Caxton Associates as of Dec. 31, 2012
Portfolio Holdings for Caxton Associates
Caxton Associates holds 0 positions in its portfolio as reported in the December 2012 quarterly 13F filing
{C} {C} {C} {C} {C} {C} {C} {C}
VALUE SHRS OR SH/ PUT/ INVEST OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MGRS SOLE SHARED NONE
ABERCROMBIE & FITCH CO CL A 002896907 47970 1000000 SH C SOLE 1000000
ACCRETIVE HEALTH INC COM 00438V103 4748 410000 SH SOLE 410000
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 341 79700 SH SOLE 79700
AERCAP HOLDINGS NV SHS N00985106 5232 381371 SH SOLE 381371
AG MTG INVT TR INC COM 001228105 2348 100000 SH SOLE 100000
AGILENT TECHNOLOGIES INC COM 00846U101 1228 30000 SH SOLE 30000
ALLSTATE CORP COM 020002101 4017 100000 SH SOLE 100000
AMDOCS LTD ORD G02602103 1601 47100 SH SOLE 47100
AMERICAN INTL GROUP INC COM NEW 026874784 358588 10158301 SH SOLE 10158301
AMETEK INC NEW COM 031100100 3241 86265 SH SOLE 86265
APPLE INC COM 037833100 1115 2095 SH SOLE 2095
APPLIED MATLS INC COM 038222105 1651 144300 SH SOLE 144300
ASHLAND INC NEW COM 044209104 3664 45570 SH SOLE 45570
ASSURED GUARANTY LTD COM G0585R906 7115 500000 SH C SOLE 500000
AU OPTRONICS CORP SPONSORED ADR 002255107 199 44200 SH SOLE 44200
BANCO BRADESCO S A SP ADR PFD NEW 059460303 1619 93200 SH SOLE 93200
BANCOLOMBIA S A SPON ADR PREF 05968L102 539 8100 SH SOLE 8100
BANCORPSOUTH INC COM 059692103 5737 394578 SH SOLE 394578
BANK OF AMERICA CORPORATION COM 060505104 98943 8522191 SH SOLE 8522191
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 427 7200 SH SOLE 7200
BED BATH & BEYOND INC COM 075896900 27955 500000 SH C SOLE 500000
BHP BILLITON LTD SPONSORED ADR 088606108 1937 24700 SH SOLE 24700
BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1252 59300 SH SOLE 59300
BROADCOM CORP CL A 111320907 4622.832 139200 SH C SOLE 139200
CALPINE CORP COM NEW 131347304 263 14500 SH SOLE 14500
CAMERON INTERNATIONAL CORP COM 13342B105 2474 43825 SH SOLE 43825
CAPITAL ONE FINL CORP COM 14040H105 13135 226738 SH SOLE 226738
CAREFUSION CORP COM 14170T101 572 20000 SH SOLE 20000
CARMAX INC COM 143130102 475 12660 SH SOLE 12660
CATERPILLAR INC DEL COM 149123101 11139 124308 SH SOLE 124308
CBS CORP NEW CL B 124857202 5372 141190 SH SOLE 141190
CELGENE CORP COM 151020104 4080 52000 SH SOLE 52000
CEMEX SAB DE CV SPON ADR NEW 151290889 4944 500900 SH SOLE 500900
CHANGYOU COM LTD ADS REP CL A 15911M107 342 13000 SH SOLE 13000
CHESAPEAKE ENERGY CORP COM 165167907 16620 1000000 SH C SOLE 1000000
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 402 8100 SH SOLE 8100
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1445 24600 SH SOLE 24600
CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 391 3400 SH SOLE 3400
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 530 16400 SH SOLE 16400
CITIGROUP INC COM NEW 172967424 19659 496937 SH SOLE 496937
CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 446 18600 SH SOLE 18600
CNOOC LTD SPONSORED ADR 126132109 792 3600 SH SOLE 3600
COACH INC COM 189754104 6640 119627 SH SOLE 119627
COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 507 3400 SH SOLE 3400
COLFAX CORP COM 194014106 1695 42000 SH SOLE 42000
COMCAST CORP NEW CL A 20030N101 5648 151185 SH SOLE 151185
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1260 30000 SH SOLE 30000
COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 844 10100 SH SOLE 10100
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 386 100500 SH SOLE 100500
CORELOGIC INC COM 21871D103 673 25000 SH SOLE 25000
COVIDIEN PLC SHS G2554F113 577 10000 SH SOLE 10000
CREDICORP LTD COM G2519Y108 660 4500 SH SOLE 4500
CROWN CASTLE INTL CORP COM 228227104 361 5000 SH SOLE 5000
CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 798 35200 SH SOLE 35200
CVB FINL CORP COM 126600105 2321 223200 SH SOLE 223200
DELTA AIR LINES INC DEL COM NEW 247361702 1234 103955 SH SOLE 103955
DIRECTV COM 25490A309 441 8801 SH SOLE 8801
DONNELLEY R R & SONS CO COM 257867101 145 16110 SH SOLE 16110
DR REDDYS LABS LTD ADR 256135203 386 11600 SH SOLE 11600
EASTMAN CHEM CO COM 277432100 4915 72230 SH SOLE 72230
EBAY INC COM 278642103 232 4547 SH SOLE 4547
ECOLAB INC COM 278865900 2157 30000 SH C SOLE 30000
ENERSIS S A SPONSORED ADR 29274F104 477 26200 SH SOLE 26200
EQUIFAX INC COM 294429105 393 7270 SH SOLE 7270
F5 NETWORKS INC COM 315616102 2137 22000 SH SOLE 22000
FASTENAL CO COM 311900104 1443 30930 SH SOLE 30930
FEDEX CORP COM 31428X106 4624 50418 SH SOLE 50418
FEI CO COM 30241L109 2579 46500 SH SOLE 46500
FIBRIA CELULOSE S A SP ADR REP COM 31573A109 345 30300 SH SOLE 30300
FIDELITY NATL INFORMATION SV COM 31620M106 1610 46240 SH SOLE 46240
FISERV INC COM 337738108 1674 21180 SH SOLE 21180
FLOWSERVE CORP COM 34354P105 1808 12315 SH SOLE 12315
FLUOR CORP NEW COM 343412902 29370 500000 SH C SOLE 500000
FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 1076 41900 SH SOLE 41900
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1456 14459 SH SOLE 14459
FORD MTR CO DEL COM PAR $0.01 345370860 44076 3403580 SH SOLE 3403580
FORD MTR CO DEL COM PAR $0.01 345370900 51800 4000000 SH C SOLE 4000000
FOREST CITY ENTERPRISES INC CL A 345550107 808 50000 SH SOLE 50000
FOSSIL INC COM 349882100 507 5450 SH SOLE 5450
GENERAL MTRS CO COM 37045V950 4036.2 140000 SH P SOLE 140000
GENERAL MTRS CO COM 37045V100 71520 2480754 SH SOLE 2480754
GIANT INTERACTIVE GROUP INC ADR 374511103 202 37394 SH SOLE 37394
G-III APPAREL GROUP LTD COM 36237H101 246 7200 SH SOLE 7200
GLOBAL X FDS FTSE COLOMBIA20 37950E200 500 22500 SH SOLE 22500
GNC HLDGS INC COM CL A 36191G107 300 9000 SH SOLE 9000
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 256 39100 SH SOLE 39100
GOODYEAR TIRE & RUBR CO COM 382550101 8195 593442 SH SOLE 593442
GOOGLE INC CL A 38259P508 509 720 SH SOLE 720
GRACO INC COM 384109104 2693 52300 SH SOLE 52300
GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 2903 109205 SH SOLE 109205
HCA HOLDINGS INC COM 40412C101 453 15000 SH SOLE 15000
HDFC BANK LTD ADR REPS 3 SHS 40415F101 1042 25600 SH SOLE 25600
HELMERICH & PAYNE INC COM 423452101 1844 32920 SH SOLE 32920
HERCULES TECH GROWTH CAP INC COM 427096508 735 66000 SH SOLE 66000
HSBC HLDGS PLC SPON ADR NEW 404280406 1422 26800 SH SOLE 26800
ICICI BK LTD ADR 45104G104 1034 23700 SH SOLE 23700
ICON PUB LTD CO SPONSORED ADR 45103T107 694 25000 SH SOLE 25000
IDEX CORP COM 45167R104 558 12000 SH SOLE 12000
INVESTMENT TECHNOLOGY GRP NE COM 46145F105 450 50000 SH SOLE 50000
ISHARES INC MSCI SPAIN 464286764 384 12700 SH SOLE 12700
ISHARES INC MSCI CHILE INVES 464286640 408 6448 SH SOLE 6448
ISHARES INC MSCI ITALY 464286855 416 30900 SH SOLE 30900
ISHARES INC MSCI BRIC INDX 464286657 453 11100 SH SOLE 11100
ISHARES INC MSCI FRANCE 464286707 477 20200 SH SOLE 20200
ISHARES INC MSCI SWEDEN 464286756 477 15800 SH SOLE 15800
ISHARES INC MSCI UTD KINGD 464286699 502 28000 SH SOLE 28000
ISHARES INC MSCI THAILAND 464286624 528 6400 SH SOLE 6400
ISHARES INC MSCI TURKEY FD 464286715 561 8400 SH SOLE 8400
ISHARES INC MSCI SWITZERLD 464286749 565 21100 SH SOLE 21100
ISHARES INC MSCI STH AFRCA 464286780 1231 17200 SH SOLE 17200
ISHARES INC MSCI S KOREA 464286772 1267 20000 SH SOLE 20000
ISHARES INC MSCI TAIWAN 464286731 1328 97500 SH SOLE 97500
ISHARES INC MSCI EMU INDEX 464286608 1375 41100 SH SOLE 41100
ISHARES INC MSCI GERMAN 464286806 1430 57900 SH SOLE 57900
ISHARES INC MSCI HONG KONG 464286871 1478 76100 SH SOLE 76100
ISHARES INC MSCI AUSTRALIA 464286103 1498 59600 SH SOLE 59600
ISHARES INC MSCI PAC J IDX 464286665 1523 32300 SH SOLE 32300
ISHARES INC MSCI SINGAPORE 464286673 1528 111600 SH SOLE 111600
ISHARES INC MSCI MALAYSIA 464286830 1551 102500 SH SOLE 102500
ISHARES INC MSCI JAPAN 464286848 2207 226400 SH SOLE 226400
ISHARES INC MSCI MEX INVEST 464286822 5473 77600 SH SOLE 77600
ISHARES INC MSCI BRAZIL 464286900 5761.82 103000 SH C SOLE 103000
ISHARES INC MSCI BRAZIL 464286400 12648 226100 SH SOLE 226100
ISHARES TR MSCI RUSS INDX 46429B705 419 17700 SH SOLE 17700
ISHARES TR POLND INVT MKT 46429B606 477 16100 SH SOLE 16100
ISHARES TR S^P EURO PLUS 464287861 519 13200 SH SOLE 13200
ISHARES TR MSCI SMALL CAP 464288273 521 12800 SH SOLE 12800
ISHARES TR PHILL INVSTMRK 46429B408 532 15400 SH SOLE 15400
ISHARES TR MSCI ACJPN IDX 464288182 545 9000 SH SOLE 9000
ISHARES TR S^P LTN AM 40 464287390 1425 32500 SH SOLE 32500
ISHARES TR MSCI ACWI INDX 464288257 1572 32700 SH SOLE 32700
ISHARES TR MSCI EAFE INDEX 464287465 3105 54600 SH SOLE 54600
ISHARES TR FTSE CHINA25 IDX 464287184 5174 127900 SH SOLE 127900
ISHARES TR MSCI EMERG MKT 464287234 7664 172800 SH SOLE 172800
ISHARES TR MSCI EMERG MKT 464287904 11087.5 250000 SH C SOLE 250000
ISHARES TR FTSE CHINA25 IDX 464287904 37112.875 917500 SH C SOLE 917500
ISHARES TR HIGH YLD CORP 464288953 140025 1500000 SH P SOLE 1500000
ISHARES TR RUSSELL 2000 464287955 210794.5 2500000 SH P SOLE 2500000
JEFFERIES GROUP INC NEW COM 472319102 4859 261662 SH SOLE 261662
JOY GLOBAL INC COM 481165108 9928 155666 SH SOLE 155666
JPMORGAN CHASE & CO COM 46625H100 49366 1122742 SH SOLE 1122742
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 402 11200 SH SOLE 11200
KOREA ELECTRIC PWR SPONSORED ADR 500631106 366 26200 SH SOLE 26200
LAUDER ESTEE COS INC CL A 518439104 5157 86145 SH SOLE 86145
LIBERTY GLOBAL INC COM SER A 530555101 241 3820 SH SOLE 3820
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 7454 110000 SH SOLE 110000
LIFE TECHNOLOGIES CORP COM 53217V109 3481 71000 SH SOLE 71000
LYONDELLBASELL INDUSTRIES N SHS - A - N53745900 28545 500000 SH C SOLE 500000
MACYS INC COM 55616P104 19900 510000 SH SOLE 510000
MARKET VECTORS ETF TR INDONESIA ETF 57060U753 438 15300 SH SOLE 15300
MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 490 11500 SH SOLE 11500
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 6542 218800 SH SOLE 218800
MASTERCARD INC CL A 57636Q104 4076 8296 SH SOLE 8296
MELCO CROWN ENTMT LTD ADR 585464100 1061 63000 SH SOLE 63000
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1007 54000 SH SOLE 54000
MONSTER BEVERAGE CORP COM 611740951 15852 300000 SH P SOLE 300000
MORGAN STANLEY COM NEW 617446448 12887 674000 SH SOLE 674000
MSC INDL DIRECT INC CL A 553530106 4301 57060 SH SOLE 57060
NATIONSTAR MTG HLDGS INC COM 63861C109 4966 160286 SH SOLE 160286
NAVISTAR INTL CORP NEW COM 63934E108 6641 305055 SH SOLE 305055
NCR CORP NEW COM 62886E108 19414 761940 SH SOLE 761940
NETFLIX INC COM 64110L106 657 7100 SH SOLE 7100
NEWFIELD EXPL CO COM 651290108 27283 1018792 SH SOLE 1018792
NEWS CORP CL A 65248E104 400 15698 SH SOLE 15698
NIELSEN HOLDINGS N V COM N63218106 214 7000 SH SOLE 7000
NORTHSTAR RLTY FIN CORP COM 66704R100 2816 400000 SH SOLE 400000
OCWEN FINL CORP COM NEW 675746309 4981 144000 SH SOLE 144000
PACCAR INC COM 693718108 1647 36440 SH SOLE 36440
PENNEY J C INC COM 708160956 295.65 15000 SH P SOLE 15000
PENNEY J C INC COM 708160106 371 18800 SH SOLE 18800
PENNYMAC MTG INVT TR COM 70931T103 5115 202251 SH SOLE 202251
PERKINELMER INC COM 714046109 2095 66000 SH SOLE 66000
PETROCHINA CO LTD SPONSORED ADR 71646E100 431 3000 SH SOLE 3000
PNC FINL SVCS GROUP INC COM 693475105 4373 75000 SH SOLE 75000
POLARIS INDS INC COM 731068102 1306 15525 SH SOLE 15525
POOL CORPORATION COM 73278L105 1587 37500 SH SOLE 37500
POSCO SPONSORED ADR 693483109 435 5300 SH SOLE 5300
POWERSHARES INDIA ETF TR INDIA PORT 73935L100 422 23000 SH SOLE 23000
PPG INDS INC COM 693506107 591 4365 SH SOLE 4365
PRECISION CASTPARTS CORP COM 740189105 2792 14740 SH SOLE 14740
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 953 32100 SH SOLE 32100
RALCORP HLDGS INC NEW COM 751028101 9643 107561 SH SOLE 107561
RAYMOND JAMES FINANCIAL INC COM 754730109 3734 96900 SH SOLE 96900
REALOGY HLDGS CORP COM 75605Y106 20183 481000 SH SOLE 481000
REGAL BELOIT CORP COM 758750103 3524 50000 SH SOLE 50000
REGIONS FINL CORP NEW COM 7591EP100 34768 4876301 SH SOLE 4876301
ROPER INDS INC NEW COM 776696106 4503 40390 SH SOLE 40390
SAKS INC COM 79377W108 15765 1500000 SH SOLE 1500000
SBA COMMUNICATIONS CORP COM 78388J106 406 5724 SH SOLE 5724
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y905 24585 1500000 SH C SOLE 1500000
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y904 47375 1250000 SH C SOLE 1250000
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y955 49579.75 3025000 SH P SOLE 3025000
SEMGROUP CORP CL A 81663A105 1622 41500 SH SOLE 41500
SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 974 30000 SH SOLE 30000
SNAP ON INC COM 833034101 2370 30000 SH SOLE 30000
SOHU COM INC COM 83408W103 1060 22400 SH SOLE 22400
SOTHEBYS COM 835898107 4142 123210 SH SOLE 123210
SOUFUN HLDGS LTD ADR 836034108 280 11200 SH SOLE 11200
SOUTHERN COPPER CORP COM 84265V105 1209 31945 SH SOLE 31945
SPDR INDEX SHS FDS S^P CHINA ETF 78463X400 459 6200 SH SOLE 6200
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 464 13400 SH SOLE 13400
SPDR S^P 500 ETF TR TR UNIT 78462F103 4984 35000 SH SOLE 35000
SPDR S^P 500 ETF TR TR UNIT 78462F953 45001.56 316000 SH P SOLE 316000
SPDR SERIES TRUST S^P REGL BKG 78464A698 32965 1178600 SH SOLE 1178600
SPDR SERIES TRUST S^P BK ETF 78464A797 44800 1880000 SH SOLE 1880000
SPRINT NEXTEL CORP COM SER 1 852061100 57375 10118980 SH SOLE 10118980
ST JOE CO COM 790148100 9382 406500 SH SOLE 406500
STARWOOD PPTY TR INC COM 85571B105 321 14000 SH SOLE 14000
STATE STR CORP COM 857477103 3526 75000 SH SOLE 75000
STERLING FINL CORP WASH COM NEW 859319303 3483 166672 SH SOLE 166672
STERLITE INDS INDIA LTD ADS 859737207 346 40200 SH SOLE 40200
STIFEL FINL CORP COM 860630102 770 24100 SH SOLE 24100
SUNTRUST BKS INC COM 867914103 9846 347300 SH SOLE 347300
SYNOVUS FINL CORP COM 87161C105 36583 14931962 SH SOLE 14931962
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1242 72400 SH SOLE 72400
TATA MTRS LTD SPONSORED ADR 876568502 1074 37400 SH SOLE 37400
TELEFONICA BRASIL SA SPONSORED ADR 87936R106 9872 410300 SH SOLE 410300
TENARIS S A SPONSORED ADR 88031M109 1073 25600 SH SOLE 25600
TESORO CORP COM 881609101 3349 76020 SH SOLE 76020
TEXTRON INC COM 883203101 1611 65000 SH SOLE 65000
THERMO FISHER SCIENTIFIC INC COM 883556102 3112 48800 SH SOLE 48800
TIM PARTICIPACOES S A SPONSORED ADR 88706P205 947 47800 SH SOLE 47800
TIME WARNER CABLE INC COM 88732J207 2571 26450 SH SOLE 26450
TOLL BROTHERS INC COM 889478103 6506 201225 SH SOLE 201225
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 465 28800 SH SOLE 28800
U S AIRWAYS GROUP INC COM 90341W108 3954 292910 SH SOLE 292910
U S AIRWAYS GROUP INC COM 90341W908 47250 3500000 SH C SOLE 3500000
UNION PAC CORP COM 907818108 2557 20335 SH SOLE 20335
UNITED CONTL HLDGS INC COM 910047109 2866 122575 SH SOLE 122575
VALE S A ADR 91912E105 1603 76500 SH SOLE 76500
VALE S A ADR REPSTG PFD 91912E204 1627 80200 SH SOLE 80200
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 566 10600 SH SOLE 10600
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 1460 29900 SH SOLE 29900
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1565 34200 SH SOLE 34200
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2970 66700 SH SOLE 66700
VIMPELCOM LTD SPONSORED ADR 92719A106 330 31500 SH SOLE 31500
VIRGIN MEDIA INC COM 92769L101 237 6450 SH SOLE 6450
VISA INC COM CL A 92826C839 16823 110983 SH SOLE 110983
WALTER INVT MGMT CORP COM 93317W102 6324 147000 SH SOLE 147000
WATERS CORP COM 941848103 2178 25000 SH SOLE 25000
WELLS FARGO & CO NEW COM 949746101 55273 1617128 SH SOLE 1617128
WILLIAMS COS INC DEL COM 969457100 53042 1620113 SH SOLE 1620113
WILSHIRE BANCORP INC COM 97186T108 1746 297400 SH SOLE 297400
WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 529 10700 SH SOLE 10700
WISDOMTREE TRUST INDIA ERNGS FD 97717W422 1245 64300 SH SOLE 64300
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1487 26000 SH SOLE 26000
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 384 24400 SH SOLE 24400
WYNDHAM WORLDWIDE CORP COM 98310W108 1318 24770 SH SOLE 24770
YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 297 17400 SH SOLE 17400
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 279 19200 SH SOLE 19200