Caspian Capital as of Sept. 30, 2013
Portfolio Holdings for Caspian Capital
Caspian Capital holds 16 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Dynegy | 25.5 | $52M | 2.7M | 19.32 | |
| Dryships Inc. note 5.000%12/0 | 14.6 | $30M | 31M | 0.98 | |
| Suncoke Energy Partners | 9.8 | $20M | 839k | 23.80 | |
| Iron Mountain Incorporated | 9.6 | $20M | 727k | 27.02 | |
| General Mtrs Co jr pfd cnv srb | 9.1 | $19M | 371k | 50.15 | |
| Assured Guaranty (AGO) | 7.1 | $15M | 777k | 18.75 | |
| AngloGold Ashanti | 6.2 | $13M | 960k | 13.28 | |
| Harbinger | 4.4 | $8.9M | 860k | 10.37 | |
| DineEquity (DIN) | 3.3 | $6.8M | 99k | 69.00 | |
| Digital Generation | 3.1 | $6.4M | 497k | 12.93 | |
| Ambac Finl Group Inc *w exp 04/30/202 | 3.0 | $6.2M | 515k | 12.07 | |
| Ambac Finl (AMBC) | 2.0 | $4.0M | 222k | 18.14 | |
| Lloyds TSB (LYG) | 1.4 | $2.8M | 585k | 4.81 | |
| Gentiva Health Services | 0.6 | $1.2M | 100k | 12.04 | |
| K12 | 0.2 | $360k | 12k | 30.86 | |
| NII Holdings | 0.1 | $272k | 45k | 6.07 |
