Castle Creek Arbitrage

Castle Creek Arbitrage as of Dec. 31, 2017

Portfolio Holdings for Castle Creek Arbitrage

Castle Creek Arbitrage holds 33 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Theravance Biopharma Inc note 3.250%11/0 11.3 $12M 11M 1.10
Radius Health Inc note 3.000% 9/0 10.9 $12M 13M 0.95
Tesla Inc convertible security 10.7 $12M 10M 1.16
Ciena Corp note 3.750%10/1 9.7 $11M 9.0M 1.17
Sucampo Pharmaceuticals Inc note 3.250%12/1 7.3 $7.9M 6.5M 1.22
Black Ridge Acquisition Corp 6.2 $6.8M 700k 9.65
Modern Media Acquisition 4.9 $5.4M 546k 9.80
Gores Hldin-cw20 equity wrt 4.7 $5.1M 2.2M 2.27
Industrea Acquisition Corp unit 07/21/2024 4.6 $5.0M 500k 10.05
Vantage Energy Acquisition unit 04/12/2024 4.4 $4.8M 473k 10.12
Pensare Acquisition Corp unit 07/27/2022 3.8 $4.1M 398k 10.31
Osprey Energy Acquisition Co unit 07/21/2022 3.4 $3.7M 374k 9.95
Matlin & Partners Acquisitio unit 05/28/2021a 3.2 $3.5M 350k 10.08
Leisure Acquisition Corp unit 99/99/9999 2.7 $3.0M 300k 9.91
Renewable Energy Group Inc note 4.000% 6/1 2.4 $2.6M 2.0M 1.28
Fintech Acquisition Corp Ii 1.8 $2.0M 200k 9.92
Novavax Inc note 3.750% 2/0 1.8 $1.9M 4.0M 0.48
Tpg Pace Energy Hldgs Corp unit 99/99/9999 1.4 $1.5M 150k 10.19
Daseke Inc *w exp 03/31/202 1.0 $1.1M 526k 2.02
Forum Merger Corp unit 06/01/2024 0.9 $951k 87k 10.89
Forum Merger Corp - A 0.7 $709k 71k 9.99
Simply Good Foods Co *w exp 07/07/202 0.4 $474k 123k 3.86
Willscot Corp *w exp 09/10/202 0.3 $363k 252k 1.44
Rosehill Resources Inc - A warrant 0.3 $279k 300k 0.93
Black Ridge Acquisition Corp *w exp 07/10/202 0.2 $217k 700k 0.31
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.2 $207k 300k 0.69
Black Ridge Acquisition Corp right 07/10/2019 0.2 $196k 700k 0.28
Modern Media Acquisition right 99/99/9999 0.2 $174k 447k 0.39
Forum Merger Corp right 06/01/2019 0.1 $132k 200k 0.66
Modern Media Acquisition w exp 05/17/202 0.1 $132k 275k 0.48
Forum Merger Corp *w exp 06/01/202 0.1 $54k 82k 0.66
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $48k 33k 1.44
Vivopower International 0.0 $35k 12k 2.88