Estabrook Capital Management as of Sept. 30, 2012
Portfolio Holdings for Estabrook Capital Management
Estabrook Capital Management holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
DAIMLERCHRYSLER AG ORD COMMON D1668R123 12,890 266 X 266 0 0
AMDOCS LTD ORD COMMON G02602103 4,949 150 X 150 0 0
APCO OIL AND GAS INTERNATIONAL COMMON G0471F109 149,154 9,270 X 7,270 0 2,000
BUNGE LIMITED COM COMMON G16962105 2,168,732 32,345 X 26,275 0 6,070
COVIDIEN PLC COMMON G2554F113 24,442,536 411,352 X X 229,763 16,315 165,274
ENSCO PLC SHS CLASS A COMMON G3157S106 29,081,080 533,011 X X 323,731 15,987 193,293
GASLOG LTD SHS COMMON G37585109 129,117 11,150 X X 6,550 3,000 1,600
INGERSOLL-RAND PLC COMMON G47791101 682,385 15,225 X 13,711 0 1,514
LASALLE RE HLDGS LTD PFD A PREFERR G5383Q119 80 500 X 500 0 0
MICHAEL KORS HLDGS LTD SHS COMMON G60754101 26,590 500 X 0 0 500
PARTNERRE LTD 6.50% PFD SERIES PREFERR G68603409 43,664 1,732 X 1,032 0 700
RENAISSANCERE HLDGS LTD ORD COMMON G7496G103 2,406,884 31,242 X 29,075 0 2,167
VALIDUS HOLDINGS LTD COM SHS COMMON G9319H102 26,382 778 X 778 0 0
ACE LTD SHS COMMON H0023R105 27,830,477 368,128 X X 217,266 10,610 140,252
WEATHERFORD INTERNATIONAL LTD COMMON H27013103 197,808 15,600 X 13,200 0 2,400
NOBLE CORPORATION BAAR NAMEN - COMMON H5833N103 7,156 200 X 0 0 200
TE CONNECTIVITY LTD COMMON H84989104 153,453 4,512 X 3,762 0 750
TYCO INTERNATIONAL LTD SHS COMMON H89128104 143,407 2,549 X 2,299 0 250
DE MASTER BLENDERS 1753 N.V.OR COMMON N2563N109 12,020 1,000 X 0 0 1,000
QIAGEN N V ORD COMMON N72482107 74,966 4,050 X 0 0 4,050
BANCO LATINOAMER EXPORT S A CL COMMON P16994132 123,704 5,600 X 5,100 0 500
FLEXTRONICS INTL LTD ORD COMMON Y2573F102 18,000 3,000 X 0 0 3,000
SEASPAN CORP SHS COMMON Y75638109 56,019 3,550 X 0 0 3,550
AFLAC INC COMMON 001055102 3,746,993 78,258 X X 52,958 900 24,400
AGIC CONV & INCOME FD II COM MUTUAL 001191105 25,521 2,947 X 2,947 0 0
AGL RES INC COMMON 001204106 59,729 1,460 X 1,460 0 0
AIM EQUITY FDS INC CONSTELLATI COMMON 001413202 18,639 768 X 0 0 768
AOL INC COM COMMON 00184X105 35 1 X 0 0 1
A T & T INC COMMON 00206R102 25,547,857 677,662 X X 406,140 24,926 246,596
A V HOMES INC COMMON 00234P102 5,936 400 X 200 0 200
ABBOTT LABS COMMON 002824100 4,756,898 69,383 X 43,833 0 25,550
ADVANT-E CORP COM COMMON 00761J107 4,640 20,000 X 0 0 20,000
AEGION CORP COM COMMON 00770F104 9,580 500 X 500 0 0
AGILENT TECHNOLOGIES INC. COMMON 00846U101 72,517 1,886 X 833 0 1,053
AIR PRODS & CHEMS INC COMMON 009158106 231,560 2,800 X 0 0 2,800
ALCOA INC COMMON 013817101 5,756 650 X 0 0 650
ALCATEL-LUCENT SPONSORED ADR COMMON 013904305 43 39 X 39 0 0
ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 5,423 170 X 170 0 0
ALLIANCE BERNSTEIN HLDGS LP UN UNITS 01881G106 896,831 58,198 X 58,198 0 0
ALLIED IRISH BANKS PLC COMMON 019228808 3 4 X 4 0 0
ALLSTATE CORP COMMON 020002101 2,600,515 65,653 X 54,528 0 11,125
ALLY FINL INC PERP PFD-A FLT PREFERR 02005N308 144,314 5,900 X 3,900 0 2,000
AMBASE CORP COM COMMON 023164106 13,450 5,000 X 5,000 0 0
AMEREN CORP COMMON 023608102 49,005 1,500 X 1,500 0 0
AMERICA MOVIL S A DE C V SPONS COMMON 02364W105 305,160 12,000 X 0 0 12,000<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
AMERICAN ELECTRIC POWER COMMON 025537101 43,588 992 X 527 0 465
AMERICAN EXPRESS COMPANY COMMON 025816109 7,295,707 128,310 X 101,679 0 26,631
AMERICAN INTERNATIONAL GROUP I COMMON 026874784 33 1 X 1 0 0
AMERICAN INTL CORP PFD 6.45% PREFERR 026874800 250,400 10,000 X 10,000 0 0
AMERICAN TOWER REIT COM COMMON 03027X100 35,695 500 X 500 0 0
AMERIPRISE FINL INC COM COMMON 03076C106 129,253 2,280 X 0 0 2,280
AMERIGAS PARTNERS L P UT LTD P UNITS 030975106 3,746,203 85,804 X 33,318 0 52,486
AMETEK INC NEW COMMON 031100100 159,525 4,500 X 4,500 0 0
AMGEN INC COMMON 031162100 230,196 2,731 X 2,455 0 276
ANADARKO PETE CORP COMMON 032511107 124,597 1,782 X 1,182 0 600
ANALOG DEVICES INC COMMON 032654105 4,474,764 114,225 X 87,625 0 26,600
ANGLOGOLD ASHANTI LTD ADR SPON COMMON 035128206 3,049 87 X 0 0 87
APACHE CORP COMMON 037411105 2,865,702 33,141 X 32,615 0 526
APOLLO INVT CORP COM SH BEN IN COMMON 03761U106 1,970 250 X 250 0 0
APPLE COMPUTER INC COMMON 037833100 3,504,303 5,253 X 3,873 0 1,380
APPLIED MATLS INC COMMON 038222105 43,677 3,912 X 0 0 3,912
ARCH COAL INC COMMON 039380100 5,127 810 X 0 0 810
ASHLAND INC NEW COM COMMON 044209104 77,758 1,086 X 86 0 1,000
ATMOS ENERGY CORP COMMON 049560105 25,053 700 X 700 0 0
AUTODESK INC COMMON 052769106 4,269 128 X 0 0 128
AUTOMATIC DATA PROCESSING COMMON 053015103 139,259 2,374 X 640 0 1,734
AVENTINE RENEW HLDGS RTS WARRANT 05356X122 0 15 X 15 0 0
AVIAT NETWORKS INC COMMON 05366Y102 802 337 X 337 0 0
BB^T CORPORATION COMMON 054937107 9,103,050 274,519 X X 169,025 14,338 91,156
BB^T CORP 1/1000 E PRPTL PREFERR 054937404 25,570 1,000 X 1,000 0 0
B & G FOODS INC NEW CL A COMMON 05508R106 15,155 500 X 0 0 500
BAC CAP TR III GTD CAP SECS 7% PREFERR 05518E202 22,752 900 X 500 0 400
BAC CAP TR VIII GTD CAP SECS PREFERR 05518T209 82,071 3,300 X 0 0 3,300
BANK OF AMERICA CAP IV PFD 5.8 PREFERR 055185201 49,860 2,000 X 1,000 0 1,000
BCE INC COM NEW COMMON 05534B760 11,138,087 253,484 X 162,704 0 90,780
BP AMOCO ADS COMMON 055622104 196,847 4,647 X 4,647 0 0
BABCOCK & WILCOX CO NEW COM COMMON 05615F102 348,684 13,690 X 10,540 0 3,150
BAKER HUGHES INC COMMON 057224107 1,489,379 32,929 X 20,135 0 12,794
BANCO BILBAO VIZCAYA ARGENTAAD COMMON 05946K101 7,750 1,000 X 0 0 1,000
BANK OF AMERICA COMMON 060505104 1,820,693 206,194 X 115,842 0 90,352
BANK OF AMERICA CORPORATION PF PREFERR 060505559 317,888 12,250 X 12,050 0 200
BANK OF AMERICA CORP 7.25%CNV CONVERT 060505682 43,560 40 X 40 0 0
BANK OF NEW YORK MELLON CORPOR COMMON 064058100 2,593,722 114,665 X 89,504 0 25,161
BANK NOVA SCOTIA HALIFAX COM COMMON 064149107 8,946,240 163,193 X 111,998 0 51,195
BARD C R INC N J COMMON 067383109 26,163 250 X 0 0 250
BARCLAYS BANK PLC 6.625% 00/00 PREFERR 06739F390 124,950 5,000 X 5,000 0 0
BARRICK GOLD CORP COMMON 067901108 51,991 1,245 X 0 0 1,245
BAXTER INTL INC COMMON 071813109 60,270 1,000 X 0 0 1,000
BEAVER COAL CO, LTD PRTNSH COMMON 074799107 75,686 71 X 71 0 0
BECTON DICKINSON & CO COMMON 075887109 1,368,044 17,414 X 6,718 0 10,696<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
BELO A H CORP COMMON 080555105 2,349 300 X 0 0 300
BERKSHIRE HATHAWAY INC DEL CL COMMON 084670108 663,500 5 X 2 0 3
BERKSHIRE HATHAWAY INC DEL CL COMMON 084670702 2,870,204 32,542 X 24,967 0 7,575
BHP BILLITON LTD SPONSORED ADR COMMON 088606108 925,206 13,485 X 3,765 0 9,720
BIOGEN IDEC INC COMMON 09062X103 3,043,884 20,400 X 20,000 0 400
BLACKROCK STRATEGIC MUN TR COM MUTUAL 09248T109 10,549 666 X 0 0 666
BLACKROCK LTD DURATION INC TCO COMMON 09249W101 18,610 1,000 X 1,000 0 0
H R BLOCK INC COMMON 093671105 4,246 245 X 245 0 0
BNY CAPITAL V 30 YR PFD 5.950% PREFERR 09656H209 10,132 400 X 400 0 0
BOEING CO COMMON 097023105 34,798 500 X 500 0 0
BORG WARNER AUTOMOTIVE INC COMMON 099724106 1,717,660 24,854 X 18,630 0 6,224
BOSTON SCIENTIFIC CORP COMMON 101137107 26,169 4,559 X 1,200 0 3,359
BRINKER INTL INC COMMON 109641100 74,130 2,100 X 2,100 0 0
BRISTOL MYERS SQUIBB CO. COMMON 110122108 1,092,454 32,369 X 23,323 0 9,046
BROADCOM CORP COMMON 111320107 12,100 350 X 0 0 350
BROOKFIELD ASSET MGMT INC CL A COMMON 112585104 1,795 52 X 52 0 0
BUCKEYE PARTNERS L P UNITS 118230101 2,069,858 43,149 X 27,419 0 15,730
CH ENERGY GROUP, INC. COMMON 12541M102 32,605 500 X 500 0 0
CMS ENERGY CORP COMMON 125896100 28,189 1,197 X 1,197 0 0
CNOOC LTD SPONSORED ADR COMMON 126132109 385,187 1,900 X 1,900 0 0
CRH PLC ADR COMMON 12626K203 365 19 X 19 0 0
CSX CORP COMMON 126408103 234,475 11,300 X 11,300 0 0
CABOT OIL & GAS CORP CL A COMMON 127097103 22,450 500 X 0 0 500
CAMERON INTERNATIONAL CORP COM COMMON 13342B105 7,850 140 X 140 0 0
CDN IMPERIAL BK OF COMMERCE CO COMMON 136069101 3,982,217 50,930 X 26,490 0 24,440
CANADIAN NATL RY CO COMMON 136375102 4,075,344 46,190 X 30,055 0 16,135
CANADIAN PAC RY LTD COM COMMON 13645T100 9,701,197 117,037 X 82,821 0 34,216
CAPITAL ONE FINANCIAL 6.00% SE PREFERR 14040H402 250,200 10,000 X 10,000 0 0
CARDINAL HEALTH INC. COMMON 14149Y108 551,231 14,145 X 9,370 0 4,775
CAREFUSION CORP COM COMMON 14170T101 9,937 350 X 0 0 350
CATERPILLAR COMMON 149123101 7,274,080 84,543 X 59,580 0 24,963
CELGENE CORP COM COMMON 151020104 15,204 199 X 0 0 199
CENOVUS ENERGY INC COM COMMON 15135U109 4,461,218 128,012 X 90,311 0 37,701
CENTERPOINT ENERGY INC COM COMMON 15189T107 8,520 400 X 400 0 0
CHELSEA THERAPEUTICS INTL LTCO COMMON 163428105 18,000 15,000 X 0 0 15,000
CHEVRON CORPORATION COMMON 166764100 18,738,302 160,761 X X 96,498 25 64,238
CHICOS FAS INC COM COMMON 168615102 3,622 200 X 0 0 200
CHINA PETE & CHEM CORP ADR SPO COMMON 16941R108 92,420 1,000 X 0 0 1,000
CHIPOTLE MEXICAN GRILL INC CL COMMON 169656105 15,877 50 X 50 0 0
CHUBB CORP COMMON 171232101 5,674,088 74,385 X 62,412 0 11,973
CISCO SYS INC COMMON 17275R102 26,408,175 1,382,989 X X 817,473 62,540 502,976
CITADEL BROADCASTING CORP COM COMMON 17285T106 0 109 X 109 0 0
CITIGROUP INC T-DECS 7.50% CV CONVERT 172967416 96,980 1,000 X 1,000 0 0
CITIGROUP INC COMMON 172967424 2,441,861 74,629 X 48,494 0 26,135
CITIGROUP CAP VII CAP SECS 7.1 PREFERR 17306N203 30,396 1,200 X 0 0 1,200<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
CITIGROUP CAPITAL 7.875% XIII PREFERR 173080201 256,220 9,200 X 9,200 0 0
CITIGROUP CAPITAL XV 6.500% 9/ PREFERR 17310G202 7,527 300 X 0 0 300
CITIZENS REPUBLIC BANCORP INC COMMON 174420307 19,350 1,000 X 0 0 1,000
CLEARWIRE CORP NEW CL A COMMON 18538Q105 670 500 X 0 0 500
CLIFFS NATURAL RESOURCES INC COMMON 18683K101 552,907 14,130 X 3,380 0 10,750
COACH INC COM COMMON 189754104 56,020 1,000 X 300 0 700
COCA COLA CO COMMON 191216100 1,112,714 29,336 X 22,586 0 6,750
COGNIZANT TECHNLGY SLTNS CORCL COMMON 192446102 279,560 4,000 X 0 0 4,000
COLGATE PALMOLIVE CO COMMON 194162103 9,136,860 85,216 X 59,951 0 25,265
COLLECTIVE BRANDS INC COMMON 19421W100 36,907 1,700 X 0 0 1,700
COLUMBIA LABS INC COMMON 197779101 11,880 12,000 X 12,000 0 0
COMCAST CORP NEW COM CL A COMMON 20030N101 157,889 4,414 X 1,820 0 2,594
COMCAST CORP CL A SPL COMMON 20030N200 121,835 3,500 X 2,500 0 1,000
COMSTOCK RES INC COM NEW COMMON 205768203 18,380 1,000 X 1,000 0 0
CONOCOPHILLIPS COMMON 20825C104 19,715,550 344,798 X X 219,600 1,000 124,198
CONSOL ENERGY INC COM COMMON 20854P109 2,419,596 80,519 X 68,969 0 11,550
CONSOLIDATED EDISON INC COMMON 209115104 139,843 2,335 X 1,760 0 575
CORNING INC COMMON 219350105 287,459 21,860 X 6,000 0 15,860
GOLDMAN SACHS CORTS PFD 6.000% PREFERR 22083B208 60,386 2,431 X 2,431 0 0
COSTCO WHOLESALE CORP COMMON 22160K105 32,874,816 328,223 X X 197,943 9,296 120,984
CYPRESS SEMICONDUCTOR CORP COMMON 232806109 4,282 400 X 0 0 400
CYTEC INDS INC COMMON 232820100 27,912 426 X 0 0 426
DCP MIDSTREAM PARTNERS LP COM UNITS 23311P100 2,468,286 53,150 X 34,060 0 19,090
DDR CORP DEPSHS1/20 CLJ COMMON 23317H607 49,820 2,000 X 2,000 0 0
DTC ENERGY 6.500% PFD PREFERR 233331602 280,200 10,000 X 10,000 0 0
DWS VALUE SER INC LGECP VAL CL MUTUAL 23338F606 18,570 1,000 X 0 0 1,000
DANAHER CORP SHS BEN INT COMMON 235851102 22,391 406 X 0 0 406
DEERE & CO. COMMON 244199105 519,066 6,294 X 3,794 0 2,500
DEUTSCHE BANK CAP FUND IX PFD PREFERR 25153Y206 63,527 2,535 X 1,035 0 1,500
DEVON ENERGY CORP NEW COMMON 25179M103 98,918 1,635 X 1,435 0 200
DISNEY (WALT) PRODUCTIONS COMMON 254687106 107,906 2,064 X 1,064 0 1,000
DIRECTV COMMON 25490A309 10,068 192 X 0 0 192
DOMINION RES INC VA NEW COMMON 25746U109 2,422,111 45,752 X 41,576 0 4,176
DOVER CORP COMMON 260003108 5,465,941 91,880 X X 55,575 300 36,005
DOW CHEMICAL CORP COMMON 260543103 33,770,998 1,166,327 X X 701,614 38,669 426,044
DR PEPPER SNAPPLE GROUP INC CO COMMON 26138E109 12,825 288 X 288 0 0
DREYFUS/LAUREL FDS TR PREM LTR MUTUAL 261980759 31,619 4,820 X 0 0 4,820
DU PONT E I DE NEMOURS CO COMMON 263534109 42,989,949 855,181 X X 546,791 22,952 285,438
DUKE ENERGY CORPORATION COM NE COMMON 26441C204 5,300,146 81,805 X 43,542 0 38,263
DUN & BRADSTREET CORP DEL NECO COMMON 26483E100 131,373 1,650 X 0 0 1,650
E DIGITAL CORP COMMON 26841Y103 35 500 X 500 0 0
E M C CORP MASS COMMON 268648102 11,031,588 404,532 X 340,699 0 63,833
EOG RESOURCES INC. COMMON 26875P101 2,096,568 18,711 X 16,646 0 2,065
EQT CORP COM COMMON 26884L109 2,067,891 35,049 X 32,413 0 2,636
EQT MIDSTREAM PARTNERS LP UNIT UNITS 26885B100 300,384 10,430 X 7,630 0 2,800<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
EASTMAN CHEM CO COMMON 277432100 53,418 937 X 644 0 293
EATON CORP COMMON 278058102 35,181,737 744,272 X X 440,339 22,149 281,784
EATON VANCE ENHANCED EQ INC CO MUTUAL 278274105 5,573 503 X 503 0 0
ECOLAB INC COMMON 278865100 32,405 500 X 0 0 500
EDISON INTERNATIONAL COMMON 281020107 257,966 5,646 X 5,646 0 0
EL PASO PIPELINE PARTNERS L CO UNITS 283702108 1,244,897 33,447 X 23,662 0 9,785
EMERSON ELEC CO COMMON 291011104 28,685,847 594,279 X X 350,594 15,278 228,407
ENBRIDGE INC COM COMMON 29250N105 31,224 800 X 700 0 100
ENBRIDGE ENERGY PARTNERS L P C UNITS 29250R106 2,045,167 69,469 X 53,949 0 15,520
ENCANA CORP COM COMMON 292505104 81,016 3,696 X 3,600 0 96
ENERGY TRANSFER PRTNRS L P UNI UNITS 29273R109 1,822,081 42,802 X 29,611 0 13,191
ENERGY TRANSFER EQUITY L P COM UNITS 29273V100 428,948 9,490 X 5,600 0 3,890
ENTERPRISE PRODS PARTNERS L CO UNITS 293792107 5,833,395 108,832 X 61,237 0 47,595
ERICSSON L M TEL CO ADR B SEK COMMON 294821608 4,140 454 X 120 0 334
EURO PAC GROWTH FD SH BEN INT COMMON 298706102 52,880 1,332 X 0 0 1,332
EVERBANK FINL CORP COM COMMON 29977G102 275,400 20,000 X 20,000 0 0
EVOLUCIA INC COMMON 30049B105 148 5,000 X 5,000 0 0
EXELON CORP COMMON 30161N101 996,204 27,999 X 15,911 0 12,088
EXELIS INC COM COMMON 30162A108 8,065 780 X 780 0 0
EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 164,717 2,630 X 2,320 0 310
EXTERRAN HLDGS INC COM COMMON 30225X103 973 48 X 48 0 0
EXXON MOBIL CORPORATION COMMON 30231G102 19,696,958 215,385 X 114,134 0 101,251
FPL GROUP CAP TR I PFD TR SECS PREFERR 30257V207 12,955 500 X 500 0 0
FACEBOOK INC CL A COMMON 30303M102 9,206 425 X 250 0 175
FACTSET RESH SYS INC COM COMMON 303075105 1,287,207 13,350 X 7,534 0 5,816
FAIRPOINT COMMUNICATIONS INCCO COMMON 305560104 0 95 X 95 0 0
FAMILY DLR STORES INC COMMON 307000109 19,890 300 X 0 0 300
FARMERS & MERCHANTS BK COM COMMON 308243104 4,430 1 X 1 0 0
FEDERAL HOME LN MTG CORP PFD 8 PREFERR 313400624 850 1,000 X 1,000 0 0
FANNIE MAE PFD SER T 8.25% DTD PREFERR 313586737 2,240 2,000 X 0 0 2,000
FEDEX CORP COMMON 31428X106 4,169,397 49,272 X 37,680 0 11,592
FERRELLGAS PARTNERS L P COMMON 315293100 6,460 333 X 333 0 0
FIFTH & PACIFIC COMPANIES INC COMMON 316645100 44,308 3,467 X 3,467 0 0
FIRST EAGLE FDS INC OVERSEAS F MUTUAL 32008F804 36,241 1,667 X 1,667 0 0
FIRST ST FINL CORP FLA COM COMMON 33708M206 0 2,000 X 2,000 0 0
FIRSTENERGY CORP COMMON 337932107 39,161 888 X 888 0 0
FLUOR CORP NEW COMMON 343412102 59,938 1,065 X 665 0 400
FLOWERS FOODS INC COMMON 343498101 6,115 303 X 0 0 303
FORD MTR CO DEL 7.50% PFD PREFERR 345370852 112,548 4,150 X 0 0 4,150
FORD MTR CO DEL PAR $0.01 COMMON 345370860 13,968,208 1,416,654 X X 886,705 47,239 482,710
FRANKLIN RES INC COMMON 354613101 4,127 33 X 33 0 0
FREEPORT MCMORAN COPPER^GOLDCL COMMON 35671D857 4,079,352 103,066 X 79,545 0 23,521
FRONTIER COMMUNICATIONS CORP C COMMON 35906A108 80,223 16,322 X 13,730 0 2,592
GDF SUEZ SPONS ADR COMMON 36160B105 15,804 706 X 706 0 0
GMAC CAP TR I GTD TR PFD-2 PREFERR 361860208 139,988 5,575 X 1,825 0 3,750<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
GARTNER GROUP INC NEW COMMON 366651107 11,983 260 X 260 0 0
GENERAL COMMUNICATIONS INC CL COMMON 369385109 1,960 200 X 0 0 200
GENERAL DYNAMICS CORP COMMON 369550108 1,984 30 X 30 0 0
GENERAL ELECTRIC COMPANY COMMON 369604103 52,253,144 2,300,887 X X 1,378,291 71,313 851,283
GEN ELEC CAPITAL CORP PFD 6.05 PREFERR 369622469 51,240 2,000 X 0 0 2,000
GENL ELEC CAPITAL CORP PFD 6.1 PREFERR 369622519 18,284 700 X 0 0 700
GENL ELEC CAP CORPPFD 6.625% 0 PREFERR 369622527 8,025 300 X 0 0 300
GENERAL MILLS INC COMMON 370334104 735,711 18,462 X 12,312 0 6,150
GENERAL MTRS CO COM COMMON 37045V100 113,750 5,000 X 0 0 5,000
GENESEE & WYO INC CL A COMMON 371559105 29,418 440 X 40 0 400
GILEAD SCIENCES INC COM COMMON 375558103 25,338 382 X 0 0 382
GLAXO PLC COMMON 37733W105 20,155,045 435,879 X X 250,275 21,255 164,349
GOLDCORP INC NEW COM COMMON 380956409 449,330 9,800 X 2,600 0 7,200
GOLDMAN SACHS GROUP INC COMMON 38141G104 402,200 3,538 X 3,538 0 0
GOLDMAN SACHS PFD VARIABLE RAT PREFERR 38143Y665 20,577 1,036 X 1,036 0 0
GOLDMAN SACHS 6.500% PFD PREFERR 38144G184 108,720 4,000 X 4,000 0 0
GOLDMAN SACHS PFD 6.200% PREFERR 38144X500 50,620 2,000 X 0 0 2,000
GOLDMAN SACHS GROUP 6.125% PRE PREFERR 38145X111 157,800 6,000 X 6,000 0 0
GOOGLE INC CL A COMMON 38259P508 150,146 199 X 151 0 48
GRAINGER W W INC COMMON 384802104 841,815 4,040 X 2,000 0 2,040
GREATER CHINA FD INC COM MUTUAL 39167B102 43,924 3,853 X 2,500 0 1,353
GREEN MTN COFFEE INC COMMON 393122106 9,496 400 X 0 0 400
GRUPO TELEVISA SA DE CV COMMON 40049J206 141,060 6,000 X 6,000 0 0
GULFMARK OFFSHORE INC CL A NEW COMMON 402629208 24,831,906 751,571 X X 449,476 17,447 284,648
HSBC HOLDINGS PERPETUITY 6.2% PREFERR 404280604 25,270 1,000 X 0 0 1,000
HSBC FINANCE CORP PERPETUAL 6. PREFERR 40429C607 50,180 2,000 X 0 0 2,000
HALLIBURTON CO COMMON 406216101 1,043,042 30,960 X 25,835 0 5,125
HANOVER INS GROUP INC COM COMMON 410867105 15,724 422 X 0 0 422
HARLEY DAVIDSON INC COMMON 412822108 8,474 200 X 0 0 200
HARRIS CORPORATION COMMON 413875105 69,506 1,357 X 1,357 0 0
HARSCO CORP COMMON 415864107 82,120 4,000 X 0 0 4,000
HARTFORD FINANCIAL SERVICES COMMON 416515104 13,608 700 X 700 0 0
HEALTH CARE REIT INC COMMON 42217K106 43,305 750 X 0 0 750
HEINZ H J CO COMMON 423074103 46,383 829 X 428 0 401
HESS CORP COMMON 42809H107 2,947,885 54,875 X 29,520 0 25,355
HEWLETT PACKARD CO. COMMON 428236103 839,301 49,197 X 21,451 0 27,746
HILLSHIRE BRANDS CO COM COMMON 432589109 5,356 200 X 0 0 200
HOLLY ENERGY PARTNERS L P COM UNITS 435763107 473,789 7,130 X 5,990 0 1,140
HOME DEPOT INC COMMON 437076102 573,092 9,493 X 2,410 0 7,083
HONEYWELL INTERNATIONAL INC. COMMON 438516106 35,771,190 598,681 X X 342,407 20,549 235,725
HOSPIRA INC COM COMMON 441060100 50,871 1,550 X 1,500 0 50
HUGOTON RTY TR TEX UNIT BEN IN COMMON 444717102 26,360 4,000 X 0 0 4,000
HUMANA INC COMMON 444859102 750,254 10,695 X 9,938 0 757
HUNTINGTON BANCSHARES INC COMMON 446150104 31,028 4,500 X 4,500 0 0
HUNTINGTON BANCSHARES INC PFD CONVERT 446150401 51,000 40 X 40 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
HUNTINGTON INGALLS INDS INC CO COMMON 446413106 104,705 2,490 X 2,484 0 6
IXIA COM COMMON 45071R109 9,642 600 X 0 0 600
ITT CORP NEW COM NEW COMMON 450911201 7,859 390 X 390 0 0
ICONIX BRAND GROUP INC COMMON 451055107 9,685 531 X 531 0 0
IDEX CORP COMMON 45167R104 93,983 2,250 X 2,250 0 0
IKANOS COMMUNICATIONS COM COMMON 45173E105 11,120 8,000 X 0 0 8,000
ILLINOIS TOOL WORKS INC COMMON 452308109 197,440 3,320 X 1,670 0 1,650
INDIA FUND INC COM MUTUAL 454089103 9,296 400 X 0 0 400
ING GROEP N V PFD PERP DBT % PREFERR 456837301 10,000 400 X 0 0 400
INTEL CORPORATION COMMON 458140100 23,022,917 1,016,240 X X 652,678 26,039 337,523
INTERNATIONAL BUSINESS MACHINE COMMON 459200101 56,536,556 272,531 X X 166,669 4,865 100,997
INTERNATIONAL PAPER CO COMMON 460146103 65,376 1,800 X 300 0 1,500
INTERPUBLIC GROUP COS INC COMMON 460690100 17,703 1,592 X 1,592 0 0
INVESTMENT CO AMER CL B SHS MUTUAL 461308207 18,086 592 X 0 0 592
INVESTMENT CO AMER CL F-2 SHS MUTUAL 461308827 10,724 350 X 0 0 350
IRELAND BANK SPONSORED ADR NEW COMMON 46267Q202 282 51 X 51 0 0
ISHARES INC MSCI CDA INDEX MUTUAL 464286509 6,268 220 X 220 0 0
ISHARES TR FTSE XNHUA IDX MUTUAL 464287184 77,850 2,250 X 2,250 0 0
ISHARES TR - MSCI EMERG MKT COMMON 464287234 99,180 2,400 X 0 0 2,400
ISHARES TR MSCI EAFE IDX COMMON 464287465 31,800 600 X 0 0 600
ISSUER DIRECT CORPORATION COMMON 46520M204 3 1 X 1 0 0
ITAU UNIBANCO BANCO BRASILEIRO COMMON 465562106 120,513 7,887 X 1,925 0 5,962
J.P. MORGAN CHASE & CO COMMON 46625H100 40,746,116 1,006,574 X X 627,438 34,287 344,849
JPMORGAN CHASE & CO DEP 1/400 PREFERR 46625H621 13,250 500 X 500 0 0
JP MORGAN CHASE CAP XI 5.875% PREFERR 46626V207 41,547 1,650 X 1,650 0 0
JABIL CIRCUIT INC COMMON 466313103 14,976 800 X 0 0 800
JACOBS ENGR GROUP INC COMMON 469814107 129,376 3,200 X 3,200 0 0
JOHNSON & JOHNSON COMMON 478160104 33,303,238 483,286 X X 289,501 13,291 180,494
JOHNSON CONTROLS COMMON 478366107 35,236 1,286 X 0 0 1,286
JOY GLOBAL INC COM COMMON 481165108 11,212 200 X 0 0 200
KLA INSTRS CORP COMMON 482480100 11,640 244 X 44 0 200
KAYDON CORP COMMON 486587108 122,870 5,500 X 2,500 0 3,000
KAYNE ANDERSON MLP INVSMNT CPF PREFERR 486606403 136,890 5,400 X 5,400 0 0
KIMBERLY CLARK CORP COMMON 494368103 163,239 1,903 X 1,503 0 400
KIMCO RLTY CORP PFD-1 PREFERR 49446R794 258,600 10,000 X 10,000 0 0
KINDER MORGAN EGY PTNS L P UT UNITS 494550106 1,447,710 17,548 X 7,418 0 10,130
KINDER MORGAN INC DEL COM COMMON 49456B101 4,378,870 123,279 X 92,969 0 30,310
KINDER MORGAN INC DEL WT EXP 0 WARRANT 49456B119 16,975 4,864 X 1,536 0 3,328
KOHLS CORP COMMON 500255104 44,766 874 X 834 0 40
KRAFT FOODS INC. COMMON 50075N104 115,325 2,789 X 1,489 0 1,300
KROGER CO COMMON 501044101 16,478 700 X 0 0 700
LSI LOGIC CORP COMMON 502161102 193 28 X 0 0 28
L-3 COMMUNICATIONS HLDGS INC COMMON 502424104 5,737 80 X 0 0 80
8LEHMAN BROTHERS HOLDING COMMON 524ESC100 0 600 X 600 0 0
LEGGETT & PLATT INC COMMON 524660107 62,625 2,500 X 2,500 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
LEGACY RESERVES LP UNIT LP INT COMMON 524707304 856,251 29,700 X 7,400 0 22,300
LEXINGTON CORPORATE PPTYS TRCO COMMON 529043101 10,829 1,121 X 1,121 0 0
LILLY ELI & CO COMMON 532457108 1,237,875 26,110 X 12,075 0 14,035
LIMITED STORES INC COMMON 532716107 54,186 1,100 X 1,100 0 0
LINN ENERGY LLC UNIT LTD LIAB UNITS 536020100 98,976 2,400 X 0 0 2,400
LOWES CO COMMON 548661107 103,028 3,407 X 2,157 0 1,250
LULULEMON ATHLETICA INC COM COMMON 550021109 1,479 20 X 20 0 0
M & T BK CORP COMMON 55261F104 1,967,433 20,675 X 19,400 0 1,275
M^T BANK CAPITAL TRUST IV 8.50 PREFERR 55292C203 23,558 917 X 667 0 250
MKS INSTRS INC COMMON 55306N104 25,490 1,000 X 1,000 0 0
MACK CALI RLTY CORP COMMON 554489104 11,438 430 X 0 0 430
MACYS INC COM COMMON 55616P104 7,739,412 205,726 X 168,959 0 36,767
MAGELLAN MIDSTREAM PRTNRS LPCO UNITS 559080106 849,237 19,420 X 16,780 0 2,640
MANULIFE FINL CORP COMMON 56501R106 18,060 1,500 X 0 0 1,500
MARATHON OIL CORP COM COMMON 565849106 8,135,831 275,138 X 184,538 0 90,600
MARATHON PETE CORP COM COMMON 56585A102 5,459 100 X 0 0 100
MARKWEST ENERGY PARTNERS L PUN UNITS 570759100 954,418 17,538 X 14,613 0 2,925
MARSH MCLENNAN COMMON 571748102 6,786 200 X 0 0 200
MARTIN MARIETTA MTLS INC COMMON 573284106 24,861 300 X 300 0 0
MCDERMOTT INTERNATIONAL INC. COMMON 580037109 758,471 62,068 X 27,480 0 34,588
MCDONALDS CORP COMMON 580135101 285,801 3,115 X 215 0 2,900
MCGRAW HILL INC COMMON 580645109 13,648 250 X 0 0 250
MCKESSON HBOC INC. COMMON 58155Q103 25,465 296 X 0 0 296
MEADWESTVACO CORPORATION COMMON 583334107 38,250 1,250 X 500 0 750
MECHEL STEEL GROUP OAO SPONSOR COMMON 583840103 42 6 X 6 0 0
MERCHANTS BANCSHARES COMMON 588448100 59,100 2,000 X 0 0 2,000
MERCK & COMPANY COMMON 58933Y105 3,169,322 70,281 X 41,812 0 28,469
MERRILL LYNCH PFD CAP TR IV TO PREFERR 59021G204 5,012 200 X 200 0 0
MERRIL LYNCH CAP TRUST PREFERR 59021K205 12,550 500 X 500 0 0
MERRILL LYNCH CAP TRUST II 6.4 PREFERR 59024T203 24,890 1,000 X 1,000 0 0
MESABI TR CTF BEN INT COMMON 590672101 117,964 4,400 X 0 0 4,400
MICROSOFT CORPORATION COMMON 594918104 40,506,485 1,361,105 X X 838,301 45,805 476,999
MICROCHIP TECHNOLOGY INC COMMON 595017104 11,459 350 X 0 0 350
MINDRAY MEDICAL INTL LTD SPON COMMON 602675100 13,444 400 X 0 0 400
MINE SAFETY APPLIANCES CO COM COMMON 602720104 22,362 600 X 600 0 0
MONSANTO CO COMMON 61166W101 2,308,085 25,358 X 19,972 0 5,386
MOODYS CORP COMMON 615369105 295,497 6,690 X 690 0 6,000
MORGAN STANLEY COMMON 617446448 91,266 5,452 X 1,815 0 3,637
MORGAN STANLEY CP PFD 6.250% PREFERR 617460209 12,435 500 X 0 0 500
MORGAN STANLEY 6.600% PFD PREFERR 617461207 10,052 400 X 0 0 400
MORGAN STANLEY CAP TRUST #4 PF PREFERR 617462205 37,335 1,500 X 1,000 0 500
MORGAN STANLEY & CO INC GTD CA PREFERR 617466206 33,278 1,350 X 0 0 1,350
MORGAN STANLEY 6.45% PFD SERIE PREFERR 61753R200 717,170 29,000 X 28,000 0 1,000
MOTOROLA INC COM NEW COMMON 620076307 15,873 314 X 0 0 314
MURPHY OIL CORP COMMON 626717102 13,423 250 X 250 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
MUTUAL SER FD INC DISCOVERY Z MUTUAL 628380404 15,365 512 X 512 0 0
MUTUAL SER FD INC EUROPEAN Z MUTUAL 628380503 14,420 700 X 700 0 0
NATIONAL FUEL GAS CO N J COMMON 636180101 4,646,954 85,991 X 56,701 0 29,290
NATIONAL-OILWELL INC COM COMMON 637071101 39,306,212 490,653 X X 299,969 12,886 177,798
NATURAL BLUE RES INC COMMON 63884T105 0 300 X 0 0 300
NESTLE ADR COMMON 641069406 4,321,036 68,360 X 48,825 0 19,535
NETAPP INC COMMON 64110D104 13,152 400 X 0 0 400
NEW PERSPECTIVE FD INC SHS CL MUTUAL 648018828 5,706 188 X 0 0 188
NEWELL RUBBERMAID INC. COMMON 651229106 20,884 1,094 X 1,094 0 0
NEWFIELD EXPL CO COMMON 651290108 9,396 300 X 300 0 0
NEWMONT MNG CORP COMMON 651639106 369,139 6,590 X 2,080 0 4,510
NEWS CORP CL A COMMON 65248E104 368 15 X 0 0 15
NEXTERA ENERGY INC COM COMMON 65339F101 967,952 13,763 X 7,783 0 5,980
NOKIA CORP COMMON 654902204 121,926 47,350 X 43,550 0 3,800
NORDSTROM INC COMMON 655664100 305,145 5,530 X 3,710 0 1,820
NORFOLK SOUTHN CORP COMMON 655844108 20,572,279 323,311 X X 187,481 11,259 124,571
NORSK HYDRO A S COMMON 656531605 295 63 X 63 0 0
NORTEL NETWORKS INC COMMON 656568508 2 242 X 242 0 0
NORTH EUROPEAN OIL RLTY TR UNI COMMON 659310106 119,658 4,200 X 1,500 0 2,700
NORTHEAST UTILS COMMON 664397106 30,087 787 X 0 0 787
NORTHERN TECH INTL CORP COMMON 665809109 64,657 6,094 X 6,094 0 0
NORTHROP GRUMMAN CORP COMMON 666807102 990,272 14,907 X 14,863 0 44
NUSTAR ENERGY LP UNIT UNITS 67058H102 472,930 9,295 X 2,365 0 6,930
NUSTAR GP HOLDINGS LLC UNITS UNITS 67059L102 23,880 750 X 0 0 750
NUVEEN SELECT TX FR INCM PTLSH COMMON 67063C106 39,655 2,665 X 0 0 2,665
NVIDIA CORP COM COMMON 67066G104 8,004 600 X 0 0 600
OCCIDENTAL PETROLEUM CORP. COMMON 674599105 145,269 1,688 X 888 0 800
OMNICOM GROUP COMMON 681919106 398,713 7,733 X 7,733 0 0
ONEOK PARTNERS L P UNITS 68268N103 953,607 16,027 X 12,357 0 3,670
ONEOK INC NEW COMMON 682680103 75,653 1,566 X 1,566 0 0
ORACLE SYS CORP COMMON 68389X105 8,365,340 265,904 X 207,780 0 58,124
OVERSEAS SHIPHOLDING GROUP COMMON 690368105 3,300 500 X 300 0 200
OXFORD RESOURCE PARTNERS LP CO UNITS 691807101 3,189 350 X 0 0 350
PIMCO FDS PAC INVT MGMT SER TO MUTUAL 693390429 51,334 4,433 X 0 0 4,433
PNC FINANCIAL GROUP COMMON 693475105 34,493,867 546,654 X X 313,314 20,068 213,272
PNC FINL SVCS GROUP INC DEP PF PREFERR 693475881 158,280 6,000 X 6,000 0 0
PPG INDS INC COMMON 693506107 910,566 7,929 X 6,344 0 1,585
PPL CORP COMMON 69351T106 30,366,517 1,045,319 X X 626,901 45,054 373,364
PVR PARTNERS LP COM UNIT REPTG UNITS 693665101 908,147 35,782 X 15,964 0 19,818
PALL CORP COMMON 696429307 201,073 3,167 X 3,167 0 0
PARKER HANNIFIN CORP COMMON 701094104 11,283 135 X 135 0 0
PATRIOT COAL CORP COM COMMON 70336T104 9 80 X 80 0 0
PATRIOT TRANSN HLDG INC COMMON 70337B102 5,686,851 203,976 X 181,176 0 22,800
PATTERSON UTI ENERGY INC COM COMMON 703481101 7,910 500 X 500 0 0
PAYCHEX INC COMMON 704326107 186,424 5,600 X 2,000 0 3,600<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
PEABODY ENERGY CORP COM COMMON 704549104 8,916 400 X 400 0 0
PENGROTH ENERGY CORPORATION COMMON 70706P104 13,480 2,000 X 2,000 0 0
PEOPLES UNITED FINANCIAL COMMON 712704105 2,139,153 176,207 X 101,840 0 74,367
PEPSICO INC COMMON 713448108 1,213,139 17,142 X 8,542 0 8,600
PERMIAN BASIN RTY TR UNIT BEN COMMON 714236106 30,680 2,000 X 0 0 2,000
PETROBRAS BRASILEIRO ADR SPONS COMMON 71654V101 400,460 18,145 X 1,800 0 16,345
PETROBRAS BRASILEIRO ADR SPONS COMMON 71654V408 4,587 200 X 0 0 200
PETROLEUM GEO SVCS ASA NEW SPO COMMON 716599105 364 22 X 22 0 0
PETROLOGISTICS LP UNIT LTD PTH COMMON 71672U101 16,213 1,250 X 0 0 1,250
PFIZER INC COMMON 717081103 23,547,935 947,603 X X 567,494 45,265 334,844
PHILLIPS 66 COM COMMON 718546104 317,959 6,857 X 5,965 0 892
PINNACLE WEST CAP CORP COMMON 723484101 20,657,102 391,233 X X 211,461 15,282 164,490
PIONEER NAT RES CO COM COMMON 723787107 52,200 500 X 0 0 500
PLAINS ALL AMERN PIPELINE L UN UNITS 726503105 1,912,793 43,374 X 30,954 0 12,420
PLAINS EXPLORATION & PROD COCO COMMON 726505100 37,470 1,000 X 1,000 0 0
PLUM CREEK TIMBER COMPANY COMMON 729251108 185,312 4,227 X 2,170 0 2,057
PORTLAND GEN ELEC CO COM NEW COMMON 736508847 22,984 850 X 0 0 850
POTASH CORP SASK INC COMMON 73755L107 1,591,256 36,648 X 32,097 0 4,551
POWERSHARES QQQ TRUST UNIT SER MUTUAL 73935A104 34,285 500 X 0 0 500
POWERSHARES ETF TRUST WATER RE MUTUAL 73935X575 11,694 600 X 0 0 600
GOLDMAN SACHS PFD 6.000% PREFERR 73941X577 449,640 18,000 X 18,000 0 0
PRAXAIR INC COMMON 74005P104 6,289,622 60,547 X 38,522 0 22,025
PRECISION CASTPARTS CORP COMMON 740189105 16,661 102 X 0 0 102
PROCTER & GAMBLE CO COMMON 742718109 10,797,618 155,675 X 108,035 0 47,640
PRUDENTIAL FINL INC COM COMMON 744320102 13,955 256 X 0 0 256
PUBLIC SVC ENTERPRISES COMMON 744573106 87,208 2,710 X 460 0 2,250
PUBLIC STORAGE INC COMMON 74460D109 299,911 2,155 X 2,155 0 0
PUBLIC STORAGE 5.900% PREFERRE PREFERR 74460W206 371,560 14,000 X 14,000 0 0
PULTE HOMES INC COM COMMON 745867101 93,000 6,000 X 6,000 0 0
QLIK TECHNOLOGIES INC COM COMMON 74733T105 5,598 250 X 250 0 0
QEP RES INC COM COMMON 74733V100 1,217,834 38,466 X 31,506 0 6,960
QUALCOMM INC COMMON 747525103 31,013,481 496,454 X X 309,234 16,213 171,007
QUESTAR CORP COMMON 748356102 10,270,533 505,191 X 347,170 0 158,021
QWEST CORP 7.375% PREFERRED PREFERR 74913G204 161,280 6,000 X 6,000 0 0
QWEST CORP 7.500% PFD PREFERR 74913G303 107,520 4,000 X 4,000 0 0
RH DONNELLEY CORP COMMON 74955W307 0 40 X 40 0 0
RANGE RES CORP COM COMMON 75281A109 22,160,738 317,171 X X 188,261 11,521 117,389
RAYTHEON CO NEW COM COMMON 755111507 434,530 7,602 X 7,100 0 502
RED HAT INC COM COMMON 756577102 2,278 40 X 0 0 40
REGIONS FINANCIAL CORP (NEW) COMMON 7591EP100 73,497 10,215 X 6,746 0 3,469
RELM WIRELESS CORP COM COMMON 759525108 26,067 14,727 X 14,727 0 0
ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 489,167 10,466 X 10,000 0 466
ROCKWELL INTL CORP NEW COMMON 773903109 83,460 1,200 X 1,100 0 100
ROSETTA RESOURCES INC COM COMMON 777779307 2,155 45 X 45 0 0
ROSTELECOM LONG DISTANCE & IAD COMMON 778529107 181 7 X 7 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
ROWE T PRICE INTL FDS INC INTL MUTUAL 77956H203 70,270 5,081 X 0 0 5,081
T ROWE PRICE NEW HORIZON FD MUTUAL 779562107 65,521 1,803 X 0 0 1,803
ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 22,838,174 320,311 X X 191,058 17,820 111,433
ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 3,019,127 43,497 X 21,160 0 22,337
RYANAIR HLDGS PLC ADR SPONSORE COMMON 783513104 258 8 X 8 0 0
SPDR TR UNIT SER 1 COMMON 78462F103 100,779 700 X X 600 50 50
SPX CORP COMMON 784635104 88,304 1,350 X 1,350 0 0
ST JUDE MED INC COMMON 790849103 37,917 900 X 900 0 0
SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 1,149,541 81,125 X 56,200 0 24,925
SANDISK CORP COM COMMON 80004C101 10,858 250 X 0 0 250
SANOFI-AVENTIS ADR COMMON 80105N105 1,753,274 40,717 X 28,088 0 12,629
SANOFI AVENTIS CONTGNT VAL RT WARRANT 80105N113 24 14 X 14 0 0
SCANA CORP NEW COMMON 80589M102 38,616 800 X 0 0 800
SCHLUMBERGER COMMON 806857108 29,058,433 401,748 X X 247,887 12,196 141,665
SCHWAB 6.00% SERIES B PFD PREFERR 808513204 104,560 4,000 X 4,000 0 0
SEMILEDS CORP COM COMMON 816645105 1,290 750 X 0 0 750
SIEMENS A G SPONSORED ADR COMMON 826197501 30,045 300 X 300 0 0
SIGMA ALDRICH CORP COMMON 826552101 89,965 1,250 X 1,250 0 0
SONOCO PRODUCTS COMMON 835495102 2,954,773 95,346 X 79,403 0 15,943
SOUTH JERSEY INDS INC COM COMMON 838518108 19,372 366 X 366 0 0
SOUTHERN CO COMMON 842587107 216,623 4,700 X 3,700 0 1,000
SOVRAN SELF STORAGE INC COMMON 84610H108 5,785 100 X 0 0 100
SPECTRA ENERGY PARTNERS LP COM UNITS 84756N109 9,549 300 X 300 0 0
SPECTRA ENERGY CORP COM COMMON 847560109 2,633,181 89,686 X 78,918 0 10,768
STANLEY BLACK AND DECKER INC COMMON 854502101 256,810 3,368 X 0 0 3,368
STANLEY BLACK & DECKER 5.750% PREFERR 854502705 131,850 5,000 X 5,000 0 0
STAPLES INC COMMON 855030102 23,040 2,000 X 2,000 0 0
STARBUCKS CORP COMMON 855244109 9,381 185 X 185 0 0
STATE STREET CORP COMMON 857477103 82,871 1,975 X 1,675 0 300
STATOIL ASA SPONSORED ADR COMMON 85771P102 29,040 1,126 X 126 0 1,000
STRYKER CORP COMMON 863667101 2,970,853 53,375 X 45,295 0 8,080
SUBURBAN PROPANE PARTNERS L UN UNITS 864482104 312,144 7,547 X 6,317 0 1,230
SUNCOR ENERGY INC COMMON 867224107 129,758 3,950 X 3,950 0 0
SUNOCO LOGISTICS PARTNERS L CO UNITS 86764L108 4,759,373 102,023 X 66,193 0 35,830
SUPERIOR ENERGY SVCS INC COMMON 868157108 492,480 24,000 X 23,800 0 200
SURGUTNEFTEGAZ JSC SPONSORED A COMMON 868861204 903 100 X 100 0 0
SYSCO CORP COMMON 871829107 300,192 9,600 X 0 0 9,600
TC PIPELINES LP UT COM LTD PRT UNITS 87233Q108 387,613 8,585 X 7,235 0 1,350
TECO ENERGY INC COMMON 872375100 2,038,326 114,900 X 102,150 0 12,750
TJX COS INC NEW COMMON 872540109 1,325,784 29,600 X 23,830 0 5,770
TARGA RESOURCES PARTNERS LP CO UNITS 87611X105 128,640 3,000 X 0 0 3,000
TARGET CORP COMMON 87612E106 11,434,692 180,159 X X 104,690 6,046 69,423
TECK COMINCO LTD CL B COMMON 878742204 5,890 200 X 0 0 200
TELEFONICA DE ESPANA S A ORD COMMON 879382208 4,980 375 X 375 0 0
TELEPHONE & DATA SYSTEM 7.000% PREFERR 879433837 136,000 5,000 X 5,000 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
TELENOR ASA SPONSORED ADR COMMON 87944W105 819 14 X 14 0 0
TEMPLETON DEVELOPING MKTS TRSH MUTUAL 88018W302 2,662 117 X 117 0 0
TEMPLETON GROWTH FD INC COM MUTUAL 880199104 28,517 1,534 X 0 0 1,534
TENET HEALTH CARE COMMON 88033G100 752 120 X 120 0 0
TENNECO AUTOMOTIVE INC COMMON 880349105 952 34 X 34 0 0
TERADATA CORP DEL COM COMMON 88076W103 62,590 830 X 630 0 200
TERRA NITROGEN CO L P COM UNIT UNITS 881005201 48,600 225 X 0 0 225
TESLA MTRS INC COM COMMON 88160R101 16,690 570 X 0 0 570
TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 771,096 18,621 X 13,280 0 5,341
TEXAS INSTRUMENTS INC COMMON 882508104 3,218,810 116,814 X 73,462 0 43,352
TEXTRON INC COMMON 883203101 157,020 6,000 X 3,600 0 2,400
THERMO FISHER SCIENTIFIC INC. COMMON 883556102 5,883 100 X 0 0 100
3M COMPANY COM COMMON 88579Y101 4,108,161 44,451 X 25,450 0 19,001
TIFFANY & CO NEW COMMON 886547108 19,152,726 309,514 X X 219,346 6,221 83,947
TIME WARNER INC COM COMMON 887317303 154,864 3,416 X 30 0 3,386
TIME WARNER CABLE INC COM COMMON 88732J207 80,801 850 X 0 0 850
TOLL BROS INC COM COMMON 889478103 3,323 100 X 0 0 100
TORONTO DOMINION BK ONT COM NE COMMON 891160509 4,189,502 50,270 X 28,771 0 21,499
TOWER GROUP INC COM COMMON 891777104 19,400 1,000 X 0 0 1,000
TOYOTA MTR CORP ADR 1 SH COMMON 892331307 7,851 100 X 100 0 0
TRANSCANADA CORP COM COMMON 89353D107 9,208,563 202,386 X 146,403 0 55,983
TRAVELERS COMPANIES INC COMMON 89417E109 942,602 13,809 X 12,511 0 1,298
U S BANCORP COMMON 902973304 14,784,123 431,024 X 328,160 0 102,864
UNILEVER PLC ADR SPON NEW COMMON 904767704 241,178 6,604 X 5,380 0 1,224
UNION PAC CORP COMMON 907818108 30,723,358 258,832 X X 183,539 6,712 68,581
UNITED PARCEL SERVICE COMMON 911312106 7,515 105 X 105 0 0
US CELLULAR CORP 6.950% PFD PREFERR 911684405 355,810 13,000 X 13,000 0 0
UNITED TECHNOLOGIES CORP. COMMON 913017109 22,898,103 292,478 X X 174,958 9,711 107,809
UNITEDHEALTH GROUP INC COMMON 91324P102 8,185,054 147,718 X 128,763 0 18,955
VAALCO ENERGY INC COM NEW COMMON 91851C201 42,750 5,000 X 0 0 5,000
VALE S A ADR COMMON 91912E105 39,380 2,200 X 1,200 0 1,000
VALLEY NATL BANCORP COMMON 919794107 96,733 9,654 X 0 0 9,654
VANGUARD SPECIALIZED PTFLS ENE MUTUAL 921908109 62,455 1,020 X 0 0 1,020
VARIAN MED SYS INC COMMON 92220P105 72,384 1,200 X 1,200 0 0
VENTAS INC COMMON 92276F100 436 7 X 7 0 0
VANGUARD INDEX TR 500 INDEX FD MUTUAL 922908108 12,486 94 X 69 0 25
VEOLIA ENVIRONNEMENT SPONSORED COMMON 92334N103 1,190 110 X 110 0 0
VERIZON COMMUNICATIONS COMMON 92343V104 25,185,491 552,677 X X 342,723 20,901 189,053
VIACOM INC NEW CL B COMMON 92553P201 5,895 110 X 110 0 0
VIMPELCOM LTD SPONSORED ADR COMMON 92719A106 23,800 2,000 X 2,000 0 0
VODAFONE GROUP INC COMMON 92857W209 795,635 27,917 X 11,967 0 15,950
VORNADO REALTY TRUST 6.875% SE PREFERR 929042869 137,850 5,000 X 5,000 0 0
VULCAN MATERIALS CO COMMON 929160109 299,693 6,336 X 2,444 0 3,892
WPP PLC COMMON 92933H101 204,390 3,000 X 3,000 0 0
WMI HLDGS CORP COM COMMON 92936P100 18 36 X 36 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 09/30/12
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
WAL MART STORES INC COMMON 931142103 490,253 6,643 X 3,693 0 2,950
WALGREEN CO COMMON 931422109 29,152 800 X 800 0 0
8WASHINGTON MUTUAL INC COMMON 939ESC968 0 1,044 X 1,044 0 0
WASTE MANAGEMENT INC COMMON 94106L109 1,870,360 58,303 X 51,215 0 7,088
WELLS FARGO NEW COMMON 949746101 29,237,207 846,719 X X 559,079 38,706 248,934
WELLS FARGO CAP PFD 5.625% PREFERR 94979P203 25,500 1,000 X 0 0 1,000
WELLS FARGO CAP XII ENH TRUPS7 PREFERR 94985V202 10,328 400 X 400 0 0
WESTERN ASST MNG MUN FD INC CO MUTUAL 95766M105 62 4 X 4 0 0
WESTERN GAS PARTNERS LP COM UN UNITS 958254104 475,770 9,438 X 7,958 0 1,480
WESTERN UN CO COM COMMON 959802109 1,460,789 80,175 X 73,056 0 7,119
WHITING PETE CORP NEW COM COMMON 966387102 12,035 254 X 254 0 0
WILEY JOHN & SONS INC CLASS A COMMON 968223206 128,660 2,800 X 2,800 0 0
WILLIAMS CO COMMON 969457100 50,555,150 1,445,672 X X 885,239 41,066 519,367
WILLIAMS PARTNERS L P COM UNIT UNITS 96950F104 1,369,406 25,044 X 16,804 0 8,240
WINTHROP REALTY TRUST 9.25% PF PREFERR 976391508 53,544 2,000 X 0 0 2,000
WISCONSIN ENERGY CORP COMMON 976657106 178,933 4,750 X 1,024 0 3,726
WORLDCOM INC-MCI GROUP COMMON COMMON 98157D304 0 52 X 52 0 0
WPX ENERGY INC COM COMMON 98212B103 1,517,902 91,495 X 83,541 0 7,954
XCEL ENERGY INC COMMON 98389B100 152,405 5,500 X 3,000 0 2,500
XILINX INC COMMON 983919101 20,180 604 X 604 0 0
XEROX CORP COMMON 984121103 9,542 1,300 X 700 0 600
XYLEM INC COM COMMON 98419M100 19,617 780 X 780 0 0
YUM BRANDS INC COM COMMON 988498101 80,935 1,220 X 400 0 820
ZEBRA TECHNOLOGIES CORP CL A COMMON 989207105 14,996 400 X 0 0 400
ZIMMER HLDGS INC COMMON 98956P102 420,326 6,216 X 5,800 0 416
TOTAL 1,573,631,731