Estabrook Capital Management as of March 31, 2013
Portfolio Holdings for Estabrook Capital Management
Estabrook Capital Management holds 0 positions in its portfolio as reported in the March 2013 quarterly 13F filing
{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
DAIMLERCHRYSLER AG ORD COMMON D1668R123 14,498 266 X 266 0 0
AMDOCS LTD ORD COMMON G02602103 4,531 125 X 125 0 0
APCO OIL AND GAS INTERNATIONAL COMMON G0471F109 145,948 11,770 X 9,770 0 2,000
BUNGE LIMITED COM COMMON G16962105 764,731 10,358 X 4,698 0 5,660
COVIDIEN PLC COMMON G2554F113 19,182,981 282,768 X X 168,980 23 113,765
EATON CORP PLC SHS COMMON G29183103 26,167,899 427,231 X X 255,140 25 172,066
ENSCO PLC SHS CLASS A COMMON G3157S106 19,738,200 328,970 X X 205,045 23 123,902
GASLOG LTD SHS COMMON G37585109 301,554 23,449 X X 17,449 3,000 3,000
INGERSOLL-RAND PLC COMMON G47791101 389,251 7,076 X 6,002 0 1,074
LASALLE RE HLDGS LTD PFD A PREFERR G5383Q119 0 500 X 500 0 0
MICHAEL KORS HLDGS LTD SHS COMMON G60754101 46,113 812 X 112 0 700
PARTNERRE LTD 6.50% PFD SERIES PREFERR G68603409 44,131 1,732 X 1,032 0 700
RENAISSANCERE HLDGS LTD ORD COMMON G7496G103 2,404,435 26,138 X 25,471 0 667
TOWER GROUP INTL LTD COM COMMON G8988C105 20,904 1,133 X 0 0 1,133
VALIDUS HOLDINGS LTD COM SHS COMMON G9319H102 29,074 778 X 778 0 0
ACE LTD SHS COMMON H0023R105 21,316,767 239,595 X X 144,867 15 94,713
WEATHERFORD INTERNATIONAL LTD COMMON H27013103 7,542,461 621,290 X X 424,271 4,049 192,970
NOBLE CORPORATION BAAR NAMEN - COMMON H5833N103 7,630 200 X 0 0 200
PENTAIR LTD SHS COMMON H6169Q108 32,019 607 X 548 0 59
TE CONNECTIVITY LTD COMMON H84989104 189,188 4,512 X 3,762 0 750
TYCO INTERNATIONAL LTD SHS COMMON H89128104 81,568 2,549 X 2,299 0 250
DE MASTER BLENDERS 1753 N.V.OR COMMON N2563N109 15,310 1,000 X 0 0 1,000
QIAGEN N V ORD COMMON N72482107 85,374 4,050 X 0 0 4,050
BANCO LATINOAMER EXPORT S A CL COMMON P16994132 29,688 1,200 X 700 0 500
AVAGO TECHNOLOGIES LTD SHS COMMON Y0486S104 359 10 X 10 0 0
FLEXTRONICS INTL LTD ORD COMMON Y2573F102 1,771 262 X 262 0 0
THE ADT CORPORATION COM COMMON 00101J106 62,252 1,272 X 1,147 0 125
AFLAC INC COMMON 001055102 3,662,468 70,405 X X 45,405 900 24,100
AGL RES INC COMMON 001204106 61,247 1,460 X 1,460 0 0
AIM EQUITY FDS INC CONSTELLATI COMMON 001413202 19,745 768 X 0 0 768
AOL INC COM COMMON 00184X105 38 1 X 0 0 1
A T & T INC COMMON 00206R102 14,316,842 390,211 X X 237,631 786 151,794
A V HOMES INC COMMON 00234P102 5,332 400 X 200 0 200
ABBOTT LABS COMMON 002824100 1,488,279 42,137 X 20,266 0 21,871
ABBVIE INC COM COMMON 00287Y109 1,722,996 42,251 X 20,480 0 21,771
ADVANT-E CORP COM COMMON 00761J107 5,100 20,000 X 0 0 20,000
AEGION CORP COM COMMON 00770F104 11,575 500 X 500 0 0
AGILENT TECHNOLOGIES INC. COMMON 00846U101 77,561 1,848 X 795 0 1,053
AIR PRODS & CHEMS INC COMMON 009158106 113,256 1,300 X 0 0 1,300
ALCOA INC COMMON 013817101 5,538 650 X 0 0 650
ALCATEL-LUCENT SPONSORED ADR COMMON 013904305 52 39 X 39 0 0
ALEXION PHARMACEUTICALS INC CO COMMON 015351109 737 8 X 8 0 0
ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 2,695 85 X 85 0 0
ALLERGAN INC COMMON 018490102 1,116 10 X 10 0 0
ALLIANCEBERNSTEIN GRW & INCMCL MUTUAL 018597104 71 16 X 0 0 16<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
ALLIANZGI CONV & INCOME FD II COMMON 018825109 26,803 3,095 X 3,095 0 0
ALLIED IRISH BANKS PLC COMMON 019228808 3 4 X 4 0 0
ALLSTATE CORP COMMON 020002101 2,035,963 41,491 X 33,781 0 7,710
ALLY FINL INC PERP PFD-A FLT PREFERR 02005N308 64,272 2,400 X 400 0 2,000
AMAZON COM INC COMMON 023135106 1,599 6 X 6 0 0
AMBASE CORP COM COMMON 023164106 6,350 5,000 X 5,000 0 0
AMEREN CORP COMMON 023608102 35,020 1,000 X 1,000 0 0
AMERICA MOVIL S A DE C V SPONS COMMON 02364W105 251,520 12,000 X 0 0 12,000
AMERICAN ELECTRIC POWER COMMON 025537101 43,767 900 X 500 0 400
AMERICAN EXPRESS COMPANY COMMON 025816109 4,508,149 66,827 X 44,156 0 22,671
AMERICAN INTERNATIONAL GROUP I COMMON 026874784 39 1 X 1 0 0
AMERICAN TOWER REIT COM COMMON 03027X100 38,998 507 X 507 0 0
AMERIPRISE FINL INC COM COMMON 03076C106 167,922 2,280 X 0 0 2,280
AMERIGAS PARTNERS L P UT LTD P UNITS 030975106 3,620,504 80,581 X 30,998 0 49,583
AMETEK INC NEW COMMON 031100100 195,120 4,500 X 4,500 0 0
AMGEN INC COMMON 031162100 273,702 2,670 X 2,455 0 215
ANADARKO PETE CORP COMMON 032511107 149,365 1,708 X 1,208 0 500
ANALOG DEVICES INC COMMON 032654105 2,052,301 44,145 X 36,145 0 8,000
ANNALY MTG MGMT INC COMMON 035710409 106,463 6,700 X 0 0 6,700
APACHE CORP COMMON 037411105 32,870 426 X 0 0 426
APOLLO INVT CORP COM SH BEN IN COMMON 03761U106 2,090 250 X 250 0 0
APPLE COMPUTER INC COMMON 037833100 1,380,214 3,118 X 2,066 0 1,052
APPLIED MATLS INC COMMON 038222105 52,734 3,912 X 0 0 3,912
ARCH COAL INC COMMON 039380100 4,398 810 X 0 0 810
ARM HLDGS PLC SPONSORED ADR COMMON 042068106 508 12 X 12 0 0
ASHLAND INC NEW COM COMMON 044209104 80,690 1,086 X 86 0 1,000
AUTODESK INC COMMON 052769106 5,280 128 X 0 0 128
AUTOMATIC DATA PROCESSING COMMON 053015103 154,381 2,374 X 640 0 1,734
AVIAT NETWORKS INC COMMON 05366Y102 1,136 337 X 337 0 0
BB^T CORPORATION COMMON 054937107 4,669,011 148,742 X X 95,070 21 53,651
BB^T CORPORATION 5.20% PFD SER PREFERR 054937602 150,720 6,000 X 6,000 0 0
B & G FOODS INC NEW CL A COMMON 05508R106 15,245 500 X 0 0 500
BCE INC COM NEW COMMON 05534B760 5,023,564 107,594 X 65,229 0 42,365
BP AMOCO ADS COMMON 055622104 196,800 4,647 X 4,647 0 0
BABCOCK & WILCOX CO NEW COM COMMON 05615F102 57,814 2,035 X 435 0 1,600
BAKER HUGHES INC COMMON 057224107 1,196,403 25,779 X 13,185 0 12,594
BANCO BILBAO VIZCAYA ARGENTAAD COMMON 05946K101 8,770 1,000 X 0 0 1,000
BANK OF AMERICA COMMON 060505104 3,332,338 273,591 X 171,419 0 102,172
BANK OF AMERICA CORPORATION PF PREFERR 060505559 312,375 12,250 X 12,050 0 200
BANK OF NEW YORK MELLON CORPOR COMMON 064058100 2,933,352 104,800 X 82,516 0 22,284
BANK NOVA SCOTIA HALIFAX COM COMMON 064149107 1,755,384 30,125 X 16,530 0 13,595
BARD C R INC N J COMMON 067383109 25,195 250 X 0 0 250
BAXTER INTL INC COMMON 071813109 72,640 1,000 X 0 0 1,000
BEAVER COAL CO, LTD PRTNSH COMMON 074799107 76,752 71 X 71 0 0
BECTON DICKINSON & CO COMMON 075887109 667,358 6,980 X 300 0 6,680<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
BERKSHIRE HATHAWAY INC DEL CL COMMON 084670108 781,400 5 X 2 0 3
BERKSHIRE HATHAWAY INC DEL CL COMMON 084670702 1,953,958 18,752 X 14,367 0 4,385
BHP BILLITON LTD SPONSORED ADR COMMON 088606108 680,263 9,941 X 2,785 0 7,156
BIOMARIN PHARMACEUTICAL INC CO COMMON 09061G101 249 4 X 4 0 0
BIOGEN IDEC INC COMMON 09062X103 3,930,563 20,406 X 20,006 0 400
BLACKROCK STRATEGIC MUN TR COM MUTUAL 09248T109 10,116 666 X 0 0 666
BLACKROCK LTD DURATION INC TCO COMMON 09249W101 18,960 1,000 X 1,000 0 0
H R BLOCK INC COMMON 093671105 7,208 245 X 245 0 0
BOEING CO COMMON 097023105 45,157 526 X 526 0 0
BORG WARNER AUTOMOTIVE INC COMMON 099724106 1,420,504 18,367 X 13,113 0 5,254
BOSTON SCIENTIFIC CORP COMMON 101137107 35,606 4,559 X 1,200 0 3,359
BRINKER INTL INC COMMON 109641100 79,065 2,100 X 2,100 0 0
BRISTOL MYERS SQUIBB CO. COMMON 110122108 1,138,492 27,640 X 22,610 0 5,030
BROADCOM CORP COMMON 111320107 347 10 X 10 0 0
BUCKEYE PARTNERS L P UNITS 118230101 524,692 8,579 X 6,379 0 2,200
CH ENERGY GROUP, INC. COMMON 12541M102 32,695 500 X 500 0 0
CNOOC LTD SPONSORED ADR COMMON 126132109 363,850 1,900 X 1,900 0 0
CRH PLC ADR COMMON 12626K203 420 19 X 19 0 0
CSX CORP COMMON 126408103 273,393 11,100 X 11,100 0 0
CA INC COMMON 12673P105 1,460 58 X 58 0 0
CABOT OIL & GAS CORP CL A COMMON 127097103 33,805 500 X 0 0 500
CAMERON INTERNATIONAL CORP COM COMMON 13342B105 7,824 120 X 120 0 0
CDN IMPERIAL BK OF COMMERCE CO COMMON 136069101 1,563,659 19,937 X 11,217 0 8,720
CANADIAN NATL RY CO COMMON 136375102 2,970,986 29,621 X 20,936 0 8,685
CANADIAN PAC RY LTD COM COMMON 13645T100 7,500,198 57,486 X 33,755 0 23,731
CAPITAL ONE FINANCIAL 6.00% SE PREFERR 14040H402 253,399 10,000 X 10,000 0 0
CARDINAL HEALTH INC. COMMON 14149Y108 254,798 6,122 X 1,487 0 4,635
CAREFUSION CORP COM COMMON 14170T101 9,797 280 X 0 0 280
CATERPILLAR COMMON 149123101 5,641,135 64,863 X 42,305 0 22,558
CELGENE CORP COM COMMON 151020104 23,646 204 X 5 0 199
CELLDEX THERAPEUTICS INC NEWCO COMMON 15117B103 1,251 108 X 0 0 108
CENOVUS ENERGY INC COM COMMON 15135U109 9,525,706 307,380 X X 202,479 18 104,883
CENTERPOINT ENERGY INC COM COMMON 15189T107 9,584 400 X 400 0 0
CHEVRON CORPORATION COMMON 166764100 14,124,371 118,872 X X 70,290 25 48,557
CHICOS FAS INC COM COMMON 168615102 3,360 200 X 0 0 200
CHINA PETE & CHEM CORP ADR SPO COMMON 16941R108 116,920 1,000 X 0 0 1,000
CHIPOTLE MEXICAN GRILL INC CL COMMON 169656105 13,361 41 X 41 0 0
CHUBB CORP COMMON 171232101 4,773,449 54,535 X 43,972 0 10,563
CISCO SYS INC COMMON 17275R102 18,985,573 908,618 X X 615,922 2,587 290,109
CITADEL BROADCASTING CORP COM COMMON 17285T106 0 109 X 109 0 0
CITIGROUP INC COMMON 172967424 3,199,393 72,319 X 45,068 0 27,251
CITIGROUP CAP VII CAP SECS 7.1 PREFERR 17306N203 30,336 1,200 X 0 0 1,200
CITIGROUP CAPITAL 7.875% XIII PREFERR 173080201 62,920 2,200 X 2,200 0 0
CITIGROUP CAPITAL XV 6.500% 9/ PREFERR 17310G202 12,565 500 X 0 0 500
CITIZENS REPUBLIC BANCORP INC COMMON 174420307 22,550 1,000 X 0 0 1,000<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
CLEARWIRE CORP NEW CL A COMMON 18538Q105 1,620 500 X 0 0 500
COACH INC COM COMMON 189754104 32,494 650 X 300 0 350
COCA COLA CO COMMON 191216100 1,024,588 25,336 X 21,236 0 4,100
COGNIZANT TECHNLGY SLTNS CORCL COMMON 192446102 306,484 4,000 X 0 0 4,000
COLGATE PALMOLIVE CO COMMON 194162103 5,072,929 42,980 X 28,890 0 14,090
COLUMBIA LABS INC COMMON 197779101 7,104 12,000 X 12,000 0 0
COMCAST CORP NEW COM CL A COMMON 20030N101 172,118 4,100 X 1,784 0 2,316
COMCAST CORP CL A SPL COMMON 20030N200 138,635 3,500 X 2,500 0 1,000
COMCAST CORP NEW NT 61 PREFERR 20030N606 102,080 4,000 X 4,000 0 0
COMSTOCK RES INC COM NEW COMMON 205768203 16,250 1,000 X 1,000 0 0
CONCHO RES INC COM COMMON 20605P101 390 4 X 4 0 0
CONOCOPHILLIPS COMMON 20825C104 17,525,521 291,606 X X 173,824 1,000 116,782
CONSOL ENERGY INC COM COMMON 20854P109 394,378 11,720 X 2,200 0 9,520
CONSOLIDATED EDISON INC COMMON 209115104 107,413 1,760 X 1,760 0 0
CORNING INC COMMON 219350105 312,722 23,460 X 10,000 0 13,460
GOLDMAN SACHS CORTS PFD 6.000% PREFERR 22083B208 48,236 1,931 X 1,931 0 0
COSTCO WHOLESALE CORP COMMON 22160K105 21,823,962 205,673 X X 122,607 13 83,053
DCP MIDSTREAM PARTNERS LP COM UNITS 23311P100 555,824 11,925 X 5,725 0 6,200
DDR CORP DEPSHS1/20 CLJ COMMON 23317H607 25,280 1,000 X 1,000 0 0
DTC ENERGY 6.500% PFD PREFERR 233331602 275,500 10,000 X 10,000 0 0
DWS VALUE SER INC LGECP VAL CL MUTUAL 23338F606 20,240 1,000 X 0 0 1,000
DANAHER CORP SHS BEN INT COMMON 235851102 25,233 406 X 0 0 406
DEERE & CO. COMMON 244199105 446,580 5,194 X 3,794 0 1,400
DEUTSCHE BANK CAP FUND IX PFD PREFERR 25153Y206 64,136 2,535 X 1,035 0 1,500
DEVON ENERGY CORP NEW COMMON 25179M103 73,515 1,303 X 1,303 0 0
DIAGEO PLC SPONSORED ADR COMMON 25243Q205 629 5 X 5 0 0
DISNEY (WALT) PRODUCTIONS COMMON 254687106 91,675 1,614 X 614 0 1,000
DISCOVERY COMMUNICATNS NEW COM COMMON 25470F104 236 3 X 3 0 0
DISCOVER FINANCIAL SVS 6.50% S PREFERR 254709207 25,840 1,000 X 1,000 0 0
DIRECTV COMMON 25490A309 10,865 192 X 0 0 192
DOMINION RES INC VA NEW COMMON 25746U109 2,480,562 42,636 X 41,576 0 1,060
DOVER CORP COMMON 260003108 3,279,381 44,997 X X 38,242 300 6,455
DOW CHEMICAL CORP COMMON 260543103 24,302,708 763,276 X X 483,802 1,357 278,117
DR PEPPER SNAPPLE GROUP INC CO COMMON 26138E109 13,522 288 X 288 0 0
DREYFUS/LAUREL FDS TR PREM LTR MUTUAL 261980759 33,615 4,980 X 0 0 4,980
DU PONT E I DE NEMOURS CO COMMON 263534109 29,196,026 593,898 X X 387,672 832 205,394
DUKE ENERGY CORPORATION COM NE COMMON 26441C204 4,734,392 65,221 X 32,524 0 32,697
DUN & BRADSTREET CORP DEL NECO COMMON 26483E100 138,023 1,650 X 0 0 1,650
DUNKIN BRANDS GROUP INC COM COMMON 265504100 516 14 X 14 0 0
E DIGITAL CORP COMMON 26841Y103 84 500 X 500 0 0
E M C CORP MASS COMMON 268648102 5,986,189 250,573 X 192,656 0 57,917
EOG RESOURCES INC. COMMON 26875P101 1,452,442 11,341 X 10,133 0 1,208
EQT CORP COM COMMON 26884L109 1,443,956 21,313 X 20,821 0 492
EQT MIDSTREAM PARTNERS LP UNIT UNITS 26885B100 252,976 6,520 X 5,320 0 1,200
EASTMAN CHEM CO COMMON 277432100 55,407 793 X 500 0 293<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
EATON VANCE ENHANCED EQ INC CO MUTUAL 278274105 5,875 503 X 503 0 0
EBAY INC COMMON 278642103 759 14 X 14 0 0
ECOLAB INC COMMON 278865100 40,090 500 X 0 0 500
EDISON INTERNATIONAL COMMON 281020107 284,107 5,646 X 5,646 0 0
EL PASO PIPELINE PARTNERS L CO UNITS 283702108 685,620 15,632 X 9,532 0 6,100
EMERSON ELEC CO COMMON 291011104 15,781,208 282,463 X X 171,460 17 110,986
ENBRIDGE INC COM COMMON 29250N105 1,750,742 37,618 X 26,168 0 11,450
ENBRIDGE ENERGY PARTNERS L P C UNITS 29250R106 427,355 14,179 X 13,299 0 880
ENCANA CORP COM COMMON 292505104 42,734 2,196 X 2,100 0 96
ENERGY TRANSFER PRTNRS L P UNI UNITS 29273R109 519,370 10,246 X 8,246 0 2,000
ENERGY TRANSFER EQUITY L P COM UNITS 29273V100 114,036 1,950 X 600 0 1,350
ENTERPRISE PRODS PARTNERS L CO UNITS 293792107 1,584,180 26,276 X 10,709 0 15,567
ERICSSON L M TEL CO ADR B SEK COMMON 294821608 5,720 454 X 120 0 334
EURO PAC GROWTH FD SH BEN INT COMMON 298706102 57,383 1,354 X 0 0 1,354
EVERBANK FINL CORP COM COMMON 29977G102 231,000 15,000 X 15,000 0 0
EVOLUCIA INC COMMON 30049B105 115 5,000 X 5,000 0 0
EXELON CORP COMMON 30161N101 26,894 780 X 0 0 780
EXELIS INC COM COMMON 30162A108 8,494 780 X 780 0 0
EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 153,788 2,669 X 2,359 0 310
EXXON MOBIL CORPORATION COMMON 30231G102 14,929,515 165,681 X 93,321 0 72,360
FMC TECHNOLOGIES INC COM COMMON 30249U101 272 5 X 5 0 0
FACEBOOK INC CL A COMMON 30303M102 1,100 43 X 18 0 25
FACTSET RESH SYS INC COM COMMON 303075105 676,443 7,305 X 1,700 0 5,605
FAIRPOINT COMMUNICATIONS INCCO COMMON 305560104 0 90 X 90 0 0
FARMERS & MERCHANTS BK COM COMMON 308243104 4,900 1 X 1 0 0
FEDERAL HOME LN MTG CORP PFD 8 PREFERR 313400624 3,320 1,000 X 1,000 0 0
FANNIE MAE PFD SER T 8.25% DTD PREFERR 313586737 6,880 2,000 X 0 0 2,000
FEDEX CORP COMMON 31428X106 3,632,614 36,992 X 27,010 0 9,982
FERRELLGAS PARTNERS L P COMMON 315293100 6,170 333 X 333 0 0
FIFTH & PACIFIC COMPANIES INC COMMON 316645100 65,457 3,467 X 3,467 0 0
FIRST EAGLE FDS INC OVERSEAS F MUTUAL 32008F804 38,880 1,749 X 1,749 0 0
FIRSTENERGY CORP COMMON 337932107 37,474 888 X 888 0 0
FLUOR CORP NEW COMMON 343412102 70,641 1,065 X 665 0 400
FLOWERS FOODS INC COMMON 343498101 9,981 303 X 0 0 303
FORD MTR CO DEL PAR $0.01 COMMON 345370860 21,446,966 1,630,948 X X 1,075,498 4,111 551,339
FRANKLIN RES INC COMMON 354613101 4,977 33 X 33 0 0
FREEPORT MCMORAN COPPER^GOLDCL COMMON 35671D857 1,807,128 54,596 X 42,650 0 11,946
FRONTIER COMMUNICATIONS CORP C COMMON 35906A108 57,799 14,486 X 13,370 0 1,116
GDF SUEZ SPONS ADR COMMON 36160B105 13,617 706 X 706 0 0
GMAC CAP TR I GTD TR PFD-2 PREFERR 361860208 108,120 3,975 X 1,725 0 2,250
GARTNER GROUP INC NEW COMMON 366651107 8,488 156 X 156 0 0
GENERAL COMMUNICATIONS INC CL COMMON 369385109 1,834 200 X 0 0 200
GENERAL DYNAMICS CORP COMMON 369550108 2,115 30 X 30 0 0
GENERAL ELECTRIC COMPANY COMMON 369604103 36,557,436 1,581,204 X X 1,009,332 2,701 569,171
GENERAL ELEC CAP CORP NT 53 PREFERR 369622410 139,535 5,500 X 0 0 5,500<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
GENERAL MILLS INC COMMON 370334104 394,727 8,005 X 2,775 0 5,230
GENESEE & WYO INC CL A COMMON 371559105 40,968 440 X 40 0 400
GILEAD SCIENCES INC COM COMMON 375558103 38,418 785 X 21 0 764
GLAXO PLC COMMON 37733W105 11,098,765 236,597 X X 150,950 30 85,617
GOLDCORP INC NEW COM COMMON 380956409 155,505 4,624 X 2,644 0 1,980
GOLDMAN SACHS GROUP INC COMMON 38141G104 10,153 69 X 69 0 0
GOLDMAN SACHS PFD VARIABLE RAT PREFERR 38143Y665 24,325 1,036 X 1,036 0 0
GOLDMAN SACHS 6.500% PFD PREFERR 38144G184 110,960 4,000 X 4,000 0 0
GOLDMAN SACHS GROUP INC PFD 1/ PREFERR 38144X609 25,424 1,048 X 0 0 1,048
GOOGLE INC CL A COMMON 38259P508 123,893 156 X 108 0 48
GRAINGER W W INC COMMON 384802104 674,940 3,000 X 2,000 0 1,000
GREATER CHINA FD INC COM MUTUAL 39167B102 46,592 3,853 X 2,500 0 1,353
GRUPO TELEVISA SA DE CV COMMON 40049J206 159,660 6,000 X 6,000 0 0
GULFMARK OFFSHORE INC CL A NEW COMMON 402629208 15,137,090 388,529 X X 221,486 16 167,027
HCA HOLDINGS INC COM COMMON 40412C101 1,788 44 X 44 0 0
HSBC HOLDINGS PERPETUITY 6.2% PREFERR 404280604 25,300 1,000 X 0 0 1,000
HSBC FINANCE CORP PERPETUAL 6. PREFERR 40429C607 50,360 2,000 X 0 0 2,000
HALLIBURTON CO COMMON 406216101 225,084 5,570 X 2,315 0 3,255
HANOVER INS GROUP INC COM COMMON 410867105 20,965 422 X 0 0 422
HARRIS CORPORATION COMMON 413875105 62,883 1,357 X 1,357 0 0
HARSCO CORP COMMON 415864107 99,080 4,000 X 0 0 4,000
HARTFORD FINANCIAL SERVICES COMMON 416515104 18,060 700 X 700 0 0
HEALTH CARE REIT INC COMMON 42217K106 16,978 250 X 0 0 250
HEINZ H J CO COMMON 423074103 29,125 403 X 0 0 403
HERTZ GLOBAL HOLDINGS INC COM COMMON 42805T105 1,068 48 X 48 0 0
HESS CORP COMMON 42809H107 207,669 2,900 X 2,900 0 0
HEWLETT PACKARD CO. COMMON 428236103 477,897 20,046 X 10,200 0 9,846
HOLLY ENERGY PARTNERS L P COM UNITS 435763107 303,156 7,560 X 7,560 0 0
HOME DEPOT INC COMMON 437076102 602,411 8,633 X 1,550 0 7,083
HONEYWELL INTERNATIONAL INC. COMMON 438516106 30,178,655 400,513 X X 234,866 30 165,617
HOSPIRA INC COM COMMON 441060100 49,245 1,500 X 1,500 0 0
HUGOTON RTY TR TEX UNIT BEN IN COMMON 444717102 37,320 4,000 X 0 0 4,000
HUMANA INC COMMON 444859102 521,159 7,541 X 7,137 0 404
HUNTINGTON BANCSHARES INC COMMON 446150104 33,165 4,500 X 4,500 0 0
HUNTINGTON INGALLS INDS INC CO COMMON 446413106 132,792 2,490 X 2,484 0 6
IXIA COM COMMON 45071R109 6,492 300 X 0 0 300
ITT CORP NEW COM NEW COMMON 450911201 11,088 390 X 390 0 0
ICONIX BRAND GROUP INC COMMON 451055107 11,978 463 X 463 0 0
IDEX CORP COMMON 45167R104 120,195 2,250 X 2,250 0 0
ILLINOIS TOOL WORKS INC COMMON 452308109 229,744 3,770 X 2,120 0 1,650
ILLUMINA INC COM COMMON 452327109 378 7 X 7 0 0
INDIA FUND INC COM MUTUAL 454089103 9,069 427 X 0 0 427
INTEL CORPORATION COMMON 458140100 16,012,217 733,328 X X 488,145 637 244,546
INTERNATIONAL BUSINESS MACHINE COMMON 459200101 40,298,129 188,927 X X 113,946 107 74,874
INTERNATIONAL GAME TECH COMMON 459902102 1,733 105 X 105 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
INTERNATIONAL PAPER CO COMMON 460146103 83,844 1,800 X 300 0 1,500
INTERPUBLIC GROUP COS INC COMMON 460690100 20,744 1,592 X 1,592 0 0
INTUITIVE SURGICAL INC COM NEW COMMON 46120E602 491 1 X 1 0 0
INTUIT INC COM COMMON 461202103 591 9 X 9 0 0
INVESTMENT CO AMER CL B SHS MUTUAL 461308207 15,673 479 X 0 0 479
INVESTMENT CO AMER CL F-2 SHS MUTUAL 461308827 16,049 489 X 0 0 489
IRELAND BANK SPONSORED ADR NEW COMMON 46267Q202 432 51 X 51 0 0
ISHARES INC MSCI CDA INDEX MUTUAL 464286509 5,417 190 X 190 0 0
ISHARES TR - MSCI EMERG MKT COMMON 464287234 102,648 2,400 X 0 0 2,400
ISHARES TR MSCI EAFE IDX COMMON 464287465 35,388 600 X 0 0 600
ISSUER DIRECT CORPORATION COMMON 46520M204 11 2 X 2 0 0
ITAU UNIBANCO BANCO BRASILEIRO COMMON 465562106 140,389 7,887 X 1,925 0 5,962
J.P. MORGAN CHASE & CO COMMON 46625H100 36,189,009 762,516 X X 504,837 1,303 256,376
JPMORGAN CHASE & CO DEP 1/400 PREFERR 46625H621 12,990 500 X 500 0 0
JP MORGAN CHASE CAP XI 5.875% PREFERR 46626V207 41,432 1,650 X 1,650 0 0
JABIL CIRCUIT INC COMMON 466313103 14,784 800 X 0 0 800
JPMORGAN CHASE & CO DEP 1/400 PREFERR 46637G124 75,270 3,000 X 0 0 3,000
JACOBS ENGR GROUP INC COMMON 469814107 179,968 3,200 X 3,200 0 0
JOHNSON & JOHNSON COMMON 478160104 26,477,438 324,757 X X 208,038 19 116,700
JOHNSON CONTROLS COMMON 478366107 45,100 1,286 X 0 0 1,286
KLA INSTRS CORP COMMON 482480100 12,869 244 X 44 0 200
KANSAS CITY SOUTHERN INDUSTRIE COMMON 485170302 333 3 X 3 0 0
KAYDON CORP COMMON 486587108 115,110 4,500 X 1,500 0 3,000
KIMBERLY CLARK CORP COMMON 494368103 171,955 1,755 X 1,355 0 400
KIMCO RLTY CORP PFD-1 PREFERR 49446R794 130,100 5,000 X 5,000 0 0
KINDER MORGAN EGY PTNS L P UT UNITS 494550106 813,047 9,057 X 5,157 0 3,900
KINDER MORGAN INC DEL COM COMMON 49456B101 1,780,982 46,044 X 32,804 0 13,240
KINDER MORGAN INC DEL WT EXP 0 WARRANT 49456B119 7,895 1,536 X 1,536 0 0
KOHLS CORP COMMON 500255104 4,152 90 X 50 0 40
KRAFT FOODS GROUP INC COM COMMON 50076Q106 43,749 849 X 550 0 299
L BRANDS INC COM COMMON 501797104 4,466 100 X 100 0 0
LSI LOGIC CORP COMMON 502161102 190 28 X 0 0 28
L-3 COMMUNICATIONS HLDGS INC COMMON 502424104 6,474 80 X 0 0 80
LAUDER ESTEE COS INC CL A COMMON 518439104 896 14 X 14 0 0
LEAR CORP COM NEW COMMON 521865204 1,481 27 X 27 0 0
LEGGETT & PLATT INC COMMON 524660107 84,450 2,500 X 2,500 0 0
LEGACY RESERVES LP UNIT LP INT COMMON 524707304 820,195 29,700 X 7,400 0 22,300
LEXINGTON CORPORATE PPTYS TRCO COMMON 529043101 13,228 1,121 X 1,121 0 0
LIBERTY GLOBAL INC COM SER C COMMON 530555309 2,128 31 X 31 0 0
LILLY ELI & CO COMMON 532457108 1,403,281 24,710 X 12,075 0 12,635
LINKEDIN CORP COM CL A COMMON 53578A108 1,056 6 X 6 0 0
LOWES CO COMMON 548661107 102,384 2,700 X 2,000 0 700
LULULEMON ATHLETICA INC COM COMMON 550021109 380 6 X 6 0 0
LUXOTTICA GROUP S P A SPONSORE COMMON 55068R202 704 14 X 14 0 0
M & T BK CORP COMMON 55261F104 2,021,936 19,600 X 18,200 0 1,400<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
M^T BANK CAPITAL TRUST IV 8.50 PREFERR 55292C203 23,585 917 X 667 0 250
MKS INSTRS INC COMMON 55306N104 27,200 1,000 X 1,000 0 0
MACK CALI RLTY CORP COMMON 554489104 12,302 430 X 0 0 430
MACYS INC COM COMMON 55616P104 6,723,814 160,703 X 130,086 0 30,617
MAGELLAN MIDSTREAM PRTNRS LPCO UNITS 559080106 599,485 11,220 X 9,220 0 2,000
MANULIFE FINL CORP COMMON 56501R106 22,080 1,500 X 0 0 1,500
MARATHON OIL CORP COM COMMON 565849106 2,810,461 83,347 X 64,837 0 18,510
MARKWEST ENERGY PARTNERS L PUN UNITS 570759100 302,110 4,973 X 4,973 0 0
MARTIN MARIETTA MTLS INC COMMON 573284106 30,606 300 X 300 0 0
MASTERCARD INC CL A COMMON 57636Q104 2,165 4 X 4 0 0
MCDERMOTT INTERNATIONAL INC. COMMON 580037109 416,411 37,890 X 13,480 0 24,410
MCDONALDS CORP COMMON 580135101 309,039 3,100 X 200 0 2,900
MECHEL STEEL GROUP OAO SPONSOR COMMON 583840103 30 6 X 6 0 0
MERCHANTS BANCSHARES COMMON 588448100 60,270 2,000 X 0 0 2,000
MERCK & COMPANY COMMON 58933Y105 2,115,191 47,855 X 25,698 0 22,157
MERRILL LYNCH PFD CAP TR IV TO PREFERR 59021G204 5,078 200 X 200 0 0
MESABI TR CTF BEN INT COMMON 590672101 100,144 4,400 X 0 0 4,400
METLIFE INC COMMON 59156R108 1,635 43 X 43 0 0
MICROSOFT CORPORATION COMMON 594918104 27,790,158 971,514 X X 639,441 2,070 330,003
MICROCHIP TECHNOLOGY INC COMMON 595017104 7,354 200 X 0 0 200
MINDRAY MEDICAL INTL LTD SPON COMMON 602675100 15,976 400 X 0 0 400
MONDELEZ INTL INC COM COMMON 609207105 54,403 1,777 X 877 0 900
MONSANTO CO COMMON 61166W101 1,356,500 12,842 X 7,082 0 5,760
MOODYS CORP COMMON 615369105 351,912 6,600 X 600 0 6,000
MORGAN STANLEY COMMON 617446448 210,678 9,585 X 1,635 0 7,950
MORGAN STANLEY CP PFD 6.250% PREFERR 617460209 12,585 500 X 0 0 500
MORGAN STANLEY 6.600% PFD PREFERR 617461207 10,164 400 X 0 0 400
MORGAN STANLEY CAP TRUST #4 PF PREFERR 617462205 37,725 1,500 X 1,000 0 500
MORGAN STANLEY & CO INC GTD CA PREFERR 617466206 33,750 1,350 X 0 0 1,350
MORGAN STANLEY 6.45% PFD SERIE PREFERR 61753R200 376,800 15,000 X 14,000 0 1,000
MOSAIC CO NEW COM COMMON 61945C103 1,371 23 X 23 0 0
MOTOROLA INC COM NEW COMMON 620076307 20,105 314 X 0 0 314
MURPHY OIL CORP COMMON 626717102 15,933 250 X 250 0 0
MUTUAL SER FD INC DISCOVERY Z MUTUAL 628380404 17,050 550 X 550 0 0
MUTUAL SER FD INC EUROPEAN Z MUTUAL 628380503 16,082 730 X 730 0 0
MYLAN LABS INC COMMON 628530107 1,766 61 X 61 0 0
NCI BUILDING SYS INC COM NEW COMMON 628852204 869 50 X 50 0 0
NCR CORP NEW COMMON 62886E108 524 19 X 0 0 19
NII HLDGS INC CL B NEW COMMON 62913F201 277 64 X 64 0 0
NATIONAL FUEL GAS CO N J COMMON 636180101 2,053,875 33,478 X 16,138 0 17,340
NATIONAL-OILWELL INC COM COMMON 637071101 25,123,679 355,105 X X 220,703 18 134,384
NATURAL BLUE RES INC COMMON 63884T105 2 300 X 0 0 300
NESTLE ADR COMMON 641069406 2,509,591 34,617 X 22,266 0 12,351
NETAPP INC COMMON 64110D104 13,664 400 X 0 0 400
NEW PERSPECTIVE FD INC SHS CL MUTUAL 648018828 6,334 191 X 0 0 191<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
NEWELL RUBBERMAID INC. COMMON 651229106 28,553 1,094 X 1,094 0 0
NEWMONT MNG CORP COMMON 651639106 153,736 3,670 X 970 0 2,700
NEWS CORP CL A COMMON 65248E104 6,560 215 X 0 0 215
NEXTERA ENERGY INC COM COMMON 65339F101 1,003,082 12,913 X 7,633 0 5,280
NIKE INC CLASS B COMMON 654106103 944 16 X 16 0 0
NOKIA CORP COMMON 654902204 79,376 24,200 X 20,400 0 3,800
NOBLE ENERGY INC COM COMMON 655044105 1,504 13 X 13 0 0
NORDSTROM INC COMMON 655664100 185,021 3,350 X 1,630 0 1,720
NORFOLK SOUTHN CORP COMMON 655844108 16,323,848 211,778 X X 128,014 17 83,747
NORSK HYDRO A S COMMON 656531605 273 63 X 63 0 0
NORTEL NETWORKS INC COMMON 656568508 2 242 X 242 0 0
NORTH EUROPEAN OIL RLTY TR UNI COMMON 659310106 101,850 4,200 X 1,500 0 2,700
NORTHERN TECH INTL CORP COMMON 665809109 81,769 6,094 X 6,094 0 0
NORTHROP GRUMMAN CORP COMMON 666807102 982,591 14,007 X 13,963 0 44
NOVO-NORDISK A S ADR COMMON 670100205 969 6 X 6 0 0
NUVEEN SELECT TX FR INCM PTLSH COMMON 67063C106 37,283 2,665 X 0 0 2,665
NVIDIA CORP COM COMMON 67066G104 7,698 600 X 0 0 600
OCCIDENTAL PETROLEUM CORP. COMMON 674599105 69,044 881 X 81 0 800
OMNICOM GROUP COMMON 681919106 455,474 7,733 X 7,733 0 0
ONEOK PARTNERS L P UNITS 68268N103 309,042 5,384 X 4,784 0 600
ONEOK INC NEW COMMON 682680103 74,651 1,566 X 1,566 0 0
ORACLE SYS CORP COMMON 68389X105 5,660,336 175,080 X 122,310 0 52,770
PNC FINANCIAL GROUP COMMON 693475105 25,797,146 387,927 X X 241,294 828 145,805
PNC FINL SVCS GROUP INC DEP PF PREFERR 693475881 152,100 6,000 X 6,000 0 0
PPG INDS INC COMMON 693506107 1,015,935 7,585 X 6,000 0 1,585
PPL CORP COMMON 69351T106 18,313,282 584,902 X X 383,017 1,461 200,424
PVR PARTNERS LP COM UNIT REPTG UNITS 693665101 73,536 3,050 X 1,800 0 1,250
PALL CORP COMMON 696429307 216,528 3,167 X 3,167 0 0
PATRIOT TRANSN HLDG INC COMMON 70337B102 5,495,869 197,551 X 176,151 0 21,400
PATTERSON UTI ENERGY INC COM COMMON 703481101 11,920 500 X 500 0 0
PAYCHEX INC COMMON 704326107 136,734 3,900 X 500 0 3,400
PEOPLES UNITED FINANCIAL COMMON 712704105 2,014,436 150,107 X 97,340 0 52,767
PEPSICO INC COMMON 713448108 1,180,084 14,917 X 7,967 0 6,950
PERMIAN BASIN RTY TR UNIT BEN COMMON 714236106 24,900 2,000 X 0 0 2,000
PERRIGO CO COM COMMON 714290103 356 3 X 3 0 0
PETROBRAS BRASILEIRO ADR SPONS COMMON 71654V101 242,303 13,350 X 1,500 0 11,850
PETROLEUM GEO SVCS ASA NEW SPO COMMON 716599105 339 22 X 22 0 0
PFIZER INC COMMON 717081103 18,311,353 634,489 X X 427,099 2,063 205,327
PHILLIPS 66 COM COMMON 718546104 332,917 4,758 X 3,500 0 1,258
PINNACLE WEST CAP CORP COMMON 723484101 13,433,548 232,053 X X 134,404 22 97,627
PIONEER NAT RES CO COM COMMON 723787107 62,125 500 X 0 0 500
PLAINS ALL AMERN PIPELINE L UN UNITS 726503105 741,808 13,134 X 11,294 0 1,840
PLUM CREEK TIMBER COMPANY COMMON 729251108 76,734 1,470 X 1,470 0 0
POTASH CORP SASK INC COMMON 73755L107 15,262,049 388,842 X X 229,768 1,524 157,550
GOLDMAN SACHS PFD 6.000% PREFERR 73941X577 100,200 4,000 X 4,000 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
PRAXAIR INC COMMON 74005P104 3,385,351 30,351 X 15,905 0 14,446
PRECISION CASTPARTS CORP COMMON 740189105 20,100 106 X 4 0 102
PRICELINE COM INC COM NEW COMMON 741503403 688 1 X 1 0 0
PROCTER & GAMBLE CO COMMON 742718109 8,603,441 111,646 X 73,775 0 37,871
PRUDENTIAL FINL INC COM COMMON 744320102 15,101 256 X 0 0 256
PRUDENTIAL FINANCIAL 5.70% PRE PREFERR 744320706 100,400 4,000 X 4,000 0 0
PUBLIC SVC ENTERPRISES COMMON 744573106 68,680 2,000 X 0 0 2,000
PUBLIC STORAGE INC COMMON 74460D109 328,250 2,155 X 2,155 0 0
PUBLIC STORAGE 5.20% SERIES X PREFERR 74460W107 99,680 4,000 X 4,000 0 0
PUBLIC STORAGE 5.900% PREFERRE PREFERR 74460W206 105,000 4,000 X 4,000 0 0
PULTE HOMES INC COM COMMON 745867101 121,440 6,000 X 6,000 0 0
QLIK TECHNOLOGIES INC COM COMMON 74733T105 5,528 214 X 214 0 0
QEP RES INC COM COMMON 74733V100 640,143 20,105 X 14,627 0 5,478
QUALCOMM INC COMMON 747525103 21,108,458 315,334 X X 208,324 24 106,986
QUESTAR CORP COMMON 748356102 6,194,491 254,603 X 156,875 0 97,728
QWEST CORP 7.375% PREFERRED PREFERR 74913G204 159,360 6,000 X 6,000 0 0
QWEST CORP 7.500% PFD PREFERR 74913G303 108,600 4,000 X 4,000 0 0
RH DONNELLEY CORP COMMON 74955W307 0 20 X 20 0 0
RACKSPACE HOSTING INC COM COMMON 750086100 353 7 X 7 0 0
RALPH LAUREN CORP CL A COMMON 751212101 847 5 X 5 0 0
RANGE RES CORP COM COMMON 75281A109 16,282,314 200,917 X X 128,695 17 72,205
RAYTHEON CO NEW COM COMMON 755111507 437,045 7,434 X 7,100 0 334
RED HAT INC COM COMMON 756577102 2,680 53 X 13 0 40
REGIONS FINANCIAL CORP (NEW) COMMON 7591EP100 83,661 10,215 X 6,746 0 3,469
RELM WIRELESS CORP COM COMMON 759525108 33,408 14,727 X 14,727 0 0
ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 27,189 466 X 0 0 466
ROCKWELL INTL CORP NEW COMMON 773903109 103,620 1,200 X 1,100 0 100
ROSTELECOM LONG DISTANCE & IAD COMMON 778529107 166 7 X 7 0 0
ROWE T PRICE INTL FDS INC INTL MUTUAL 77956H203 75,984 5,148 X 0 0 5,148
T ROWE PRICE NEW HORIZON FD MUTUAL 779562107 73,735 1,960 X 0 0 1,960
ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 9,551,785 142,948 X X 99,372 16 43,560
ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 2,491,262 38,233 X 19,878 0 18,355
RYANAIR HLDGS PLC ADR SPONSORE COMMON 783513104 334 8 X 8 0 0
SPDR TR UNIT SER 1 COMMON 78462F103 18,800 120 X X 0 50 70
SPX CORP COMMON 784635104 106,596 1,350 X 1,350 0 0
ST JUDE MED INC COMMON 790849103 36,396 900 X 900 0 0
SALESFORCE COM INC COM COMMON 79466L302 894 20 X 20 0 0
SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 39,338 2,600 X 950 0 1,650
SANDISK CORP COM COMMON 80004C101 13,740 250 X 0 0 250
SANOFI-AVENTIS ADR COMMON 80105N105 1,263,208 24,730 X 15,530 0 9,200
SANOFI AVENTIS CONTGNT VAL RT WARRANT 80105N113 25 14 X 14 0 0
SCANA CORP NEW COMMON 80589M102 40,928 800 X 0 0 800
SCHLUMBERGER COMMON 806857108 20,810,433 277,880 X X 178,544 19 99,317
SCHWAB 6.00% SERIES B PFD PREFERR 808513204 105,680 4,000 X 4,000 0 0
SEMILEDS CORP COM COMMON 816645105 1,035 750 X 0 0 750<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
SHIRE PHARMACEUTICALS GROUP AD COMMON 82481R106 640 7 X 7 0 0
SIEMENS A G SPONSORED ADR COMMON 826197501 32,340 300 X 300 0 0
SIGMA ALDRICH CORP COMMON 826552101 23,295 300 X 300 0 0
SMITHFIELD FOODS COMMON 832248108 741 28 X 28 0 0
SONOCO PRODUCTS COMMON 835495102 2,090,303 59,740 X 47,801 0 11,939
SOUTH JERSEY INDS INC COM COMMON 838518108 20,346 366 X 366 0 0
SOUTHERN CO COMMON 842587107 164,220 3,500 X 3,200 0 300
SOVRAN SELF STORAGE INC COMMON 84610H108 6,449 100 X 0 0 100
SPECTRA ENERGY CORP COM COMMON 847560109 1,763,482 57,349 X 53,662 0 3,687
SPLUNK INC COM COMMON 848637104 320 8 X 8 0 0
STANLEY BLACK AND DECKER INC COMMON 854502101 272,707 3,368 X 0 0 3,368
STANLEY BLACK & DECKER 5.750% PREFERR 854502705 132,000 5,000 X 5,000 0 0
STAPLES INC COMMON 855030102 26,840 2,000 X 2,000 0 0
STARBUCKS CORP COMMON 855244109 11,048 194 X 194 0 0
STATE STREET CORP COMMON 857477103 109,317 1,850 X 1,550 0 300
STATOIL ASA SPONSORED ADR COMMON 85771P102 27,722 1,126 X 126 0 1,000
STRYKER CORP COMMON 863667101 510,829 7,830 X 1,400 0 6,430
SUBURBAN PROPANE PARTNERS L UN UNITS 864482104 230,154 5,172 X 5,172 0 0
SUNOCO LOGISTICS PARTNERS L CO UNITS 86764L108 1,251,298 19,133 X 12,778 0 6,355
SUNTRUST BANKS 5.875% SERIES E PREFERR 867914889 125,600 5,000 X 5,000 0 0
SUPERIOR ENERGY SVCS INC COMMON 868157108 5,194 200 X 0 0 200
SURGUTNEFTEGAZ JSC SPONSORED A COMMON 868861204 894 100 X 100 0 0
SYSCO CORP COMMON 871829107 337,808 9,605 X 0 0 9,605
TC PIPELINES LP UT COM LTD PRT UNITS 87233Q108 272,271 5,615 X 5,615 0 0
TECO ENERGY INC COMMON 872375100 192,456 10,800 X 1,800 0 9,000
TJX COS INC NEW COMMON 872540109 757,257 16,198 X 12,298 0 3,900
TARGA RESOURCES PARTNERS LP CO UNITS 87611X105 138,060 3,000 X 0 0 3,000
TARGET CORP COMMON 87612E106 8,635,378 126,156 X X 73,801 9 52,346
TECK COMINCO LTD CL B COMMON 878742204 2,816 100 X 0 0 100
TELEFONICA DE ESPANA S A ORD COMMON 879382208 5,066 375 X 375 0 0
TELEPHONE & DATA SYSTEM 5.875% PREFERR 879433795 126,250 5,000 X 5,000 0 0
TELEPHONE & DATA SYSTEM 7.000% PREFERR 879433837 132,250 5,000 X 5,000 0 0
TELENOR ASA SPONSORED ADR COMMON 87944W105 920 14 X 14 0 0
TEMPLETON DEVELOPING MKTS TRSH MUTUAL 88018W302 2,829 119 X 119 0 0
TEMPLETON GROWTH FD INC COM MUTUAL 880199104 32,120 1,563 X 0 0 1,563
TENET HEALTHCARE CORPORATION C COMMON 88033G407 1,427 30 X 30 0 0
TENNECO AUTOMOTIVE INC COMMON 880349105 1,337 34 X 34 0 0
TERADATA CORP DEL COM COMMON 88076W103 9,011 154 X 4 0 150
TESLA MTRS INC COM COMMON 88160R101 18,945 500 X 0 0 500
TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 355,334 8,955 X 4,400 0 4,555
TEXAS INSTRUMENTS INC COMMON 882508104 2,845,425 80,198 X 47,193 0 33,005
TEXTRON INC COMMON 883203101 178,860 6,000 X 3,600 0 2,400
THERMO FISHER SCIENTIFIC INC. COMMON 883556102 7,649 100 X 0 0 100
3M COMPANY COM COMMON 88579Y101 3,967,277 37,318 X 19,097 0 18,221
TIFFANY & CO NEW COMMON 886547108 14,471,622 208,105 X X 149,019 9 59,077<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
TIME WARNER INC COM COMMON 887317303 196,830 3,416 X 30 0 3,386
TIME WARNER CABLE INC COM COMMON 88732J207 81,651 850 X 0 0 850
TITAN PHARMACEUTICALS INC DECO COMMON 888314101 1,670 1,000 X 1,000 0 0
TOLL BROS INC COM COMMON 889478103 3,424 100 X 0 0 100
TORONTO DOMINION BK ONT COM NE COMMON 891160509 2,214,149 26,590 X 15,325 0 11,265
TOTAL FINA SA ADR SPONS COMMON 89151E109 4,798 100 X 0 0 100
TOYOTA MTR CORP ADR 1 SH COMMON 892331307 10,264 100 X 100 0 0
TRANSCANADA CORP COM COMMON 89353D107 6,649,143 138,842 X 89,849 0 48,993
TRANSDIGM GROUP INC COM COMMON 893641100 306 2 X 2 0 0
TRAVELERS COMPANIES INC COMMON 89417E109 669,816 7,956 X 7,185 0 771
TWO HBRS INVT CORP COM COMMON 90187B101 100,880 8,000 X 0 0 8,000
TYSON FOODS INC CL A COMMON 902494103 1,688 68 X 68 0 0
U S BANCORP COMMON 902973304 9,349,344 275,548 X 207,996 0 67,552
UNILEVER PLC ADR SPON NEW COMMON 904767704 277,432 6,568 X 5,380 0 1,188
UNION PAC CORP COMMON 907818108 26,239,755 184,255 X X 140,267 10 43,978
UNITED CONTL HLDGS INC COM COMMON 910047109 1,857 58 X 58 0 0
US CELLULAR CORP 6.950% PFD PREFERR 911684405 212,320 8,000 X 8,000 0 0
UNITED TECHNOLOGIES CORP. COMMON 913017109 17,297,630 185,140 X X 118,203 14 66,923
UNITEDHEALTH GROUP INC COMMON 91324P102 4,872,004 85,160 X 70,322 0 14,838
V F CORP COMMON 918204108 117,425 700 X 500 0 200
VALE S A ADR COMMON 91912E105 38,038 2,200 X 1,200 0 1,000
VALLEY NATL BANCORP COMMON 919794107 98,857 9,654 X 0 0 9,654
VARIAN MED SYS INC COMMON 92220P105 86,400 1,200 X 1,200 0 0
VENTAS INC COMMON 92276F100 512 7 X 7 0 0
VENTAS REALTY LP 5.450% PREFER PREFERR 92276M204 126,150 5,000 X 5,000 0 0
VANGUARD INDEX TR 500 INDEX FD MUTUAL 922908108 13,738 95 X 70 0 25
VERIZON COMMUNICATIONS COMMON 92343V104 18,129,272 368,856 X X 247,751 30 121,075
VERTEX PHARMACEUTICALS INC COMMON 92532F100 770 14 X 14 0 0
VIACOM INC NEW CL B COMMON 92553P201 6,763 110 X 110 0 0
VIMPELCOM LTD SPONSORED ADR COMMON 92719A106 23,780 2,000 X 2,000 0 0
VISA INC COM CL A COMMON 92826C839 9,511 56 X 56 0 0
VMWARE INC CL A COM COMMON 928563402 473 6 X 6 0 0
VODAFONE GROUP INC COMMON 92857W209 625,908 22,039 X 10,689 0 11,350
VORNADO REALTY TRUST 6.875% SE PREFERR 929042869 136,600 5,000 X 5,000 0 0
VULCAN MATERIALS CO COMMON 929160109 144,450 2,794 X 1,372 0 1,422
WMI HLDGS CORP COM COMMON 92936P100 25 36 X 36 0 0
WPP PLC NEW ADR COMMON 92937A102 240,360 3,000 X 3,000 0 0
WAL MART STORES INC COMMON 931142103 284,429 3,801 X 3,501 0 300
WALGREEN CO COMMON 931422109 38,144 800 X 800 0 0
8WASHINGTON MUTUAL INC COMMON 939ESC968 0 1,044 X 1,044 0 0
WASTE MANAGEMENT INC COMMON 94106L109 1,690,696 43,119 X 37,010 0 6,109
WELLS FARGO NEW COMMON 949746101 22,321,579 603,449 X X 450,466 1,355 151,628
WELLS FARGO & COMPANY 5.125% P PREFERR 949746721 350,140 14,000 X 14,000 0 0
WESTERN ASST MNG MUN FD INC CO MUTUAL 95766M105 58 4 X 4 0 0
WESTERN GAS PARTNERS LP COM UN UNITS 958254104 298,713 5,028 X 5,028 0 0<br /><br />{C} {C}
ESTABROOK CAPITAL MANAGEMENT LLC
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 03/31/13
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------------- ------------------------------
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- ---------
WESTERN UN CO COM COMMON 959802109 877,449 58,341 X 52,497 0 5,844
WHITING PETE CORP NEW COM COMMON 966387102 12,913 254 X 254 0 0
WHOLE FOODS MKT INC COMMON 966837106 694 8 X 8 0 0
WILEY JOHN & SONS INC CLASS A COMMON 968223206 109,088 2,800 X 2,800 0 0
WILLIAMS CO COMMON 969457100 32,334,798 863,182 X X 540,606 1,453 321,123
WILLIAMS PARTNERS L P COM UNIT UNITS 96950F104 262,574 5,069 X 5,069 0 0
WINTHROP REALTY TRUST 9.25% PF PREFERR 976391508 55,378 2,000 X 0 0 2,000
WORKDAY INC CL A COMMON 98138H101 308 5 X 5 0 0
WORLDCOM INC-MCI GROUP COMMON COMMON 98157D304 0 52 X 52 0 0
WPX ENERGY INC COM COMMON 98212B103 1,214,476 75,810 X 69,155 0 6,655
XILINX INC COMMON 983919101 23,055 604 X 604 0 0
XEROX CORP COMMON 984121103 9,030 1,050 X 1,050 0 0
XYLEM INC COM COMMON 98419M100 21,497 780 X 780 0 0
YUM BRANDS INC COM COMMON 988498101 12,230 170 X 10 0 160
ZIMMER HLDGS INC COMMON 98956P102 433,643 5,765 X 5,760 0 5
TOTAL 1,131,058,957