition Ltd-class A wrt 0.0 $74k 185k 0.40
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $42k 191k 0.22
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $43k 116k 0.37
Levy Acquisition Corp w exp 11/19/201 0.0 $44k 125k 0.35
Silver Eagle Acquisition Cor w exp 07/26/202 0.0 $13k 28k 0.46
Wheeler Real Estate Invt Tr *w exp 04/29/201 0.0 $19k 48k 0.40
Gabelli Equity Tr - Rights 10 other 0.0 $2.8k 56k 0.05