Crow Point Partners

Crow Point Partners as of Dec. 31, 2016

Portfolio Holdings for Crow Point Partners

Crow Point Partners holds 285 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Eversource Energy (ES) 4.6 $28M 515k 55.23
Nextera Energy (NEE) 4.6 $28M 235k 119.46
Edison International (EIX) 4.5 $28M 385k 71.99
PNM Resources (TXNM) 4.3 $27M 775k 34.30
Shenandoah Telecommunications Company (SHEN) 4.2 $26M 940k 27.30
Chatham Lodging Trust (CLDT) 4.2 $26M 1.3M 20.55
CMS Energy Corporation (CMS) 4.1 $25M 600k 41.62
Alliant Energy Corporation (LNT) 3.6 $22M 588k 37.89
Sempra Energy (SRE) 3.6 $22M 220k 100.64
Visa (V) 3.4 $21M 270k 78.02
Dominion Resources (D) 3.2 $20M 260k 76.59
Spark Energy Inc-class A 3.0 $18M 606k 30.30
American Water Works (AWK) 2.9 $18M 250k 72.36
Chunghwa Telecom Co Ltd - (CHT) 2.9 $18M 572k 31.55
Comcast Corporation (CMCSA) 2.5 $16M 225k 69.05
American Electric Power Company (AEP) 2.5 $16M 246k 62.96
Cme (CME) 2.4 $15M 128k 115.35
Verizon Communications (VZ) 2.1 $13M 244k 53.38
Public Service Enterprise (PEG) 1.8 $11M 251k 43.88
South Jersey Industries 1.8 $11M 325k 33.69
Southern Co./the, 6.25% 1.7 $10M 400k 26.10
MasterCard Incorporated (MA) 1.4 $8.6M 83k 103.25
Great Plains Energy Incorporated 1.4 $8.5M 312k 27.35
Ida (IDA) 1.3 $8.1M 100k 80.55
CenterPoint Energy (CNP) 1.2 $7.4M 302k 24.64
At&t (T) 1.1 $6.5M 153k 42.53
Preferred Apartment Communitie 1.0 $6.0M 400k 14.91
NorthWestern Corporation (NWE) 0.9 $5.8M 102k 56.87
Dynegy Inc unit 07/01/20191 0.9 $5.7M 67k 85.47
Summit Hotel Properties (INN) 0.9 $5.6M 351k 16.03
Scorpio Tankers 7.50% Y7542c114 preferred 0.9 $5.7M 224k 25.28
Seaspan Corp New Money equity 0.9 $5.4M 214k 25.16
Saratoga Investment Corp 6.75 Notes 2016-30.12.23 equity 0.8 $5.2M 200k 25.85
Anchor Alternative Income Investor Class aaifx 0.8 $4.9M 598k 8.21
Dominion Resources Inc p 0.8 $4.9M 219k 22.20
Wheeler Real Estate Invt Tr pfd cnv ser d (WHLRD) 0.8 $4.7M 200k 23.50
Georgia Pwr Co 2007 A Non Cump p 0.7 $4.5M 44k 102.40
Breitburn Ener/breit Fin 0.6 $3.9M 5.7M 0.69
EQT Corporation (EQT) 0.6 $3.8M 59k 65.39
Physicians Realty Trust 0.6 $3.8M 200k 18.96
SCANA Corporation 0.6 $3.7M 50k 73.28
Spectra Energy 0.5 $3.1M 75k 41.09
Glfqp 6.45% Pfd P referred 0.5 $3.1M 30k 103.33
Y2066g120 Dsx 8.50% Y2066g120 equity preference 0.5 $3.1M 150k 20.62
Alabama Pwr Co Non Cumulative Pref 6.5% 12/31/2049 P 0.5 $2.9M 110k 26.10
Medley Llc Sr Nt 26 equity 0.5 $2.9M 120k 24.07
B Riley Financial 7.50 Sennts p 0.4 $2.6M 100k 25.62
United States Cellular Corp., 7.25% 0.4 $2.4M 95k 25.61
Duke Energy (DUK) 0.4 $2.4M 31k 77.60
Arlington Asset 0.4 $2.3M 100k 23.30
Scorpio Bulkers Inc. 7.50% Sltb Salt.prb-usa preferred 0.4 $2.3M 105k 22.36
Alabama Pwr Co preferred 0.3 $1.8M 71k 25.42
Ashford Hospitality Trust, Inc., Series F, 7.38% (AHT.PF) 0.3 $1.8M 75k 23.87
Qwest Corp Nt 6.50000%09/01/20 p (CTBB) 0.3 $1.6M 70k 22.86
Seaspan Corp Pfd E 8.25% p 0.2 $1.4M 68k 20.50
Bluerock Residential Growth Reit, Inc., Series D, 7.13 Percent 0.2 $1.4M 60k 23.28
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.2 $1.3M 26k 50.19
Aspen Insurance Hldg Ltd pref (AHL.PD) 0.2 $1.3M 53k 25.17
Capital One Ser H 6.0 prd 0.2 $1.2M 50k 24.90
Mfri 0.2 $1.1M 142k 8.10
City Office Reit Red Pfd Ser A preferred (CIO.PA) 0.2 $1.1M 50k 22.80
Gastar Exploration Inc Cum Pfd Shs Series B preferred 0.2 $1.1M 57k 19.37
Northstar Realty Finance 0.2 $1.0M 69k 15.16
Citigroup Commercial Mortgage Trust 2008-c7 Ama 6.34494% 10-dec-2049 bond 0.2 $1.0M 1.0M 1.03
Dte Energy Co., Series F, 6.00 Percent 0.2 $1.0M 40k 25.70
Recon Cap Ser Tr 100 covered etf 0.2 $957k 43k 22.35
Bhill 2013-1a D 3.78729% 01/15/26 095560an8 corporate bond 0.2 $970k 1.0M 0.97
Dte Energy Co., Series B, 5.38% 0.2 $996k 44k 22.55
Northstar Asset Management C 0.1 $932k 63k 14.91
Scorpio Tankers Inc pref 0.1 $898k 40k 22.45
Qwest Corp, 6.63% 0.1 $940k 40k 23.50
Equinix (EQIX) 0.1 $867k 2.4k 357.23
Global Medical Reit (GMRE) 0.1 $881k 99k 8.92
Halcyon Loan Advisors Funding Ltd 40538faj2 corp & govt security 0.1 $728k 750k 0.97
Exelon Corporation (EXC) 0.1 $702k 20k 35.47
Safe Bulkers Inc 8 % Cum Red Perp Pfd Shs Series D Sbfkf-usa preferred 0.1 $676k 50k 13.52
Jpmcc 2012-cbx A3 bond 0.1 $691k 678k 1.02
Allete (ALE) 0.1 $642k 10k 64.20
Connecticut Lt & Pwr 6.56% p (CNTHP) 0.1 $637k 12k 53.08
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $611k 13k 48.53
Gaslog Ltd. 8.75% Cum A Glog.pra-usa preferred 0.1 $628k 25k 25.12
Connecticut Lt + Pwr Co Pfd Ser 1967 5.28p Cntho-usa equity preference (CNTHO) 0.1 $616k 12k 51.33
Corenergy Infrastructure Tr 0.1 $628k 18k 34.89
Eagle Point Credit Co - Call pref 0.1 $642k 25k 25.68
Entergy Louisiana Llc, Series *, 4.88% (ELC) 0.1 $634k 30k 21.13
Seaspan 7.875% Perp Cum Qdi Ca p 0.1 $584k 30k 19.47
Landmark Infastucture Partners Lp 8% equity 0.1 $621k 25k 24.84
Public Storage, Series E, 4.90 Percent (PSA.PE) 0.1 $633k 30k 21.10
Chimera Invt (CIM.PA) 0.1 $626k 25k 25.04
Crow Point Global Dividend Plus Fund equity 0.1 $556k 56k 10.02
Ashford Hospitality Prime In pfd cv ser b 0.1 $476k 22k 21.54
Bscms 2005-t20 D bond 0.1 $500k 500k 1.00
Ashford Hsptlty 7.375 Srs G Cum Prf 0.1 $463k 20k 23.15
Microsoft Corporation (MSFT) 0.1 $415k 6.7k 62.08
Proshares Ultrashort 20+y Tr etf (TBT) 0.1 $433k 11k 40.81
Crow Point Defined Risk Global Equity Income Fund Cl I mutual fund 0.1 $427k 52k 8.26
Navios Maritime Holdings (NMPRY) 0.1 $413k 59k 7.00
Nextera Energy Capital Holdings, Inc., Series K, 5.25% 0.1 $416k 19k 22.10
Axis Cap Hldgs Ltd Dp Pfd p (AXS.PE) 0.1 $433k 20k 21.65
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $348k 7.3k 47.46
Intercontinental Exchange (ICE) 0.1 $363k 6.4k 56.42
Sasc 2006-wf1 M2 Mtge bond 0.1 $364k 400k 0.91
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $277k 3.3k 84.32
Servicenow (NOW) 0.1 $280k 3.8k 74.33
Northstar Realty Europe 0.1 $288k 23k 12.57
Bcms 2007-pw18 Ama bond 0.1 $312k 300k 1.04
FedEx Corporation (FDX) 0.0 $262k 1.4k 186.48
Northrop Grumman Corporation (NOC) 0.0 $265k 1.1k 232.46
Lockheed Martin Corporation (LMT) 0.0 $223k 891.00 250.28
Vantiv Inc Cl A 0.0 $224k 3.8k 59.62
Del Monte Foods Consumer Products Term Loan 2/18/21 Bbg005jv6nl9 bankdebt 0.0 $233k 250k 0.93
Hilton Worldwide Finance Adj % Due 10/25/2020 Jajo25 bond 0.0 $238k 238k 1.00
Grifols 2/14 0.0 $248k 250k 0.99
Landmark Infrastructure Lp Pfd Ut Ser B equity 0.0 $243k 10k 24.30
Hersha Hospitality Trust, Series E, 6.50 Percent 0.0 $225k 10k 22.50
Ps Business Parks, Inc., Series W, 5.20 Percent (PSB.PW) 0.0 $216k 10k 21.60
Affiliated Managers (AMG) 0.0 $174k 1.2k 145.36
Exxon Mobil Corporation (XOM) 0.0 $154k 1.7k 90.01
Take-Two Interactive Software (TTWO) 0.0 $172k 3.5k 49.30
Entergy Corporation (ETR) 0.0 $178k 2.4k 73.34
Columbia Sportswear Company (COLM) 0.0 $172k 2.9k 58.36
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $196k 2.3k 86.73
Spdr Short-term High Yield mf (SJNK) 0.0 $196k 7.1k 27.64
Workday Inc cl a (WDAY) 0.0 $213k 3.2k 66.07
Silver Spring Networks 0.0 $211k 16k 13.30
Wix (WIX) 0.0 $168k 3.8k 44.66
Carl 2007-10a A2a 0.4516% 04/19/22 14309dab6 clo bond 0.0 $195k 201k 0.97
Lukoil Pjsc (LUKOY) 0.0 $195k 3.5k 56.03
Sasc 2006-am1 A4 Mtge bond 0.0 $206k 216k 0.95
Western Union Company (WU) 0.0 $117k 5.4k 21.68
Johnson & Johnson (JNJ) 0.0 $99k 861.00 114.98
Chevron Corporation (CVX) 0.0 $122k 1.0k 118.10
Cisco Systems (CSCO) 0.0 $99k 3.3k 30.27
Cullen/Frost Bankers (CFR) 0.0 $115k 1.3k 87.92
Best Buy (BBY) 0.0 $122k 2.9k 42.69
Timken Company (TKR) 0.0 $103k 2.6k 39.54
International Paper Company (IP) 0.0 $106k 2.0k 52.84
Universal Corporation (UVV) 0.0 $149k 2.3k 63.54
Aetna 0.0 $101k 818.00 123.47
ConocoPhillips (COP) 0.0 $139k 2.8k 50.31
Solar Cap (SLRC) 0.0 $97k 4.6k 20.89
Steel Dynamics (STLD) 0.0 $100k 2.8k 35.60
Macquarie Infrastructure Company 0.0 $95k 1.2k 81.41
MFA Mortgage Investments 0.0 $109k 14k 7.66
Anixter International 0.0 $129k 1.6k 80.88
Colony Financial 0.0 $100k 4.9k 20.32
Industries N shs - a - (LYB) 0.0 $102k 1.2k 86.08
First Republic Bank/san F (FRCB) 0.0 $127k 1.4k 92.23
SPDR Barclays Capital High Yield B 0.0 $141k 3.9k 36.42
Qwest Corp 0.0 $137k 5.6k 24.56
Armada Hoffler Pptys (AHH) 0.0 $146k 10k 14.60
Leidos Holdings (LDOS) 0.0 $128k 2.5k 51.24
Landmark Infrastructure 0.0 $152k 10k 15.20
Fhlt 2005-b Mf Mtge 35729pjy7 corporate bond 0.0 $94k 100k 0.94
Cwl 2002-s4 A5 Mtge bond 0.0 $99k 99k 1.00
Keycorp 5.0% Perp equity 0.0 $139k 1.5k 92.67
Msc 2006-iq11 Aj bond 0.0 $108k 108k 1.00
Msc 2007 - Hq12 Am bond 0.0 $139k 139k 1.00
Eaglepoint Credit 7.75 Due 10 p 0.0 $127k 5.0k 25.40
Adjustable Rate Mortgage Trust 2005-5 6a22 1.33111 25-sep-2035 bond 0.0 $100k 105k 0.96
E TRADE Financial Corporation 0.0 $33k 940.00 35.11
Taiwan Semiconductor Mfg (TSM) 0.0 $73k 2.5k 28.80
Annaly Capital Management 0.0 $32k 3.2k 9.95
Starwood Property Trust (STWD) 0.0 $89k 4.0k 21.99
PNC Financial Services (PNC) 0.0 $55k 469.00 117.27
Wal-Mart Stores (WMT) 0.0 $69k 1.0k 68.86
Pfizer (PFE) 0.0 $33k 1.0k 32.07
Teva Pharmaceutical Industries (TEVA) 0.0 $62k 1.7k 36.34
Archer Daniels Midland Company (ADM) 0.0 $90k 2.0k 45.82
Apache Corporation 0.0 $92k 1.5k 63.45
Cummins (CMI) 0.0 $81k 592.00 136.82
Host Hotels & Resorts (HST) 0.0 $32k 1.7k 18.86
Reynolds American 0.0 $72k 1.3k 56.21
Boeing Company (BA) 0.0 $85k 548.00 155.11
Intel Corporation (INTC) 0.0 $47k 1.3k 36.02
C.R. Bard 0.0 $91k 407.00 223.59
Comerica Incorporated (CMA) 0.0 $32k 468.00 68.38
Regions Financial Corporation (RF) 0.0 $35k 2.4k 14.42
Waddell & Reed Financial 0.0 $47k 2.4k 19.58
Equity Residential (EQR) 0.0 $49k 757.00 64.73
Unum (UNM) 0.0 $42k 957.00 43.89
Valero Energy Corporation (VLO) 0.0 $37k 538.00 68.77
Becton, Dickinson and (BDX) 0.0 $46k 276.00 166.67
Novartis (NVS) 0.0 $55k 758.00 72.56
Amgen (AMGN) 0.0 $43k 297.00 144.78
Capital One Financial (COF) 0.0 $60k 692.00 86.71
Deere & Company (DE) 0.0 $57k 558.00 102.15
International Business Machines (IBM) 0.0 $51k 309.00 165.05
Merck & Co (MRK) 0.0 $83k 1.4k 58.57
Target Corporation (TGT) 0.0 $88k 1.2k 71.84
UnitedHealth (UNH) 0.0 $57k 355.00 160.56
Xerox Corporation 0.0 $41k 4.7k 8.75
Ca 0.0 $36k 1.1k 31.97
Qualcomm (QCOM) 0.0 $37k 568.00 65.14
KB Financial (KB) 0.0 $66k 1.9k 35.50
Staples 0.0 $32k 3.5k 9.05
Gilead Sciences (GILD) 0.0 $74k 1.0k 71.91
Manpower (MAN) 0.0 $86k 973.00 88.39
Prudential Financial (PRU) 0.0 $90k 862.00 104.41
Hospitality Properties Trust 0.0 $79k 2.5k 31.89
Papa John's Int'l (PZZA) 0.0 $78k 912.00 85.53
Big Lots (BIGGQ) 0.0 $36k 714.00 50.42
Frontier Communications 0.0 $74k 22k 3.38
Arch Capital Group (ACGL) 0.0 $59k 683.00 86.38
Marathon Oil Corporation (MRO) 0.0 $32k 1.9k 17.17
Pos (PKX) 0.0 $42k 800.00 52.50
Invesco (IVZ) 0.0 $53k 1.8k 30.29
Companhia Paranaense de Energia 0.0 $37k 4.4k 8.39
Banco Latinoamericano De Comercio Exteri (BLX) 0.0 $63k 2.1k 29.47
Assured Guaranty (AGO) 0.0 $92k 2.4k 37.84
Cooper Tire & Rubber Company 0.0 $58k 1.5k 38.77
Euronet Worldwide (EEFT) 0.0 $51k 706.00 72.24
KLA-Tencor Corporation (KLAC) 0.0 $32k 412.00 77.67
Knoll 0.0 $40k 1.4k 27.82
IBERIABANK Corporation 0.0 $39k 470.00 82.98
Korea Electric Power Corporation (KEP) 0.0 $59k 3.2k 18.62
Silicon Motion Technology (SIMO) 0.0 $44k 1.0k 42.80
Healthsouth 0.0 $32k 776.00 41.24
Braskem SA (BAK) 0.0 $32k 1.5k 20.96
Apollo Investment 0.0 $53k 9.0k 5.89
First American Financial (FAF) 0.0 $75k 2.0k 36.75
K12 0.0 $49k 2.9k 17.16
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $76k 650.00 116.92
Masimo Corporation (MASI) 0.0 $31k 453.00 68.43
Camden Property Trust (CPT) 0.0 $47k 556.00 84.53
Ellington Financial 0.0 $70k 4.5k 15.61
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $40k 500.00 80.00
Apollo Global Management 'a' 0.0 $53k 2.8k 19.27
Popular (BPOP) 0.0 $51k 1.2k 43.59
Vodafone Group New Adr F (VOD) 0.0 $51k 2.1k 24.26
Navient Corporation equity (NAVI) 0.0 $56k 3.4k 16.51
Outfront Media (OUT) 0.0 $32k 1.3k 25.16
Iron Mountain (IRM) 0.0 $31k 957.00 32.39
Chimera Investment Corp etf 0.0 $49k 2.9k 17.13
Arlington Asset Investment Corp. 6.75% 15-mar-2025 Ai4221733-otc preferred 0.0 $67k 3.0k 22.33
Gsamp 2005-sea2 A1 0.505% 362341tm1 clo bond 0.0 $43k 44k 0.98
Rasc 2003-ks4 Ai6 76110wrq1 abs bond 0.0 $37k 36k 1.03
Bank Of America 6.2% Pfd pfd stk 0.0 $52k 1.9k 27.37
Bacm 2005-3 Am bond 0.0 $75k 76k 0.99
Eqabs 2003-4 M1 Mtge bond 0.0 $31k 32k 0.97
Peoples United Fin Inc Class A P 0.0 $52k 2.0k 26.00
American Eagle Outfitters Inc. equity 0.0 $74k 4.9k 15.18
AU Optronics 0.0 $15k 4.1k 3.66
SK Tele 0.0 $17k 807.00 21.07
McDonald's Corporation (MCD) 0.0 $26k 210.00 123.81
SYSCO Corporation (SYY) 0.0 $23k 410.00 56.10
Simpson Manufacturing (SSD) 0.0 $24k 544.00 44.12
MDU Resources (MDU) 0.0 $14k 500.00 28.00
CenturyLink 0.0 $8.0k 325.00 24.62
SPDR Gold Trust (GLD) 0.0 $30k 272.00 110.29
Reliance Steel & Aluminum (RS) 0.0 $23k 294.00 78.23
New Jersey Resources Corporation (NJR) 0.0 $14k 400.00 35.00
Omega Healthcare Investors (OHI) 0.0 $26k 842.00 30.88
Ternium (TX) 0.0 $23k 954.00 24.11
Chesapeake Utilities Corporation (CPK) 0.0 $20k 300.00 66.67
Fibria Celulose 0.0 $25k 2.6k 9.49
Hca Holdings (HCA) 0.0 $29k 392.00 73.98
Spdr Series Trust cmn (HYMB) 0.0 $6.0k 100.00 60.00
Cys Investments 0.0 $25k 3.3k 7.61
SELECT INCOME REIT COM SH BEN int 0.0 $26k 1.0k 25.32
Kinder Morgan Inc/delaware Wts 0.0 $5.1k 512k 0.01
Cencosud S A 0.0 $10k 1.2k 8.47
Greenhunter Resources Inc 10 % Cum Pfd Shs Series C preferred 0.0 $3.7k 62k 0.06
Iberdrola Sa (IBDSF) 0.0 $14k 2.2k 6.29
Greenhunter Water Warrants Aci06tgh1 warrnt 0.0 $0 96k 0.00
Safeway Inc New Xxx warrant and righ 0.0 $0 750k 0.00
Safeway Inc New Xxx warrant and righ 0.0 $0 750k 0.00
International Game Technology (IGT) 0.0 $17k 666.00 25.53
2006-emx2 A2 Mtge 75406aab5 mbs bond 0.0 $6.0k 5.9k 1.02
Amsi 2003-11 Af6 03072slu7 clo bond 0.0 $6.0k 5.7k 1.05
Dash2 1a A1l 25513taa1 abs bond 0.0 $0 432k 0.00
Energy & Exploration Partners Inc. 8.0% Enxp4143996-otc preferred 0.0 $0 10M 0.00
Ge Capital Mtg Services Inc. Gecms 99-he1 A7 clo bond 0.0 $3.0k 3.2k 0.95
Lbubs 2004-c1 A4 52108hyk4 abs bond 0.0 $1.0k 962.00 1.04
Energizer Holdings (ENR) 0.0 $29k 642.00 45.17
Ramp 2005-rs1 Ai6 Mtge 76112bhy9 corporate bond 0.0 $15k 15k 1.02
Rasc 2004-ks2 Ai6 3/25/34 76110wwg7 corporate bond 0.0 $7.0k 6.4k 1.09
Legg Mason Inc Pfd preferred (LMICL) 0.0 $10k 400.00 25.00
Donnelley R R & Sons Co when issued 0.0 $17k 1.1k 15.96
Bafc 2006-2 2a18 Mtge bond 0.0 $18k 19k 0.95
Bacm 2006-3 A4 bond 0.0 $27k 27k 1.00
Nomura Asset Acceptance Corp Adj% 05/25/2035 bond 0.0 $6.0k 5.6k 1.08
Oomlt 2005-1 A4 bond 0.0 $22k 22k 1.00
Wamu 2003-s12 2a Mtge bond 0.0 $7.0k 7.0k 1.00
Wmalt 2006-7 A1a Mtge bond 0.0 $22k 39k 0.57