Concept Capital Markets as of Dec. 31, 2012
Portfolio Holdings for Concept Capital Markets
Concept Capital Markets holds 0 positions in its portfolio as reported in the December 2012 quarterly 13F filing
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
-------- --------- -------- -------- -------- ---------- --------
Value SHRS OR SH/ Investment Other Voting Authority
Name of Issuer Title of Class CUSIP (x1000) PRN AMT PRN Discretion Managers Sole Shared None
-------------- -------------- --------- ------- ------- --- --------- -------- ---- ------ ----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CALL CVX 01/18/14 120 CALL 166764900 -2.205 -7 YES SOLE
CALL PFE 01/18/14 27 CALL 717081903 -2.94 -35 YES SOLE
CALL CTL 04/20/13 44 CALL 156700906 -0.1 -20 YES SOLE
CALL D 01/19/13 55 CALL 25746U909 -0.0325 -13 YES SOLE
CALL CVS 01/18/14 50 CALL 126650900 -6.01 -20 YES SOLE
CALL TPLM 01/19/13 5 CALL 89600B901 3 30 YES SOLE
CALL TIVO 02/16/13 13 CALL 888339907 2.3 50 YES SOLE
CALL TPLM 04/20/13 5 CALL 89600B901 3.675 30 YES SOLE
AMERICAN EAGLE OUTFITTERS INC Stock 02553E106 2.051 100 YES SOLE
AETNA INC NEW Stock 00817Y108 -319.35376 -6896 YES SOLE
ARBITRON INC Stock 03875Q108 191.388 4100 YES SOLE
ADVENT CLAYMORE CONV SECS & Stock 00764C109 16.12 1000 YES SOLE
ALTRIA GROUP INC Stock 02209S103 15.72 500 YES SOLE
ACCELRYS INC Stock 00430U103 14887.58485 1645037 YES SOLE
ALLETE INC Stock 185223000 6.80268 166 YES SOLE
ALPHA NATURAL RESOURCES INC Stock 02076X102 170.45974 17501 YES SOLE
AT^T INC Stock 00206R102 0.77533 23 YES SOLE
ACCURAY INCORPORATED Stock 439710500 181.69894 28258 YES SOLE
ABBOTT LABORATORIES Stock 282410000 131 2000 YES SOLE
***ADVANTAGE OIL & GAS LTD Stock 00765F101 514.45797 159900 YES SOLE
ANCESTRY COM INC Stock 328031080 1538.4641 48002 YES SOLE
***ALTERRA CAPITAL HOLDINGS Stock G0229R108 558.89494 19826 YES SOLE
***ASML HOLDING N V Stock N07059210 -697.53687 -10833 YES SOLE
***AEGON NV Stock 792410300 9.06752 1408 YES SOLE
ABRAXAS PETROLEUM CORP Stock 383010600 209.145 95500 YES SOLE
AMERICAN ELECTRIC POWER CO INC Stock 255371010 2037.97 47750 YES SOLE
AMERICAN EXPRESS COMPANY Stock 258161090 13.2204 230 YES SOLE
AMERICAN GREETINGS CORP-CL A Stock 263751050 325.977 19300 YES SOLE
***ALCATEL-LUCENT Stock 139043050 0.99524 716 YES SOLE
ANADARKO PETROLEUM CORP Stock 325111070 2.2293 30 YES SOLE
ANALOG DEVICES INC Stock 326541050 757.08 18000 YES SOLE
APACHE CORP Stock 374111050 35.325 450 YES SOLE
APPLE INC Stock 378331000 175.61704 330 YES SOLE
APPLIED MATERIALS INC Stock 382221050 0.13728 12 YES SOLE
AVERY DENNISON CORP Stock 536111090 1396.8 40000 YES SOLE
***BUNGE LTD Stock G16962105 3.6345 50 YES SOLE
BANK OF AMERICA CORP Stock 605051040 70.65846 6086 YES SOLE
BIOGEN IDEC INC Stock 09062X103 73.185 500 YES SOLE
***BHP BILLITON LTD Stock 886061080 31.368 400 YES SOLE
BILL BARRETT CORPORATION Stock 06846N104 72.939 4100 YES SOLE
BOARDWALK PIPELINE PARTNERS LP Stock 966271040 1602.315 64350 YES SOLE
BRT REALTY TRUST SBI-NEW Stock 556453030 10.426 1604 YES SOLE
BLACKROCK CREDIT ALLOCATION Stock 925081000 288.33 21000 YES SOLE
BROCADE COMMUNICATIONS SYS INC Stock 111621306 452.38375 84875 YES SOLE
BLACKROCK MUNIENHANCED FD INC Stock 09253Y100 73.74 6000 YES SOLE
BROADVISION INC Stock 111412706 0.03576 4 YES SOLE
BANK OF AMERICA Stock 605056820 39.725 35 YES SOLE
BERKSHIRE HATHAWAY INC DEL Stock 846707020 179.4 2000 YES SOLE
***BANK OF MONTREAL Stock 636711010 46.07638 753 YES SOLE
BLACKROCK INCOME TRUST INC Stock 09247F100 264.6 36000 YES SOLE
BRISTOL MYERS SQUIBB CO Stock 110122108 293.31 9000 YES SOLE
CYMER INC Stock 232572107 1106.8632 12240 YES SOLE
CVS CAREMARK CORPORATION Stock 126650100 96.7 2000 YES SOLE
COVENTRY HEALTH CARE INC Stock 222862104 796.36012 17764 YES SOLE
CENTURYLINK INC Stock 156700106 78.24 2000 YES SOLE
CHEVRON CORPORATION Stock 166764100 1027.33 9500 YES SOLE
COMCAST CORP Stock 20030N101 290.36192 7772 YES SOLE
COPANO ENERGY LLC Stock 217202100 126.52 4000 YES SOLE
CBIZ INC Stock 124805102 5.91 1000 YES SOLE
CONCHO RESOURCES INC Stock 20605P101 322.24 4000 YES SOLE
CHYRON CORPORATION Stock 171605306 61.22969 86239 YES SOLE
CITIGROUP INC Stock 172967424 73.10688 1848 YES SOLE
CONOCOPHILLIPS Stock 20825C104 197.166 3400 YES SOLE
***CENOVUS ENERGY INC Stock 15135U109 0.13388 4 YES SOLE
CATERPILLAR INC Stock 149123101 125.4519 1400 YES SOLE
COCA COLA COMPANY Stock 191216100 268.25 7400 YES SOLE
COLGATE PALMOLIVE CO Stock 194162103 258.42288 2472 YES SOLE
CORNING INC Stock 219350105 50.48 4000 YES SOLE
DEVON ENERGY CORPORATION NEW Stock 25179M103 23.418 450 YES SOLE
DURECT CORP Stock 266605104 23.46 25500 YES SOLE
DOMINION RESOURCES INC VA NEW Stock 25746U109 196.84 3800 YES SOLE
DTS INC Stock 23335C101 539.911 32330 YES SOLE
DCP MIDSTREAM PARTNERS LP Stock 23311P100 233.8 5600 YES SOLE
DIGIMARC CORPORATION Stock 25381B101 15824.7774 764482 YES SOLE
DYNAVOX INC Stock 26817F104 1.85 5000 YES SOLE
DUKE ENERGY CORPORATION Stock 26441C204 508.1032 7964 YES SOLE
DIRECTV Stock 25490A309 20.064 400 YES SOLE
DEERE & CO Stock 244199105 241.976 2800 YES SOLE
WALT DISNEY CO Stock 254687106 0.9958 20 YES SOLE
R R DONNELLEY & SONS CO Stock 257867101 0.02697 3 YES SOLE
DOW CHEMICAL CO. Stock 260543103 523.73628 16200 YES SOLE
***EDAP TMS SA-SPONSORED ADR Stock 268311107 1.02 500 YES SOLE
ENTERPRISE PRODUCTS PARTNERS Stock 293792107 1026.64 20500 YES SOLE
EOG RES INC Stock 26875P101 60.395 500 YES SOLE
EBAY INC Stock 278642103 76.70054 1504 YES SOLE
***ENCANA CORP Stock 292505104 0.07906 4 YES SOLE
EXXON MOBIL CORP Stock 30231G102 1023.021 11820 YES SOLE
EPOCH HOLDING CORPORATION Stock 29428R103 700.29 25100 YES SOLE
EAGLE ROCK ENERGY PARTNERS LP Stock 26985R104 17.2988 2000 YES SOLE
EATON VANCE TAX ADVANTAGED Stock 27828G107 165 10000 YES SOLE
***ENERGY XXI BERMUDA LIMITED Stock G10082140 360.304 11200 YES SOLE
E TRADE FINANCIAL CORPORATION Stock 269246401 17.9 2000 YES SOLE
***EATON CORPORATION PLC Stock G29183103 0 0 YES SOLE
ECOLAB INC Stock 278865100 57.52 800 YES SOLE
EMERSON ELECTRIC CO Stock 291011104 103.272 1950 YES SOLE
ENZO BIOCHEM INC Stock 294100102 0.6534 242 YES SOLE
EXAR CORPORATION Stock 300645108 250.1968 28112 YES SOLE
FALCONSTOR SOFTWARE INC Stock 306137100 447.65125 192125 YES SOLE
FRONTIER COMMUNICATIONS CORP Stock 35906A108 2.21276 517 YES SOLE
FAIR ISAAC INC Stock 303250104 0.12609 3 YES SOLE
FIRSTCITY FINANCIAL CORP Stock 33761X107 9.74 1000 YES SOLE
GOODRICH PETROLEUM CORP NEW Stock 382410405 32.62 3500 YES SOLE
GABELLI DIVIDEND & INCOME FUND Stock 36242H104 161.8 10000 YES SOLE
GOOGLE INC Stock 38259P508 28.2952 40 YES SOLE
GT ADVANCED TECHNOLOGIES INC Stock 36191U106 89.082 29400 YES SOLE
GAP INC Stock 364760108 31.72288 1022 YES SOLE
GARDNER DENVER INC Stock 365558105 643.9 9400 YES SOLE
GENERAL ELECTRIC CO Stock 369604103 2222.31625 105875 YES SOLE
GENERAL MILLS INC Stock 370334104 113.176 2800 YES SOLE
GENTEX CORP Stock 371901109 2784.145 147700 YES SOLE
***GLAXOSMITHKLINE PLC Stock 37733W105 86.94 2000 YES SOLE
INTERSIL CORPORATION CL A Stock 46069S109 0.00829 1 YES SOLE
ILLUMINA INC Stock 452327109 27.795 500 YES SOLE
***HSBC HOLDINGS PLC ADS Stock 404280604 19.39825 775 YES SOLE
HCP INC Stock 40414L109 3558.608 78800 YES SOLE
***INGERSOLL RAND PLC Stock G47791101 239.8 5000 YES SOLE
HALCON RESOURCES CORPORATION Stock 40537Q209 204.14 29500 YES SOLE
H J HEINZ CO Stock 423074103 40.376 700 YES SOLE
HELMERICH & PAYNE INC Stock 423452101 44.808 800 YES SOLE
HEWLETT PACKARD CO Stock 428236103 2.85 200 YES SOLE
INTEL CORP Stock 458140100 78.356 3800 YES SOLE
INTERNATIONAL BUSINESS Stock 459200101 308.7786 1612 YES SOLE
JUNIPER NETWORKS Stock 48203R104 0.07868 4 YES SOLE
JPMORGAN CHASE & CO Stock 46625H100 355.00651 8074 YES SOLE
JAMBA INC Stock 47023A101 3.36 1500 YES SOLE
JOHNSON & JOHNSON Stock 478160104 1043.6488 14888 YES SOLE
KRAFT FOODS GROUP INC Stock 50076Q106 3814.11454 83882 YES SOLE
KIMBERLY CLARK CORP Stock 494368103 1308.665 15500 YES SOLE
LEARNING TREE INTERNATIONAL Stock 522015106 137.0304 26000 YES SOLE
LIONBRIDGE TECHNOLOGIES INC Stock 536252109 7036.7487 1750435 YES SOLE
LUMINEX CORP DEL Stock 55027E102 2456.19267 146215 YES SOLE
LABORATORY CORP AMER HLDGS Stock 50540R409 0.08662 1 YES SOLE
LEAPFROG ENTERPRISES INC Stock 52186N106 0.04315 5 YES SOLE
LSI CORPORATION Stock 502161102 0.05656 8 YES SOLE
LEGACY RESERVES LP Stock 524707304 119 5000 YES SOLE
LMP CAPITAL AND INCOME FUND Stock 50208A102 134.7 10000 YES SOLE
LOCKHEED MARTIN CORP Stock 539830109 46.145 500 YES SOLE
MIPS TECHNOLOGIES INC Stock 604567107 3562.8684 456778 YES SOLE
MCMORAN EXPLORATION COMPANY Stock 582411104 0 0 YES SOLE
METLIFE INC Stock 59156R108 146.583 4450 YES SOLE
MAGNUM HUNTER RESOURCES Stock 55973B102 319.2 80000 YES SOLE
MERCK & CO INC Stock 58933Y105 16.376 400 YES SOLE
MARKET VECTORS ETF TR JR Stock 57060U589 8.7076 440 YES SOLE
MOTOROLA SOLUTIONS INC Stock 620076307 15.312 275 YES SOLE
MIDSTATES PETROLEUM COMPANY Stock 59804T100 33.072 4800 YES SOLE
MONDELEZ INTERNATIONAL INC Stock 609207105 626.14872 24600 YES SOLE
MARKEL CORP HOLDING CO Stock 570535104 -239.68126 -553 YES SOLE
MCDONALDS CORP Stock 580135101 56.4544 640 YES SOLE
MICROSOFT CORP Stock 594918104 2720.3028 101847 YES SOLE
NATIONAL RESEARCH CORP Stock 637372103 292.68 5400 YES SOLE
NUVEEN EQUITY PREM ADVANTAGE Stock 6706ET107 11.9 1000 YES SOLE
NIC INC Stock 62914B100 1364.39 83500 YES SOLE
NUVEEN PREFERRED INCOME Stock 67073B106 9.71 1000 YES SOLE
NVE CORPORATION Stock 629445206 246.9305 4450 YES SOLE
NUVEEN CREDIT STRATEGIES Stock 67073D102 193 20000 YES SOLE
NORTHERN OIL & GAS INC Stock 665531109 349.856 20800 YES SOLE
***NOBLE CORPORATION Stock H5833N103 27.856 800 YES SOLE
NEOGEN CORP Stock 640491106 271.92 6000 YES SOLE
NEWMONT MINING CORP Stock 651639106 1174.932 25300 YES SOLE
NUVEEN MUNICIPAL OPPORTUNITY Stock 670984103 76.65 5000 YES SOLE
NUVEEN MARYLAND PREMIUM INCOME Stock 67061Q107 76 5000 YES SOLE
NORFOLK SOUTHERN CORP Stock 655844108 123.68 2000 YES SOLE
NORTHROP GRUMMAN CORP Stock 666807102 54.064 800 YES SOLE
***NOVO NORDISK A/S-ADR Stock 670100205 122.4075 750 YES SOLE
PSS WORLD MEDICAL INC Stock 69366A100 924.16 32000 YES SOLE
PLUM CREEK TIMBER CO INC Stock 729251108 5428.49202 122346 YES SOLE
OCCIDENTAL PETE CORP Stock 674599105 42.1355 550 YES SOLE
ONLINE RESOURCES CORP Stock 68273G101 4528.5592 1994960 YES SOLE
QUICKLOGIC CORP Stock 74837P108 171.9291 79230 YES SOLE
PDF SOLUTIONS INC Stock 693282105 45950.38838 3334571 YES SOLE
ONVIA INC Stock 68338T403 470.38689 127826 YES SOLE
PIONEER MUNICIPAL HIGH Stock 723763108 31.58 2000 YES SOLE
PARAMETRIC TECHNOLOGY CORP Stock 699173209 1417.0045 62950 YES SOLE
PRGX GLOBAL INC Stock 69357C503 5243.5275 812950 YES SOLE
PROSHARES SHORT RUSSELL2000 Stock 74347R826 24.32 1000 YES SOLE
PHILIP MORRIS INTERNATIONAL Stock 718172109 117.096 1400 YES SOLE
OFFICIAL PAYMENTS HOLDINGS Stock 67623R106 1591.608 282200 YES SOLE
PROSHARES TR Stock 74347B201 15.8625 250 YES SOLE
PVH CORP Stock 693656100 -186.71882 -1682 YES SOLE
ORACLE CORP Stock 68389X105 13.12808 394 YES SOLE
PETROQUEST ENERGY INC Stock 716748108 341.55 69000 YES SOLE
PARKERVISION INC Stock 701354102 4.06 2000 YES SOLE
PPG INDUSTRIES INC Stock 693506107 527.3236 3896 YES SOLE
PALL CORP Stock 696429307 2551.4084 42340 YES SOLE
PAYCHEX INC Stock 704326107 108.85 3500 YES SOLE
PEPSICO INC Stock 713448108 68.43 1000 YES SOLE
PFIZER INC Stock 717081103 6725.01429 268150 YES SOLE
PROCTER & GAMBLE CO Stock 742718109 190.22778 2802 YES SOLE
RALCORP HOLDINGS INC NEW Stock 751028101 1075.8 12000 YES SOLE
***RETALIX LTD Stock M8215W109 621.8634 20910 YES SOLE
***ROYAL DUTCH SHELL PLC Stock 780259206 61.0897 886 YES SOLE
REIS INC Stock 75936P105 1276.94 98000 YES SOLE
REGENERON PHARMACEUTICALS INC Stock 75886F107 85.535 500 YES SOLE
ROBBINS & MYERS INC Stock 770196103 891.75 15000 YES SOLE
SMITH MICRO SOFTWARE INC Stock 832154108 139.05 92700 YES SOLE
SUNRISE SENIOR LIVING INC Stock 86768K106 1091.442 75900 YES SOLE
SEMPRA ENERGY Stock 816851109 56.752 800 YES SOLE
***SYNGENTA AG Stock 87160A100 40.4 500 YES SOLE
SONUS NETWORKS INC Stock 835916107 445.91 262300 YES SOLE
***SANOFI Stock 80105N105 47.38 1000 YES SOLE
STRATUS PROPERTIES INC Stock 863167201 0.4255 50 YES SOLE
SENOMYX INC Stock 81724Q107 1177.99248 701186 YES SOLE
SEABRIGHT HOLDINGS INC Stock 811656107 321.03 29000 YES SOLE
SANDRIDGE ENERGY INC Stock 80007P307 101.6 16000 YES SOLE
SAIC INC Stock 78390X101 2107.784 186200 YES SOLE
SPDR GOLD TR Stock 78463V107 50.22631 310 YES SOLE
SIRIUS XM RADIO INC Stock 82967N108 0.02601 9 YES SOLE
STEEL PARTNERS HOLDINGS Stock 85814R107 611.95995 51905 YES SOLE
SELECTICA INC Stock 816288203 4.55 700 YES SOLE
***SCHLUMBERGER LTD Stock 806857108 57.86433 835 YES SOLE
***SUNCOR ENERGY INC Stock 867224107 65.77518 2000 YES SOLE
SHAW GROUP INC Stock 820280105 1165.25 25000 YES SOLE
STONE ENERGY CORPORATION Stock 861642106 41.04 2000 YES SOLE
SWIFT ENERGY CO Stock 870738101 12.312 800 YES SOLE
SYMANTEC CORPORATION Stock 871503108 0.01882 1 YES SOLE
SYSCO CORP Stock 871829107 56.988 1800 YES SOLE
TRANSACT TECHNOLOGIES INC Stock 892918103 5443.21576 753908 YES SOLE
TENNECO INC Stock 880349105 0.7022 20 YES SOLE
TNS INC Stock 872960109 414.6 20000 YES SOLE
TICC CAPITAL CORP Stock 87244T109 42.504 4200 YES SOLE
TARGA RESOURCES PARTNERS LP Stock 87611X105 138.306 3700 YES SOLE
TRIANGLE PETROLEUM CORP Stock 89600B201 1051.844 175600 YES SOLE
***TEVA PHARMACEUTICAL Stock 881624209 3178.97824 85136 YES SOLE
TEXAS INSTRUMENTS INCORPORATED Stock 882508104 117.75268 3812 YES SOLE
3-D SYSTEMS CORP-DEL Stock 88554D205 3930.88135 73681 YES SOLE
UNITED PARCEL SVC INC Stock 911312106 117.968 1600 YES SOLE
UNITEDHEALTH GROUP INC Stock 91324P102 0.10848 2 YES SOLE
***UNILEVER PLC Stock 904767704 63.6944 1645 YES SOLE
VERIZON COMMUNICATIONS Stock 92343V104 322.01534 7442 YES SOLE
VERMILLION INC Stock 92407M206 3.168 2400 YES SOLE
***VISTAPRINT NV Stock N93540107 32.86 1000 YES SOLE
***VODAFONE GROUP PLC Stock 92857W209 3220.7934 127860 YES SOLE
***VALEANT PHARMACEUTICALS Stock 91911K102 1.55121 26 YES SOLE
WASTE MANAGEMENT INC DEL Stock 94106L109 3083.836 91400 YES SOLE
WARNACO GROUP INC Stock 934390402 661.44994 9242 YES SOLE
WHITING PETROLEUM CORPORATION Stock 966387102 86.74 2000 YES SOLE
WESTERN ASSET/CLAYMORE Stock 95766R104 277.2 21000 YES SOLE
WESTWAY GROUP INC Stock 96169B100 67.44704 10112 YES SOLE
WILLIAMS PARTNERS L P Stock 96950F104 0.04866 1 YES SOLE
WATSON PHARMACEUTICALS INC Stock 942683103 82.904 964 YES SOLE
WALTER ENERGY INC NEW Stock 93317Q105 165.048 4600 YES SOLE
WAL-MART STORES INC Stock 931142103 117.90144 1728 YES SOLE
CLAYTON WILLIAMS ENERGY INC Stock 969490101 364 9100 YES SOLE
WISCONSIN ENERGY CORP Stock 976657106 165.825 4500 YES SOLE
YAHOO INC Stock 984332106 66.7844 3356 YES SOLE
***XINYUAN REAL ESTATE CO LTD Stock 98417P105 17.9 5000 YES SOLE
ZAZA ENERGY CORP Stock 98919T100 189.13505 92261 YES SOLE
XEROX CORP Stock 984121103 -0.01364 -2 YES SOLE
Total 203,177