Grace Brothers Management

Grace Brothers Management as of Dec. 31, 2013

Portfolio Holdings for Grace Brothers Management

Grace Brothers Management holds 49 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences conv 10.5 $13M 3.8M 3.30
Mu Us conv 5.3 $6.4M 2.8M 2.32
Chart Industries 2% conv 4.2 $5.0M 3.3M 1.55
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 3.9 $4.6M 2.0M 2.32
Ryland Group note 3.8 $4.6M 3.0M 1.53
Radian Group Inc note 3.4 $4.1M 2.8M 1.47
Cadence Design Sys Cvt 2.625 6 convert 3.1 $3.8M 2.0M 1.88
Sandisk Corp note 1.500% 8/1 3.1 $3.7M 2.5M 1.48
Enpro Industries Inc note 3.0 $3.6M 2.0M 1.77
Uthr 1 09/15/16 3.0 $3.6M 1.5M 2.37
Rti Intl Metals Inc note 1.625%10/1 2.9 $3.4M 3.3M 1.06
Mylan Inc note 3.750% 9/1 2.7 $3.3M 1.0M 3.28
Tesla Mtrs Inc note 1.500% 6/0 2.6 $3.1M 2.3M 1.39
Enersys note 3.375% 6/0 2.6 $3.1M 1.8M 1.77
Slxp 1 1/2 03/15/19 2.5 $3.0M 2.0M 1.50
Crown Castle International Corp. pfd stk 2.1 $2.6M 26k 100.39
Health Care Reit Pfd I 6.5% 1.8 $2.2M 43k 51.27
Green Plains Renewable E note 1.8 $2.2M 1.5M 1.45
Ttm Technologies Inc conv 1.8 $2.2M 2.0M 1.08
Jarden Corp note 1.875% 9/1 1.8 $2.1M 1.5M 1.42
Trak 1 1/2 03/15/17 1.7 $2.1M 1.5M 1.39
Altra Holdings, Inc note 2.750% 3/0 1.7 $2.1M 1.5M 1.38
Group 1 Automo note 3.0% 3/15/ 1.7 $2.0M 1.0M 2.00
American Rlty Cap Pptys Inc note 3.000% 8/0 1.7 $2.0M 2.0M 1.00
Cemex Sab De Cv conv bnd 1.6 $2.0M 1.5M 1.32
Bottomline Tech Del Inc note 1.500%12/0 1.6 $1.9M 1.4M 1.35
Solarcity Corp note 2.750%11/0 1.5 $1.8M 1.5M 1.19
Ak Steel Corp. conv 1.4 $1.6M 1.0M 1.64
Ppl Corporation 8.75% pfd cv 1.4 $1.6M 31k 52.89
Aegean Marine Petroleum Network note 4.000 11/0 1.3 $1.6M 1.5M 1.06
Stanley Black & Decker Inc Uni p 1.3 $1.5M 15k 102.93
M/i Homes Inc note 3.250% 9/1 1.3 $1.5M 1.2M 1.30
Chesapeake Energy 5.75% Conv Pfd p 1.3 $1.5M 1.3k 1160.00
Web Com Group Inc note 1.000% 8/1 1.2 $1.4M 1.2M 1.13
Cemex Sab De Cv conv bnd 1.1 $1.4M 1.0M 1.36
Ascent Cap Group Inc note 4.000% 7/1 1.1 $1.4M 1.3M 1.08
Group 1 Automotive Inc frnt 2.250% 6/1 1.1 $1.3M 1.0M 1.26
PowerShares QQQ Trust, Series 1 1.0 $1.2M 14k 87.93
Micron Technology Inc conv 0.9 $1.1M 1.2M 0.99
Gt Advanced Technologies Inc note 3.000%12/1 0.9 $1.1M 1.1M 1.02
Starwood Ppty note 4.0% 1/15/ 0.9 $1.1M 1.0M 1.11
Alpha Natural Resources Inc note 4.875%12/1 0.9 $1.1M 1.0M 1.08
Blackstone Mtg Tr Inc Note cb 0.9 $1.1M 1.0M 1.05
Arcelormittal Sa Luxembourg mand cv nt 16 0.9 $1.0M 40k 26.00
Energy Xxi Bermuda Ltd conv prf 0.9 $1.0M 3.5k 294.29
Omnicare Inc bond 0.8 $1.0M 1.0M 1.02
Rait Financial Trust note 4.000%10/0 0.8 $1.0M 1.0M 1.00
Resource Cap Corp Note 6.000%12/0 note 0.8 $1.0M 1.0M 1.01
Cisco Systems (CSCO) 0.1 $157k 7.0k 22.43