Grace Brothers Management

Grace Brothers Management as of Sept. 30, 2013

Portfolio Holdings for Grace Brothers Management

Grace Brothers Management holds 46 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences conv 11.2 $13M 4.8M 2.77
Chart Industries 2% conv 5.2 $6.1M 3.3M 1.87
Viropharma Inc note 2.000% 3/1 4.5 $5.4M 2.5M 2.14
Micron Technology Inc note 4.0 $4.7M 2.5M 1.88
Ryland Group note 3.7 $4.4M 3.0M 1.46
Radian Group Inc note 3.7 $4.3M 3.0M 1.46
Enpro Industries Inc note 3.2 $3.8M 2.0M 1.84
Cadence Design Sys Cvt 2.625 6 convert 3.1 $3.6M 2.0M 1.82
Continental Airls Inc note 4.500% 1/1 3.0 $3.6M 2.1M 1.71
Akorn Inc note 3.500% 6/0 2.9 $3.5M 1.5M 2.30
CUBIST PHARM CONVERTIBLE security 2.9 $3.4M 1.5M 2.26
Rti Intl Metals Inc note 1.625%10/1 2.9 $3.4M 3.3M 1.04
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 2.7 $3.2M 2.0M 1.59
Mu Us conv 2.4 $2.9M 1.5M 1.91
Enersys note 3.375% 6/0 2.3 $2.7M 1.8M 1.55
Terex Corp New note 4.000% 6/0 2.2 $2.7M 1.3M 2.12
M/i Homes Inc note 3.250% 9/1 2.2 $2.6M 2.3M 1.15
Uthr 1 09/15/16 2.2 $2.6M 1.5M 1.70
Web Com Group Inc note 1.000% 8/1 2.2 $2.6M 2.2M 1.14
Health Care Reit Pfd I 6.5% 2.1 $2.4M 43k 57.55
Exterran Hldgs Inc note 4.250% 6/1 1.9 $2.2M 1.8M 1.25
Group 1 Automo note 3.0% 3/15/ 1.8 $2.2M 1.0M 2.16
Sandisk Corp note 1.500% 8/1 1.7 $2.0M 1.5M 1.33
Green Plains Renewable E note 1.7 $2.0M 1.5M 1.30
Cemex Sab De Cv conv bnd 1.6 $1.9M 1.5M 1.28
Energy Xxi Bermuda Ltd conv prf 1.6 $1.9M 6.0k 316.33
Stillwater Mng Co note 1.750%10/1 1.6 $1.8M 1.8M 1.05
Tesla Mtrs Inc note 1.500% 6/0 1.4 $1.7M 1.0M 1.69
Ppl Corporation 8.75% pfd cv 1.4 $1.6M 31k 53.74
Nextera Energy Inc unit 1.4 $1.6M 30k 54.63
Starwood Ppty note 4.0% 1/15/ 1.3 $1.6M 1.5M 1.04
Forestar Group Inc note 1.3 $1.5M 1.3M 1.16
Nextera Energy, Inc. pfd cv 1.2 $1.5M 30k 48.40
American Rlty Cap Pptys Inc note 3.000% 8/0 1.2 $1.4M 1.5M 0.95
PowerShares QQQ Trust, Series 1 1.2 $1.4M 17k 78.91
Bottomline Tech Del Inc note 1.500%12/0 1.1 $1.3M 1.2M 1.14
Ascent Cap Group Inc note 4.000% 7/1 1.1 $1.3M 1.3M 1.05
Cemex Sab De Cv conv bnd 1.1 $1.3M 1.0M 1.30
Gt Advanced Technologies Inc conv 1.1 $1.3M 1.0M 1.30
Altra Holdings, Inc note 2.750% 3/0 1.0 $1.2M 1.0M 1.19
Omnicare Inc bond 0.8 $960k 1.0M 0.96
Ak Steel Corp. conv 0.8 $940k 1.0M 0.94
Arcelormittal Sa Luxembourg mand cv nt 16 0.7 $860k 40k 21.50
General Mtrs Co *w exp 07/10/201 0.7 $791k 42k 18.74
Merrimack Pharmaceuticals In note 4.500% 7/1 0.4 $501k 550k 0.91
Cisco Systems (CSCO) 0.1 $164k 7.0k 23.43