Equitec Specialists

Equitec Specialists as of June 30, 2019

Portfolio Holdings for Equitec Specialists

Equitec Specialists holds 123 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Dominion Energy Inc unit 99/99/9999 7.5 $29M 279k 103.56
Colfax Corp unit 01/15/2022t 5.8 $22M 176k 126.96
Dominion Resources (D) 5.8 $22M 286k 77.32
Herbalife Ltd conv 5.7 $22M 21M 1.03
Avantor Inc 6.25 pfd cnv sr 5.1 $20M 296k 66.13
Crown Castle Intl Corp New 6.875% con pfd a 4.5 $17M 14k 1201.85
Novellus Systems, Inc. note 2.625% 5/1 4.4 $17M 2.9M 5.80
Rti Intl Metals Inc note 1.625%10/1 4.1 $16M 16M 1.01
Energizer Hldgs Inc New 7.5 mcnv pfd a 3.8 $15M 168k 86.70
Becton Dickinson & Co pfd shs conv a 3.7 $14M 232k 61.91
Sempra Energy convertible preferred security 3.7 $14M 129k 111.49
South Jersey Inds Inc unit 99/99/9999 3.4 $13M 243k 53.25
Dominion Resource p 3.0 $12M 232k 50.29
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 2.9 $11M 219k 50.22
Vistra Energy Corp convertible preferred security 2.5 $9.8M 106k 92.57
Coupa Software Inc note 0.375% 1/1 2.2 $8.6M 3.0M 2.86
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 2.1 $8.0M 156k 51.58
Rexnord 1.7 $6.4M 211k 30.22
Molina Healthcare Inc. conv 1.5 $5.7M 1.6M 3.48
Epr Properties Pfd C 5.75% (EPR.PC) 1.4 $5.3M 164k 32.06
Dte Energy Co conv p 1.2 $4.8M 85k 56.20
Pros Holding Inc 2% Due 12/1/2 cvbond 1.2 $4.7M 2.5M 1.87
American Intl Group 1.0 $3.9M 322k 12.25
Energizer Holdings (ENR) 0.9 $3.6M 94k 38.57
Gores Hldin-cw20 equity wrt 0.9 $3.5M 1.9M 1.90
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.9 $3.5M 92k 37.95
Micron Technology Inc note 2.125% 2/1 0.9 $3.5M 985k 3.52
Danaher Corporation 4.75 mnd cv p 0.9 $3.3M 3.0k 1104.58
Allergan 0.8 $2.9M 17k 167.44
Fortive Corporation convertible preferred security 0.8 $2.9M 2.8k 1024.92
Herbalife Ltd Com Stk (HLF) 0.7 $2.8M 67k 42.79
B. Riley Financial (RILY) 0.7 $2.7M 128k 20.86
Envestnet Inc note 1.750%12/1 0.7 $2.6M 2.3M 1.13
General Mtrs Co *w exp 07/10/201 0.6 $2.4M 121k 20.27
Bluelinx Hldgs (BXC) 0.6 $2.4M 123k 19.81
Rayonier Advanced Matls (RYAM) 0.6 $2.4M 364k 6.49
American International (AIG) 0.6 $2.3M 44k 53.31
Epr Properties (EPR) 0.6 $2.3M 31k 74.53
Ani Pharmaceuticals Inc. note 3.000 12/0 0.6 $2.2M 1.9M 1.21
Liberty Media Corp deb 3.500% 1/1 0.6 $2.2M 4.4M 0.50
Nxp Semiconductors N V dbcv 1.000% 12/0 0.6 $2.1M 2.0M 1.05
Nabors Industries Ltd 6% pfd cnv sr a 0.6 $2.1M 94k 22.48
Sempra Energy Pfd Class B 6.75% cnv pfd b 0.5 $2.1M 19k 111.03
Change Healthcare Inc unit 99/99/9999 0.5 $2.0M 36k 56.30
Aqua America Inc unit 04/30/2022 0.5 $1.9M 34k 56.98
Hc2 Holdings 0.5 $1.7M 727k 2.36
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.4 $1.5M 1.0M 1.52
Tesla Motors Inc bond 0.4 $1.5M 1.6M 0.95
New Senior Inv Grp 0.3 $1.3M 195k 6.72
Lyft (LYFT) 0.3 $1.3M 20k 65.69
Becton, Dickinson and (BDX) 0.3 $1.2M 4.9k 252.04
Red Hat Inc conv 0.3 $1.1M 450k 2.54
Crown Castle Intl (CCI) 0.3 $1.1M 8.4k 130.38
National Holdings 0.3 $1.0M 385k 2.71
Magnolia Oil & Gas Corp tpg pace energy hold 0.3 $1.1M 316k 3.34
Alexandria Real Estate Equitie conv prf 0.2 $950k 25k 38.13
Wts/lindblad Expeditions Hldgs In 11.5000 Exp05/15/2016 wts 0.2 $813k 116k 7.01
Hostess Brands 0.2 $749k 52k 14.43
PROS Holdings (PRO) 0.2 $712k 11k 63.00
Virtus Investment Partners convertible preferred security 0.2 $740k 7.8k 94.82
Modern Media Acquisition 0.2 $723k 60k 12.00
Clarivate Analytics Plc *w exp 11/09/201 0.2 $742k 156k 4.75
Sb Finl Group Inc dep shs pfd 6.5% 0.2 $644k 40k 16.09
Qts Rlty Tr 0.2 $604k 5.5k 110.74
Biosante Pharmaceuticals (ANIP) 0.1 $575k 7.0k 82.14
Nabors Industries 0.1 $494k 170k 2.90
CenterPoint Energy (CNP) 0.1 $458k 16k 28.62
Darling International (DAR) 0.1 $366k 18k 19.92
MTS Systems Corporation 0.1 $398k 6.8k 58.51
Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) 0.1 $305k 26k 11.59
Trinity Merger Corp 0.1 $258k 25k 10.32
Nio Inc spon ads (NIO) 0.1 $262k 103k 2.55
General Electric Company 0.1 $242k 23k 10.52
Xencor (XNCR) 0.1 $225k 5.5k 40.99
Uniti Group Inc Com reit (UNIT) 0.1 $215k 23k 9.49
Cypress Semiconductor Corporation 0.1 $191k 8.6k 22.21
Tesla Motors (TSLA) 0.1 $201k 900.00 223.33
Qudian (QD) 0.0 $150k 20k 7.49
Capitol Invt Corp Iv *w exp 01/01/202 0.0 $138k 99k 1.39
Bilibili Ads (BILI) 0.0 $149k 9.2k 16.21
American Elec Pwr Co Inc unit 03/15/2022 0.0 $111k 2.1k 53.34
Uber Technologies (UBER) 0.0 $116k 2.5k 46.40
Akerna Corp *w exp 01/30/202 (KERNW) 0.0 $96k 32k 2.98
Avantor (AVTR) 0.0 $97k 5.1k 19.02
Churchill Cap Corp Ii unit 99/99/9999 0.0 $102k 10k 10.20
Potbelly (PBPB) 0.0 $96k 19k 5.09
Blink Charging Co *w exp 01/31/202 0.0 $67k 134k 0.50
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $78k 58k 1.36
Overstock (BYON) 0.0 $42k 3.1k 13.55
DTE Energy Company (DTE) 0.0 $51k 400.00 127.50
Cadiz (CDZI) 0.0 $28k 2.5k 11.20
Applied Optoelectronics (AAOI) 0.0 $31k 3.1k 10.00
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $31k 63k 0.49
Pure Acquisition Corp *w exp 04/17/202 0.0 $20k 19k 1.07
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $33k 110k 0.30
Forum Merger Ii Corp warrant 0.0 $32k 50k 0.64
Rpt Realty 0.0 $24k 2.0k 12.00
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $21k 31k 0.69
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $20k 60k 0.33
Boxwood Merger Corp *w exp 11/26/202 0.0 $40k 65k 0.61
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $30k 50k 0.60
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $53k 44k 1.21
MercadoLibre (MELI) 0.0 $0 10k 0.00
Inovio Pharmaceuticals 0.0 $999.000000 300.00 3.33
Babcock & Wilcox Enterprises 0.0 $16k 46k 0.35
Modern Media Acquisition w exp 05/17/202 0.0 $2.0k 10k 0.20
Mustang Bio 0.0 $4.0k 1.0k 4.00
Legacy Acquisition Corp wt 0.0 $16k 50k 0.32
Gigcapital Inc w exp 06/08/202 0.0 $15k 50k 0.30
Opes Acquisition Corp w exp 01/15/202 0.0 $11k 50k 0.22
Trinity Merger Corp *w exp 05/11/202 0.0 $16k 50k 0.32
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $13k 29k 0.44
Tiberius Acquisition Corp w exp 02/28/202 0.0 $16k 50k 0.32
Trident Acquisitions Corp *w exp 05/09/202 0.0 $7.8k 60k 0.13
Megalith Finl Acquisition Co warrant 0.0 $15k 50k 0.30
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $14k 109k 0.13
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $13k 8.1k 1.60
Graf Indl Corp *w exp 12/31/202 0.0 $18k 50k 0.36
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $10k 50k 0.20
Amci Acquisition Corp *w exp 05/20/202 0.0 $17k 55k 0.31
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $15k 50k 0.30
Peck Co Inc *w exp 03/01/202 0.0 $5.0k 25k 0.20
Trine Acquisition Corp *w exp 03/31/202 0.0 $19k 25k 0.76