Equitec Proprietary Markets

Equitec Proprietary Markets as of June 30, 2021

Portfolio Holdings for Equitec Proprietary Markets

Equitec Proprietary Markets holds 244 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kansas City Southern Com New 18.2 $61M 215k 283.37
B. Riley Financial (RILY) 10.2 $34M 451k 75.50
Proofpoint 9.5 $32M 183k 173.76
Coherent Call Option 8.0 $27M 102k 264.40
Gamestop Corp Cl A Call Option (GME) 6.7 $22M 105k 214.14
Jazz Pharmaceuticals Shs Usd Put Option (JAZZ) 4.1 $14M 77k 177.64
Occidental Petroleum Corporation Call Option (OXY) 4.0 $13M 426k 31.27
Tesla Motors Call Option (TSLA) 3.7 $13M 18k 679.76
African Gold Acquisition Cor Shs Cl A 3.7 $12M 1.3M 9.65
Green Plains Renewable Energy (GPRE) 2.3 $7.7M 229k 33.62
Alphabet Cap Stk Cl A (GOOGL) 2.3 $7.6M 3.1k 2441.94
Nuance Communications Call Option 2.3 $7.5M 138k 54.41
Churchill Capital Corp Iv Cl A 1.9 $6.5M 224k 28.82
Abbvie Put Option (ABBV) 1.9 $6.4M 57k 112.65
Xilinx 1.8 $6.1M 43k 144.67
Constellation Pharmceticls I Call Option 1.8 $5.9M 176k 33.68
At Home Group Call Option 1.7 $5.8M 157k 36.84
Orion Engineered Carbons (OEC) 0.9 $3.0M 157k 18.99
Magnachip Semiconductor Corp Call Option (MX) 0.8 $2.5M 106k 23.85
Babcock & Wilcox Enterpr (BW) 0.7 $2.3M 288k 7.88
Ii-vi Call Option 0.7 $2.2M 30k 72.60
Ishares Tr Russell 2000 Etf Call Option (IWM) 0.6 $2.1M 9.0k 229.33
Domtar Corp Com New Put Option 0.6 $2.0M 36k 54.95
Synchronoss Technologies 0.5 $1.8M 489k 3.59
Sykes Enterprises, Incorporated Put Option 0.5 $1.7M 32k 53.72
Canadian Natl Ry Put Option (CNI) 0.5 $1.6M 15k 105.50
Fly Leasing Sponsored Adr Put Option 0.5 $1.6M 92k 16.93
African Gold Acquisition Cor *w Exp 03/31/202 0.4 $1.5M 2.3M 0.63
Oceantech Acquisitions I Cor Unit 05/12/2026 0.4 $1.2M 118k 10.00
Euronav Nv SHS (EURN) 0.3 $1.1M 123k 9.32
Amc Entmt Hldgs Cl A Com 0.3 $1.0M 18k 56.69
Meta Materials 0.3 $995k 132k 7.55
Smith Micro Software Com New (SMSI) 0.3 $978k 187k 5.22
Property Solutions Acquisiti *w Exp 03/20/202 0.3 $910k 228k 4.00
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.3 $881k 424k 2.08
Imedia Brands Com Cl A (IMBIQ) 0.2 $805k 100k 8.05
Paysafe Ord 0.2 $792k 66k 12.00
Talend S A Ads Call Option 0.2 $787k 12k 65.60
23andme Holding *w Exp 06/16/202 0.2 $786k 259k 3.03
Apex Technology Acquisition *w Exp 09/18/202 0.2 $761k 224k 3.40
Ouster *w Exp 03/11/202 (OUST.WS) 0.2 $636k 174k 3.65
Gaotu Techedu Sponsored Ads (GOTU) 0.2 $607k 41k 14.77
Fusion Acquisition Corp *w Exp 06/01/202 0.2 $601k 430k 1.40
Osiris Acquisition Corp Unit 99/99/9999 (OSI.U) 0.2 $594k 60k 9.92
Cloudera Call Option 0.2 $594k 37k 15.88
U.s. Concrete Inc Cmn Call Option 0.2 $576k 7.8k 73.85
Clover Health Investments Com Cl A Call Option (CLOV) 0.2 $572k 43k 13.36
CAI International Put Option 0.1 $480k 8.6k 55.86
Evo Acquisition Corp Unit 99/99/9999 0.1 $479k 48k 10.06
Change Healthcare 0.1 $467k 20k 23.00
Advent Technologies Holdng I *w Exp 02/03/202 (ADNWW) 0.1 $461k 276k 1.67
Blackberry (BB) 0.1 $423k 35k 12.23
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.1 $419k 272k 1.54
Uphealth Put Option 0.1 $372k 55k 6.73
Unisys Corp Com New (UIS) 0.1 $370k 15k 25.34
Lydall Call Option 0.1 $366k 6.1k 60.00
View *w Exp 03/08/202 (VIEWW) 0.1 $339k 197k 1.72
Coinbase Global Com Cl A (COIN) 0.1 $337k 1.3k 253.00
Burgerfi International *w Exp 12/16/202 (BFIIW) 0.1 $334k 149k 2.24
Ciner Resources Com Unit Ltd 0.1 $325k 22k 14.50
Navistar International Corporation 0.1 $324k 7.3k 44.35
23andme Holding Class A Com Call Option (ME) 0.1 $324k 28k 11.68
Sos Spnsord Ads New 0.1 $301k 91k 3.31
Reinvent Technology Partners *w Exp 09/16/202 0.1 $297k 152k 1.96
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.1 $292k 92k 3.19
Perella Weinberg Partners *w Exp 12/31/202 0.1 $281k 101k 2.78
Cano Health Com Cl A 0.1 $242k 20k 12.10
Growth Cap Acquisition Corp Cl A 0.1 $232k 24k 9.72
Aerojet Rocketdy 0.1 $231k 4.8k 48.18
Forterra Put Option 0.1 $224k 9.5k 23.60
Foley Trasimene Acquistn Cor Com Cl A Put Option 0.1 $200k 20k 9.80
Lmf Acquisition Opportunit I Cl A Com 0.1 $199k 20k 9.91
Precigen Put Option (PGEN) 0.1 $193k 19k 10.00
Xperi Holding Corp 0.1 $186k 8.3k 22.29
Lightning Emotors *w Exp 08/18/202 (ZEVYW) 0.1 $177k 108k 1.65
Sustainable Opportnts Acq *w Exp 99/99/999 0.1 $175k 121k 1.44
Indie Semiconductor *w Exp 06/15/202 0.1 $173k 82k 2.11
Bm Technologies *w Exp 01/04/202 (BMTX.WS) 0.0 $167k 65k 2.57
ZIOPHARM Oncology 0.0 $167k 63k 2.66
Andina Acquisition Corp Iii *w Exp 07/31/202 0.0 $156k 125k 1.25
Roman Dbdr Tech Acquisition *w Exp 10/31/202 0.0 $156k 95k 1.64
Gores Holdings Vi *w Exp 08/24/202 0.0 $155k 26k 5.98
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.0 $154k 21k 7.19
Electric Last Mile Solutns I *w Exp 08/24/202 (ELMWQ) 0.0 $146k 65k 2.26
Blade Air Mobility *w Exp 09/01/202 (BLDEW) 0.0 $142k 52k 2.75
African Gold Acquisition Cor Unit 99/99/9999 0.0 $136k 14k 10.09
Quantum Fintech Acquistin Common Stock 0.0 $135k 14k 9.78
Canoo *w Exp 12/21/202 (GOEVW) 0.0 $133k 45k 2.98
Riot Blockchain (RIOT) 0.0 $132k 3.5k 37.71
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $128k 148k 0.86
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $125k 35k 3.57
Uwm Holdings Corporation *w Exp 01/21/202 (UWMC.WS) 0.0 $120k 68k 1.78
Zanite Acquisition Corp *w Exp 10/08/202 0.0 $118k 97k 1.22
The Original Bark Company *w Exp 05/01/202 (BARK.WS) 0.0 $117k 34k 3.49
Software Acquisitn Grup *w Exp 09/17/202 0.0 $114k 70k 1.63
Angel Oak Finl Strategies In Com Ben Int (FINS) 0.0 $111k 6.2k 18.02
Genworth Finl Com Cl A Put Option (GNW) 0.0 $107k 28k 3.87
Douyu Intl Hldgs Sponsored Ads Put Option 0.0 $104k 15k 6.86
Innoviz Technologies *w Exp 04/05/202 (INVZW) 0.0 $99k 30k 3.30
Digital Media Solutions *w Exp 07/15/202 (DMSIW) 0.0 $98k 69k 1.41
Growth Cap Acquisition Corp *w Exp 06/01/202 0.0 $98k 158k 0.62
Edify Acquisition Corp Unit 11/25/2025 0.0 $97k 9.7k 9.96
Lmf Acquisition Opportunit I *w Exp 01/26/202 0.0 $96k 193k 0.50
The Beachbody Company *w Exp 12/31/202 (BODYW) 0.0 $93k 31k 2.99
Falcon Capital Acquisitn Cor *w Exp 08/20/202 0.0 $91k 51k 1.78
Fast Acquisition Corp *w Exp 08/25/202 0.0 $89k 30k 2.97
Peridot Acquisition Corp *w Exp 11/30/202 0.0 $88k 33k 2.71
Walt Disney Company (DIS) 0.0 $88k 500.00 176.00
Gx Acquisition Corp *w Exp 05/24/202 0.0 $82k 60k 1.37
Trident Acquisitions Corp *w Exp 05/09/202 0.0 $82k 35k 2.34
Bridgetown Holdings *w Exp 09/30/202 0.0 $81k 41k 1.99
Seaport Global Acquisitn Cor *w Exp 12/15/202 0.0 $75k 87k 0.86
Fintech Acquisition Corp V *w Exp 12/31/202 0.0 $72k 23k 3.18
Software Acquisitn Grup Com Cl A 0.0 $69k 6.9k 10.00
Invesco Db Multi-sector Comm Agriculture Fd (DBA) 0.0 $65k 3.5k 18.57
Global Blue Group Holding *w Exp 08/28/202 (GB.WS) 0.0 $64k 44k 1.47
Sportsmans Whse Hldgs (SPWH) 0.0 $63k 3.7k 17.14
Foresight Acquisition Corp Unit 01/29/2026 0.0 $62k 6.0k 10.33
Falcon Capital Acquisitn Cor Com Cl A 0.0 $58k 6.2k 9.35
Aersale Corporation *w Exp 12/22/202 0.0 $57k 20k 2.85
Atlas Crest Invt Corp *w Exp 01/30/202 0.0 $52k 34k 1.55
Sandbridge Acquisition Corp *w Exp 09/14/202 0.0 $51k 37k 1.39
Cf Fin Acquisition Corp Iii *w Exp 09/30/202 0.0 $48k 30k 1.60
10x Capital Venture Acqu Cor *w Exp 10/29/202 0.0 $45k 26k 1.76
Fg New Amer Acquisition Corp *w Exp 08/31/202 0.0 $44k 20k 2.20
Mcap Acquisition Corp Unit 02/18/2030 0.0 $44k 4.4k 10.00
Livevox Holding *w Exp 06/18/202 0.0 $43k 33k 1.32
View Com Cl A Call Option 0.0 $42k 5.0k 8.40
Mudrick Capital Acqu Corp Ii *w Exp 09/10/202 0.0 $42k 10k 4.20
Landcadia Holdings Iii *w Exp 10/01/202 0.0 $41k 15k 2.73
Big Cypress Acquisition Corp *w Exp 07/25/202 0.0 $41k 45k 0.91
Ace Convergence Acqu Corp *w Exp 09/30/202 0.0 $40k 20k 2.00
Finance Of America Compan *w Exp 04/08/202 (FOA.WS) 0.0 $38k 29k 1.33
Plug Power Com New (PLUG) 0.0 $38k 1.1k 34.55
Lionheart Acquisition Corp I *w Exp 02/14/202 0.0 $38k 40k 0.95
Star Peak Corp Ii Unit 99/99/9999 0.0 $37k 3.6k 10.36
East Stone Acquisition Corp *w Exp 12/31/202 0.0 $36k 127k 0.28
Ati Physical Therapy *w Exp 08/10/202 (ATIPW) 0.0 $35k 15k 2.29
Live Oak Acquisition Corp Ii Unit 99/99/9999 0.0 $35k 3.3k 10.52
Kingswood Acquisition Corp *w Exp 05/01/202 0.0 $35k 50k 0.70
Empower *w Exp 11/30/202 0.0 $34k 18k 1.85
Healthcare Services Acqu Cor *w Exp 99/99/999 0.0 $34k 38k 0.90
Burgundy Technology Acqu Cor *w Exp 08/31/202 0.0 $33k 35k 0.94
Bowx Acquisition Corp *w Exp 08/03/202 0.0 $33k 10k 3.30
Greenvision Acquisition Corp *w Exp 10/28/202 0.0 $32k 35k 0.91
Lgl Sys Acquisition Corp *w Exp 11/12/202 0.0 $27k 15k 1.80
Benessere Capital Acqustn *w Exp 99/99/999 0.0 $27k 50k 0.54
Ishares Tr Tips Bd Etf (TIP) 0.0 $26k 200.00 130.00
Scion Tech Growth I *w Exp 11/01/202 0.0 $26k 25k 1.04
Tuscan Hldgs Corp Ii *w Exp 04/01/202 0.0 $25k 25k 1.00
Ackrell Spac Partners I *w Exp 12/01/202 0.0 $25k 40k 0.62
Kismet Acquisition One Corp *w Exp 99/99/999 0.0 $24k 20k 1.20
Payoneer Global *w Exp 06/25/202 (PAYOW) 0.0 $24k 10k 2.40
Blue Wtr Acquisition Corp *w Exp 08/31/202 0.0 $23k 30k 0.77
Spartacus Acquisition Corp *w Exp 10/31/202 0.0 $21k 17k 1.22
Franchise Group 0.0 $21k 600.00 35.00
Roman Dbdr Tech Acquisition Com Cl A 0.0 $21k 2.1k 10.00
Altimeter Growth Corp *w Exp 09/30/202 0.0 $21k 6.6k 3.21
Brooge Energy *w Exp 12/20/202 (BROGW) 0.0 $20k 40k 0.50
Go Acquisition Corp *w Exp 08/31/202 0.0 $20k 18k 1.10
North Mountain Merger Corp *w Exp 09/16/202 0.0 $20k 15k 1.33
E Merge Technology Acquisiti *w Exp 07/30/202 0.0 $19k 20k 0.95
Aea-bridges Impact Corp *w Exp 09/19/202 0.0 $19k 20k 0.95
Seven Oaks Acquisition Corp *w Exp 12/22/202 0.0 $18k 15k 1.20
Adit Edtech Acquisition Corp *w Exp 99/99/999 0.0 $18k 26k 0.69
Live Oak Acquisition Corp Ii Com Cl A 0.0 $17k 1.8k 9.71
Proterra *w Exp 09/22/202 0.0 $16k 2.8k 5.66
Ark Etf Tr Innovation Etf (ARKK) 0.0 $13k 100.00 130.00
Citic Capital Acquisition *w Exp 01/17/202 0.0 $12k 11k 1.07
Merida Merger Corp I *w Exp 11/07/202 0.0 $12k 10k 1.20
Pine Is Acquisition Corp *w Exp 10/19/202 0.0 $12k 10k 1.20
Kairos Acquisition Corp *w Exp 11/30/202 0.0 $12k 15k 0.80
Spartan Acquisition Corp Ii *w Exp 11/28/202 0.0 $12k 6.4k 1.88
Reinvent Technology Partners *w Exp 09/16/202 0.0 $11k 6.0k 1.83
890 5th Ave Partners Unit 01/12/2026 0.0 $10k 1.0k 10.00
Sarissa Capital Acquisitn *w Exp 10/23/202 0.0 $10k 7.3k 1.36
Eucrates Biomedical Acqu Cor *w Exp 10/23/202 0.0 $9.0k 8.7k 1.03
Vistas Media Acquisition *w Exp 08/01/202 0.0 $9.0k 7.5k 1.20
Silver Crest Acquisition Cor *w Exp 12/15/202 0.0 $9.0k 10k 0.90
Tuscan Hldgs Corp *w Exp 04/01/202 0.0 $9.0k 2.1k 4.29
Sonim Technologies Ord 0.0 $9.0k 15k 0.59
Danimer Scientific Com Cl A (DNMR) 0.0 $8.0k 300.00 26.67
Dpcm Cap *w Exp 10/14/202 0.0 $8.0k 6.0k 1.33
Gores Metropoulos Ii *w Exp 01/31/202 0.0 $8.0k 6.0k 1.33
Ajax I *w Exp 10/27/202 0.0 $7.0k 4.0k 1.75
Progress Acquisition Corp *w Exp 11/11/202 0.0 $7.0k 10k 0.70
B Riley Principal 150 Merger Com Cl A 0.0 $7.0k 700.00 10.00
Edify Acquisition Corp *w Exp 11/25/202 0.0 $7.0k 11k 0.67
National Bankshares (NKSH) 0.0 $6.0k 173.00 34.68
Cohn Robbins Holdings Corp *w Exp 08/28/202 0.0 $6.0k 5.0k 1.20
Dune Acquisition Corp *w Exp 10/29/202 0.0 $6.0k 7.5k 0.80
Pontem Corporation *w Exp 01/05/202 0.0 $6.0k 6.0k 1.00
Skillsoft Corp *w Exp 06/11/202 (SKILW) 0.0 $6.0k 3.0k 2.00
Supernova Partners Acquistn *w Exp 99/99/999 0.0 $6.0k 5.0k 1.20
Authentic Equity Acquistn *w Exp 01/20/202 0.0 $6.0k 7.0k 0.86
Tlg Acquisition One Corp *w Exp 01/25/202 0.0 $6.0k 7.0k 0.86
Foxwayne Enterpris Aqstn Cor *w Exp 01/12/202 0.0 $5.0k 7.0k 0.71
Oyster Enterprises Acq Corp *w Exp 01/20/202 0.0 $5.0k 7.0k 0.71
Bluescape Opportunities Acqu *w Exp 10/28/202 0.0 $5.0k 4.0k 1.25
Rotor Acquisition Corp *w Exp 06/15/202 0.0 $5.0k 4.0k 1.25
7gc & Co Holdings *w Exp 12/23/202 0.0 $5.0k 5.0k 1.00
Cf Acquisition Corp Iv *w Exp 12/31/202 0.0 $5.0k 5.0k 1.00
Marlin Technology Corp *w Exp 01/12/202 0.0 $5.0k 4.0k 1.25
Fusion Acquisition Corp Ii *w Exp 02/29/202 0.0 $5.0k 5.0k 1.00
Gx Acquisition Corp Ii *w Exp 03/17/202 0.0 $5.0k 5.0k 1.00
Aldel Financial *w Exp 99/99/999 0.0 $5.0k 5.0k 1.00
Quantum Fintech Acquistin *w Exp 01/30/202 0.0 $5.0k 14k 0.36
Empowerment & Inclusion Capi *w Exp 01/12/202 0.0 $4.0k 6.0k 0.67
Astrea Acquisition Corp *w Exp 01/28/202 0.0 $4.0k 6.0k 0.67
Legato Merger Corp *w Exp 12/31/202 0.0 $4.0k 2.1k 1.90
Deep Lake Capital Acqustn *w Exp 01/04/202 0.0 $4.0k 4.0k 1.00
Kl Acquisition Corp *w Exp 01/12/202 0.0 $4.0k 4.0k 1.00
Scp & Co Healthcare Acqustn *w Exp 01/27/202 0.0 $4.0k 5.0k 0.80
Tastemaker Acquisition Corp *w Exp 01/07/202 (PMGMW) 0.0 $4.0k 5.0k 0.80
Apollo Strategic Growth Capt *w Exp 10/29/202 0.0 $4.0k 3.0k 1.33
Comsovereign Hldg Corp Com New 0.0 $3.0k 1.4k 2.14
Twc Tech Hldgs Ii Corp *w Exp 09/15/202 0.0 $3.0k 2.0k 1.50
26 Capital Acquisition Corp *w Exp 12/31/202 0.0 $3.0k 3.0k 1.00
Global Synergy Acquisit Corp *w Exp 99/99/999 0.0 $3.0k 4.0k 0.75
Healthcare Capital Corp *w Exp 12/31/202 0.0 $2.0k 3.0k 0.67
Monument Circle Acquisitn *w Exp 01/14/202 0.0 $2.0k 3.0k 0.67
Ventoux Ccm Acquisition Corp *w Exp 09/30/202 0.0 $2.0k 5.0k 0.40
Athlon Acquisition Corp *w Exp 01/12/202 0.0 $2.0k 2.0k 1.00
Churchill Capital Corp V *w Exp 10/29/202 0.0 $2.0k 1.0k 2.00
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.0 $2.0k 126.00 15.87
New Frontier Health Corp *w Exp 11/30/202 0.0 $1.0k 500.00 2.00
Amazon Call Option (AMZN) 0.0 $0 19k 0.00
Advanced Micro Devices Put Option (AMD) 0.0 $0 8.5k 0.00
Ferro Corporation Put Option 0.0 $0 200.00 0.00
Key Call Option (KEY) 0.0 $0 500.00 0.00
Raven Industries Put Option 0.0 $0 200.00 0.00
Investors Ban 0.0 $0 1.00 0.00
Virgin Galactic Holdings Inc virgin galactic holdings Call Option (SPCE) 0.0 $0 200.00 0.00
Ppd Put Option 0.0 $0 3.1k 0.00
Property Solutions Acquisiti Call Option 0.0 $0 21k 0.00
Bridgetown Holdings Com Cl A Call Option 0.0 $0 15k 0.00
Clever Leaves Holdings Call Option 0.0 $0 15k 0.00
Advent Technologies Holdng I Com Cl A Call Option (ADN) 0.0 $0 17k 0.00
Hims & Hers Health Com Cl A Call Option (HIMS) 0.0 $0 37k 0.00
Uwm Holdings Corporation Com Cl A Call Option (UWMC) 0.0 $0 171k 0.00
Ouster Call Option 0.0 $0 5.4k 0.00
Comsovereign Hldg Corp *w Exp 12/18/202 (COMSW) 0.0 $0 88.00 0.00
B Riley Principal 150 Merger *w Exp 03/01/202 0.0 $0 233.00 0.00
Lightning Emotors Call Option 0.0 $0 16k 0.00