Grace Brothers Management

Grace Brothers Management as of Sept. 30, 2014

Portfolio Holdings for Grace Brothers Management

Grace Brothers Management holds 44 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences conv 8.3 $8.9M 1.9M 4.67
Sandisk Corp note 1.500% 8/1 6.8 $7.2M 3.8M 1.93
Mylan Inc note 3.750% 9/1 6.8 $7.2M 2.1M 3.42
Slxp 1 1/2 03/15/19 6.4 $6.8M 2.8M 2.42
Mu Us conv 5.2 $5.5M 1.6M 3.57
Greenbrier Co Inc conv bnd 4.1 $4.4M 2.2M 2.03
Uthr 1 09/15/16 3.8 $4.0M 1.5M 2.69
Tesla Mtrs Inc note 1.500% 6/0 3.8 $4.0M 2.0M 2.02
Novellus Systems, Inc. note 2.625% 5/1 3.6 $3.8M 1.8M 2.19
Trak 1 1/2 03/15/17 3.4 $3.6M 2.8M 1.30
Hawaiian Holdings Inc conv 3.3 $3.5M 2.0M 1.77
Iconix Brand Group, Inc. conv 2.7 $2.9M 2.3M 1.28
Acorda Therap note 1.75% 6/15 2.4 $2.6M 2.5M 1.04
Verisign Inc sdcv 3.250% 8/1 2.4 $2.5M 1.5M 1.68
X 2 3/4 04/01/19 2.3 $2.5M 1.5M 1.64
Radian Group Inc note 2.1 $2.2M 1.6M 1.43
Ttm Technologies Inc conv 1.8 $1.9M 2.0M 0.97
Verint Sys Inc note 1.5% 6/1 1.8 $1.9M 1.8M 1.09
Vipshop Holdings Ltd - Ads bond 1.8 $1.9M 1.6M 1.18
Tyson Foods Inc cnv p 1.8 $1.9M 37k 50.35
Altra Holdings, Inc note 2.750% 3/0 1.7 $1.8M 1.5M 1.21
Ak Steel Corp. conv 1.6 $1.7M 1.0M 1.69
Wellpoint Inc Note cb 1.6 $1.7M 1.0M 1.66
Bottomline Tech Del Inc note 1.500%12/0 1.5 $1.6M 1.4M 1.13
Cobalt Intl Energy Inc note 1.5 $1.6M 1.8M 0.90
Aegean Marine Petroleum Network note 4.000 11/0 1.4 $1.5M 1.5M 0.97
Chesapeake Energy 5.75% Conv Pfd p 1.4 $1.4M 1.3k 1105.38
M/i Homes Inc note 3.250% 9/1 1.2 $1.3M 1.2M 1.11
Xpo Logistics note 4.5% 10/1 1.1 $1.2M 500k 2.36
Vector Group Ltd note 1.75% 4/15 1.1 $1.1M 1.0M 1.12
Ascent Cap Group Inc note 4.000% 7/1 1.0 $1.1M 1.3M 0.89
Starwood Ppty note 4.0% 1/15/ 1.0 $1.1M 1.0M 1.09
Beazer Homes Pfd 7.5% 2015 pfd cv 1.0 $1.1M 40k 26.90
PowerShares QQQ Trust, Series 1 1.0 $1.1M 11k 98.80
Insulet Corp note 2.000% 6/1 1.0 $1.1M 1.0M 1.07
Healthways Inc note 1.500% 7/0 1.0 $1.0M 1.0M 1.04
Renewable Energy Group Inc mtnf 2.750% 6/1 1.0 $1.0M 1.0M 1.03
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.9 $1.0M 1.0M 1.00
J2 Global Inc note 3.250% 6/1 0.9 $1.0M 1.0M 1.00
Web Com Group Inc note 1.000% 8/1 0.9 $920k 1.0M 0.92
Tesla Motors Inc bond 0.8 $855k 900k 0.95
Energy Xxi Bermuda Ltd conv prf 0.6 $679k 3.5k 194.00
Apple (AAPL) 0.2 $247k 2.5k 100.82
Cisco Systems (CSCO) 0.2 $175k 7.0k 25.00