Context Capital Management as of Dec. 31, 2014
Portfolio Holdings for Context Capital Management
Context Capital Management holds 41 positions in its portfolio as reported in the December 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Sequenom | 23.5 | $11M | 3.0M | 3.72 | |
| Blucora | 6.1 | $2.9M | 2.9M | 1.00 | |
| Biosante Pharmaceuticals (ANIP) | 5.0 | $2.4M | 2.4M | 1.00 | |
| Tesla Motors (TSLA) | 4.8 | $2.3M | 2.3M | 1.00 | |
| Ak Steel Corp. conv | 4.8 | $2.3M | 1.7M | 1.35 | |
| Affymetrix | 4.7 | $2.2M | 2.2M | 1.00 | |
| Vector (VGR) | 4.4 | $2.1M | 2.1M | 1.00 | |
| Garnero Group Acquisition Co wrnt | 4.0 | $1.9M | 198k | 9.55 | |
| Hf2 Financial Management | 3.4 | $1.6M | 158k | 10.41 | |
| Garnero Group Acquisition | 3.4 | $1.6M | 170k | 9.55 | |
| GROUP Affymetrix Inc cnv | 3.4 | $1.6M | 900k | 1.78 | |
| JAKKS Pacific | 2.7 | $1.3M | 1.3M | 1.00 | |
| AK Steel Holding Corporation | 2.7 | $1.3M | 1.3M | 1.00 | |
| Green Plains Renewable Energy (GPRE) | 2.7 | $1.3M | 1.3M | 1.00 | |
| Cobalt Intl Energy | 2.6 | $1.3M | 1.3M | 1.00 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 2.6 | $1.2M | 7.0k | 177.86 | |
| Quidel Corporation | 2.5 | $1.2M | 1.2M | 1.00 | |
| Horsehead Holding | 2.3 | $1.1M | 1.1M | 1.00 | |
| Cbiz (CBZ) | 2.1 | $1.0M | 1.0M | 1.00 | |
| Aar (AIR) | 2.1 | $1.0M | 1.0M | 1.00 | |
| Acorda Therapeutics | 2.1 | $1.0M | 1.0M | 1.00 | |
| Dendreon Corporation | 2.0 | $950k | 950k | 1.00 | |
| TICC Capital | 1.7 | $800k | 800k | 1.00 | |
| Horsehead Hldg Corp note 3.800% 7/0 | 1.0 | $488k | 400k | 1.22 | |
| Aar Corp 2.25% conv | 0.8 | $362k | 351k | 1.03 | |
| Nexpoint Credit Strategies | 0.5 | $251k | 22k | 11.23 | |
| Dendreon Corp note | 0.5 | $248k | 400k | 0.62 | |
| Encore Capital (ECPG) | 0.4 | $200k | 200k | 1.00 | |
| Cobalt Intl Energy Inc note | 0.4 | $180k | 300k | 0.60 | |
| C B Pharma Acquisition Corp unit 99/99/9999 | 0.3 | $150k | 15k | 10.07 | |
| Freddie Mac 8.375% Pfd Ser Z preferred (FMCKJ) | 0.2 | $119k | 30k | 3.97 | |
| Galena Biopharma | 0.1 | $45k | 30k | 1.50 | |
| Fibrocell Science | 0.1 | $26k | 10k | 2.57 | |
| Wts Fibrocell Science $0.25 12/31/2016 wrnt | 0.1 | $24k | 32k | 0.75 | |
| Exide | 0.0 | $0 | 4.0M | 0.00 | |
| Fibrocell Warrants wrnt | 0.0 | $0 | 15k | 0.00 | |
| Frontera Resources | 0.0 | $2.2k | 11k | 0.20 | |
| Kinder Morgan Inc/delaware-p wrnt | 0.0 | $0 | 10k | 0.00 | |
| Wts Fibrocell Science $0.10 06/01/2018 wrnt | 0.0 | $0 | 466k | 0.00 | |
| Wts Green Hunter Resources Inc @$2.25 Ex wrnt | 0.0 | $0 | 39k | 0.00 | |
| Wts Verenium Corp$4.44 08/27/2013 wrnt | 0.0 | $0 | 523k | 0.00 |
