Caxton Associates as of Sept. 30, 2012
Portfolio Holdings for Caxton Associates
Caxton Associates holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
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VALUE SHRS OR SH/ PUT/ INVEST OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MGRS SOLE SHARED NONE
ABERCROMBIE & FITCH CO CL A 002896207 1417 41766 SH SOLE 41766
ABERCROMBIE & FITCH CO CL A 002896207 16960 500000 SH C SOLE 500000
AERCAP HOLDINGS NV SHS N00985106 4767 381371 SH SOLE 381371
ALLIANCE DATA SYSTEMS CORP COM 018581108 204 1440 SH SOLE 1440
AMDOCS LTD ORD G02602103 1442 43700 SH SOLE 43700
AMERICAN INTL GROUP INC COM NEW 026874784 285476 8706194 SH SOLE 8706194
APPLE INC COM 037833100 9259 13880 SH SOLE 13880
ASSURED GUARANTY LTD COM G0585R106 2724 200000 SH SOLE 200000
BANCORPSOUTH INC COM 059692103 6406 434578 SH SOLE 434578
BANK OF AMERICA CORPORATION COM 060505104 53377 6045000 SH SOLE 6045000
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 293 4992 SH SOLE 4992
BEST BUY INC COM 086516101 40764 2370000 SH C SOLE 2370000
BHP BILLITON LTD SPONSORED ADR 088606108 528 7700 SH SOLE 7700
BHP BILLITON PLC SPONSORED ADR 05545E209 408 6526 SH SOLE 6526
BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1086 62800 SH SOLE 62800
CAPITAL ONE FINL CORP COM 14040H105 4903 86000 SH SOLE 86000
CBS CORP NEW CL B 124857202 5867 161479 SH SOLE 161479
CEMEX SAB DE CV SPON ADR NEW 151290889 699 83900 SH SOLE 83900
CF INDS HLDGS INC COM 125269100 1274 5734 SH SOLE 5734
CHANGYOU COM LTD ADS REP CL A 15911M107 244 9300 SH SOLE 9300
CHESAPEAKE ENERGY CORP COM 086516101 18870 1000000 SH C SOLE 1000000
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 252 5800 SH SOLE 5800
CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 296 5100 SH SOLE 5100
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 277 17000 SH SOLE 17000
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 451 14200 SH SOLE 14200
CITIGROUP INC COM NEW 172967424 18603 568560 SH SOLE 568560
CME GROUP INC COM 12572Q105 800 13970 SH SOLE 13970
CNOOC LTD SPONSORED ADR 126132109 568 2800 SH SOLE 2800
COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 297 2300 SH SOLE 2300
COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A20440T201 334 7400 SH SOLE 7400
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 777 20300 SH SOLE 20300
COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 242 20000 SH SOLE 20000
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 361 64100 SH SOLE 64100
COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 553 14200 SH SOLE 14200
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 215 35000 SH SOLE 35000
CREDICORP LTD COM G2519Y108 651 5200 SH SOLE 5200
CROWN CASTLE INTL CORP COM 228227104 321 5000 SH SOLE 5000
CROWN HOLDINGS INC COM 228368106 467 12715 SH SOLE 12715
CVB FINL CORP COM 126600105 2665 223200 SH SOLE 223200
DIRECTV COM 25490A309 354 6760 SH SOLE 6760
DISNEY WALT CO COM DISNEY 254687106 7506 143581 SH SOLE 143581
E M C CORP MASS COM 268648102 837 30700 SH SOLE 30700
EAGLE MATERIALS INC COM 26969P108 1226 26500 SH SOLE 26500
EBAY INC COM 278642103 5665 117111 SH SOLE 117111
EMBRAER S A SP ADR REP 4 COM29082A107 543 20400 SH SOLE 20400
EQUIFAX INC COM 294429105 339 7270 SH SOLE 7270
EXPRESS SCRIPTS HLDG CO COM 30219G108 857 13680 SH SOLE 13680
FIBRIA CELULOSE S A SP ADR REP COM 31573A109 234 25000 SH SOLE 25000
FIFTH THIRD BANCORP COM 316773100 13317 858870 SH SOLE 858870
FLUOR CORP NEW COM 343412102 33768 600000 SH C SOLE 600000
FORD MTR CO DEL COM PAR $0.01 345370860 19720 2000000 SH C SOLE 2000000
FORD MTR CO DEL COM PAR $0.01 345370860 29580 3000000 SH SOLE 3000000
GAFISA S A SPONS ADR 362607301 215 49200 SH SOLE 49200
GENERAL MTRS CO COM 37045V100 6342.7 278800 SH C SOLE 278800
GENERAL MTRS CO COM 37045V100 26201 1151710 SH SOLE 1151710
GENON ENERGY INC COM 37244E107 5060 2000010 SH SOLE 2000010
GERDAU S A SPONSORED ADR 373737105 619 65100 SH SOLE 65100
GLOBAL PMTS INC COM 37940X102 464 11100 SH SOLE 11100
GNC HLDGS INC COM CL A 36191G107 514 13200 SH SOLE 13200
GOLDMAN SACHS GROUP INC COM 38141G104 1705.2 15000 SH C SOLE 15000
GOOGLE INC CL A 38259P508 16956 22473 SH SOLE 22473
GRUPO TELEVISA SA SPON ADR REP ORD40049J206 1119 47600 SH SOLE 47600
HALLIBURTON CO COM 406216101 3785 112350 SH SOLE 112350
HDFC BANK LTD ADR REPS 3 SHS 40415F101 909 24200 SH SOLE 24200
HERCULES TECH GROWTH CAP INC COM 427096508 826 75000 SH SOLE 75000
HILLSHIRE BRANDS CO COM 432589109 578 21600 SH SOLE 21600
HILLSHIRE BRANDS CO COM 432589109 7383.246 275700 SH C SOLE 275700
HOME DEPOT INC COM 437076102 5211 86325 SH SOLE 86325
HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 253 10200 SH SOLE 10200
HSBC HLDGS PLC SPON ADR NEW 404280406 864 18600 SH SOLE 18600
HUNT J B TRANS SVCS INC COM 445658107 1751 33650 SH SOLE 33650
HUNTSMAN CORP COM 447011107 7507 502845 SH SOLE 502845
ICICI BK LTD ADR 45104G104 891 22200 SH SOLE 22200
INFOSYS LTD SPONSORED ADR 456788108 558 11500 SH SOLE 11500
INTEL CORP COM 458140100 979 43200 SH SOLE 43200
INTUIT COM 461202103 346 5880 SH SOLE 5880
ISHARES INC MSCI THAILAND 464286624 258 3400 SH SOLE 3400
ISHARES INC MSCI STH AFRCA 464286780 260 3900 SH SOLE 3900
ISHARES INC MSCI CHILE INVES464286640 317 5100 SH SOLE 5100
ISHARES INC MSCI TURKEY FD 464286715 363 6500 SH SOLE 6500
ISHARES INC MSCI BRIC INDX 464286657 332 8800 SH SOLE 8800
ISHARES INC MSCI SPAIN 464286764 291 10500 SH SOLE 10500
ISHARES INC MSCI EMU INDEX 464286608 343 11400 SH SOLE 11400
ISHARES INC MSCI SWEDEN 464286756 356 12600 SH SOLE 12600
ISHARES INC MSCI FRANCE 464286707 338 16100 SH SOLE 16100
ISHARES INC MSCI SWITZERLD 464286749 398 16200 SH SOLE 16200
ISHARES INC MSCI PAC J IDX 464286665 914 20500 SH SOLE 20500
ISHARES INC MSCI GERMAN 464286806 499 22100 SH SOLE 22100
ISHARES INC MSCI UTD KINGD 464286699 414 23810 SH SOLE 23810
ISHARES INC MSCI ITALY 464286855 297 24700 SH SOLE 24700
ISHARES INC MSCI AUSTRALIA 464286103 997 41900 SH SOLE 41900
ISHARES INC MSCI CDA INDEX 464286509 1336 46900 SH SOLE 46900
ISHARES INC MSCI MEX INVEST 464286822 3734 57100 SH SOLE 57100
ISHARES INC MSCI HONG KONG 464286871 1059 58200 SH SOLE 58200
ISHARES INC MSCI MALAYSIA 464286830 882 60500 SH SOLE 60500
ISHARES INC MSCI TAIWAN 464286731 1141 85300 SH SOLE 85300
ISHARES INC MSCI SINGAPORE 464286673 1149 85700 SH SOLE 85700
ISHARES INC MSCI JAPAN 464286848 859 93700 SH SOLE 93700
ISHARES INC MSCI BRAZIL 464286400 8109 150000 SH C SOLE 150000
ISHARES INC MSCI BRAZIL 464286400 26614 492300 SH SOLE 492300
ISHARES TR MSCI ACJPN IDX 464288182 360 6400 SH SOLE 6400
ISHARES TR INDONE INVS MRKT46429B309 233 7800 SH SOLE 7800
ISHARES TR PHILL INVSTMRK 46429B408 276 9000 SH SOLE 9000
ISHARES TR POLND INVT MKT 46429B606 256 9700 SH SOLE 9700
ISHARES TR S^P EURO PLUS 464287861 416 11400 SH SOLE 11400
ISHARES TR MSCI SMALL CAP 464288273 464 12000 SH SOLE 12000
ISHARES TR MSCI RUSS INDX 46429B705 330 14600 SH SOLE 14600
ISHARES TR MSCI EAFE INDEX 464287465 780 14720 SH SOLE 14720
ISHARES TR S^P LTN AM 40 464287390 681 16000 SH SOLE 16000
ISHARES TR MSCI ACWI INDX 464288257 812 17400 SH SOLE 17400
ISHARES TR FTSE CHINA25 IDX464287184 3837 110900 SH SOLE 110900
ISHARES TR MSCI EMERG MKT 464287234 18830 455654 SH SOLE 455654
JEFFERIES GROUP INC NEW COM 472319102 5397 394200 SH SOLE 394200
JPMORGAN CHASE & CO COM 46625H100 19156 473224 SH SOLE 473224
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 277 7840 SH SOLE 7840
KEYCORP NEW COM 493267108 5293 605610 SH SOLE 605610
KOREA ELECTRIC PWR SPONSORED ADR 500631106 378 30400 SH SOLE 30400
KT CORP SPONSORED ADR 48268K101 352 22500 SH SOLE 22500
LAUDER ESTEE COS INC CL A 518439104 3748 60878 SH SOLE 60878
LEAP WIRELESS INTL INC COM NEW 521863308 13621 2000000 SH SOLE 2000000
LG DISPLAY CO LTD SPONS ADR REP 50186V102 278 22100 SH SOLE 22100
LOUISIANA PAC CORP COM 546347105 6003 480204 SH SOLE 480204
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 15498 300000 SH C SOLE 300000
M/I HOMES INC COM 55305B101 967 50000 SH SOLE 50000
MACYS INC COM 55616P104 2228 59228 SH SOLE 59228
MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 368 9000 SH SOLE 9000
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 2116 73500 SH SOLE 73500
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 5369 100000 SH SOLE 100000
MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 8791 277853 SH SOLE 277853
MARRIOTT INTL INC NEW CL A 571903202 3910 100000 SH P SOLE 100000
MCGRAW HILL COS INC COM 580645109 610 11180 SH SOLE 11180
MCKESSON CORP COM 58155Q103 4301.5 50000 SH C SOLE 50000
MELCO CROWN ENTMT LTD ADR 585464100 461 34200 SH SOLE 34200
METROPCS COMMUNICATIONS INC COM 591708102 18859 1610500 SH SOLE 1610500
MICROS SYS INC COM 594901100 236 4800 SH SOLE 4800
NATIONAL OILWELL VARCO INC COM 637071101 2464 30757 SH SOLE 30757
NATIONSTAR MTG HLDGS INC COM 63861C109 13372 403000 SH SOLE 403000
NCR CORP NEW COM 62886E108 298 12770 SH SOLE 12770
NEWS CORP CL A 65248E104 1541 62891 SH SOLE 62891
NIELSEN HOLDINGS N V COM N63218106 1325 44200 SH SOLE 44200
NIKE INC CL B 654106103 9588 101022 SH SOLE 101022
OCWEN FINL CORP COM NEW 675746309 3018 110100 SH SOLE 110100
PENNYMAC MTG INVT TR COM 70931T103 2337 100000 SH SOLE 100000
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 362 16400 SH SOLE 16400
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 566 24700 SH SOLE 24700
PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 449 6800 SH SOLE 6800
PHILLIPS 66 COM 718546104 10985 236892 SH SOLE 236892
POSCO SPONSORED ADR 693483109 245 3000 SH SOLE 3000
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 231 12300 SH SOLE 12300
PRICELINE COM INC COM NEW 741503403 310 500 SH SOLE 500
PULTE GROUP INC COM 745867101 6986 450736 SH SOLE 450736
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 734 33300 SH SOLE 33300
QUEST SOFTWARE INC COM 74834T103 4307 153805 SH SOLE 153805
RAYMOND JAMES FINANCIAL INC COM 754730109 5384 146900 SH SOLE 146900
REGIONS FINANCIAL CORP NEW COM 7591EP100 43050 5983291 SH SOLE 5983291
ROBBINS & MYERS INC COM 770196103 3255 54622 SH SOLE 54622
ROSS STORES INC COM 778296103 4425 68514 SH SOLE 68514
ROVI CORP COM 779376102 794 54700 SH SOLE 54700
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2114.7 70000 SH C SOLE 70000
RYANAIR HLDGS PLC SPONSORED ADR 783513104 313 9706 SH SOLE 9706
SAKS INC COM 79377W108 9506 922000 SH SOLE 922000
SASOL LTD SPONSORED ADR 803866300 272 6100 SH SOLE 6100
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 107653 1465960 SH SOLE 1465960
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 38292 2456200 SH SOLE 2456200
SIRIUS XM RADIO INC COM 82967N108 315 121725 SH SOLE 121725
SK TELECOM LTD SPONSORED ADR 78440P108 960 66000 SH SOLE 66000
SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1103 17900 SH SOLE 17900
SOUTHERN COPPER CORP COM 84265V105 1029 29945 SH SOLE 29945
SPDR INDEX SHS FDS S^P CHINA ETF 78463X400 250 3842 SH SOLE 3842
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 323 10400 SH SOLE 10400
SPDR S^P 500 ETF TR TR UNIT 78462F103 13677.15 95000 SH C SOLE 95000
SPDR S^P 500 ETF TR TR UNIT 78462F103 25914.6 180000 SH P SOLE 180000
SPDR SERIES TRUST S^P HOMEBUILD 78464A888 16917 681295 SH SOLE 681295
SPDR SERIES TRUST S^P REGL BKG 78464A698 35370 1235000 SH SOLE 1235000
SPDR SERIES TRUST S^P BK ETF 78464A797 44191 1882070 SH SOLE 1882070
SPREADTRUM COMMUNICATIONS IN ADR 849415203 258 12600 SH SOLE 12600
SPRINT NEXTEL CORP COM SER 1 852061100 19847 3595500 SH SOLE 3595500
ST JOE CO COM 790148100 7266 372600 SH SOLE 372600
STERLING FINL CORP WASH COM NEW 859319303 3934 176672 SH SOLE 176672
STIFEL FINL CORP COM 860630102 1482 44100 SH SOLE 44100
SUNTRUST BKS INC COM 867914103 11282 399070 SH SOLE 399070
SVB FINL GROUP COM 78486Q101 3053 50500 SH SOLE 50500
SYNOVUS FINL CORP COM 87161C105 33172 13996542 SH SOLE 13996542
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 774 48900 SH SOLE 48900
TATA MTRS LTD SPONSORED ADR 876568502 552 21500 SH SOLE 21500
TENARIS S A SPONSORED ADR 88031M109 824 20200 SH SOLE 20200
THERMO FISHER SCIENTIFIC INC COM 883556102 265 4500 SH SOLE 4500
TIME WARNER CABLE INC COM 88732J207 2182 22950 SH SOLE 22950
TIME WARNER INC COM NEW 887317303 542 11955 SH SOLE 11955
TJX COS INC NEW COM 872540109 9867 220286 SH SOLE 220286
TRANSOCEAN LTD REG SHS H8817H100 1885 42000 SH SOLE 42000
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 372 24600 SH SOLE 24600
U S AIRWAYS GROUP INC COM 90341W108 6463 617910 SH SOLE 617910
U S G CORP COM NEW 903293405 4977 226730 SH SOLE 226730
ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 294 13200 SH SOLE 13200
UNITED RENTALS INC COM 911363109 14729 450305 SH SOLE 450305
UNITEDHEALTH GROUP INC COM 91324P102 6926.25 125000 SH C SOLE 125000
VALE S A ADR 91912E105 331 18500 SH SOLE 18500
VALE S A ADR REPSTG PFD 91912E204 335 19300 SH SOLE 19300
VALERO ENERGY CORP NEW COM 91913Y100 8656 273232 SH SOLE 273232
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 388 7700 SH SOLE 7700
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 735 17100 SH SOLE 17100
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 1005 22200 SH SOLE 22200
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF922042858 989 23700 SH SOLE 23700
VIMPELCOM LTD SPONSORED ADR 92719A106 268 22500 SH SOLE 22500
VISA INC COM CL A 92826C839 6951 51765 SH SOLE 51765
VIVUS INC COM 928551100 28419 1595681 SH SOLE 1595681
WELLS FARGO & CO NEW COM 949746101 80652 2335714 SH SOLE 2335714
WESTERN ASSET MTG CAP CORP COM 95790D105 2442 110000 SH SOLE 110000
WILSHIRE BANCORP INC COM 97186T108 1874 297400 SH SOLE 297400
WIPRO LTD SPON ADR 1 SH 97651M109 206 23000 SH SOLE 23000
WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 413 9000 SH SOLE 9000
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 998 18600 SH SOLE 18600
WISDOMTREE TRUST INDIA ERNGS FD 97717W422 708 37400 SH SOLE 37400
WYNDHAM WORLDWIDE CORP COM 98310W108 970 18475 SH SOLE 18475