Crow Point Partners

Crow Point Partners as of Sept. 30, 2015

Portfolio Holdings for Crow Point Partners

Crow Point Partners holds 288 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Shenandoah Telecommunications Company (SHEN) 4.1 $28M 645k 42.81
Chatham Lodging Trust (CLDT) 4.0 $27M 1.3M 21.48
Edison International (EIX) 3.8 $26M 410k 63.07
Nextera Energy (NEE) 3.8 $25M 260k 97.55
Hilton Worldwide Fin Term Loan 10/25/2020 Bbg0058kthw1 bankdebt 3.5 $24M 238k 99.69
CMS Energy Corporation (CMS) 3.3 $22M 630k 35.32
PNM Resources (TXNM) 3.2 $22M 775k 28.05
Sempra Energy (SRE) 3.1 $21M 220k 96.72
Visa (V) 2.8 $19M 275k 69.66
Alliant Energy Corporation (LNT) 2.6 $18M 304k 58.49
American Electric Power Company (AEP) 2.4 $16M 287k 56.86
Equinix (EQIX) 2.2 $15M 55k 273.40
Endurance Specialty Hldgs Lt 2.2 $15M 241k 61.03
American Water Works (AWK) 2.0 $14M 250k 55.08
Williams Companies (WMB) 2.0 $14M 370k 36.85
Comcast Corporation (CMCSA) 1.9 $13M 226k 56.88
National Fuel Gas (NFG) 1.9 $13M 250k 49.98
Dominion Resources (D) 1.8 $12M 175k 70.38
Public Service Enterprise (PEG) 1.7 $11M 268k 42.16
Preferred Apartment Communitie 1.6 $11M 1.0M 10.88
Great Plains Energy Incorporated 1.6 $11M 401k 27.02
PG&E Corporation (PCG) 1.6 $11M 200k 52.80
Verizon Communications (VZ) 1.6 $11M 242k 43.51
Frontier Communications 1.5 $10M 2.1M 4.75
Wheeler Real Estate Investme 1.4 $9.5M 5.0M 1.90
Vodafone Group New Adr F (VOD) 1.3 $8.5M 268k 31.74
Ashford Hospitality Trust 1.1 $7.3M 1.2M 6.10
MasterCard Incorporated (MA) 1.1 $7.2M 80k 90.12
Entergy La Llc prf 1.0 $7.0M 296k 23.56
Jernigan Cap 1.0 $7.0M 400k 17.46
ITC Holdings 1.0 $6.7M 200k 33.34
Eqt Midstream Partners 1.0 $6.6M 100k 66.33
Ida (IDA) 1.0 $6.5M 100k 64.71
Sotherly Hotels Inc 8 % Notes 2013-30.9.18 Sr preferred 0.9 $6.3M 245k 25.75
United States Cellular Corporation (AD) 0.8 $5.7M 162k 35.43
Scorpio Tankers 7.50% Y7542c114 preferred 0.8 $5.7M 224k 25.29
Strategic Hotels & Resorts 0.8 $5.5M 400k 13.79
Enbridge (ENB) 0.8 $5.6M 150k 37.13
NorthWestern Corporation (NWE) 0.8 $5.5M 102k 53.83
CenterPoint Energy (CNP) 0.8 $5.4M 300k 18.04
Physicians Realty Trust 0.8 $5.2M 345k 15.09
At&t (T) 0.7 $4.9M 150k 32.58
EQT Corporation (EQT) 0.7 $4.8M 74k 64.77
Summit Hotel Properties (INN) 0.7 $4.6M 398k 11.67
Eversource Energy (ES) 0.7 $4.6M 90k 50.62
Ashford Hospitality Prime In 0.6 $4.2M 302k 14.03
Usm 7 1/4 12/1/63 0.6 $4.1M 163k 25.32
Entergy Arkansas 0.6 $4.0M 165k 24.44
Ppl Cap Fdg Inc Jr Sub Nt 2013 preferred 0.6 $4.1M 161k 25.20
Vnr 7 5/8 12/31/49 0.6 $3.7M 150k 24.84
Y2066g120 Dsx 8.50% Y2066g120 equity preference 0.6 $3.8M 150k 25.00
Principal Financial (PFG) 0.5 $3.5M 36k 99.69
Qwest Corp, 6.63% 0.5 $3.4M 137k 24.88
NN (NNBR) 0.5 $3.2M 175k 18.50
Sce Trust I 0.5 $3.2M 132k 24.52
Travelcenters Of Amer 8.25% Pf p (TANNI) 0.5 $3.3M 125k 26.09
Indianapolis Pwr + Lt Co Pfd Pct preffered 0.4 $2.9M 29k 100.24
Vnr 7 3/4 12/31/49 0.4 $2.9M 121k 23.75
Breitburn Ener/breit Fin 0.4 $2.9M 5.7M 0.51
SCANA Corporation 0.4 $2.8M 50k 56.26
Caretrust Reit (CTRE) 0.4 $2.8M 251k 11.35
Nextera Energy Pref 0.4 $2.7M 114k 23.93
Arlington Asset 0.4 $2.6M 110k 23.27
Northstar Realty Finance 0.3 $2.2M 138k 16.28
Duke Energy (DUK) 0.3 $2.2M 31k 71.93
Spark Energy Inc-class A 0.3 $2.2M 131k 16.55
Entergy La Llc Cum Pfd Ser A 6 prd 0.3 $2.1M 21k 100.24
Spectra Energy 0.3 $2.0M 75k 26.27
Dte Energy 0.3 $1.9M 78k 23.80
Sotherly Hotels Lp 7.00% Senior Notes Due 2019 83600e109 preferred 0.3 $1.9M 75k 25.65
Seaspan Corp Pfd E 8.25% p 0.3 $1.8M 75k 23.88
Bbep 8 1/4 12/31/49 0.2 $1.7M 185k 8.97
Energy & Exploration Partners Inc. 8.0% Enxp4143996-otc preferred 0.2 $1.7M 10M 0.17
Nextera Energy 5.00% Ser J public 0.2 $1.6M 70k 23.47
Seaspan Corp New Money equity 0.2 $1.5M 64k 23.00
Comed Financing Iii 6.35% 15-mar-2033 preferred 0.2 $1.5M 1.3M 1.09
Libr 2005-1a A1c 0.4876% 11/01/17 530361ae4 mbs bond 0.2 $1.5M 1.5M 1.00
Navios Maritime Holdings (NMPRY) 0.2 $1.4M 59k 24.19
TECO Energy 0.2 $1.3M 50k 26.26
Alabama Pwr Co preferred 0.2 $1.3M 50k 26.16
Convergys Corporation 0.2 $1.2M 50k 23.12
Ameres (AMRC) 0.1 $1.0M 175k 5.88
Legacy Resvs Lp Perp Pfd Unit 0.1 $923k 100k 9.23
Bhill 2013-1a D 3.78729% 01/15/26 095560an8 corporate bond 0.1 $980k 1.0M 0.98
Scorpio Tankers 0.1 $912k 40k 22.80
Northstar Asset Management C 0.1 $898k 63k 14.37
Bce (BCE) 0.1 $655k 16k 40.94
Gastar Exploration Inc Cum Pfd Shs Series B preferred 0.1 $652k 57k 11.46
Dash2 1a A1l 25513taa1 abs bond 0.1 $662k 669k 0.99
Entergy Corporation (ETR) 0.1 $626k 9.6k 65.09
Corenergy Infrastructure Tr 0.1 $592k 27k 22.10
Gaslog Ltd. 8.75% Cum A Glog.pra-usa preferred 0.1 $577k 25k 23.08
Amtrust Financial Services Inc Afsi4258392-otc equity (AFFS) 0.1 $621k 25k 24.84
Amtrust Financial Services, Inc., 7.50% (AFFT) 0.1 $628k 25k 25.12
Connecticut Lt + Pwr Co Pfd Ser 1967 5.28p Cntho-usa equity preference (CNTHO) 0.1 $607k 12k 50.58
Northrop Grumman Corporation (NOC) 0.1 $543k 3.3k 165.95
CVS Caremark Corporation (CVS) 0.1 $568k 5.9k 96.43
Aetna 0.1 $559k 5.1k 109.48
Prudential Financial (PRU) 0.1 $521k 6.8k 76.28
Anthem (ELV) 0.1 $519k 3.7k 140.01
Recon Cap Ser Tr 100 covered etf 0.1 $562k 25k 22.21
Starwood Property Trust (STWD) 0.1 $505k 25k 20.52
Boeing Company (BA) 0.1 $455k 3.5k 130.97
Everest Re Group (EG) 0.1 $504k 2.9k 173.20
Tyson Foods (TSN) 0.1 $496k 12k 43.12
Amgen (AMGN) 0.1 $491k 3.5k 138.43
Target Corporation (TGT) 0.1 $500k 6.4k 78.62
Exelon Corporation (EXC) 0.1 $475k 16k 29.69
Zimmer Holdings (ZBH) 0.1 $481k 5.1k 93.93
Western Refining 0.1 $478k 11k 44.12
Allete (ALE) 0.1 $505k 10k 50.50
Kinder Morgan Inc/delaware Wts 0.1 $471k 512k 0.92
Alteva 0.1 $441k 100k 4.41
Carl 2007-10a A2a 0.4516% 04/19/22 14309dab6 clo bond 0.1 $481k 486k 0.99
Shack 2014-5a C1 2.9296% 05/07/26 81881vaj4 clo bond 0.1 $485k 500k 0.97
LG Display (LPL) 0.1 $373k 39k 9.49
Taiwan Semiconductor Mfg (TSM) 0.1 $373k 18k 20.73
DST Systems 0.1 $425k 4.0k 105.07
Exxon Mobil Corporation (XOM) 0.1 $383k 5.2k 74.33
Eli Lilly & Co. (LLY) 0.1 $403k 4.8k 83.78
Teva Pharmaceutical Industries (TEVA) 0.1 $399k 7.4k 54.01
Electronic Arts (EA) 0.1 $437k 6.5k 67.74
CSG Systems International (CSGS) 0.1 $420k 14k 30.81
Foot Locker 0.1 $383k 5.3k 71.99
Valero Energy Corporation (VLO) 0.1 $380k 6.3k 60.15
Apple (AAPL) 0.1 $379k 3.4k 110.17
Gilead Sciences (GILD) 0.1 $386k 3.9k 98.22
Centene Corporation (CNC) 0.1 $403k 7.4k 54.24
MFA Mortgage Investments 0.1 $377k 55k 6.81
Skyworks Solutions (SWKS) 0.1 $378k 4.5k 84.21
Korea Electric Power Corporation (KEP) 0.1 $408k 20k 20.49
Nordic American Tanker Shippin (NAT) 0.1 $434k 29k 15.21
Lukoil 0.1 $420k 12k 34.06
Sumitomo Mitsui Financial Grp (SMFG) 0.1 $390k 51k 7.64
Blackhawk Network Hldgs Inc cl a 0.1 $383k 9.0k 42.41
Ellington Financial Efc 0.1 $408k 23k 17.87
Inc Resh Hldgs Inc cl a 0.1 $401k 10k 39.98
Johnson & Johnson (JNJ) 0.1 $348k 3.7k 93.35
Merck & Co 0.1 $352k 7.1k 49.44
Darden Restaurants (DRI) 0.1 $308k 4.5k 68.60
Universal Corporation (UVV) 0.1 $348k 7.0k 49.50
Cato Corporation (CATO) 0.1 $322k 9.5k 33.99
Hewlett-Packard Company 0.1 $306k 12k 25.65
PDL BioPharma 0.1 $323k 64k 5.03
Steel Dynamics (STLD) 0.1 $346k 20k 17.18
MKS Instruments (MKSI) 0.1 $369k 11k 33.51
Siliconware Precision Industries 0.1 $356k 57k 6.29
Omega Healthcare Investors (OHI) 0.1 $322k 9.2k 35.19
Silicon Motion Technology (SIMO) 0.1 $351k 13k 27.29
Colony Financial 0.1 $319k 16k 19.56
National CineMedia 0.1 $337k 25k 13.40
Avago Technologies 0.1 $358k 2.9k 125.17
Industries N shs - a - (LYB) 0.1 $313k 3.8k 83.36
Matson (MATX) 0.1 $341k 8.9k 38.44
Crow Point Defined Risk Global Equity Income Fund Cl I mutual fund 0.1 $370k 41k 8.96
Greenhunter Resources Inc 10 % Cum Pfd Shs Series C preferred 0.1 $306k 62k 4.95
Sociedad Quimica y Minera (SQM) 0.0 $272k 19k 14.55
Western Union Company (WU) 0.0 $256k 14k 18.35
FedEx Corporation (FDX) 0.0 $265k 1.8k 144.02
IAC/InterActive 0.0 $304k 4.7k 65.24
Chevron Corporation (CVX) 0.0 $275k 3.5k 78.80
Nucor Corporation (NUE) 0.0 $242k 6.4k 37.58
CenturyLink 0.0 $250k 10k 25.11
Domtar Corp 0.0 $278k 7.8k 35.70
Solar Cap (SLRC) 0.0 $246k 16k 15.80
Juniper Networks (JNPR) 0.0 $258k 10k 25.67
Banco Latinoamericano De Comercio Exteri (BLX) 0.0 $256k 11k 23.15
Southwest Airlines (LUV) 0.0 $297k 7.8k 38.03
Huaneng Power International 0.0 $246k 5.8k 42.27
Quad/Graphics (QUAD) 0.0 $258k 21k 12.10
Ag Mtg Invt Tr 0.0 $304k 20k 15.20
Legacy Reserves Lp Cum Red Perp Pfd Units Series A Lgcyp-usa preferred 0.0 $282k 30k 9.56
Resource Capital Corp. 8.625% Perp Rso.prc-usa preferred 0.0 $276k 15k 18.40
Crosby Us Acquisition Corp Term Loan 11/22/20 Bbg005hjylp7 bankdebt 0.0 $250k 250k 1.00
Del Monte Foods Consumer Products Term Loan 2/18/21 Bbg005jv6nl9 bankdebt 0.0 $250k 250k 1.00
Dell International Term Loan 4/29/2020 Bbg0043r5k08 bankdebt 0.0 $250k 250k 1.00
Gardner Denver Term Loan 7/30/2020 Bbg00475smf7 bankdebt 0.0 $249k 249k 1.00
Genpact International Term Loan 08/30/19 Bbg004mp5q26 bankdebt 0.0 $249k 249k 1.00
Booz Allen & Hamilton Term Loan 7/31/2019 Bbg004y8c912 bankdebt 0.0 $250k 250k 1.00
Endo Luxembourg Finance Term Loan 12/12/2020 Bbg005k2zcy9 bankdebt 0.0 $250k 250k 1.00
Chs/community Health Sys In 1/25/17 Bbg005vlvz32 bankdebt 0.0 $250k 250k 1.00
Grifiol Worldwide Operations Term Loan 4/1/21 Bbg00635yml2 bankdebt 0.0 $250k 250k 1.00
AU Optronics 0.0 $229k 77k 2.96
Commercial Metals Company (CMC) 0.0 $221k 16k 13.53
Companhia Paranaense de Energia 0.0 $236k 29k 8.21
PacWest Ban 0.0 $200k 200k 1.00
Ashford Hospital Trust Inc Pre (AHT.PD) 0.0 $180k 7.0k 25.60
Magnum Hunter Ser E Pfd preferred 0.0 $221k 75k 2.95
Valeant Pharmaceuticals Term Loan 2/13/19 Bbg0058046r2 bankdebt 0.0 $218k 218k 1.00
Williams Companies Inc. Put Nov15 50.00 Wmb#15w#50 equity put 0.0 $200k 2.0k 100.00
Reynolds American 0.0 $147k 3.3k 44.29
Novartis (NVS) 0.0 $113k 1.2k 92.32
Lockheed Martin Corporation (LMT) 0.0 $127k 615.00 206.50
Huntsman Corporation (HUN) 0.0 $125k 13k 9.70
Newcastle Investment (NCTPRB) 0.0 $167k 6.4k 26.22
Telefonica Brasil Sa 0.0 $130k 14k 9.15
Qwest Corp 0.0 $104k 4.1k 25.55
Aspen Insurance Pfd 7.25% Ser p 0.0 $156k 5.9k 26.67
Annaly Capital Mgmt Pfd D 7.50 0.0 $128k 5.3k 24.02
Mitt 8.00% preferred (MITT.PB) 0.0 $160k 6.5k 24.50
Jpm 6.3 12/31/49 0.0 $106k 4.3k 24.65
Scorpio Bulkers Inc. 7.50% Sltb Salt.prb-usa preferred 0.0 $106k 106k 1.00
Safeway Inc New Xxx warrant and righ 0.0 $150k 750k 0.20
Rasc 2004-ks2 Ai6 3/25/34 76110wwg7 corporate bond 0.0 $111k 114k 0.97
Archer Daniels Midland Company (ADM) 0.0 $78k 1.9k 41.49
R.R. Donnelley & Sons Company 0.0 $88k 6.1k 14.49
Medtronic 0.0 $36k 545.00 66.06
GlaxoSmithKline 0.0 $42k 1.1k 38.89
Ford Motor Company (F) 0.0 $71k 5.2k 13.66
Hospitality Properties Trust 0.0 $77k 3.0k 25.50
Macquarie Infrastructure Company 0.0 $101k 1.4k 74.81
Consolidated Communications Holdings 0.0 $71k 3.7k 19.14
Capstead Mortgage Corporation 0.0 $35k 3.5k 10.00
Scotts Miracle-Gro Company (SMG) 0.0 $93k 1.5k 60.78
Dte Energy Company p 0.0 $49k 1.9k 25.79
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $52k 1.2k 43.33
Vnr 7.875 12/31/49 0.0 $34k 1.9k 17.80
Takeda Pharma Sedol B01drx9 Us 0.0 $36k 830.00 43.37
Maiden Hldgs North Amer Ltd Gt preferred stocks (MHNC) 0.0 $45k 1.7k 26.95
Freenet 0.0 $53k 1.7k 31.74
Terna S.p.a (TERRF) 0.0 $34k 7.3k 4.64
Morgan Stanley Prd G 6.625% 7- p 0.0 $99k 3.9k 25.71
Greenhunter Water Warrants Aci06tgh1 warrnt 0.0 $79k 96k 0.82
Safe Bulkers Inc 8 % Cum Red Perp Pfd Shs Series D Sbfkf-usa preferred (SB.PD) 0.0 $50k 50k 1.00
Iron Mountain (IRM) 0.0 $73k 2.4k 31.06
Safeway Inc New Xxx warrant and righ 0.0 $53k 750k 0.07
Balitmore preferred 0.0 $50k 50k 1.00
Gsamp 2005-sea2 A1 0.505% 362341tm1 clo bond 0.0 $90k 94k 0.96
Micro Focus International Plc Mcfuf 0.0 $47k 2.5k 18.91
Rasc 2003-ks4 Ai6 76110wrq1 abs bond 0.0 $68k 67k 1.02
Charles Schwab Corp./the, Series C, 6.00% 0.0 $101k 4.0k 25.25
Tmts 2005-2he A1 Mtge 881561pu2 corporate bond 0.0 $54k 5.4M 0.01
Ishares Msci Eafe Etf Put Dec15 58.00 Efa#x#58 equity put 0.0 $89k 271.00 328.41
Cnooc 0.0 $18k 170.00 105.88
CSX Corporation (CSX) 0.0 $28k 1.0k 26.79
MDU Resources (MDU) 0.0 $9.0k 500.00 18.00
Deere & Company (DE) 0.0 $31k 420.00 73.81
International Business Machines (IBM) 0.0 $30k 205.00 146.34
New Jersey Resources Corporation (NJR) 0.0 $12k 400.00 30.00
Pepco Holdings 0.0 $2.0k 100.00 20.00
South Jersey Industries 0.0 $10k 400.00 25.00
Chesapeake Utilities Corporation (CPK) 0.0 $16k 300.00 53.33
Vector (VGR) 0.0 $3.0k 136.00 22.06
Xl Group 0.0 $20k 545.00 36.70
Iberdrola SA (IBDRY) 0.0 $23k 860.00 26.74
Itochu Corporation (ITOCY) 0.0 $16k 775.00 20.65
Sonic Healthcare (SKHCF) 0.0 $33k 2.6k 12.74
Electricity Generating Pcl - N 0.0 $32k 7.2k 4.46
Baltimore Gas & Electric p 0.0 $20k 20k 1.00
Baltimore Gas & Electric p 0.0 $31k 31k 0.99
Northstar Realty Pr B 0.0 $29k 1.2k 23.58
Itochu Corp. 0.0 $8.0k 725.00 11.03
Teekay Offshore Partners-perp p 0.0 $0 960.00 0.00
Turna Rete Elettrica (TEZNY) 0.0 $22k 1.5k 14.54
Customers Bancorpinc Sr equities 0.0 $12k 450.00 26.67
Magnum Hunter Resources Co Wts 0.0 $1.4k 140k 0.01
Iberdrola Sa (IBDSF) 0.0 $26k 4.0k 6.54
Spark New Zealand Ltd Sponsored Adr international (SPKKY) 0.0 $32k 3.3k 9.58
2006-emx2 A2 Mtge 75406aab5 mbs bond 0.0 $10k 1.0M 0.01
Amsi 2003-11 Af6 03072slu7 clo bond 0.0 $750.000000 75k 0.01
Arlington Asset Investment Corp. 6.75% 15-mar-2025 Ai4221733-otc preferred 0.0 $24k 24k 1.00
Cinemark Usa Term Loan 12/18/19 Tranche B Bbg003p9tkn5 term loan 0.0 $0 1.3k 0.00
Dfcs 1998-i A2 0.0 $20k 2.0M 0.01
Ge Capital Mtg Services Inc. Gecms 99-he1 A7 clo bond 0.0 $12k 12k 1.04
Gsms 2006-gc6aab 36228cww9 clo bond 0.0 $4.0k 200k 0.02
Halcyon Loan Advisors Funding Ltd 40538faj2 corp & govt security 0.0 $15k 750k 0.02
Lbubs 2004-c1 A4 52108hyk4 abs bond 0.0 $0 19k 0.00
Lbubs 2006-c6 Aab 50179mad3 abs bond 0.0 $1.0k 50k 0.02
Bsabs 2005-sd2 2a1 Mtge 073877bq4 corporate bond 0.0 $5.4k 540k 0.01
Fhlt 2005-b Mf Mtge 35729pjy7 corporate bond 0.0 $1.0k 100k 0.01
Gsamp 2006-he8 A2b 3622m8ac0 corporate bond 0.0 $5.0k 500k 0.01
Hasc 2005-nc1 2a3 Mtge 40430hae8 corporate bond 0.0 $17k 1.7M 0.01
Naa 2005-ar2 2a2 65535vkdp corporate bond 0.0 $0 1.5k 0.00
Ramp 2005-rs1 Ai6 Mtge 76112bhy9 corporate bond 0.0 $3.5k 350k 0.01
Saturn Clo Pinebridge Inv 804075aa7 corporate bond 0.0 $8.0k 8.2k 0.98
Svhe 2005-3 M2 Mtge 83611mfn3 corporate bond 0.0 $4.0k 400k 0.01
Sasc 2006- Gel1 A2 Mtge 863576ef7 corporate bond 0.0 $3.0k 300k 0.01
Travelcenters Snnotes 8% 10/20 p 0.0 $28k 28k 1.00
Aca Master Select Fund Lp Acamsf-usa equity mutual fund/load 0.0 $0 1.00 0.00
Ace 2006-sd1 A1b 004421xv0 corporate bond 0.0 $28k 2.8M 0.01
Bayv 2004-a A 073249bt0 corporate bond 0.0 $33k 3.3M 0.01
Orion Oyj Unsponsored Adr Oriny equity 0.0 $23k 1.1k 21.30
Wbcmt 2007 C32 A2 92978yab6 corporate bond 0.0 $3.5k 350k 0.01
Hologic Term Loan Tranche B 8/1/19 Bbg0607nym6 bankdebt 0.0 $4.0k 4.1k 0.98
Ishares Msci Emerging Markets Etf Put Dec15 33.00 Eem#15x#33 equity put 0.0 $18k 183.00 98.36
Spy December 2015 195 Puts Spy#x#195 equity put 0.0 $20k 199.00 100.50
United States Oil Fund Lp Call Oct15 19.00 Uso#j#19 equity call 0.0 $0 100.00 0.00
Bts Group Holdings Public Company Ltd Nvdr Btsgf equity 0.0 $25k 92k 0.27